Case Information
UNITED STATES DISTRICT COURT DISTRICT OF CONNECTICUT MICHAEL AMATO, JOY MONSANTO, and 50’s
LOUNGE, LLC, No. 3:20-cv-464 (MPS) Plaintiffs,
v.
MAYOR JUSTIN ELICKER, MAYOR’s
REPRESENTATIVE, and GOVERNOR NED
LAMONT,
Defendants. RULING ON PLAINTIFFS’ MOTION FOR A TEMPORARY RESTRAINING ORDER
AND PRELIMINARY INJUNCTION
Plaintiffs Michael Amato and Joy Monsanto co-own and operate a restaurant—Plaintiff 50’s Lounge, LLC—in New Haven, Connecticut. ECF No. 1 ¶ 9. The Plaintiffs filed this lawsuit on April 3, 2020, challenging actions that Defendant Ned Lamont (Governor of Connecticut) and Defendant Justin Elicker (Mayor of New Haven) took in response to the COVID-19 pandemic. On April 10, 2020, the Plaintiffs filed a motion for a temporary restraining order and preliminary injunction staying the enforcement of orders issued by Governor Lamont and Mayor Elicker that they claimed interfered with their business and their constitutional rights of assembly and association. For the reasons set forth below, the Plaintiffs’ motion is denied. [1]
I. FACTS
The following facts are drawn primarily from the Plaintiffs’ Complaint, ECF No. 1, and their affidavits, ECF Nos. 8, 11-2, 11-3, which were first filed five days after the complaint on April 8, 2020. [2] I also take judicial notice of the contents of Governor Lamont’s and Mayor Elicker’s relevant orders. Fed. R. Evid. 201(b).
Plaintiffs Amato and Monsanto have operated the 50’s Lounge in New Haven since 2017, serving food and liquor “while hosting local artists in an on-site gallery.” ECF No. 1 ¶ 11. The restaurant also has hosted political events. Id. ¶ 12.
As the Plaintiff’s acknowledge, the “Coronavirus crisis began to take hold in Connecticut” in March 2020. Id. ¶ 13. I assume familiarity with the COVID-19 pandemic—an ongoing public health crisis with which all readers are familiar and which has resulted in thousands of death in Connecticut. See Coronavirus Disease 2019 (COVID-19) , CT.gov (May 12, 2020), https://portal.ct.gov/Coronavirus (As of May 12, 2020, Connecticut had 33,765 confirmed COVID-19 cases, and 3,008 COVID-19-associated deaths.). Governor Lamont announced the first positive case of COVID-19 in Connecticut on March 8, 2020. Governor Lamont Announces First Positive Case of Novel Coronavirus Involving a Connecticut Resident , Office of Governor Ned Lamont (Mar. 8, 2020), https://portal.ct.gov/Office-of-the- Governor/News/Press-Releases/2020/03-2020/Governor-Lamont-Announces-First-Positive- are not verified or otherwise supported by affidavit, I do not consider the new allegations in ruling on the Plaintiffs’ TRO motion.
[2] The affidavits submitted in support of the Plaintiffs’ motion for a temporary restraining order and preliminary injunction, ECF Nos. 11-2 & 11-3, are identical to the affidavits submitted on April 8, 2020, ECF No. 8. Plaintiffs’ affidavits are also substantively identical to each other; for ease of reference, therefore, I cite only to Plaintiff Monsanto’s affidavit, ECF No. 11-2. Case-of-Novel-Coronavirus-Involving-a-Connecticut-Resident. On March 10, 2020, Governor Lamont “declare[d] a public health emergency and civil preparedness emergency throughout the State, pursuant to Sections 19a-131a and 28-9 of the Connecticut General Statutes.” Governor Ned Lamont, Declaration of Public Health and Civil Preparedness Emergencies (Mar. 10, 2020), https://portal.ct.gov/Coronavirus/Pages/Emergency-Orders-issued-by-the-Governor-and- State-Agencies.
On March 15, the Plaintiffs decided to “close 50’s Lounge for business,” after considering “the best course of action for their business, their employees, and the community they served.” ECF No. 1 ¶ 13.
After declaring a state of emergency, Governor Lamont issued a series of executive orders implementing “community mitigation strategies to increase containment of the virus and to slow down the transmission of the virus.” Executive Order 7 at 1 (Mar. 12, 2020). [3] The Governor’s orders placed limits on nearly all areas of public life, including canceling classes at public schools, suspending non-critical court operations, and restricting workplaces for non- essential businesses. Most relevant to this case, Executive Order 7D, entered on March 16, 2020, placed limits on restaurant, bar, and private club operations, requiring that “any restaurant or eating establishment and any location licensed for on-premise consumption of alcoholic liquor . . . shall only serve food or non-alcoholic beverages for off-premises consumption.” Executive Order 7D at 2. On March 19, Executive Order 7G provided “[f]urther [c]larification” of the limit on bars and restaurants, stating that “[a]ny business with an active restaurant, café or tavern liquor permit . . . shall be permitted to sell sealed containers of alcoholic liquor for pick up at such restaurant, café or tavern” under certain conditions. Executive Order 7G at 4. On March 20, 2020, the Governor ordered that “[n]on-essential businesses . . . shall reduce their in-person workforces at any workplace locations by 100% not later than March 23, 2020 at 8:00 p.m.” and that “the Department of Economic and Community Development (“DECD”) shall issue lawfully binding guidance about which businesses are essential.” Executive Order 7H at 2–3 (Mar. 20, 2020). The order provided that essential businesses “shall include, but not be limited to, the 16 critical infrastructure sectors as defined by the Department of Homeland Security . . . including . . . food and beverage retailers . . . and restaurants, provided they comply with previous and future executive orders issued during the existing declared public health and civil preparedness emergency . . . .” Id. at 3.
Governor Lamont’s executive orders also limited the number of persons who could gather for social or recreational purposes. See Executive Order Nos. 7, 7D, 7N. He issued the most restrictive such order on March 26, 2020, directing that “social and recreational gatherings . . . of six (6) or more people . . . are prohibited throughout the State of Connecticut. Executive Order 7N at 4 (Mar. 26, 2020). That order “d[id] not apply to government operations, private workplaces, retail establishments, or other activities that are not social or recreational gatherings.” Id.
Mayor Elicker also declared a state of emergency on March 15, 2020. He issued an emergency order on March 19, 2020 stating that “gatherings of more than 10 people for social and recreational activities . . . are prohibited.” Emergency Order No. 4 at 2 (Mar. 19, 2020), https://documentcloud.adobe.com/link/track/?pageNum=1&uri=urn%3Aaaid%3Ascds%3AUS% 3A399de22f-5c51-411f-9a15-9fd5fd6bb0b5; ECF No. 23 at 5 n.5.
Plaintiffs aver that Governor Lamont’s and Mayor Elicker’s orders “present a great hardship to our business as we are losing money to pay our expenses every day, and we are not even bringing in a small amount of revenue to offset our expenses.” ECF No. 11-2 ¶ 9. Specifically, the Amato and Monsanto affidavits state that the Governor’s “executive order commanding ‘non-essential’ businesses to cease their on-site operations has completely cut off my business’s revenue stream as we can no longer operate as a restaurant and a bar while the order remains in effect.” Id. ¶ 6. “If these orders are not stayed,” according to the Plaintiffs, “our business will incur financial hardship to the point where we may need to furlough our employees without pay, terminate their employment for the foreseeable future, and ultimately close our doors for good.” Id. ¶ 10.
Plaintiffs Amato and Monsanto also each aver that “Governor Lamont’s executive order banning all gatherings of more than five people completely hinders me from physically associating with anyone besides my family, thus denying me the ability to meet with my friends, customers, and like-minded people while the order remains in effect.” Id. ¶ 7. The Plaintiffs make an identical statement regarding “Mayor Elicker’s ban on gatherings exceeding ten people.” Id. ¶ 8.
II. LEGAL STANDARD
“In the Second Circuit, the standard for issuance of a temporary restraining order
(“TRO”) is the same as the standard for a preliminary injunction.”
Fairfield Cty. Med. Ass’n v.
United Healthcare of New England
,
III. DISCUSSION
The Plaintiffs seek a temporary restraining order and preliminary injunction staying the enforcement of: (1) Mayor Elicker’s “ten-person order,” (2) “all of Governor Ned Lamont’s executive orders banning non-essential gatherings of people,” and (3) “Governor Lamont’s executive order commanding bars and restaurants to close their on-premises operations.” ECF No. 11 at 1–2.
As a preliminary matter, although the Plaintiffs request oral argument, they do not
explicitly request an evidentiary hearing on their motion. “When parties are content in the district
court to rest on affidavits, the right to an evidentiary hearing is waived.”
Drywall Tapers &
Pointers of Greater New York, Local 1974 of I.B.P.A.T., AFL-CIO v. Local 530 of Operative
Plasterers & Cement Masons Int’l Ass’n
,
A. Mayor Elicker’s Emergency Order No. 4
The Plaintiffs seek to stay the enforcement of Mayor Elicker’s “ten-person order”—
i.e.
,
Emergency Order No. 4, which prohibited “gatherings of more than 10 people for social and
recreational activities.” ECF No. 11 at 1; ECF No. 23 at 5 n.5. I agree with Mayor Elicker that
the challenge to this order is moot, since the “Ten-Person Order was superseded by Governor
Lamont’s Executive Order No. 7N, Sec. 1, issued March 26, 2020, which . . . prohibits social or
recreational gatherings of more than five (5) people statewide.” ECF No. 23 at 9. Under Article
III of the Constitution, federal courts have authority to adjudicate only “Cases” and
“Controversies;” therefore, courts may not “decid[e] legal disputes or expound[] on law in the
absence of such a case or controversy.”
Already, LLC v. Nike, Inc.
,
B. Governor Lamont’s Executive Order 7D
The Plaintiffs also challenge “all of Governor Ned Lamont’s executive orders banning non-essential gatherings of people,” and “Governor Lamont’s executive order commanding bars and restaurants to close their on-premises operations.” ECF No. 11 at 1–2. In their complaint, the Plaintiffs point specifically to the Governor’s orders on March 12 (Executive Order 7, banning “gatherings of 250 people or more for social and recreational activities”), March 16 (Executive Order 7D, banning “gatherings of 50 or more people” and limiting restaurants and bars to serving foods and beverages for off-premises consumption), March 19 (Executive Order 7G, clarifying that bars and restaurants may sell alcoholic liquor for off-premise consumption under certain circumstances), and March 26 (Executive Order 7N, banning “social and recreational gatherings . . . of six (6) or more people”). ECF No. 1 ¶¶ 19–22; ECF No. 21-1 at 2–20.
For the same reasons the challenge to Mayor Elicker’s ten-person order is moot, any challenge to Governor Lamont’s orders restricting gatherings to 250 people or to 50 people is also moot. Those earlier orders were explicitly superseded on March 26 by Executive Order 7N, which prohibited social and recreational gatherings of six or more people. Executive Order 7N at 4 (“[T]he prior order set forth in Executive Order No. 7D [regarding gatherings] . . . is hereby amended and modified . . . .”). Therefore, the only restrictions that are still in effect are Executive Order 7D’s restrictions on restaurants and Executive Order 7N’s restrictions on gatherings of six or more people. I address the challenge to Executive Order No. 7D first.
The Plaintiffs challenge Executive Order No. 7D as a “substantial and undue burden on the Plaintiff’s liberty and right to pursue an honest living, thus violating the Fourteenth Amendment, . . . . Article IV, Section 2 of the United States Constitution . . . [and] Article the First, Section 8 of the Connecticut Constitution.” ECF No. 1 ¶¶ 69–72. In support of their motion, Plaintiffs aver that the Governor’s order “commanding ‘non-essential’ businesses to cease their on-site operations has completely cut off [their] business’s revenue stream as [they] can no longer operate as a restaurant and a bar while the order remains in effect.” ECF No. 11-2 ¶ 6. They also claim that the “orders already present a great hardship to our business as we are losing money to pay our expenses every day, and we are not even bringing in a small amount of revenue to offset our expenses,” and that “[i]f these orders are not stayed, our business will incur financial hardship to the point where we may need to furlough our employees without pay, terminate their employment for the foreseeable future, and ultimately close our doors for good.” Id. ¶¶ 9–10.
1. Standing
For a litigation to constitute a “Case” within the meaning of Article III—and thus for
federal subject matter jurisdiction to exist—a plaintiff must “establish that [it has] standing to
sue.”
Clapper v. Amnesty Int’l USA
,
The injuries that the Plaintiffs assert as a result of Executive Order No. 7D are financial
injuries to their business: they aver that the order “cut off [their] business’s revenue stream,”
“present a great hardship to [their] business as [they] are losing money,” and that “[their]
business will incur financial hardship . . . and ultimately close [their] doors for good.” ECF No.
11-2 ¶¶ 9–10. Under Connecticut law, an LLC is a “distinct legal entity whose existence is
separate from its members.”
O’Reilly v. Valletta
,
Even if I construe Monsanto’s and Amato’s affidavits to be written in a representative capacity for 50’s Lounge, neither the complaint nor the affidavits suggest that the asserted financial injuries are “fairly traceable” to Executive Order 7D or would be “redressable by a favorable ruling.” The Plaintiffs admit in their complaint that they voluntarily “close[d] 50’s Lounge for business on March 15, 2020.” ECF No. 1 ¶ 13. And nowhere do they allege specific facts suggesting that they have sought to reopen or have specific plans to reopen once the orders are lifted. The loss of revenue therefore stems not from Executive Order 7D, issued on March 16, but rather from Monsanto’s and Amato’s decision to close their business on March 15. Moreover, Executive Order 7D does not order the closure of restaurants entirely; rather, it limits them to serving food and beverages for “off-premises consumption” only. The Plaintiffs do not indicate whether the 50’s Lounge has served food or beverages in this manner since March 16. But the fact that they have the option to generate revenue in this manner is another reason their total loss of revenue is not “fairly traceable” to Governor Lamont’s order.
The Plaintiffs have also failed to allege any facts suggesting that a favorable ruling would redress their injury: they do not allege that they would reopen their restaurant if the court enjoined enforcement of Executive Order 7D, nor do they allege that customers would return to their restaurant if they reopened following the issuance of such an injunction. [6] Neither of these propositions is obvious under the current circumstances, both because of understandable public anxiety about the risk of infection from exposure to others and because of the pleas of state and local officials that Connecticut residents stay at home to curb the spread of the COVID-19 virus. See, e.g. , Governor Lamont Launches Public Service Announcement Campaign Telling Residents to “Stay Safe, Stay Home,” Office of Governor Ned Lamont (Apr. 6, 2020), https://portal.ct.gov/Office-of-the-Governor/News/Press-Releases/2020/04-2020/Governor- Lamont-Launches-Public-Service-Announcement-Campaign. Because the Plaintiffs voluntarily closed their restaurant before Executive Order 7D was issued and because they have not offered any allegations or testimony that the 50’s Lounge would reopen if the Court grants a favorable ruling, they lack standing to challenge Executive Order 7D.
2. Irreparable Harm
Even if the 50’s Lounge did have standing to challenge Executive Order 7D, a
preliminary injunction would not be an appropriate remedy. “To satisfy the irreparable harm
requirement, plaintiffs must demonstrate that absent a preliminary injunction they will suffer an
injury that is neither remote nor speculative, but actual and imminent, and one that cannot be
remedied if a court waits until the end of trial to resolve the harm. Thus, where there is an
adequate remedy at law, such as an award of money damages, injunctions are unavailable except
in extraordinary circumstances.”
Bisnews AFE (Thailand) Ltd. v. Aspen Research Grp. Ltd.
, 437
F. App’x 57 (2d Cir. 2011);
Faively Transport Malmo AB v. Wabtec Corp.
,
Courts have found irreparable harm when plaintiffs allege that their business would be
shut down entirely if relief is not granted.
See Entergy Nuclear Vermont Yankee, LLC v. Shumlin
,
3.
Likelihood of Success on the Merits, Balance of Equities, Public Interest
In light of my findings that the Plaintiffs lack standing to assert this claim and, in any
event, have not shown irreparable harm, I need not discuss their likelihood of success on the
merits at length. The Plaintiffs argue that “Governor Lamont’s order closing all ‘non-essential’
businesses” violates their constitutional “right to earn an honest living.” ECF No. 11-1 at 7–8. I
need not decide whether the Constitution protects such a right because, even if it did, states have
broad powers to protect public health during epidemics. As discussed below, the Plaintiffs are
unlikely to succeed on their First Amendment claims because the Governor’s order has a “real or
substantial relation” to public health and safety and the action is not “beyond all question, a
plain, palpable invasion of rights.”
Jacobson v. Commonwealth of Mass.
,
I also need not reach the public interest in a temporary restraining order against Executive Order 7D or the balance of equities. Because the Plaintiffs have not established standing or irreparable harm, I deny their motion for a temporary restraining order or preliminary injunction staying the enforcement of Executive Order 7D.
C. Governor Lamont’s Executive Order 7N
The Plaintiffs also allege that the Governor’s “orders limiting the number of people who may attend a gathering are unconstitutional restrictions” on the Plaintiffs’ First Amendment right to assemble and their “right to freely associate with [their] customers and [their friends].” ECF No. 1 ¶¶ 59, 62.
1. Standing
“[I]t is the burden of the party who seeks the exercise of jurisdiction in his favor . . .
clearly to allege facts demonstrating that he is a proper party to invoke judicial resolution of the
dispute.”
Thompson v. Cty. of Franklin
,
Here, the Plaintiffs’ complaint does not adequately allege facts demonstrating that they
suffered any First Amendment injury as a result of Executive Order 7N. First, they voluntarily
“close[d] 50’s Lounge for business on March 15, 2020,” so the complaint does not make clear
that their inability to assemble at their restaurant is fairly traceable to the Governor’s order. ECF
No. 1 ¶ 13. In addition, in their complaint, the Plaintiffs offer no
factual
allegations of First
Amendment injury. Rather, they state legal conclusions that “Defendant Ned Lamont’s orders
limiting the number of people who may attend a gathering are unconstitutional restrictions on the
Plaintiffs’ liberty and right to assemble under the First Amendment,” ECF No. 1 ¶ 59, and that
“Lamont’s orders limiting the number of people who may attend a gathering are an
unconstitutional restriction that poses a substantial and undue burden on the Plaintiffs’ liberty
and right to freely associate with her customers and her friends, thus violating the First
Amendment,”
id.
¶ 62. The Court need not accept as true “[t]hreadbare recitals of the elements of
a cause of action, supported by mere conclusory statements.”
Ashcroft v. Iqbal
,
The Plaintiffs did file affidavits five days after filing their complaint which make some
additional allegations of injury. ECF No. 8. These affidavits should not be considered part of the
pleadings since they were not attached as exhibits and since the complaint does not incorporate
them by reference.
See Cortec Indus., Inc. v. Sum Holding L.P.
If I consider the affidavits as evidence in support of this preliminary injunction motion,
the affidavit offers only one, somewhat conclusory statement of First Amendment injury. The
affidavits aver that “Governor Lamont’s executive order banning all gatherings of more than five
people completely hinders me from physically associating with anyone besides my family, thus
denying me the ability to meet with my friends, customers, and like-minded people while the
order remains in effect.” ECF No. 11-2 ¶ 7. Read literally, this statement merely describes the
requirements of Executive Order 7N. The affidavits do not explicitly state that the Plaintiffs have
plans to physically associate or meet with anyone or even that the Plaintiffs
wish
to physically
associate or meet with anyone. Moreover, the affidavits do not explicitly allege any injury
existing “when the suit was filed,” as required by
Davis.
But, construed liberally, the affidavits could suggest that, since the day Executive Order
7N was issued, the Plaintiffs have been chilled from exercising their rights of assembly and
association.
Libertarian Party of Connecticut
,
2. Irreparable Harm
I also assume without deciding that the Plaintiffs have shown irreparable harm stemming
from Executive Order 7N. There is some “tension” in Second Circuit caselaw as to “whether
irreparable harm may be presumed with respect to complaints alleging First Amendment
violations.”
Bronx Household of Faith v. Board of Educ. Of City of New York
,
Executive Order No. 7N directly prohibits gatherings of six or more people for social or
recreational purposes, so the chill on the freedom of assembly is sufficiently direct. Governor
Lamont argues that Executive Order 7N does not “prohibit Plaintiffs from assembling” with
anyone—”[i]t merely limits the number of people that Plaintiffs may gather and associate with at
any one time.” ECF No. 21 at 11. But the freedom of assembly includes the right to gather in a
crowd. Thus, though the caselaw in the Second Circuit on the presumption of irreparable harm is
somewhat divided, it seems likely that Plaintiffs are entitled to a presumption of irreparable harm
since they allege that Executive Order 7N directly limits their freedom of assembly. For the
purposes of this motion, therefore, I assume that the Plaintiffs have met their burden of showing
irreparable harm from Executive Order 7N and proceed to address whether they have shown a
likelihood of success on the merits.
See Doninger v. Niehoff
,
3. Likelihood of Success on the Merits
Even if the Plaintiffs have standing and have shown irreparable harm regarding Executive Order 7N, they have not shown a likelihood of success on the merits. The Plaintiffs allege that “Defendant Ned Lamont’s orders limiting the number of people who may attend a gathering are unconstitutional restrictions on the Plaintiffs’ liberty and right to assemble under the First Amendment to the United States Constitution” and that those same orders “are an unconstitutional restriction that poses a substantial and undue burden on the Plaintiffs’ liberty and right to freely associate with her customers and her friends, thus violating the First Amendment to the United States Constitution.” ECF No. 1 ¶¶ 59, 62. [7] Plaintiffs are not likely to succeed on the merits of either their assembly or their association claim.
a. Freedom of Assembly Claim
The First Amendment protects the “right of the people peaceably to assemble.” U.S.
Const. Amend. I. However, courts have long held that the constitutional right to assembly—like
the right to free speech—is not absolute.
Jones v. Parmley
,
In this case, Governor Lamont argues that the Supreme Court’s decision in
Jacobson v.
Commonwealth of Massachusetts
,
to freely associate under “Article the First, Section 8 of the Connecticut Constitution,” id. ¶ 66; and the right to freely associate under “Article the First, Section 14 of the Connecticut Constitution,” id. ¶ 67. However, the Plaintiffs’ motion for a temporary restraining order and preliminary injunction does not make any arguments about the likelihood of success for these constitutional claims aside from the First Amendment claims and the “right to pursue an honest living” claim discussed above. Therefore, I find the Plaintiffs have not shown a likelihood of success on the merits for any of these other constitutional claims.
i. Government Authority During Public Health Crises
In
Jacobson
, the Court addressed a Massachusetts law allowing municipalities to
mandate and enforce the vaccination of inhabitants.
If there is any such power in the judiciary to review legislative action in respect of a matter affecting the general welfare, it can only be when that which the legislature has done comes within the rule that, if a statute purporting to have been enacted to protect the public health, the public morals, or the public safety, has no real or substantial relation to those objects , or is, beyond all question, a plain, palpable invasion of rights secured by the fundamental law, it is the duty of the courts to so adjudge, and thereby give effect to the Constitution.
Id.
at 31 (emphasis added). Thus, while the power of state governments during an epidemic is, of
course, not limitless,
see id.
at 28 (recognizing that state power during an epidemic could be
exercised “in such an arbitrary, unreasonable manner, or might go so far beyond what was
reasonably required for the safety of the public, as to authorize or compel the courts to interfere
for the protection of such persons”),
Jacobson
requires that courts refrain from second-guessing
state governments’ responses unless there is “no real or substantial relation” between the actions
and the public health and safety or the action is “beyond all question, a plain, palpable invasion
of rights.”
Id.
at 31. Even constitutional rights, including First Amendment rights, are subject to
“reasonable conditions” to preserve public health.
Id.
at 26–27 (“Even liberty itself, the greatest
of all rights, is not unrestricted license to act according to one’s own will.”);
Prince v.
Massachusetts
,
I find that the standard articulated in
Jacobson
applies here. The decision has never been
overturned, and the Second Circuit relied on the
Jacobson
standard in 2015 in
Phillips
. Since the
outbreak of the COVID-19 pandemic, courts around the country have applied
Jacobson
’s
standards to state orders intended to combat the virus.
See, e.g.
,
In re Abbott
,
The COVID-19 pandemic constitutes the sort of public health crisis—or “epidemic of
disease which threatens the safety of [a community’s] members”—contemplated by the
Jacobson
court.
Executive Order 7N is not “arbitrary,” not “unreasonable,” and not “beyond all question,
a plain, palpable invasion of rights.”
Jacobson
,
ii. Traditional First Amendment Analysis Even if the deferential Jacobson standard did not apply to Executive Order 7N, Plaintiffs’ freedom of assembly claim is unlikely to succeed under standard First Amendment analysis.
When analyzing state actions inhibiting the freedom of assembly, “the same analytical
framework applies whether the First Amendment right being exercised is speech . . . or other
‘expressive activity’ such as assembly.”
Johnson v. Perry
,
Here, Executive Order 7N limits the manner of assembly by limiting the size, but the restrictions are content neutral. The order does not single out the Plaintiffs or the “like-minded” persons with whom they seek to gather, ECF No. 11-3 at 3, but limits all “social and recreational gatherings . . . including but not limited to, community, civic, leisure, or sporting events; parades; concerts; festivals; plays or live performances; conventions; and similar activities.” Executive Order No. 7N at 4 (Mar. 26, 2020). The only exception is that “religious, spiritual or worship gatherings shall . . . remain subject to the prohibition on gatherings of 50 or more people, provided that they employ reasonable and appropriate distancing measures.” Id. The five-person limit also “does not apply to government operations, private workplaces, retail establishments, or other activities that are not social or recreational gatherings.” Id. The application to all social and recreational gatherings makes clear that the limitation has nothing to do with the expressive content of any such gatherings.
The regulation of the size of gatherings is also “narrowly tailored to serve a significant
governmental interest, and [it] leave[s] open ample alternative channels for communication.”
Ward
,
Whether under the Jacobson standard—which I find applies to state action during the COVID-19 pandemic—or even under stricter First Amendment analysis, the Plaintiffs have not shown a likelihood of success on the merits—let alone a “clear” or “substantial” likelihood of success on the merits—of their claim that Executive Order 7N violates their right to freedom of assembly.
b. Freedom of Association Claim
The Plaintiffs have also failed to show a likelihood of success on the merits of their
freedom of association claim. First, it is far from clear that the Plaintiffs have shown that they
have a protected First Amendment right to associate with their “friends, customers, and like-
minded people”—their only claimed associational injury. ECF No. 11-2 ¶ 7. In
Roberts v. U.S.
Jaycees
, the Supreme Court explained that the “freedom of association” protects two types of
association: (1) “choices to enter into and maintain certain intimate human relationships,” and (2)
association “for the purpose of engaging in those activities protected by the First Amendment—
speech, assembly, petition for the redress of grievances, and the exercise of religion.” 468 U.S.
609, 617–18 (1984). The first type of association includes family relationships, which are
“distinguished by such attributes as relative smallness, a high degree of selectivity in decisions to
begin and maintain the affiliation, and seclusion from others in critical aspects of the
relationship.”
Id.
at 619–20. Associations among “a large business enterprise” or “fellow
employees” are not constitutionally protected.
Id.
at 620;
see also City of Dallas v. Stanglin
, 490
U.S. 19, 24 (1989) (“[D]ance-hall patrons, who may number 1,000 on any given night, are not
engaged in the sort of ‘intimate human relationships’ referred to in
Roberts
”);
Michaelidis v.
Berry
,
Plaintiffs do not allege that Executive Order 7N has infringed on either type of
association. As to the intimate human relationships, the Second Circuit has specifically held that
the relationships between a restaurant owner and her customers or employees are not protected
by the First Amendment,
Michaelidis
,
Finally, even if the Plaintiffs did have a First Amendment right to associate in-person, I would find that Executive Order 7N was a reasonable state action under Jacobson , or was otherwise constitutional under traditional First Amendment analysis, for the same reasons articulated above regarding the freedom of assembly claim .
4. Balance of Equities and the Public Interest
Because I find that the Plaintiffs have failed to show a likelihood of success on the merits of their First Amendment challenges to Executive Order 7N, I need not discuss the public’s interest in a temporary restraining order or the balance of equities.
IV. CONCLUSION
For all the foregoing reasons, the Plaintiffs’ motion for a temporary restraining order and preliminary injunction, ECF No. 11, is DENIED.
IT IS SO ORDERED.
Dated: May 19, 2020
Hartford, Connecticut /s/
Michael P. Shea, U.S.D.J.
Notes
[1] The Plaintiffs filed their motion for temporary restraining order and preliminary injunction (“TRO motion”) on April 10, 2020—one week after filing their complaint. Their brief in support of that motion discusses the allegations made in the complaint, as do the Defendants’ opposition briefs and the Plaintiffs’ reply brief. After full briefing was completed, and on the same day this ruling was filed, the Plaintiffs filed an amended complaint making a few new factual allegations. See, e.g. , ECF No. 30 ¶¶ 23–28. Because the parties have not addressed those new allegations or their significance to the issues raised by Plaintiffs’ TRO motion, because no new or supplemental TRO motion was filed with the new complaint, and because the new allegations
[3] Copies of all Governor Lamont’s executive orders relating to COVID-19 are available on Connecticut’s state website, and the orders relevant to this case are attached as exhibits to the Governor’s opposition brief. See Emergency Orders issued by the Governor and State Agencies, https://portal.ct.gov/Coronavirus/Pages/Emergency-Orders-issued-by-the-Governor-and-State- Agencies; ECF Nos. 21-1 at 2–20, 24–36 (Executive Order Nos. 7, 7D, 7G, 7N, 7H, and 7S).
[4] Section 28-9 of the Connecticut General Statutes provides that, “[i]n the event of serious disaster . . . or in the event of the imminence thereof, the Governor may proclaim that a state of civil preparedness emergency exists, in which event the Governor may personally take direct operational control of any or all parts of the civil preparedness forces and functions in the state.” Conn. Gen. Stat. § 28-9(a). “Upon such proclamation,” the Governor may suspend statutory and regulatory requirements whenever he finds such requirements to “conflict with the efficient and expeditious execution of civil preparedness functions or the protection of the public health,” may take “precautionary measures reasonably necessary in the light of the emergency,” and “may take such other steps as are reasonably necessary in light of the emergency to protect the health, safety and welfare of the people of the state.” Id. § 28-9(b). The Connecticut General Statutes similarly authorize the “chief executive officer of [a] municipality in which a major disaster or emergency occurs . . . [to] take such actions as he deems necessary to mitigate the major disaster or emergency.” Id. § 28-8a(a).
[5] Even if this challenge were not moot, I would reject it for the same reasons articulated below regarding the challenge to Governor Lamont’s Executive Order 7N banning gatherings of six or more people.
[6] Plaintiffs’ reply brief argues that Plaintiffs will seek “to reopen their business immediately” if
they obtain relief from the relevant orders. ECF No. 27 at 3. But the Plaintiffs do not swear to
this fact in their affidavits, nor do they allege it in their complaint. The Court cannot rely on
factual representations in the parties’ briefs to decide a motion for a preliminary injunction or
temporary restraining order.
Societe Comptoir De L’Industrie Cotonniere, Etablissements
Boussac v. Alexander’s Dep’t Stores, Inc.
,
[7] Plaintiffs’ complaint also asserts that Governor Lamont’s order limiting the size of gatherings violates the “right to assemble under Article the First, Section 14 of the Connecticut Constitution,” ECF No. 1 ¶ 60; the “right to freely associate with her customers and her friends” under “the Ninth Amendment to the United States Constitution,” id. ¶ 63; the right to freely associate under the Fourteenth Amendment to the United States Constitution, id. ¶ 64; the right
[8] When implemented, the restriction on the size of gatherings in Executive Order 7N was effective only through April 30, 2020. Executive Order No. 7N at 4 (Mar. 26, 2020). On April 10, 2020, Governor Lamont extended “Executive Order No. 7N, Section 1, prohibiting social and recreational gatherings of more than five (5) people” through May 20, 2020. Executive Order No. 7X at 5, https://portal.ct.gov/Coronavirus/Pages/Emergency-Orders-issued-by-the-Governor- and-State-Agencies. The fact that the Governor is reevaluating the restriction periodically as the pandemic progresses suggests he is tailoring his orders to changing circumstances.
[9] This case is distinguishable from the recent Sixth Circuit decision in
Roberts v. Neace
for this
reason. No. 20-5465,
