Alvarado v. Cajun Operating Co.Alvarado v. Cajun Operating Co.
Appellant Tannislado Alvarado (Alvarado) filed a retaliation claim pursuant to the Americans with Disabilities Act (ADA) alleging that Appellee Cajun Operating Co. (Cajun) retaliated against him for com
Alvarado challenges the district court’s grant of Cajun’s motion in limine barring Alvarado from seeking punitive and compensatory damages for his ADA retaliation claim. Alvarado also contends that the district court erred in holding that, because ADA retaliation claims are limited to equitable relief, Alvarado was not entitled to a jury trial on his retaliation claim. We agree with the district court’s resolution of these issues, and affirm the judgment.
I. BACKGROUND
At the age of sixty-five, Alvarado was hired by Jesus Tapia (Tapia), the store manager of a Church’s Chicken (Church’s) in Tucson, Arizona, to perform part-time maintenance work. Alvarado eventually became a cook at Church’s. The cook position required the performance of various duties, including cleaning the walk-in refrigerator.
For approximately three and one-half years, Alvarado performed satisfactorily according to job evaluations from Tapia and his successor, Tina Montague (Montague). That all changed when Alvarado called Church’s hotline to complain that Montague had made inappropriate comments about his age. When confronted, Montague denied any wrongdoing. However, three days later she gave Alvarado his first Performance Counseling Record (counseling record) delineating Alvarado’s asserted failure to complete his daily duties, such as panning and rotating chicken, battering chicken, and cleaning the walk-in refrigerator. Olivia Martinez (Martinez), an assistant manager, gave Alvarado two additional counseling records for similar derelictions. Martinez subsequently stated that she only wrote the counseling records because Montague told her to do so. According to Martinez, Alvarado did not deserve the counseling records. However, over the next nine months, Alvarado received four more similar counseling records from assistant store manager Don Magel.
In response to the counseling reports, Alvarado called the hotline a second time, accusing Montague of retaliation against him for making the first hotline call. Alvarado also complained to Montague about the pain in his hands when he worked in the walk-in refrigerator. Montague referred Alvarado to Dr. Robert Johnson, who “cleared [Alvarado] to return to work the same day after noting that [Alvarado] suffered only from arthritis, a condition common among people his age.”
After Alvarado was terminated, he filed a lawsuit against Cajun alleging employment discrimination in violation of Title I of the ADA,
Cajun filed a motion in limine to bar Alvarado from seeking punitive and compensatory damages for his ADA retaliation claim. Cajun also asserted that, because only equitable relief was available, Alvarado did not have a right to a jury trial on his retaliation claim.
The district court granted Cajun’s motion in limine, concluding that the plain language of
The district court certified an interlocutory appeal on these issues, and we granted permission to appeal the district court’s interlocutory order.
II. STANDARD OF REVIEW
“We review a district court’s decision involving interpretation of a federal statute
de novo.” In re Digimarc Corp. Derivative Litig.,
III. DISCUSSION
Alvarado maintains that the district court erred in interpreting the ADA to limit his remedies to those available in equity. Alvarado posits that remedies provided under the ADA are coextensive with remedies available under the Civil Rights Acts of 1964 and 1991. More specifically, Alvarado contends that because compensatory and punitive damages are available under the Civil Rights Acts, compensatory and punitive damages are available for ADA retaliation claims.
Under the ADA,
No person shall discriminate against any individual because such individual has opposed any act or practice made unlawful by this chapter or because such individual made a charge, testified, assisted, or participated in any manner in an investigation, proceeding, or hearing under this chapter.
Section 2000e-5(g)(l) provides:
If the court finds that the respondent has intentionally engaged in or is intentionally engaging in an unlawful employment practice charged in the complaint, the court may enjoin the respondent from engaging in such unlawful employment practice, and order such affirmative action as may be appropriate, which may include, but is not limited to, reinstatement or hiring of employees, with or without back pay (payable by the employer, employment agency, or labor organization, as the case may be, responsible for the unlawful employment practice), or any other equitable relief as the court deems appropriate. Back pay liability shall not accrue from a date more than two years prior to the filing of a charge with the Commission. Interim earnings or amounts earnable with reasonable diligence by the person or persons discriminated against shall operate to reduce the back pay otherwise allowable.
In an action brought by a complaining party under the powers, remedies, and procedures set forth in section 706 or 717 of the Civil Rights Act of 1964 [42 U.S.C.A. §§ 2000e-5 or 2000e-16] (as provided in section 107(a) of the Americans with Disabilities Act of 1990 (42 U.S.C. 12117(a)), and section 794a(a)(l) of Title 29, respectively) against a respondent who engaged in unlawful intentional discrimination (not an employment practice that is unlawful because of its disparate impact) under section 791 of Title 29 and the regulations implementing section 791 of Title 29, or who violated the requirements of section 791 of Title 29 or the regulations implementing section 791 of Title 29 concerningthe provision of a reasonable accommodation, or section 102 of the Americans with Disabilities Act of 1990 (12 U.S.C. 12112), or committed a violation of section 102(b)(5) of the Act, against an individual, the complaining party may recover compensatory and punitive damages as allowed in subsection (b) of this section, in addition to any relief authorized by section 706(g) of the Civil Rights Act of 1964, from the respondent.
Although we have not resolved whether compensatory and punitive damages are available for ADA retaliation claims,
2
other courts have applied divergent approaches to interpret the ADA’s remedial provisions. In
Kramer v. Banc of Am. Sec.,
We thus conclude that the 1991 Civil Rights Act does not expand the remedies available to a party bringing an ADA retaliation claim against an employer and therefore compensatory and punitive damages are not available. A close reading of the plain language of§ 1981a(a)(2) makes it clear that the statute does not contemplate compensatory and punitive damages for a retaliation claim under the ADA.Section 1981a(a)(2) permits recovery of compensatory and punitive damages (and thus expands the remedies available under§ 2000e-5(g)(l) ) only for those claims listed therein. With respect to the ADA,§ 1981a(a)(2) only lists claims brought under§§ 12112 or 12112(b)(5). Because claims of retaliation under the ADA (§ 12203 ) are not listed, compensatory and punitive damages are not available for such claims. Instead, the remedies available for ADA retaliation claims against an employer are limited to the remedies set forth in§ 2000e-5(g)(l) .
Kramer,
The statute extends to aggrieved plaintiffs the remedies available pursuant to sections 107, 203 and 308 of the Act. In turn, Congress has provided that in an action brought by a complaining party under the powers, remedies and procedures set forth in § 716 or 717 of the Civil Rights Act of 1964 (as provided in section 107(a) of the Americans with Disabilities Act of 1990) against a respondent who engaged in unlawful intentional discrimination!,] the complaining party may recover compensatory and punitive damages. In turn, complaining party is defined by the Civil Rights Act of 1991 to include persons who bring actions under Title I of the Americans with Disabilities Act, and thus would appear to include suits charging retaliation.
Ostrach,
In
Edwards v. Brookhaven Sci. Assocs., LLC,
The Seventh Circuit’s analysis makes it clear that§ 1981(a)(1) does not list§ 12203 as a claim that permits recovery of compensatory damages. However, no sound canon of interpretation requires Congress to speak with extraordinary clarity. The statute must be read in conjunction with and in light of the context, structure, and related statutory provisions. In the Court’s view, the omission of§ 12203 in§ 1981 is of no consequence when§ 1981 is read in conjunction with the relevant provisions of the ADA. As stated above, the retaliation provision of the ADA contains no remedy of its own. Rather, it is clear that the remedies and procedures available to aggrieved persons for violations of§ 12203 are the same as the remedies and procedures available under Title I of the ADA. Considering that the remedies available for retaliation under the ADA are commensurate with those available under Title I, it was unnecessary for Congress to separately mention retaliation in§ 1981 . Thus, it is fair to assume that the expansive effect of§ 1981(a) applies equally to claims under Title I as it does to retaliation claims by virtue of the fact that the remedies available for retaliation claims incorporate, and are coextensive with, the remedies available under Title I.
Edwards,
The analysis employed in
Edwards
has been criticized. In
Infantolino v. Joint Indus. Bd. of Elec. Indus.,
Similarly, in
Arredondo v. S2 Yachts,
The court in Edwards did not explain what meaning, if any, would be given to the references to§§ 12112 and 12112(b)(5) in§ 1981a(a)(2) under its construction of the statute.Section 1981a is referenced in three additional ADA related statutes,2 U.S.C. § 1311 ,3 U.S.C. § 411 and42 U.S.C. § 1988 . None of these three other statutes provide a context in which the references to§§ 12112 and 12112(b)(5) in§ 1981a would have any meaning if the Court adopted the position of the Court in Edwards. Additionally, Plaintiff has not identified any situation in which the references to§§ 12112 and 12112(b)(5) in§ 1981a(a)(2) would have any meaning if the Court adopted Plaintiffs proposed interpretation of§ 1981a(a)(2) . Thus, the position adopted by the court in Edwards voids the references to§§ 12112 and 12112(b)(5) in§ 1981a(a)(2) of any meaning in any conceivable context.
(citations and footnote reference omitted).
The Seventh Circuit also eschewed the reasoning of
Ostrach
because of the district court’s parsing of
The lack of uniformity among the courts underscores the complexity of this issue. Nevertheless, we are persuaded that the Seventh Circuit’s reliance on the plain language of
“The starting point for the interpretation of a statute is always its language, and courts must presume that a legislature says in a statute what it means and means in a statute what it says there[.]”
Azarte v. Ashcroft,
The text of
We acknowledge that legislative history ostensibly supports the notion that Congress intended a broad remedial purpose for the Civil Rights Act of 1991.
See, e.g.,
H.R. Rep. 102-40(11), at 27 (1991),
reprinted in
1991 U.S.C.C.A.N. 694, 721 (“All too frequently, Title VII leaves victims of employment discrimination without remedies of any kind of[sic] their injuries and allows employers who intentionally discriminate to avoid any meaningful liability.”) (footnote reference omitted). However, the legislative history is not dispositive, because the text of
In sum, although a convoluted analytical path exists to concluding that punitive and compensatory damages are available for ADA retaliation claims, this analysis contravenes the basic tenets of statutory construction. As the district court in Faurecia Exhaust Sys., Inc., opined:
Nowhere does the statutory text provide for compensatory or punitive damages on a claim under§ 12203 . It is no herculean task to follow the interrelated statutory references to determine which remedies are available on a given claim. By performing the statutory analysis, it is plain that any interpretation of§ 1981a(a)(2) as providing for compensatory or punitive damages for a§ 12203 retaliation claim empties the former’s explicit references to§§ 12112 and 12112(b)(5) of any meaning. Consequently, such an interpretation is untenable. Conversely, the interpretation arrived at by the Seventh Circuit in Kramer, which gives full effect to those same references, comports with the relevant principles of statutory construction and is, therefore, highly persuasive.
Faurecia Exhaust Sys., Inc.,
We are not otherwise convinced by the reasoning in the recent case of
Baker v. Windsor Republic Doors,
Thus,
Gomez-Perez
is inapposite, particularly when considering that Congress may well have intentionally distinguished between the remedies for ADA discrimination claims and ADA retaliation claims due to the different nature of the respective claims. “The ADA prohibits discrimination against a qualified individual
with a disability
in regard to terms, conditions and privileges of employment.”
Gribben,
Alvarado’s claims exemplify this dichotomy. The district court granted summary judgment in favor of Church’s on Alvarado’s ADA discrimination claim because Alvarado did not raise a material issue of fact regarding whether he was disabled. However, the district court denied summary judgment on Alvarado’s retaliation claim because Alvarado’s “Hotline complaints clearly constitute a protected activity, regardless of the merit of his discrimination charges.”
As recognized by the district court, because Alvarado raised material issues of fact regarding his retaliation claim, summary judgment was inappropriate.
Being persuaded by the Seventh Circuit’s reasoning, we hold, as did the Seventh Circuit in
Kramer,
that the
IV. CONCLUSION
We adopt the Seventh Circuit’s reasoning in
Kramer,
and hold that punitive and compensatory damages are not available for ADA retaliation claims. Because such claims are limited to the equitable relief specified in
AFFIRMED.
Notes
. The district court granted summary judgment in favor of the employer on Alvarado's claim that he was discriminated against based on a disability. However, the district court denied summary judgment on Alvarado's age discrimination and retaliation claims. According to the district court, Alvarado decided not to pursue his claims premised on race and national origin discrimination.
. In
Gribben v. United Postal Serv., Inc.,
. In two unpublished opinions, the Fourth Circuit followed
Kramer,
and held that punitive and compensatory damages were unavailable for ADA retaliation claims.
See Bowles v. Carolina Cargo, Inc.,
. Alvarado relied on
Salitros v. Chrysler Corp.,
. It is also notable that the district court in
Ostrach
relied on
Franklin v. Gwinnett County Pub. Schs.,
. Even if the unambiguous text of
. Alvarado relies on the EEOC Compliance Manual to support his contention regarding the availability of compensatory and punitive damages. We acknowledge that the EEOC Manual is generally entitled to deference. See
Nilsson v. City of Mesa,