232 F. 456 | 6th Cir. | 1916
Infringement suit on patent for electric motor controller regulator, issued January 16, 1906, to Weyand, as No. 810,240, and reissued to Electric Service Supplies Company, January 28, 1908, as reissue No. 12,744, upon reissue application filed March 18, 1907. The first nine claims of the reissue are identical with the nine and only claims of the original; the remaining reissue claims 10-32, are of seemingly broader character. Infringement is alleged of claims 1, 2, 11, 25, 29, and 30. The District Court held claims 1, 2, and 29 to be valid and infringed, and claims 11, 23, and 30 to be void, because broader than the art permitted. Both parties appeal.
The invention pertained, commercially, to that form of controller used by the motormen of electric cars in turning the current on and
The first question we meet is whether the reissue was invalid, because broadened. It was applied for within 15 months from the original issue, and neither laches nor abandonment can be urged against it from mere lapse of time. The reissue was very frankly for tire sole purpose of broadening the claims. No consequential error in the specification was suggested, and the only “inadvertence, accident, or mistake” alleged was the omission to make the additional claims which were said to have been necessary to make the monopoly or protection of the patent as broad as the invention disclosed by the specification and drawings. The mistake or inadvertence was that of the applicant, induced by a,negligent or unskillful solicitor,
The question is most squarely presented by claim 29, as follows:
“In an electric controller regulator, the' combination with a controller of a base mounted thereon and provided with cams and stops, a rotatable cover on the base having a pawl which co-operates with the cams and stops to intermittently arrest the cover, a jaw on the cover, an operating handle engaging the controller rod and jaw to connect said rod and cover, and a coupling to secure the cover to the base without interfering with its rotation.”
When this is compared with other claims, it is seen that its identifying thought, and so what must be deemed the invention of this claim, is the use of the handle to lock together and cause to turn in unison the cover-plate and controller rod; and this, of necessity, carries the implication that, when the handle is not in position, the rod and cover-plate will- be disconnected. The claims of the original natent did not reach and protect the invention thus described. Two or three of the claims included, as elements, directly or by necessary implication, the handle and the controller rod and the jaws for locking the. handle to the cover; but in such claims these elements were grouped in combination with a large number of other elements not involved in this thought, and it follows that these claims were so narrow as not to protect broadly the idea of making the rod and cover coupling in this way.
“Whenever any patent * * * shall be Inoperative or invalid by reason of a defective or insufficient description or specification, or by reason of the patentee claiming in his specification as his own invention more than be had or shall have a right to claim as new, if the error has or shall have arisen by inadvertency, accident or mistake, * * * it shall be lawful for the Commissioner * * * to causo a new patent to bo issued to the said inventor, for the same invention * * * in accordance with the patentee’s corrected description and specification.” Act July 4, 1836, c. 357, 5 Stat. 122.
The act of 1870, by section 53, uses practically the same language, save that “specification” is substituted for “description and specification.” The statutory conditions thus become (1) “inoperative or invalid;” (2) “a defective or insufficient specification;” (3) “inadvertence, accident, or mistake;” and (4) “the same invention.”
It is well understood that at the time of the first statute “specification” was an inclusive term, covering what, in later nomenclature, are identified as ‘‘specification” and “claims”; and though in 1870 the distinct identity of claims was recognized, it is not to be supposed that the re-enactment of this part of the act of 1836 contemplated any different definition of the terms used than had been understood and accepted with reference to the same terms in the earlier statute. Indeed, the last edition of Walker on Patents (4th Ed. §§ 111,' 173) says that the claims are part of the specification. See, also, Macomber, pages 71
If the original specification and drawing disclose a structure with five elements, and it is apparent that three of them make an "Operative combination, the other two being useful but unnecessary additions— though the possible use of three only is not mentioned — and if the claim includes all five, and so is limited to the more complex combination, there is in these facts alone no bar to a reissue securing the simpler combination of three elements of which the patentee was in truth the first inventor. Upon principle, we cannot escape this conclusion, and we find no controlling decision to the contrary. Of course, if the original claims did not touch that part of the structure to which the reissue claim pertains, a somewhat different question would arise. If the opinions cited from the Seventh Circuit (General Co. v. Richmond Co. and McDowell v. Ideal Co.) carry implications against this conclusion, they must be read with the decision of the same court in Moneyweight Co. v. Toledo Co., 187 Fed. 326, 109 C. C. A. 586, in which it is held that the original claims do not fix the identity- of the actuál invention. Sinde the claim constitutes the only statutory medium for declaring the scope of the invention, as distinguished from its .structural embodiment, it seemingly must follow that an omission to specify its true breadth in the place where that is not required — the description — cannot be more fatal than the same omission in the claim, where the formulation is required.
Since a patent grants or creates no right to manufacture the thing patented, but only a right of exclusion (Swindell v. Youngstown Co., 230 Fed. 438, - C. C. A. - (C. C. A. 6—Feb. 8, 1916), it would seem that intervening patents, not followed by manufacture, can furnish the necessary basis for this rule (in a case of less than two years’ delay) only because of the effort and expense involved in making and perfecting the inventions to which they relate; in other words, because the absence of the broad claim in the earlier patent has encouraged or misled the later patentee to make and perfect an invention which he would not have undertaken if the earlier monopoly had been wider.
We need not determine still another supporting reason urged by the plaintiffs for the same result, viz. that the three intervening patents were either issued or assigned to and are now owned by plaintiffs themselves, and that the general public cannot claim through an intervening inventor who is himself not prejudiced. See Hartshorn v. Barrel Co., 119 U. S. 664, 674, 7 Sup. Ct. 421, 30 L. Ed. 539.
Before coming to the questions of validity and infringement, which we must decide, we note the differences between plaintiffs’ and defend
The second claim is more specifically confined to the form of pawl and post involved than is the first claim, and it is governed by tire same
“In a controller regulator, the combination with a series of stops, a rotatable member having a pawl movable only in one plane, a series of cams for moving the pawl into engagement with the stops to effect a step by step movement of said member in one direction, and provision for permitting uninterrupted movement of the said member in the opposite direction.”
The. court below held this claim void as anticipated by the patent to Asbury. We agree that it would be void, if it was given a scope sufficient to cover defendant’s form; but we think the claim may well be read so as to have validity over Asbury and still not be infringed. Its force turns on the meaning of the limitation “movable only in one plane.” The claim, containing this limitation, was rejected on reference to Asbury; the applicant then pointed out that in Asbury, while the pawl moved only in what was practically one horizontal plane, yet that its carrying device was swung around the circle, and so, with reference to the part corresponding to the base-plate, it moved in and out in different radial planes. For this reason, the limitation was said to distinguish. This argument did not, in truth present any distinction between Weyand and Asbury. Where two parts are relatively changing, and we speak of the plane of motion of an attachment to one part, it is obvious that though the plane will remain the same as to the attached part, it will constantly change as to the other part. In As-bury, the pawl motion was always in the same plane as to the pawl carrier, but was in successive radial planes as to the stop-carrying part; just so, in Weyand, the pawl motion is always in the same horizontal plane as to the pawl-carrying cover, but is in successive radial and chord planes as to the stop-carrying base-plate; and just so with defendant — the motion of his main pawl is always in the same vertical plane with reference to the carrier, but is in successive vertical chord planes as to the base-plate. The-true distinction between Weyand and Asbury — and this distinction was imported into Weyand’s claim by this limitation in connection with what was already in the claim— was that Weyand provided for his pawl a stop-engaging motion in one plane, and then a further cam-avoiding motion by the same pawl in the same plane continued. We have, then, a case where the applicant was entitled to have, over the reference, the exact claim which was granted, but where he secured the allowance by presenting a view of the meaning of his claim, which, if correct, would have made the allowance improvident. Should wc construe the claim as the applicant did, or should we say that the result obtained by the examiner should be sustained because it was right although he apparently was moved by a wrong reason ?
We conclude that it is unnecessary to pass upon this perhaps novel question, because, if the claim is valid on the suggested theory, defendant does not infringe. It is true that his main pawl moves in a vertical plane, and his supplementary pawl retreats vertically into the main pawl, but neither this supplementary part nor the main pawl has any further motion in the plane of the first motion as extended; the main pawl has no cam-avoiding motion whatever; and it seems inci
Claims 25 and 30
It was not a new thing, broadly speaking, to connect a revolving-part to a central shaft by a bar removably locking to- both so that when it was in position they would revolve together, and when it was removed, they would be disconnected. .This construction was old in turret lathes — not elsewhere, so far as shown — but it had not been used for controller boxes or for any analogous purpose, and we cannot assume that it, like the new subject-matter of claims 25 and 30, was a common expedient. It had special utility for this use, because when the parts have been arranged on the general plan here followed, it is necessary that the cover-plate and controller rod should be fast and revolve together. If they are fastened in some semi-permanent way, as is done in each one of the several earlier controllers shown, it follows that, when the motorman takes out the handle and leaves the controller box, it can still be operated by any one who comes along; the cover-plate can easily be grasped by the hand and turned and the car set in motion; but with the construction which Weyand was the first to use, when the motorman removes the handle, the cover-plate and rod are automatically thereby disconnected, and any trespasser may revolve the cover-plate as much as he pleases without affecting the controller rod. While this is a simple step, we think that it involved invention — for anything shown by this record. The infringement is obvious.
Some complaint is made because, by the final decree, complainant was given only nominal damages; but the final decree recites that this action was taken after “further hearing.” Counsel concede that proofs were taken bearing thereon, and those proofs have not been brought here. We cannot presume error.
The decree below will be modified so as to direct injunction on claim 29 only, so as to find that claims 1, 2 and II are not infringed and that claims 25 and 30 are invalid. The injunction must also be upon
“The term ‘specification’ has been loosely used. In reading the decisions of earlier times, one finds it embracing description, claims, and even drawings —all that the patentee contributes to the grant — but most commonly to the description and the claims.”
“The term ‘specification’ is used in a twofold and confusing manner. As used in the statutes, it means both the descriptive portion and the claims. As commonly used by the Patent Office and by patent attorneys, it means the descriptive portion alone. The courts use the term in both ways, but the tendency in the more recent decisions is to mark the distinction as the Patent Office has done.”
“If a patentee wlio lias no correction to suggest in Ms specification except to make Ms claim broader and more comprehensive, uses due diligence in returMng to the Patent Office, and says, ‘I omitted this,’ or ‘my solicitor did not understand that,’ Ms application, may be entertained, and, on a proper showing correction may be made.” Mr. Justice Bradley in Miller v. Brass Co., 104 U. S. 350, 352, 26 L. Ed. 783.
Clements v. Odorless Co., 109 U. S. 641, 648, 3 Sup. Ct. 525, 27 L. Ed. 1060; McMurray v. Mallory, 111 U. S. 97, 103, 4 Sup. Ct. 375, 28 L. Ed. 365; Turner Co. v. Dover Co., 111 U. S. 319, 326, 4 Sup. Ct. 401, 28 L. Ed. 442; Mahn v. Harwood, 112 U. S. 354, 357, 360, 5 Sup. Ct. 174, 6 Sup. Ct. 451, 28 L. Ed. 665; Coon v. Wilson, 113 U. S. 268, 277, 5 Sup. Ct. 537, 28 L. Ed. 963; Worden v. Searls, 121 U. S. 14, 24, 7 Sup. Ct. 814, 30 L. Ed. 853; Parker v. Yale, 123 U. S. 87, 97, 8 Sup. Ct. 38, 31 L. Ed. 100; Hoskin v. Fisher, 125 U. S. 217, 223, 8 Sup. Ct. 834, 31 L. Ed. 759; Flower v. Detroit, 127 U. S. 563, 571, 8 Sup. Ct. 1291, 32 L. Ed. 175; Electric Co. v. Boston, 139 U. S. 481, 501, 11 Sup. Ct. 586, 35 L. Ed. 250; General Co. v. Richmond Co. (C. C. A. 7) 178 Fed. 84, 102 C. C. A. 138; McDowell v. Ideal Co. (C. C. A. 7) 187 Fed. 814, 109 C. C. A. 574; Peoria Co. v. Cleveland Co. (C. C. A. 6) 58 Fed. 227, 239, 7 C. C. A. 197.
Battin v. Taggert, 17 How. 74, 84, 15 L. Ed. 37; Seymour v. Osborne, 11 Wall, 516, 544, 545, 20 L. Ed. 33; Mahn v. Harwood, 112 U. S. 354, 5 Sup. Ct. 174, 6 Sup. Ct. 451, 28 L. Ed. 665; Eames v. Andrews, 122 U. S. 40, 58, 59, 7 Sup. Ct. 1073, 30 L. Ed. 1064; Topliff v. Topliff, 145 U. S. 156, 165, 171, 12 Sup. Ct. 825, 36 L. Ed. 658; Houghton v. Whitin Wks. (C. C. A. 1) 153 Fed. 740, 83 C. C. A. 84; Thompson Co. v. Black River Co. (C. C. A. 2) 135 Fed. 759, 764, 68 C. C. A. 461; Showcase Co. v. Baker (C. C. A. 6) supra.
This view has seemingly long been followed by the Patent Office, pursuant to the fully reasoned' conclusions of its controlling tribunal, the Court of Appeals of the District, by Justice Duell, former Commissioner of Patents, in In re Briede, 27 App. D. C. 298. See, also, In re Heroult, 29 App. D. C. 42, 53; Nelson v. Felsing, 32 App. D. C. 420, 426; Otis v. Ingoldsby, 35 App. D. C. 102, 106.
Claim 1 — In an electric controller regulator of the kind described, the combination of a main body having a base B, a cylindrical part B%, a series of Interior ratchet teeth Bí and Bs, a series of studs 0 and O', and a central aperture B&, said body being adapted to fit over an electric controller rod and to be affixed to a controller, with a revoluble coyer, D, having a central aperture E, a jaw F, adapted to receive the shank of a handle of an electric controller; and a pawl J, pivotally attached to the inside of said cover, said pawl being adapted to be. engaged by the studs 0 and O', and to be deflected thereby into engagement with said ratchet teeth; and means for returning said pawl from its deflected position to a normal position Jsubstantially as described and for the purposes specified.
Claim 26 — In a controller regulator, tlie combination with a base, a rotatable cover, means for compelling intermittent movement of the cover in one direction while permitting uninterrupted movement thereof in the opposite direction, and means for connecting the cover directly to the .base to prevent separation thereof without interfering with the rotation of the cover.”