AMALGAMATED TRANSIT UNION LOCAL 1309, AFL-CIO; Selma Shackleford; Gregory Passmore; Ronald G. Duncan; Timothy Thurmann; Samuel J. Frank; Alexander Bradley; Michele L. Boswell; John A. Taylor; Terrence Sandidge; Kuniyuki Kashiuagi; Gwenaida Cole, Lela Shipman; Sharon K. Harris; Fabis Horton III; Philip Bingham, Plaintiffs-Appellants, v. LAIDLAW TRANSIT SERVICES, INC.; First Transit, Inc., Defendants-Appellees.
No. 05-56567
United States Court of Appeals, Ninth Circuit
May 22, 2006
Dissenting Opinion Amended May 31, 2006
448 F.3d 1092
Before: ALFRED T. GOODWIN, A. WALLACE TASHIMA, and RAYMOND C. FISHER, Circuit Judges.
John L. Anderson, Esq., Scott M. De Nardo, Neyhart, Anderson, Freitas, Flynn & Gros, San Francisco, CA, for Plaintiffs-Appellants. Theodore R. Scott, Esq., Littler Mendelson, Vivian Wai-Ying Shultz, John C. Wynne, Esq., Duckor & Spradling, San Diego, CA, James N. Foster, Jr., Esq., Michelle M. Cain, Esq., Mcmahon, Berger, Hanna, Linihan Cody & Mccarthy, St. Louis, MO, for Defendants-Appellees.
CONCLUSION
Oregon‘s needs requirement does not “relate to” ERISA. It neither “refers to” nor has an impermissible “connection with” ERISA plans. The needs requirement is therefore not preempted. The district court‘s decision is AFFIRMED.
ORDER
A judge of the court called for a vote on whether to rehear the matter en banc. On such vote, a majority of the non-recused active judges failed to vote in favor of en banc rehearing.1 But a small minority of active judges has dissented from the majority‘s denial of en banc rehearing.
As we stated in our initial Order (the “Order“), when we interpret a statute, “our purpose is always to discern the intent of Congress.” Amalgamated Transit Union Local 1309 v. Laidlaw Transit Serv., Inc., 435 F.3d 1140, 1146 (9th Cir. 2006) (citation omitted). And in pursuing that end, we recognized the Supreme Court‘s teaching that there is a “strong presumption that Congress has expressed its intent in the language it chose.” Id. (citing INS v. Cardoza-Fonseca, 480 U.S. 421, 432 n. 12, 107 S.Ct. 1207, 94 L.Ed.2d 434 (1987)). The dissent from the denial of rehearing en banc (the “dissent“), however, would turn that presumption into an irrebuttable one. It would do so by ignoring the substantial body of both Supreme Court and Circuit case law on which the Order‘s interpretation of
A quarter century ago, we recognized that the plain meaning rule:
does not require a court to operate under an artificially induced sense of amnesia about the purpose of legislation, or to turn a blind eye towards significant evidence of Congressional intent in the legislative history.... [I]t is no talismanic invocation of an exclusively privileged status for apparently unambiguous statutory language. Rather, it is a recognition of the practical principle that evidence is sometimes so good in the first place to which one turns that it is unnecessary to look further.
Heppner v. Alyeska Pipeline Serv. Co., 665 F.2d 868, 871(9th Cir.1981). This rule is consistent with the general principle of statutory construction recently restated by the Supreme Court:
Th[e] canons [of statutory construction] are tools designed to help courts better determine what Congress intended, not to lead courts to interpret the law contrary to that intent. Chickasaw Nation v. United States, 534 U.S. 84, 94, 122 S.Ct. 528, 151 L.Ed.2d 474 (2001) (noting that “canons are not mandatory rules” but guides “designed to help judges determine the Legislature‘s intent,” and that “other circumstances evidencing
congressional intent can overcome their force“).
Scheidler v. Nat‘l Org. of Women, Inc., — U.S. —, —, 126 S.Ct. 1264, 1273-74, 164 L.Ed.2d 10 (2006).
Even in Carson Harbor Village, Ltd. v. Unocal Corp., 270 F.3d 863 (9th Cir.2001) (en banc), a case relied on by the dissent to support its position, see dissent at 1095, we plainly stated the controlling proposition here, which the dissent strives mightily to ignore: “‘We will resort to legislative history, even where the plain language is unambiguous,’ where the legislative history clearly indicates that Congress meant something other than what it said.” Id. at 877(quoting Perlman v. Catapult Entm‘t, Inc. (In re Catapult Entm‘t, Inc.), 165 F.3d 747, 753 (9th Cir.1999)).3
Finally, the dissent asserts that we “justified[our] decision by claiming that the statute was ‘illogical‘.” Dissent at 1096. This is a misreading of our Order. We did not point out the illogic of the statute to justify our decision, but as further evidence in our search for Congress’ intent. The dissent does not even acknowledge the primary purpose of statutory interpretation—to ascertain and to effectuate the intent of Congress—other than to scoff at it. Dissent at 1100 (“If Congress intended something different, let Congress fix it.“). The dissent would woodenly apply the plain meaning rule to the exclusion of all other rules of statutory interpretation. But the dissent‘s unduly narrow view of the office of statutory interpretation comports with neither the teaching of the Supreme Court nor the law of our Circuit.
The sua sponte call for en banc rehearing is denied.
BYBEE, Circuit Judge, with whom Judges KOZINSKI, O‘SCANNLAIN, RYMER, CALLAHAN, and BEA join, dissenting from the denial of rehearing en banc:
Is less more? To lawyers, unlike philosophers, the question may appear facetious, but the answer has real-life implications. Section 5(a) of the Class Action Fairness Act of 2005 (“CAFA“),
[A] court of appeals may accept an appeal from an order of a district court granting or denying a motion to remand a class action to the State court from which it was removed if application is made to the court of appeals not less than 7 days after entry of the order.
The court now follows the misguided approach of the Tenth Circuit, which has announced that it too will read the phrase “not less than 7 days” as if it had been written “not more than 7 days.” See Pritchett v. Office Depot, Inc., 420 F.3d 1090, 1093 n. 2 (10th Cir.2005). I dissent
I
Plaintiffs-appellants, Amalgamated Transit Union Local 1309 and 15 individuals, filed suit against defendants-appellees Laidlaw Transit Services, Inc. and First Transit, Inc. in the San Diego County Superior Court. The appellants are current and former employees of the appellees and allege that the appellees violated California‘s meal and rest period laws. On June 9, 2005, appellees removed the action to the United States District Court for the Southern District of California, pursuant to
The appellants filed a petition for permission to appeal to this court 43 days after the district court‘s order denying remand, a period that was, plainly, “not less than 7 days after entry of the [district court‘s] order.”
We have construed the statute to require a procedural framework that is not readily apparent from the statutory text or its legislative history, and have changed the statutory deadline for seeking to appeal to the opposite of what the plain language of the statute says. Under our interpretation, plaintiffs’ timely notice of appeal is ineffectual and their subsequent petition for permission to appeal was filed too late.
Id.1 Thus, the panel declared, a statute that reads “not less than 7 days” must henceforth be read to mean “not more than 7 days.” Id.; accord Pritchett, 420 F.3d at 1093 n. 2.
II
The text of
Despite the fact that
This is troubling enough “under the best of circumstances,” but even more disturbing is the fact that the report upon which the panel relied, Senate Report 109-14, was not submitted until eighteen days after the Senate had passed the bill, eleven days after the House had passed the bill, and ten days after the President signed the bill into law. See S. Rep. No. 109-14, at 49 (2005), reprinted in 2005 U.S.C.C.A.N. 3, 46 (dated February 28, 2005); 151 Cong. Rec. H755 (daily ed. Feb. 17, 2005) (establishing that the House passed the CAFA on February 17, 2005); 151 Cong. Rec. S1249 (daily ed. Feb. 10, 2005) (establishing that the Senate passed the CAFA on February 10, 2005); http://www.whitehouse.gov/news/releases/2005/02/20050218-12.html (stating that the President signed CAFA into law on February 18, 2005). Accordingly, the panel read a statute to mean the exact opposite of what it says based on a Senate report that no senator—much less members of the House or the President—ever saw.2
The panel justified its decision by claiming that the statute was “illogical.” Amalgamated, 435 F.3d at 1146. However, the courts’ role is to give effect to statutes as Congress enacts them; it is not the courts’ role to assess whether a statute is wise or logical. See United States v. Locke, 471 U.S. 84, 93-96, 105 S.Ct. 1785, 85 L.Ed.2d 64 (1985). Had I been a member of Con
III
No recognized exception to the plain meaning rule allows the panel to redraft
A
The constitutional avoidance doctrine fails to justify the panel‘s interpretation of
B
Congress‘s use of the term “less,” as opposed to a word that means the exact opposite, is not a scrivener‘s error that this court may casually correct. The scrivener‘s error exception to the plain meaning rule allows a court to “correct” Congress‘s mistakes only when a statute contains obvious clerical or typographical errors. See, e.g., U.S. Nat‘l Bank of Or. v. Indep. Ins. Agents of Am., Inc., 508 U.S. 439, 462, 113 S.Ct. 2173, 124 L.Ed.2d 402 (1993) (correcting a scrivener‘s error of misplaced punctuation marks); United States v. Coatoam, 245 F.3d 553, 557 (6th Cir.2001) (correcting a scrivener‘s error that cross-referenced the wrong subsection of an act); United States v. Scheer, 729 F.2d 164, 169 (2d Cir.1984) (correcting a scrivener‘s error that required a certificate to be furnished “upon request of the ... request,” instead of “upon receipt of the ... request“); King v. Hous. Auth., 670 F.2d 952, 954 n. 4 (11th Cir.1982) (correcting a scrivener‘s error that cross-referenced the wrong subsection of the statute).
We cannot declare Congress‘s choice of the statutory language in
C
Finally,
Quite plainly, the absurdity doctrine does not apply here. Nothing in
Congressionally-imposed deadlines are “inherently arbitrary” and are not absurd, even when they may seem irrational. Locke, 471 U.S. at 94, 105 S.Ct. 1785 (quoting United States v. Boyle, 469 U.S. 241, 249, 105 S.Ct. 687, 83 L.Ed.2d 622 (1985)). The arbitrary deadline at issue in Locke required mining claimants to file certain applications “prior to December 31 of each year.” Id. at 87 n. 2 (emphasis added). Although the Court recognized that the wording of the statute understandably led claimants to believe they could file the requisite applications on December 31, the Court refused to second-guess the wisdom of the filing deadline that Congress had imposed. Id. at 95. The Court declared that, while use of the “phrase ‘prior to’ may be clumsy, ... its meaning is clear.” Id. at 96. Accordingly, the Court enforced the statute as written, so that anything filed after December 30 was late. Id. at 95. Despite confusion that may arise from a filing deadline, Congress‘s failure to act with foresight regarding the consequences of the terms it imposes does not justify a court‘s redrafting of the statute. Id.
The panel cannot declare with any certainty that Congress would never have
IV
There are real consequences to a court‘s well-intentioned decision to fix Congress‘s mistakes. First, if courts are going to correct whatever they perceive to be Congress‘s mistakes, Congress should lose all confidence that courts will enforce statutes as written. The panel has construed Congress‘s admittedly clear language to mean the precise opposite of what it says. In so doing, the panel has ignored the deference we must give to the supremacy of the legislature. See Lamie, 540 U.S. at 538, 124 S.Ct. 1023; Amoco Prod. Co. v. Vill. of Gambell, 480 U.S. 531, 548, 107 S.Ct. 1396, 94 L.Ed.2d 542 (1987); Locke, 471 U.S. at 95-96, 105 S.Ct. 1785.
Furthermore, “rescuing” Congress from what the panel assumes was a mistake forces both the legislative and judicial
Second, the panel‘s decision strips citizens of the ability to rely on the laws as written. This case is a prime example: The appellants relied on
Third, and perhaps most importantly, the panel‘s decision undermines our own credibility. If we insist on reading “not less than 7 days” to mean “not more than 7 days,” why should anyone reading our opinions trust that he understands them correctly? If words are so malleable, might we routinely read our own precedents as saying the opposite of what they clearly say? May one panel simply rewrite another panel‘s opinion when it thinks the prior opinion is “illogical?” And where might our creativity lead us with provisions of the Constitution that don‘t make as much sense as we would like?5 May we amend even the Constitution at will? If we think that when Congress says “less” it actually means “more,” we should not fault anyone who might, as a result, discount other things that we have written.
* * * * *
We command no army; we hold no purse. The only thing we have to enforce our judgments is the power of our words. When those words lose their ordinary meaning—when they become so elastic that they may mean the opposite of what they appear to mean—we cede our right to be taken seriously. Neither Congress, nor the parties, nor the judiciary benefits from the panel‘s decision.
I respectfully dissent from the Court‘s failure to rehear this case en banc and to correct our well-intentioned, but obvious, error.
JAY S. BYBEE
UNITED STATES CIRCUIT JUDGE
