Lead Opinion
This ease involves a military prisoner’s petition for habeas corpus that was denied by the district court.
I. Facts
Defendant was one of three marines charged with attempted robbery, conspiracy to rob, premeditated murder, felony murder, and robbery in connection with events occurring on May 31, 1981 and June 1, 1981. Defendant’s case was initially set to be heard on September 1, 1981. However, due to continuances sought by the government, defendant’s court-martial did not take place until December 11, 1981. The court-martial convicted defendant on all charges by a two-thirds vote. A conviction of premeditated murder or felony murder carries a mandatory sentence of death or life imprisonment. Defendant was sentenced to life imprisonment when the court-martial did not unanimously vote for death. The military judge did not require three-fourths of the court-martial to concur in the life sentence.
The convening authority approved the findings and sentence of the court-martial. Defendant then presented seven allegations of error to the Navy-Marine Corps Court of Military Review. Defendant repeats four of those claims of error here. Defendant now claims: One, that the voting procedure of the court-martial violated due process; two, that the composition of the court-martial combined with the voting procedures violated due process; three, that he was denied a speedy trial; and four, that exclusion of expert witness testimony violated due process. The Court of Military Review found no error in the proceedings, after specifically reviewing defendant’s claims regarding speedy trial and exclusion of expert witness testimony. The court summarily denied defendant’s claims regarding the three-fourths voting procedures and the composition of the jury. See United States v. Dodson,
On June 30, 1987, defendant filed a petition for a writ of habeas corpus in the district court. After fully reviewing the voting procedures claim and refusing to review the other three suggestions of error, the district court denied the writ.
When reviewing military courts-martial on habeas corpus grounds, the Supreme Court historically simply looked to see if the court-martial had jurisdiction. See Ex parte Reed,
The federal courts’ interpretation — particularly this court’s interpretation — of the language in Burns has been anything but clear. Probably a majority of our cases have simply quoted the Burns language and held that no review of a petition for habeas corpus was possible when the defendant’s claims were fully and fairly considered by the military courts. See Watson v. McCotter,
Apparently because of the confusing state of our cases, the district court looked to a Fifth Circuit case for guidance in determining when to review a claim made in a habeas corpus petition. See Calley v. Callaway,
1. The asserted error must be of substantial constitutional dimension---[See Mendrano,797 F.2d at 1542 n. 6.]
2. The issue must be one of law rather than of disputed fact already determined by the military tribunals.... [See Mendrano,797 F.2d at 1542 n. 6.]
3. Military considerations may war*1253 rant different treatment of constitutional claims____ [See Dickenson v. Davis,245 F.2d 317 , 320 (10th Cir.1957) ]
4. The military courts must give adequate consideration to the issues involved and apply proper legal standards. [See King v. Moseley,430 F.2d 732 , 734-35 (10th Cir.1970); Watson v. McCotter,782 F.2d 143 , 145 (10th Cir.1986).]
Calley,
A. Voting Procedures
We affirm the district court’s decision to review defendant’s claim that the voting procedures used at his court-martial violated due process. This claim involves a substantial constitutional issue, that defendant was incarcerated without due process of law. In addition, in its brief the government conceded that this issue was one of law rather than of disputed fact. There is no contention that unique military considerations apply to this issue. Finally, although this issue was raised before the military courts of review, it was summarily affirmed without discussion. This factor alone is not sufficient to justify our review of this issue. See Watson v. McCotter,
B. Jury Composition
We hold that defendant’s jury composition claim was fully and fairly considered by the military courts. Defendant points to seven court-martial procedures followed in this ease which he claims denied him due process of law in the totality of the circumstances. Three of these procedures involve the voting procedures that we have already agreed to review above. The remaining four claims deal only with the composition of the court-martial. Defendant seeks to apply Supreme Court requirements concerning civilian juries to his court-martial. Defendant’s suggestion has been squarely rejected by the Supreme Court itself.
Petitioner can gain no support from the analogy of trial by jury in the civil courts. The right to trial by jury guaranteed by the Sixth Amendment is not applicable to trials by courts-martial or military commissions. Courts-martial have been composed of officers both before and after the adoption of the Constitution. The constitution of courts-martial, like other matters relating to their organization and administration, is a matter appropriate for congressional action.
Whelchel v. McDonald,
We have been consistent in refusing to apply the sixth amendment right to a jury trial in the court-martial setting. See Mendrano,
Clearly, defendant makes no substantial constitutional claim regarding court-martial
C. Speedy Trial
We next hold that defendant’s speedy trial claim was fully and fairly considered by the military courts. Although this claim presents a substantial constitutional issue, we hold that it is not open to our review because it is essentially a factual question and was fully and fairly considered by the military courts. The speedy trial issue was tried on stipulated facts. However, the essential question for the court to answer was whether the reasons given by the government were sufficient to justify the delay in defendant’s trial. This is a factual question, and if we granted review it would require us to merely reevaluate the evidence. Burns clearly prohibits this type of review. “[Wjhen a military decision has dealt fully and fairly with an allegation raised in that application, it is not open to a federal civil court to grant the writ simply to re-evaluate the evidence.” Burns,
D. Expert Testimony
Finally, we hold that defendant’s claim concerning the exclusion of expert testimony was also fully and fairly considered by the military courts. This claim raises a substantial constitutional issue of due process. However, we believe that it was a factual issue fully considered by the military courts. The question of whether the expert testimony would be based on findings generally accepted in the scientific community was a factual question to be determined by weighing the evidence presented at trial. Again, the Burns case does not allow us to reweigh the evidence. The Court of Military Review specifically dealt with this issue in its opinion. Thus, we believe that this issue was fully and fairly considered by the military courts, and we affirm the district court’s refusal to review the issue.
III. Teague v. Lane
The next threshold issue we must face is whether the relief sought by plaintiff would create a new rule in violation of Teague v. Lane,
IV. Standard of Review
The district court’s interpretation of the Constitution, statutes, or regulations is subject to de novo review. In re Ruti-Sweetwater, Inc.,
V. Court-Martial Voting Procedures
Defendant makes four separate arguments challenging the voting procedures used in this case. Defendant first claims that requiring only two-thirds of the court-martial to vote for conviction violates due process. Second, defendant claims that the court-martial violated due process by failing to require a three-fourths vote to sentence him to life imprisonment. Third, defendant claims that the lack of a three-fourths vote denied him equal protection. Finally, defendant claims that existing Supreme Court civilian jury cases do not allow a conviction by five members of a seven member “jury.”
A. Two-thirds Vote for Conviction
Defendant’s first argument that a two-thirds vote for conviction violates due process is based on a belief that three-fourths of the court-martial must vote to convict for a crime with a mandatory life sentence. Defendant bases his argument on the fact that the Uniform Code of Military Justice requires a three-fourths vote to impose any sentence over ten years. “No person may be sentenced to life imprisonment or to confinement for more than ten years, except by the concurrence of three-fourths of the members present at the time the vote is taken.” 10 U.S.C. § 852(b)(2) (1988). Defendant argues that because his life sentence was mandatory, he was entitled to a three-fourths vote on his conviction.
Although defendant’s suggested requirement might be a sensible solution to a possible statutory inconsistency, we are constrained by the explicit language of the statute. The statute requires only a two-thirds vote to convict for any crime for which the death penalty is not mandatory. “No person may be convicted of any [crime for which the death penalty is not mandatory], except ... by the concurrence of two-thirds of the members present at the time the vote is taken.” 10 U.S.C. § 852(a)(2) (1988).
This court has specifically upheld the two-thirds requirement necessary for conviction on at least two previous occasions. In Mendrano v. Smith,
We recognize the inconsistency created by a statute that requires a two-thirds vote to convict for a crime carrying a mandatory life sentence and that also requires a three-fourths vote to sentence an individual to life imprisonment. Indeed, we believe that a sensible statutory scheme would require the same percentage vote for conviction and sentence where the sentence is mandatory.
Merely because we might believe that consistent percentages would be desirable does not clothe us with power to change the statute to make them correspond. While criminal statutes covering the same general subject should be construed so as to make them harmonize, courts are not legislative bodies and that canon of statutory construction cannot be employed to construe an act contrary to a clearly expressed Congressional intent.
Walker,
B. Three-fourths Vote for Sentencing
Defendant next claims that no three-fourths vote was taken on his sentence and that the statute requires a three-fourths vote, even on mandatory sentences. The government’s response that a three-fourths vote for a mandatory sentence is unnecessary appears logical at first glance. However, when we consider that the military court could refuse to impose any sentence if the required number of votes are not cast, we then understand why a separate vote is necessary for sentencing even in mandatory sentence cases.
Section 852(b)(2) contains a blanket requirement of a three-fourths vote for any sentence over ten years. “No person may be sentenced to life imprisonment or to confinement for more than ten years, except by the concurrence of three-fourths of the members present at the time the vote is taken.” 10 U.S.C. § 852(b)(2) (1988). There is no exception to section 852(b)(2) for mandatory sentences. Nevertheless, any ambiguity in the Uniform Code of Military Justice created by the Code’s requirement of a mandatory life sentence for defendant must be resolved in favor of the accused. See Jackson v. Taylor,
Strong additional authority for requiring a three-fourths vote on a mandatory sentence, and a source helpful in resolving any ambiguity in the Code, is the 1969 Manual for Courts-Martial in effect during defendant’s court-martial. The 1969 Manual for Courts-Martial specifically required a vote on sentencing, even in cases with mandatory sentences.
It is the duty of each member to vote for a proper sentence for the offense or offenses of which the accused has been found guilty, without regard to his opin*1257 ion or vote as to the guilt or innocence of the accused. Any sentence, even in a case where the punishment is mandatory, must have the concurrence of the required number of members____ No person may be sentenced to life imprisonment or to confinement for more than ten years, except by the concurrence of three-fourths of the members present at the time the vote is taken.
Manual for Courts-Martial, United States, 1969, it 76b(2) at 13-14 (Rev. ed. 1969) (emphasis added).
Pretrial, trial, and post-trial procedures, including modes of proof, for cases arising under this chapter triable in courts-martial, military commissions and other military tribunals, and procedures for courts of inquiry, may be prescribed by the President by regulations which shall, so far as he considers practicable, apply the principles of law and the rules of evidence generally recognized in the trial of criminal cases in the United States district courts, but which may not be contrary to or inconsistent with this chapter.
10 U.S.C. § 836(a) (1988). Thus, the President may prescribe rules as long as they are not inconsistent with the Uniform Code. The rule promulgated in Manual paragraph 76b(2) is not inconsistent with the Code. At worst the rule clarifies an existing ambiguity.
We must emphasize that the Manual for Courts-Martial has the force of statutory law. This court has affirmed a district court within our circuit that held the Manual for Courts-Martial to have the force of statutory law. “Congress, by enacting Article 36, UCMJ (10 U.S.C.A. § 836), granted to the President the power to prescribe rules for the military courts. Pursuant to this authority, the President by executive order prescribed the Manual for Courts-Martial (MCM) which has the force of statutory law.” Levy v. Dillon,
We note that our prior holding that the Manual has the force of law agrees with the holdings of the military courts themselves. As far back as 1951 the Court of Military Appeals held that “[f]or the purposes of this case we can and do hold that the act of Congress (the Code) and the act of the Executive (the Manual) are on the same level and that the ordinary rules of statutory construction apply.” United States v. Lucas,
Similar to its grant of authority to the Supreme Court to prescribe rules of practice and procedure in Federal civilian cases, which have the force of statutory law, the Congress, by Article 36 of the Code, supra, 10 USC § 836, granted to the President the parallel power to make such rules for the military courts.
Levy v. Resor,
*1258 Article 36(a), UCMJ, 10 U.S.C. § 836(a), empowers the President to prescribe rules of procedure for cases before courts-martial. Pursuant thereto he has promulgated the Manual. His authority-in that regard is limited only by the requirement that the rules be consistent with the Constitution or other laws---A valid Manual provision, therefore, has the force and effect of law.
United States v. Kelson,
The [Manual for Courts-Martial] was promulgated by the President of the United States in Executive Order 12473 pursuant to the authority vested in him by the U.S. Constitution and Article 36 of the UCMJ (10 U.S.C. § 836). Executive rules falling properly within the valid delegation of power by Congress have the force and effect of law.
United States v. Daniels,
The government claims that this issue is settled by our Mendrano opinion and the published opinions of every other court that has addressed this issue. We believe that the government misreads these cases. This is an area in which the majority of circuit cases are from this court. Although our cases clearly uphold the two-thirds requirement for convictions, our cases do not create any exception from the three-fourths requirement for sentencing.
In Anderson we first pointed out that the record indicated there was a three-fourths vote for both conviction and sentence. We then went on to state: “In a case [in which the charge is murder and the sentence is life imprisonment] it is sufficient if two-thirds or more of the members of the court concur in the conviction and three-fourths or more concur in the sentence.” Anderson,
In the Mendrano case, relied on heavily by the government, we simply held that the two-thirds conviction rule did not violate due process. Mendrano,
Two district court cases support our pri- or holdings. In Brown v. Hiatt,
[W]hile the death penalty might have been imposed, it was not mandatory and ... therefore the vote of “three-fourths of all of the members present at the time the vote is taken” concurring was sufficient to support the sentence, although the finding of guilty was by a vote of two-thirds of the members present.
Brown,
The vote on conviction and the vote for the proper sentence for the offense of which the accused had been found guilty by the court are separate steps in the proceeding before the court-martial. A vote on a proper sentence for the offense is entirely distinct from a vote on the charges. There is no inconsistency in requiring a two-thirds vote for conviction and a three-fourths vote for sentencing.
In re Campo,
We acknowledge that dicta in two other non-binding cases could be construed to hold that no three-fourths vote on sentencing was required in mandatory sentence cases. See Stout v. Hancock,
The only other circuit case to discuss this issue is Stout v. Hancock,
[A]fter conviction has been voted in a prosecution for murder or rape, the only punishments permissible under the law are death and life imprisonment. The vote on punishment, therefore, is but a choice between these two; and, unless there is a unanimous vote in favor of the death penalty, life imprisonment necessarily follows.
Stout,
Nor do we feel impelled to put a different interpretation upon article 43 because of the possibility that in voting punishment under article 92 the court-martial, while failing to vote unanimously for death, might fail to give a three-fourths vote for life imprisonment____ If there is any real difficulty in sentencing under that article, the matter is one which addresses itself to Congress and not to the courts.
Id. In addition, the Stout court stated that the conviction was “by more than two-thirds and sentence by three-fourths of the members of the court-martial, which is all that the law requires.” Id. at 745. Therefore, although the Stout case contains some troubling language, we believe that the remaining language in the case and its underlying facts make it weak authority for the proposition that no three-fourths vote on sentencing is required in a mandatory sentence ease.
A district court adopted the troubling language of the Stout court in a case the year after Stout. “[AJfter conviction has been voted in a prosecution for murder, the only punishment permissible under the law is death or imprisonment. The vote on imprisonment, therefore, is but a choice between those two; and unless there is an unanimous vote in favor of the death penalty, imprisonment necessarily follows.” Hurse v. Caffey,
Although the military courts have been less clear, they also appear to have generally interpreted the statute to require a three-fourths vote on sentencing. For example, in a case holding that only a two-thirds majority must vote to convict for a crime involving a mandatory life sentence, the court quoted the troubling language of Stout, but also quoted the language supportive of our disposition of the case from Campo. See United States v. Morphis,
In United States v. Walker,
It is open to question whether the procedure followed at either hearing was proper. Long ago, this Court decided that the President, through the Manual, “may place an additional burden upon the .,. [military judge] and the president of courts-martial not expressly imposed by the Code, but [which] ... is not prohibited by the Code.” United States v. Lucas,1 U.S.C.M.A. 19 , 22,1 C.M.R. 19 , 22 (1951). It seems possible, though, that the voting requirement in paragraph 76b(2) of the 1969 Manual might on occasion conflict with the Code’s mandatory life imprisonment for felony-murder— e.g., if three-fourths of the members refused to vote for a sentence which included life imprisonment.
In any event, no issue in this connection was raised by defense on appeal, so we need not address this question any further.
United States v. Garrett,
A recent Court of Military Appeals case contains some language that on its face might be interpreted to state a rule that no three-fourths vote is required to sentence in a mandatory sentence case. In United States v. Shroeder,
Whether the military judge erred by failing to instruct the members, as required by R.C.M. 1006(d)(5), that a sentence which includes confinement for life may only be adjudged if at least three-fourths of the members present vote for that sentence.
Id. at 88. The court then stated that it decided this issue against appellant. Id. However, in reality the court’s formulation of the issue misstates the actual question before the court. On the same page as the formulation of the issues the court states that the military judge “further instructed [the court-martial members] that the sentence in its entirety had to receive the votes of three-fourths of the members — five out of six.” Id. Since the military judge actually instructed the court-martial that a three-fourths vote was required, the court’s formulation of the issue as asking whether the judge’s failure to so instruct was in error is not a correct statement of the issue in the case. The actual issue before the court is identified by its holding. “[W]e think it was entirely appropriate for the military judge to instruct — as required by R.C.M. 1005(e)(1) — that, because Shroeder had been found guilty of felony murder, any sentence adjudged by the court members must include confinement for life.” Id. at 90. The court was addressing whether the military judge could instruct the court-martial that their sentence must include life imprisonment, not whether the sentence must be supported by a three-fourths vote. In fact, the Shroeder court’s opinion never questioned the military judge’s instruction requiring the three-fourths vote. In addition, the court continually cited with approval its prior Walker opinion that at least impliedly supported the three-fourths vote. Therefore, we conclude that, although the military courts have not been entirely clear on this issue, they seem to support our interpretation of the current statutory structure requiring a three-fourths vote for a mandatory sentence.
Thus, we hold that a three-fourths vote is required on all sentences of life imprisonment, even if the sentence is mandatory. This holding is supported by the Manual for Courts-Martial. The Manual obviously contemplates just such a vote and provides for a remedy if three-fourths do not vote for a mandatory life sentence. After discussing the requirement that a concurrence of the required number of votes is required even for mandatory sentences, the Manual states: “If the required proportion of the court members are conscientiously unable to reach agreement on a sentence, this fact shall be announced in open session and a mistrial declared. The convening authority may thereafter direct a rehearing on the sentence before a different court.” Man
The military judge in this case did not require a three-fourths vote on punishment. The judge gave the following instructions:
The voting on the part relating to confinement at hard labor for life or death will follow the following procedures: When the Court has completed its discussion, the members shall vote first on the sentence of confinement at hard labor for life, that is, the less severe of the two punishments. The Court will vote by secret ballot as to the sentence of confinement at hard labor for life____ If the ballot results in one or more votes for a sentence to confinement at hard labor for life, then there will be no need to go forward and vote on a sentence of death, since a sentence of death requires a unanimous vote of the members. The logic is as follows:
If one person votes for confinement at hard labor for life, obviously, there cannot be a unanimous vote on death. So, if you have one or more votes for confinement at hard labor for life, then you need not go forward and vote for the sentence of death, that is, vote on the sentence of death. In other words, if the ballot has resulted in a sentence of confinement at hard labor for life, and if there is one or more votes for sentence of confinement at hard labor for life — if the ballot results in no vote for a sentence of confinement at hard labor for life, then the members proceed to vote on a sentence of death. That is, if there are no votes for a sentence to confinement for life, then you can go on and consider the sentence of death and vote thereon.
Record, vol. 4, at 837-38. The judge’s instructions did not require the court to reach a three-fourths majority vote in order to impose life imprisonment. We hold that these instructions do not fulfill the requirement of a three-fourths vote on a sentence of over ten years imprisonment contained in 10 U.S.C. § 852(b)(2) (1988).
In the context of this case, we hold that the court-martial’s failure to follow the statutory requirements was a violation of defendant’s right to due process. It is clear that military courts-martial are not held to the exact due process requirements created for civil courts. “[W]hat constitutes due process in a trial by a military tribunal is gauged by the principles of military law exacted by the Congress____” De War v. Hunter,
C. Equal Protection
Our resolution of the statutory interpretation issue makes it unnecessary to reach defendant’s third argument concerning equal protection.
D. Supreme Court Jury Voting Requirements
Finally, defendant argues that a vote of conviction from five out of seven members of a court-martial violates the Supreme Court’s cases concerning jury voting requirements. This claim is controlled by our prior Mendrano opinion. We refuse to disturb our holding in Mendrano that a two-thirds vote for conviction by a military court-martial is constitutional. See Mendrano,
VI. Conclusion
We hold that the writ of habeas corpus should issue based on the court-martial’s failure to require a three-fourths vote in favor of the life sentence imposed. Therefore, we REVERSE and REMAND the voting procedure issue to the district court for further proceedings consistent with this opinion. We AFFIRM the district court’s refusal to review the three remaining claims under the petition for habeas corpus.
REVERSED and REMANDED in part; AFFIRMED in part.
Notes
. Because we can so easily conclude that the rule we announce in this case is not a violation of Teague, we have not fully considered whether Teague is applicable to the review of military courts. We express no opinion on that issue.
. The 1969 Manual for Courts-Martial — in use when defendant was tried and sentenced — contains nearly identical instructions for conviction by a two-thirds vote. Manual for Courts-Martial, United States, 1969, ¶ 74d(3) at 13-6 (Rev. ed. 1969). See also Manual for Courts-Martial, United States, 1984, R.C.M. 921(c)(2)(B) at II-137 (1984).
. The statute currently requires a unanimous vote both to convict and to sentence for crimes that carry a mandatory death penalty. See 10 U.S.C. § 852(a)(1) and (b)(1) (1988).
. The 1984 Rules for Court Martial contain similar language. "A sentence which includes confinement for life or more than 10 years may be adjudged only if at least three-fourths of the members present vote for that sentence.” Manual for Courts-Martial, United States, 1984, R.C.M. 1006(d)(4)(B) at 11-154. "When a mandatory minimum is prescribed under Article 118 the members shall vote on a sentence in accordance with this rule [R.C.M. 1006(d) ].” Id. at R.C.M. 1006(d)(5) at 11-154 (1984).
Dissenting Opinion
dissenting.
I respectfully disagree with the majority’s treatment of court-martial voting procedures in imposing mandatory minimum life sentences. The majority opinion improperly extends the jurisdiction of this court in disregard for the independent military justice system established and supervised by Congress. The majority also misapprehends the limited nature of the review we are called upon to undertake in this case and seeks to announce and apply a new rule of constitutional procedure that is not within the relief we can properly provide on collateral review. Finally, in resolving the apparent conflict in the statutes relating to court-martial voting procedures the majority ignores Congress’ recognized policy preference for efficient judicial resolution of criminal proceedings as interpreted by the military courts.
I. JURISDICTION TO CONSIDER THE HABEAS PETITION
Just as the Constitution empowers Congress to establish lesser civil courts and to define the jurisdiction thereof, so “[t]he Framers expressly entrusted” to Congress the task of protecting the rights of men and women in the armed forces within the framework of discipline and duty demanded of the military. Burns v. Wilson,
As an independent tribunal, the Court of Military Appeals renders vital decisions on the constitutional rights of service-members and the prerogatives of commanders. It has demonstrated a willingness to strike down provisions of the Manual for Courts-Martial and departmental regulations, and to interpret provisions of the Uniform Code of Military*1263 Justice in a manner that adds to or detracts from procedural requirements or regulations. It regularly applies decisions of the Supreme Court in resolving appellate issues.
H.R.Rep. No. 549, 98th Cong., 2d Sess. 16, reprinted in 1983 U.S.Code Cong. & Admin.News 2177, 2182. The military justice system affords military prisoners the opportunity for collateral, as well as direct review of their convictions by military courts. See Ct.Mil.Rev.R.Pract. & P. 20, reprinted in 10 U.S.C.A. foil. § 866. Congress now provides for direct review of military decisions by writ of certiorari to the United States Supreme Court. 10 U.S.C. § 867a.
The appellate decisions of military courts are “final and conclusive;” such decisions are “binding” upon all courts of the United States. 10 U.S.C. § 876. Although this provision does not entirely displace civil courts’ jurisdiction over an application for a writ of habeas corpus from a military prisoner, United States v. Augenblick,
Under the majority’s approach, apart from considering four “helpful” factors in analyzing the scope of our jurisdiction on habeas, the federal courts would be left with “a large amount of discretion” to determine whether review is appropriate. Supra, at 1508. I believe this standard is too broad; the law in this circuit is not so imprecise:
Federal civil courts have jurisdiction only over military habeas petitions which allege that petitioners have been imprisoned “as a result of proceedings which denied them basic rights guaranteed by the Constitution.” Id. [Burns v. Wilson,346 U.S. 137 , 139,73 S.Ct. 1045 , 1047,97 L.Ed. 1508 (1953).] We then review this issue only to determine “whether the military have given fair consideration” to petitioner’s claim. Id. at 144,73 S.Ct. at 1050 . If such consideration has been given, we may only review the issue if it is both “ ‘substantial and largely free of factual questions.’ ”
Lundy v. Zelez,
Because Dodson raises a constitutional issue which was fully and fairly considered by the military courts, we have no jurisdiction to review his petition unless the issue is a “substantial” one. In a decision relied on heavily by the majority, the Fifth Circuit specifically cautioned: “We emphasize that only substantial constitutional questions should be cognizable in habeas corpus proceedings. As Judge Friendly has commented in a different context, ‘Today it is the rare criminal appeal that does not involve a “constitutional” claim,’ because there ‘has been a vast expansion of the claims of error in criminal cases for which a resourceful lawyer can find a constitutional basis.’ ” Calley v. Callaway,
The majority cites as the only reason why Dodson’s petition raises a substantial constitutional issue his claim that he “was incarcerated without due process of law.” Judge Friendly’s observation holds equally true of claims alleging a deprivation of due process in the criminal proceeding. To conclude that this issue is “substantial” simply because it raises due process concerns is to render meaningless any limitation on our habeas jurisdiction. Every claim asserting a deprivation of any constitutional right can easily be recast in terms of due process. Likewise, every infraction of procedural rules or misapplication of substantive law can be said to implicate due process; it requires no great skill or intelligence on the part of defense counsel to add those two words to what may be at best a marginal constitutional argument. As this case demonstrates, were we to regard every allegation of denial of due process as “substantial,” we would quickly begin to exercise essentially supervisory control over every legal decision rendered by the military courts with which we may disagree. That result is certainly not in accordance with the elaborate framework established by Congress for an independent and self-contained military justice system.
Significantly, Dodson makes no effort to demonstrate how, even if such a technical voting requirement exists for the imposition of a mandatory sentence, he was prejudiced by its violation. As to this troubling absence of any real prejudice to Dodson, the majority can only conjecture that there might be some theoretical possibility that the convening authority, having obtained a valid conviction for premeditated murder, might choose not to proceed with a rehearing on the sentence, the only legal outcome of which would be a life sentence identical to the one Dodson has already received. Instead, the convening authority might simply let the conviction go unaccompanied by any punishment. Not only does such a fanciful scenario ignore the realities of law enforcement and the criminal justice system everywhere, it effectively duplicates the provisions for clemency and pardon already extant in the military justice system to which Dodson has full recourse.
Although a claim that a procedural safeguard exists and was violated may raise a question of constitutional magnitude, Dodson’s assertion of a technical defect, the remedy of which would have absolutely no effect on his term of incarceration, does not justify this court’s interjection of its own interpretation of Congress’ intent; it is simply not a “substantial” constitutional issue.
II. LIMITATION OF REMEDY UNDER TEAGUE V. LANE.
Even if we have jurisdiction to consider his petition for relief, and assuming that his claim has merit, Dodson is not before us on direct appeal.
A “new rule” is one which “was not ‘dictated by precedent existing at the time the defendant’s conviction became final.’ ” Saffle,
I believe that the three-fourths voting requirement which the majority now establishes as a constitutional prerequisite in mandatory sentencing cases such as this is a new rule not compelled or dictated by any prior precedent. The majority cites no case which has reversed or vacated a mandatory life sentence on the basis of such a rule. Instead, it relies on dicta to the effect that a three-fourths concurrence in a mandatory life sentence passes constitutional muster as support for its conclusion that a Iessthan-three-fourths concurrence necessarily fails constitutional scrutiny. See Anderson v. Hunter,
The majority opinion “acknowledge^] that dicta in two other non-binding. cases could be construed to hold that no three-fourths vote on sentencing was required in mandatory sentence cases.” Supra, at 1258. Indeed, the language of Stout v. Hancock,
[A]fter conviction has been voted in a prosecution for murder or rape, the only punishments permissible under the law*1267 are death and life imprisonment. The vote on punishment, therefore, is but a choice between these two; and, unless there is a unanimous vote in favor of the death penalty, life imprisonment necessarily follows.
The statutory provisions relating to courts-martial generally do not compel any rule establishing a minimum concurrence in a mandatory life sentence. The statutory provision prescribing a minimum life sentence can easily be read as obviating the need for any fixed number of concurrences where the death penalty is not imposed. Indeed, the majority opines: “The government’s [position] that a three-fourths vote for a mandatory sentence is unnecessary appears logical at first glance.” Thus the Court of Military Appeals, writing in 1987, after Dodson’s conviction had become final, noted that “It is open to question whether the procedure followed ... was proper____ It seems possible ... that the voting requirement in paragraph 76(b) of the 1969 Manual might on occasion conflict with the Code’s mandatory life imprisonment for felony-murder — e.g., if three-fourths of the members refused to vote for a sentence which included life imprisonment.” United States v. Garrett,
Finally, the majority’s heavy reliance on the voting procedure enumerated in the Manual for Courts-Martial is no answer to the “new rule” analysis of Teague. Within the broad limits of the constitution itself, the specific requirements of due process in military tribunals are established and defined by Congress. The interstitial rules of procedure established by the Executive are void insofar as they conflict with such duly enacted legislation. See United States v. Garrett,
The majority’s reliance on the provision of the Manual as compelling the conclusion that a minimum concurrence is required in mandatory sentencing cases is an exercise in circular reasoning. The majority resolves the question of whether the voting requirement in the Manual is invalid under the mandatory sentencing scheme by citing the voting requirement in the Manual. In the context of “new rule” analysis under Teague, the Manual’s provision compels, in the majority’s view, the conclusion that the Manual’s provision is valid. Not only does the majority place the regulatory cart before the ox of statutory interpretation, but by virtue of the novel positioning it concludes that it must be so arranged.
When Congress prescribed a mandatory life sentence for military personnel convicted of premeditated murder who are not sentenced to death, it is perfectly reasonable to conclude that it meant what it said. No provision of the Manual could alter such a congressional mandate, much less bind a reviewing court to conclude that the statute means something else entirely. The majority’s conclusion otherwise is unsupportable.
Having concluded that the three-fourths sentencing requirement constitutes a “new rule” for purposes of Teague, I would not apply the rule under either of the two narrow exceptions. The first exception, relating to rules which place a class of private conduct beyond the power of the State to proscribe, is inapplicable. The second exception, involving “ ‘watershed rules of criminal procedure’ implicating the fundamental fairness and accuracy of the criminal proceeding,” does not encompass a rule such as the voting requirement adopted by the majority. Saffle,
The Supreme Court has rejected the contention that a rule which merely “preserve^] the accuracy and fairness of ... sentencing judgments” qualifies under the second Teague exception. Rather, such a rule “must not only improve accuracy, but also ‘alter our understanding of the bedrock procedural elements’ essential to the fairness of a proceeding.” Sawyer v. Smith, — U.S. -, -,
III. STATUTORY VOTING SCHEME IN COURTS-MARTIAL
Alternatively, assuming that we have jurisdiction to consider the petition and that the relief requested is not barred on collateral review, I would deny the petition as meritless. Article 118 of the Uniform Code of Military Justice provides that any person who is found guilty of premeditated murder “shall suffer death or imprisonment for life as a court-martial may direct.” 10 U.S.C. § 918. An apparent ambiguity exists, however, because the Code permits conviction upon a concurrence of two-thirds of the court-martial members, id. § 852(a)(2), but generally requires agreement by three-fourths of the members in imposing a life sentence. Id. § 852(b)(2). Logically, where a bare two-thirds have convicted, concurrence by three-fourths in a life sentence may not always be forth
The majority violates a fundamental rule of statutory interpretation. Dodson’s petition does not state a constitutional claim if the statute does not require three-fourths concurrence in a life sentence in cases where a minimum mandatory life term is prescribed by law. The facially troubling statute, section 852(b)(2), does not specifically apply to mandatory sentences;
It is our settled policy to avoid an interpretation of a federal statute that engenders constitutional issues if a reasonable alternative interpretation poses no constitutional question.
Gomez v. United States,
The need for informality and expediency in the military court-martial requires that it remain relatively free of procedural inefficiency. Thus we have recognized “that in the military context [there is an] obvious policy preference by Congress for lessening the hung-jury problem in courts-mar
[Tjrial of soldiers to maintain discipline is merely incidental to an army’s primary fighting function. To the extent that those responsible for performance of this primary function are diverted from it by the necessity of trying cases, the basic fighting purpose of armies is not served.
Toth v. Quarles,
Likewise, the majority's approach ignores the “balance” which Congress has already drawn between the military’s primary objective and the rights of service personnel. By requiring no more than a two-thirds concurrence in the conviction, and by providing for acquittal upon failure to convict, Congress has already provided the appropriate balance. See Mendrano,
The majority opinion affords no deference to the considered judgment of the military courts in interpreting the statutory provision in question, despite the fact that we exercise no supervisory power over those courts. In United States v. Shroeder,
WHETHER THE MILITARY JUDGE ERRED BY FAILING TO INSTRUCT THE MEMBERS, AS REQUIRED BY R.C.M. 1006(d)(5), THAT A SENTENCE WHICH INCLUDES CONFINEMENT FOR LIFE MAY ONLY BE ADJUDGED IF AT LEAST THREE-FOURTHS OF THE MEMBERS PRESENT VOTE FOR THAT SENTENCE.
The court’s decision: “We decide [the] issue against appellant.”
If, as here, the military judge instructs the court members that they must adjudge a minimum sentence of life imprisonment, as prescribed by Article 118, the need is greatly reduced for utilizing a rehearing on sentence or a reconsideration of sentence as a means to impose the mandatory sentence which Congress prescribed. While these means are available to effectuate the requirements of Article 118, we have no doubt that Congress preferred that the mandatory sentence be adjudged initially — rather than for an illegal sentence to be adjudged and then corrected by a rehearing or reconsideration.
Id. Finally, the court acknowledged that under the statute, “Admittedly, since the court members must vote on the sentence, they can engage in ‘jury nullification’ and can adjudge a sentence of less than the minimum confinement prescribed by the Code. Of course, such action — which the military judge’s instruction was intended to forestall — would be irresponsible as well as unlawful and certainly should not be en
The majority primarily relies on the 1969 Manual for Courts-Martial, in effect at the time of Dodson’s conviction, as supporting its view. Given the specificity of the Shroeder court’s holding, I conclude that the Court of Military Appeals was correct in surmising that “the voting requirement in paragraph 76b(2) of the 1969 Manual might on occasion conflict with the Code’s mandatory life imprisonment____” United States v. Garrett,
I find no support for the majority’s conclusion that Congress intended a three-fourths concurrence in a mandatory minimum life sentence. Indeed, I consider the judgment of the Court of Military Appeals to the contrary to settle the issue. It is not the place of this court to supervise or correct erroneous statutory interpretations by military courts relating to the operation of the military justice system. E.g., Burns v. Wilson,
CONCLUSION
I would affirm the district court’s refusal to grant habeas relief on the basis that we lack jurisdiction to review the petition, and that the petition requests relief which is barred on collateral review. Alternatively, I would conclude that the voting procedure followed by the court-martial in imposing sentence complied with the express statutory requirements. For the reasons stated, I respectfully dissent.
. The majority of cases in this circuit have held that constitutional issues fully and fairly considered by the military court generally cannot be reviewed on habeas. See, e.g., Mendrano v. Smith,
Only two cases, Wallis v. O’Kier,
. The majority views the exercise of habeas jurisdiction as an appropriate means of policing the military courts: "the military courts must give adequate consideration to the issues involved and apply proper legal standards." Thus, despite the fact that Dodson thoroughly briefed and argued this issue to both the United States Navy-Marine Corps Court of Military Review and the Military Court of Appeals, because both courts summarily rejected the argument without discussion the majority believes we have jurisdiction to review the correctness of those affirmances. That viewpoint is directly contrary to this circuit’s existing precedent. Watson v. McCotter,
. A constitutional claim is all that is necessary for a United States court to review a state court conviction on habeas. If there is any single legal concept applied and adopted uniformly in every case on this issue, it is that our review of military court decisions on habeas is more limited than our review of state proceedings. E.g., Burns,
.The cases in this circuit which have dealt with "substantial” constitutional issues involved much more serious allegations of fundamental unfairness in the criminal proceeding than does Dodson's petition. For instance, in Mendrano v. Smith,
. As I discuss below, I view Dodson’s constitutional due process claim to be meritless. Even were I to accept the majority’s analysis, however, the rule Dodson seeks and the one which the majority adopts would be barred under Teague v. Lane. Because Teague bars this court from even announcing a new rule on collateral review, I address the Teague issue prior to analyzing the constitutional standard which the majority announces. See
. Although Teague v. Lane involved collateral review of a state court decision, I believe that it applies equally to any collateral review of a final judgment, including a habeas petition from a military prisoner. The same considera
. In a general discussion of court-martial procedure, one prior opinion cites the general statutory provision that “no person may be sentenced to life imprisonment or confinement for more than ten years except with the concurrence of three-fourths of the members present when the vote is taken." Mendrano v. Smith,
. The majority "simply disagree[s]” with the holding of Stout insofar as it may be read to permit less than a three-fourths concurrence in the sentence. It is difficult to understand, if the majority’s rule actually conflicts with existing case law from our sister circuit, how it could be promulgating anything but a new rule. Cf. Saffle,
. Nor do I read the majority opinion to adopt such a view. Nowhere does the majority suggest that the requirement of a three-fourths voting concurrence in a mandatory life sentence is so fundamental that even absent any apparent conflict in the statutory scheme such a rule must be applied. I find it impossible to conclude that a three-fourths vote on the life sentence is “fundamental” to fairness given the majority’s view that a two-thirds vote of conviction suffices even under a mandatory minimum life sentence scheme.
. I recognize that the otherwise unambiguous language of a statute is generally conclusive. In re Roberts,
. Military authorities have recognized that the court martial panel generally has discretion to impose any sentence within an acceptable range dictated by Congress. See D. Schlueter, Military Criminal Justice, § 15-17 (2d ed. 1987). Historically, however, military law has taken a very different view of the court-martial’s role in imposing a mandatory sentence. Where Congress has mandated a sentence, "the office of the court simply is to cause the legal sentence to be entered of record by the judge advocate, no discretion being allowed and no deliberation or vote being called for." W. Winthrop, Military Law and Precedents 390 (2d ed. 1920). A vote is required only where "the sentence is left by the Code to the discretion of the court____’’ Id. As early as 1863 William DeHart observed:
In cases not within the discretion of the court to affix the punishment, it inevitably follows that the punishment is in accordance with the law, and the finding of the court, and cannot be modified by any individual opinion of a member____ The oath which every member takes, requires and obliges him to "administer justice according to the articles of war," and of course, it follows, that upon conviction of a prisoner for a particular offense, every member must vote the punishment which the law has prescribed. Such cases do not admit of an appeal to the conscience for the solution of any doubts which may exist, for where the law has prescribed a rule, no doubt can be entertained.
W.C. DeHart, Observations on Military Law, 189-90 (1863); see also id. at 191-92 (discussing duty of every panel member, upon failure to agree on death penalty to vote for imposition of some legal sentence). Thus the vote on mandatory life imprisonment where the court fails to agree unanimously on the death penalty pursuant to 10 U.S.C. § 852(a) is largely ceremonial, and does not require due process safeguards which must ordinarily accompany the exercise of sentencing discretion.
. The majority cites the Shroeder decision, but asserts: "However the [Shroeder] court’s formulation of the issue misstates the actual question before the court____ The court was addressing whether the military judge could instruct the court-martial that their sentence must include life imprisonment, not whether the sentence must be supported by a three-fourths vote.” The majority apparently would find comfort in a three-fourths concurrence that results from an instruction to the panel members that they must reach this result. I am unable to find the distinction between a ceremonial vote, the outcome of which is mandated by the court prior to deliberations, and no vote at all. The voting procedure used by the military judge in Dodson’s sentencing was simply an effective means of taking the sentencing discretion away from the panel members insofar as the term of imprisonment was concerned — the same effect achieved by the approved instruction in Shroeder.
