The plaintiffs-appellants in this case are former employees of Phelps Dodge Copper Refinery in El Paso, Texas (Phelps Dodge) who were replaced while on strike. Defendant-appellee United Steelworkers of America, AFL-CIO-CLC (the Union) was their collective bargaining representative. Plaintiffs sued the Union in state court for alleged breach of its duty as their bargaining agent by failing to warn them of Phelps Dodge’s statutory right to replace them. The Union removed the case to federal court and several other former employees sought leave to intervene. The district court determined that it had subject matter jurisdiction over the case, denied the motions for leave to intervene, and dismissed plaintiffs’ action as time-barred by the six-month federal statute of limitations for federal duty of fair representation claims, section 10(b) of the National Labor Relations Act (NLRA), 29 U.S.C. § 160(b). We affirm.
Facts and Proceedings Below
Plaintiffs filed this action against the Union in Texas state court on Monday, April 6, 1987, alleging in their original petition that:
“Between July 1, 1983, and April 5, 1985, Defendant acted as bargaining agent for Plaintiffs in connection with their employment by the Phelps Dodge Refinery in El Paso, Texas. As the bargaining agent for Plaintiffs, Defendant had a duty to advise them of measures which their employer could, and in reasonable probability would, take, should members of the bargaining unit (including Plaintiffs and others) either vote to reject their employer’s final offer or vote to go out on strike. Among the employer’s rights in this dispute was the right to put into effect its final offer after bargaining to impasse, and to hire permanent replacements in the event of a strike. Defendant, without legal justification or excuse, failed to advise Plaintiffs that their employer had these rights. Thereafter, the employer exercised these rights, and all Plaintiffs were permanently replaced by the employer. Had Plaintiffs known that their employer had the rights which it in fact had, they would have either persuaded the other members of the bargaining unit to vote in favor of the employer’s final offer, and if that had failed, then Plaintiffs would have accepted the final offer individually.
“The cause of action herein accrued on the 5th day of April, 1985, when Defendant informed Plaintiffs that Defendant no longer represented them_” (Emphasis added.)
Plaintiffs’ original petition does not allege that plaintiffs are or ever were members of the Union. And, this pleading does not expressly mention or refer to any federal or state statute, regulation, or court decision, nor does it expressly refer to federal or state law or expressly identify the jurisdiction the law of which it seeks to invoke.
The Union was served with plaintiffs’ state court original petition on May 6, 1987 and on May 20, it removed the case to the United States Court for the Southern District of Texas pursuant to 28 U.S.C. § 1441 on the basis of jurisdiction under section 301 of the NLRA, 29 U.S.C. § 185(a) (jurisdiction of the district court over suits for violations of collective bargaining agreements). The Union then moved to dismiss plaintiffs’ action as time-barred under the six-month limitations period of section 10(b) of the NLRA, 29 U.S.C. § 160(b), asserting that the plaintiffs’ action was actually for breach of its duty of fair representation under the NLRA, though plaintiffs had not pleaded the NLRA as the basis for their state action. On May 26, plaintiffs moved to remand and filed a response to the Union’s motion to dismiss, contending that their claim was for negligent breach of a Texas common-law tort duty owed by a union to its members and that either the Texas four-year, or two-year, statute of limitations applied. On May 29, the Union moved to amend its petition for removal, and tendered an amended removal petition alleging federal jurisdiction based on .29 U.S.C. § 159(a) (bargaining representative *1165 for majority of unit members shall be exclusive representative for unit), 28 U.S.C. § 1331 (original jurisdiction over “all civil actions arising under the Constitution, laws, or treaties of the United States”), and 28 U.S.C. § 1337 (jurisdiction over civil actions “arising under” federal laws regulating commerce). The district court granted leave to file the amended removal petition, noting that since it was tendered within the original thirty-day period provided by 28 U.S.C. § 1446(b) the amendment should be allowed. See Wright, Miller & Cooper, Federal Practice and Procedure: Jurisdiction § 3733 at 537 (2d ed. 1985).
While the respective motions to dismiss and to remand were under submission, fourteen additional ex-employees of Phelps Dodge moved to intervene, asserting they had identical claims.
The district court ultimately agreed with the Union’s analysis of plaintiffs’ claim, finding that plaintiffs had “stated a claim for breach of the duty of fair representation,” which “arose in the context of a collective bargaining agreement.” Based on this conclusion, the district court denied plaintiffs’ motion to remand; applied the six-month limitations period of section 10(b) of the NLRA prescribed by
DelCostello v. International Broth. of Teamsters,
Discussion
Plaintiffs alleged that the Union had a duty to advise them of Phelps Dodge’s right to replace them if they went on strike. They alleged that this duty arose from the Union’s status as their collective bargaining agent (and their original petition asserts no other source of this duty). The Union’s right to act as plaintiffs’ bargaining agent is conferred by the NLRA, and we hold that the duties corresponding to this right conferred by federal labor law are likewise defined solely by federal labor law. As a result of this complete preemption of state law, we further hold that the district court had removal jurisdiction over these actions. Finally, we find that the district court did not err in denying the motion to intervene.
The Duty of Fair Representation and Preemption
Plaintiffs simply alleged that the Union was “the bargaining agent for Plaintiffs” and that it “acted as bargaining agent for Plaintiffs in connection with their employment by” Phelps Dodge. Taken in the context of plaintiffs’ original petition as a whole, these statements clearly imply that the Union was the exclusive bargaining agent under the NLRA for the collective bargaining unit of which plaintiffs (and the putative intervenors) were members, and the subsequent briefs and motions of all parties, here and below, in fact treat the Union as such. The duty which the Union allegedly breached is described in the original petition as “a duty” which the Union had “[a]s the bargaining agent for Plaintiffs” (emphasis added). No other source of duty is alleged in the original petition. The nature of the relationship between a collective bargaining agent and the employees in the bargaining unit is well established:
“Sections 8(b) and 9(a) of the Labor Management Relations Act, 29 U.S.C. §§ 158(b), 159(a), empower a union that represents a majority of the employees in an appropriate bargaining unit to act as the exclusive representation of all the employees in collective bargaining. Because the union acts as agent of all the employees, it owes each of them, whether or not a union member, the duty of fair representation.... The scope of this duty was outlined in Vaca v. Sipes,386 U.S. 171 , 177,87 S.Ct. 903 , 910,17 L.Ed.2d 842 , 850 (1967). The Supreme Court there held that, when a union acts as the collective bargaining agent of its members, it is obliged ‘to secure the in *1166 terests of all members without hostility or discrimination toward any, to exercise its discretion with complete good faith and honesty and to avoid arbitrary conduct.’ Id. at 177,87 S.Ct. at 910 ,17 L.Ed. at 850 .” Bass v. International Broth. of Boilermakers,630 F.2d 1058 , 1062 (5th Cir.1980).
See also In re Carter,
This duty of fair representation generally governs a union’s conduct vis-a-vis the bargaining unit members when the union is representing them.
2
See Swatts v. United Steelworkers of America,
In
Vaca v. Sipes,
We note that this case, like
IBEW, AFL-CIO v. Hechler,
Because this is a duty of fair representation case, the six-month limitations period of section 10(b) of the NLRA applies,
DelCostello,
Removal Jurisdiction
The right to remove a case from state to federal court is based on the statutory grant of jurisdiction in 28 U.S.C. § 1441, which provides in pertinent part:
“(a) ... [A]ny civil action brought in a State court of which the district courts of the United States have original jurisdiction, may be removed by the defendant or the defendants, to the district court of the United States for the district and division embracing the place where such action is pending.
“(b) Any civil action of which the district courts have original jurisdiction founded on a claim or right arising under the Constitution, treaties or laws of the United States shall be removable without regard to the citizenship or residence of the parties. Any other such action shall be removable only if none of the parties in interest properly joined and served as defendants is a citizen of the State in which such action is brought.”
See Finn v. American Fire & Cas. Co.,
Because duty of fair representation claims are implied from sections 8(b) and 9(a) of the NLRA, 29 U.S.C. §§ 168(b), 159(a), which are federal laws regulating commerce, there is original federal jurisdiction of such claims under section 1337.
In re Carter,
When determining whether plaintiffs’ claim arises under section 1337, we are confronted with a jurisdictional question that does not lend itself to simple solutions.
See Powers v. South Central United Food & Commercial Workers Unions and Employers Health & Welfare Trust,
However, in
Avco Corp. v. Aero Lodge No. 735, Int’l Ass’n of Machinists,
In Franchise Tax Board, the Court further explained Avco:
“The necessary ground of decision was that the preemptive force of § 301 is so powerful as to displace entirely any state cause of action ‘for violation of contracts between an employer and a labor organization.’ Any such suit is purely a creature of federal law, notwithstanding the fact that state law would provide a cause of action in the absence of § 301. Avco stands for the proposition that if a federal cause of action completely preempts a state cause of action, any complaint that comes within the scope of the federal cause of action necessarily ‘arises under’ federal law.”103 S.Ct. at 2853-54 (footnote omitted).
See also Eitmann,
Despite the possible implications of the broad language in
Franchise Tax Board, Avco
remains a narrow exception to the general rule that preemption is a defensive issue that does not authorize removal of a case to federal court.
Metropolitan Life Ins. Co. v. Taylor,
We hold that where the NLRA federal law duty of fair representation, actionable in federal court, preempts a state law claim, the suit asserting such a claim arises under section 1337 and may be removed to federal court just as the suit asserting state law claims preempted by section 301 of the NLRA may be removed under Avco and its progeny. Avco recognized removal based on section 301’s complete, displacing preemption of state law because of congressional intent that federal (and state) courts create and administer a comprehensive body of federal law for the court enforcement of collective bargaining agreements. Under Vaca, the NLRA duty of fair representation, for the enforcement of which a federal (and state) court action is authorized, completely preempts state law because of the congressional intent that federal law, developed to further the goals of the NLRA, entirely govern the duties which an NLRA collective bargaining representative owes, by virtue of its position as such, to the workers it represents in that capacity. We cannot conceive that Congress intended complete displacive preemption of the Avco variety in the section 301 context, but not in the context of the duty of fair representation arising from a *1170 union’s status as an exclusive collective bargaining agent under the NLRA.
We reached a similar result in
In re Carter,
Intervention
The additional former employees who attempted to join this suit sought both intervention as of right, Fed.R.Civ.P. 24(a)(2), and permissive intervention, Fed.R.Civ.P. 24(b). Rule 24(a)(2) requires the district court to allow intervention when the applicant
“claims an interest relating to the property or transaction which is the subject of the action and the applicant is so situated that the disposition of the action may as a practical matter impair or impede the applicant’s ability to protect that interest, unless the applicant’s interest is adequately represented by existing parties.”
Here, each applicant claimed wrongful conduct by the Union in failing to advise them of the employer’s right to hire permanent replacements for them if they remained on strike, and each will have to prove his own knowledge, and reliance thereon, concerning the consequences of a strike. This case will have no preclusive effect in any suit that they may bring. We conclude that the applicants for intervention do not have a “direct, substantial, legally protectable interest in the proceedings,” as required by
New Orleans Public Service v. United Gas Pipe Line,
As to permissive intervention, our standard of review is set forth in
New Orleans Public Service,
Conclusion
Because plaintiffs alleged that the Union breached a duty owed them by virtue of its position as their collective bargaining agent, the district court correctly characterized their claim as a federal duty of fair representation claim under the NLRA over which it had removal jurisdiction. Under Vaca, the NLRA exclusively defines the duties to represented workers imposed upon a union by virtue of its status as their collective bargaining agent under the NLRA. Because these federal duties are court actionable and completely preempt any state law duties of unions to represented workers imposed by virtue of the union’s status as their NLRA collective bargaining agent, under Avco the district courts may exercise removal jurisdiction over state suits asserting such thus preempted state law claims. The district court also correctly determined that the plaintiffs’ claim was time-barred under section 10(b) of the NLRA and did not err in denying intervention.
*1171 Accordingly, the judgment of the district court is
AFFIRMED.
Notes
. The district court initially granted the Union’s motion to dismiss without explicitly ruling on plaintiffs’ motion to remand. The court subsequently entered an amended order of dismissal that denied the motion to remand.
.We do not find
Smith v. Local 25, Sheet Metal Workers Int. Ass’n,
. The Court did not actually label this aspect of its holding “preemption,” possibly to avoid confusion with the issue of whether the exclusive jurisdiction of the National Labor Relations Board over unfair labor practices preempted state and federal court jurisdiction over duty of fair representation claims under
San Diego Building Trades Council
v.
Garmon,
. The duty of fair representation originally developed under the Railway Labor Act to protect racial minorities, who were excluded from white unions, from discrimination and thereby to prevent labor unrest.
See, e.g., Steele v. Louisville & N. R. Co.,
. Whether the Union breached its duty of fair representation is a separate and distinct issue, which we do not reach because plaintiffs’ claims are time-barred. We do note that in
Swatts,
. Jurisdiction could presumably be grounded on section 1331 as well since section 1331’s broader grant of jurisdiction over cases arising under federal laws would seem to encompass section 1337’s narrower grant of jurisdiction over cases arising under federal laws regulating commerce. There is no distinction, however, between the "arising under” requirements for section 1337 and section 1331.
Franchise Tax Board v. Construction Laborers Vacation Trust,
. Although section 301 has been held to be an adequate jurisdictional grant,
see, e.g., Textile Workers Union
v.
Lincoln Mills of Ala.,
. However, an individual having rights against an employer under both a collective bargaining agreement and a separate individual contract may bring a state law claim solely on the latter so long as that claim does not require the court to interpret the collective bargaining agreement.
Caterpillar,
Further, the state court clearly has concurrent jurisdiction (subject to removal in appropriate instances) over breach of duty of fair representation and breach of collective bargaining agreement cases, though the governing law to be applied is federal.
Vaca,
. Moreover, if the district court had granted intervention, it would have had to dismiss the would-be intervenors’ claims along with the claim of each plaintiff.
