The question in this Federal Tort Claims Act case is whether the district court had jurisdiction to try Alton Houston’s suit against the United States. We hold that the lower court lacked jurisdiction and accordingly reverse the judgment below and dismiss the case.
Facts and Proceedings Below
When the events giving rise to this suit occurred, Alton Houston was a laborer for the New Orleans Sewerage and Water Board. On January 27, 1976, he was sitting in a large city truck parked in a crowded New Orleans street when a United States Postal Service (USPS) van, clearly marked as such, collided with the mirror of the city truck. Except for the shattered mirror, the truck was not damaged.
According to Houston, this impact caused him a variety of injuries, including back problems and alcohol dependency. These injuries reduced his earning potential. The district court found in Houston’s favor and held the United States liable for $121,887.20.
The procedural history of the case is quite important. On January 27, 1977, one year after the collision, Houston sued the United States; Joseph Howard, the driver of the postal van; and the USPS in Louisiana court. Pursuant to his direction, process was not issued or served.
Just under two years after the accident, on January 17, 1978, Houston filed an administrative claim with the USPS. As we will explain, the filing of such an administrative claim within two years after its accrual was required by the Federal Tort Claims Act (FTCA) (codified at 28 U.S.C. §§ 1346(b), 1402(b), 1504, 2110, 2401, 2402, 2411, 2412, 2671-2680). About three months after this claim was filed, the USPS notified Houston’s attorney of its denial. That notification letter, dated April 26, 1978, stated, “[I]f your client is dissatisfied with the final action on his clain [sic], he may file suit in an appropriate United
After being served, the United States removed the case to federal court, as authorized by 28 U.S.C. §§ 1441(a) and 1442(a)(1). (For some reason, the United States did not rely on the FTCA removal statute — 28 U.S.C. § 2679(d).) The USPS and the United States moved to dismiss the case on grounds that the United States was the only proper defendant and Houston had not sued it within six months of the administrative denial of his claim.
The district court dismissed the USPS (and Howard), but denied the dismissal motion as to the United States. In a thorough opinion, the court reasoned that Houston’s state court suit sufficed as timely compliance with the limitations requirement of the FTCA. Because the district court considered the state suit sufficient under the FTCA, it did not view Houston’s long delay in serving process as a jurisdictional defect. After a bench trial that covered portions of three days, the court rendered judgment for Houston.
The United States appeals the judgment, asserting that the district court lacked jurisdiction to try the case due to Houston’s alleged noncompliance with the FTCA limitations period. Houston cross-appeals, complaining that the district court's $25,-000 award for pain and suffering is too low.
Discussion
Essentially, this case raises only two questions: (1) whether the FTCA’s procedural requisites apply to a tort claim arising out of a collision with a government vehicle; and, (2) if the FTCA’s procedural requirements apply, whether Houston complied with them. We answer “yes” to the first question and “no” to the second.
I.
“The United States, as sovereign, is immune from suit save as it consents to be sued —”
United States v. Sherwood,
In various statutes through the years, Congress has carved into the immunity of the federal government.
See generally
Hulen,
Suits on Tort Claims Against the United States,
In 1966, Congress again extensively amended the FTCA. Act approved July 18, 1966, Pub.L. No. 89-506, 80 Stat. 306 (1966). The amendments imposed a requirement that all tort claimants seek administrative relief before turning to the courts.
See
28 U.S.C. §§ 2401(b), 2675(a). Congress was motivated by a desire to reduce congestion in the courts and by statistics showing that most claims against the government were settled, thus suggesting that an administrative scheme could be very effective. S.Rep. No. 1327, 89th Cong., 2d Sess.,
reprinted in
1966 U.S. Code Cong. & Ad.News 2515, 2516-18;
Rise v. United States,
Houston argues that the amendment adds an administrative claim as a possible remedy, without eliminating the remedy by suit.
2
Admittedly, Congress could have
Finally, it would not be logical to assume that Congress imposed an administrative exhaustion requirement for all tort claims against the United States, except for claims arising from collisions with government vehicles. We see no distinction between the two types of claims, and nothing in the FTCA or its legislative history suggests that Congress did either. In sum, the statute's organization and language, considered in light of the problems that Congress sought to correct with the 1961 and 1966 amendments, lead us to conclude that FDA claims are subject to the administrative exhaustion requirements and limitations periods of the FTCA.
Our interpretation is consistent with the majority of cases discussing the FTCA in its post-1966 era. See, e.g., Henderson v. United States,
Two cases-one from the Second Circuit, the other from the Ninth-are out of step with the majority view because they hold that a plaintiff can avoid the FTCA's procedural requirements by filing suit against the government driver in state court. Staple v. United States,
The facts of
Staple
illustrate the undesirability of such a rule. After a traffic accident with a USPS vehicle, Lillian Staple filed a state suit against the driver and the USPS. Then she filed an FTCA administrative claim, which was denied. More than a year after this denial, she served process in her state suit for the first time.
3
The United States certified that the driver was acting in the scope of his employment, removed the case, and sought dismissal on the ground that the plaintiff’s state court suit preceded her request for administrative relief, and was thus untimely under section 2675. The district court granted the government’s motion, but the Ninth Circuit reversed. That court held that the FTCA’s administrative exhaustion requirements and the limitations period in which to file suit after administrative denial apply only to suits brought directly against the United States, and not to state suits brought against the driver.
We prefer the approach taken by the Fourth Circuit in
Henderson v. United States,
“In neither instance is a claim presented by the claimant to the appropriate federal agency as required by law. Instead of our current, relatively straightforward system in which all claims must be presented to the relevant agency, we open a door for the multitude of plaintiffs’ arguments that the administrative filing requirement was satisfied because the agency was aware of, or had notice of, their claims.”785 F.2d at 125 .
See also Meeker v. United States,
Like other courts, we recognize the quandary in which a plaintiff may find himself if he has no reason to suspect that the defendant driver is a government employee.
See, e.g., Kelley,
Therefore, we hold that before the United States is forced to defend a tort suit arising from a collision between a private vehicle and a government vehicle, the plaintiff-at least one who knows or should know that the driver was a government employee-must meet the FTCA's administrative exhaustion requirements and then timely commence suit against the government as provided by 28 U.S.C. § 2401(b).
II,
Having concluded that Houston's claim was subject to the FTCA, we must ascertain whether he met the jurisdictional prerequisites of that statute. We hold that Houston did not comply with the FTCA.
The applicable limitations period is stated in 28 U.S.C. § 2401(b):
"A tort claim against the United States shall be forever barred unless it is presented in writing to the appropriate Federal agency within two years after such claim accrues or unless action is begun within six months after the date of mailing, by certified or registered mail, of notice of final denial of the claim by the agency to which it was presented."
Though phrased in the disjunctive, this statute requires a claimant to file an administrative claim within two years and file suit within six months of its denial. Willis v. United States,
These limitations periods are jurisdictional. Equitable considerations that may waive or toll limitations periods in litigation between private parties do not have that same effect when suit is brought against the sovereign. E.g., Goff v. United States,
Houston proffers three arguments to extricate himself from this predicament. First, relying on Staple and Kelley, he argues that his claim against the United States is not subject to the six-month limitations period in section 2401(b). However, for the reasons given in Part I, we have rejected Staple and Kelley. Second, Houston distinguishes cases, such as Henderson and Meeker, dismissing claimants who failed to file an administrative claim by pointing out that he did file an administrative claim. Apparently we are to believe that these cases do not apply to Houston. This reasoning is unpersuasive. The FTCA either applies or not. If Houston was required to pursue his claim by the methods and in the time provided by the FTCA, as we held in Part I, then his compliance with the administrative exhaustion requirement does not excuse his failure to timely file suit. Halfway compliance with section 2401(b) is not enough.
Houston’s third line of reasoning is that his state court suit tolls the six-month limitations period. For this proposition, he relies on
McGowan v. Williams,
First, in
McGowan
the driver “received proper notice of the plaintiffs action within the time limitation of Section 2401(b).”
This latter distinction is especially important. Had the United States been served with process in Houston’s state suit, it no doubt would have removed the case to federal court, where the judge would have had to dismiss the case for lack of jurisdiction.
See
L. Jayson,
supra
§ 175.03[2], at 6-26. This is so because the statute granting exclusive federal jurisdiction to hear tort claims against the United States, 28 U.S.C. § 1346(b), is expressly subject to the provisions of the FTCA, and Houston had not exhausted his administrative remedies, as required by section 2675(a), at the time he commenced his state suit.
Reynolds,
Houston relies on a purported absence of prejudice to the government in defending this suit, as well as asserted equities in his favor. However, these factors are not sufficient to overcome the government’s immunity to suit.
Cf. Childers v. United States,
Conclusion
“The United States has the right to define the conditions under which it will be sued.”
Meeker,
REVERSED.
Notes
. The Postal Reorganization Act of 1970, codified as Title 39 of the United States Code, waives sovereign immunity "with respect to the Postal Service."
Franchise Tax Bd. of Calif. v. U.S. Postal Service,
In conditioning the waiver of immunity for the USPS on the provisions of the FTCA, the Congress ensured that “[a]ny tort claim against
. Section 2679(b)-(d) obviously contemplates that lawsuits can be filed in state court against the individual, for a removal mechanism is pro-
. Exactly six months after the denial, Staple had filed a federal court suit against the driver and USPS; this suit was dismissed by the district court because the United States was not named a defendant.
See
28 U.S.C. § 2679(a). Staple did not appeal the dismissal.
. Most courts reject the Kelley view that when plaintiff did not know that the driver worked for the United States he may ignore the FTCA's prerequisites. For example, in declining to follow Kelley, the Sixth Circuit stated, "There is no equitable exception to the jurisdictional prerequisites of the Federal Tort Claims Act in this Circuit and we decline to create one." Rogers,
. The result might be different in a case where plaintiff has filed a premature suit against the driver in federal court based on diversity jurisdiction, and then amended his suit to name the United States within the six-month limitations period. The formal ritual of refiling would arguably serve no practical purpose. In dictum, the Third Circuit has suggested that jurisdiction would be established in those circumstances.
Morano v. U.S. Naval Hospital,
In this case, it also might be arguable that if the United States had been served in the six months after the administrative denial, and had removed the case to federal court within that time, an action would have timely commenced under section 2401(b) even though the original state suit was premature. Such a theory might even extend to a possibly colorable assertion of jurisdiction if the United States, served in the six months after administrative denial, deliberately "sandbagged" plaintiff by waiting until the limitations period expired before removing the case. We do not suggest answers to these questions but rather leave their resolution for another day because the facts of this case do not require us to answer them. We strongly emphasize, however, that in FTCA (and FDA) cases prudent plaintiffs will always institute a fresh suit against the United States in federal court sometime in the six months that follow the administrative denial.
