*4
GAJARSA,
Before NEWMAN and
canaliculus of the
parietal
stomach’s
cells
+,
WARD,*
via
H
enzyme
Circuit
District
K +-ATPase.
Judges,
Once
triggered,
Judge.
pump transports protons,
+,H from
inside
parietal
cell
Opinion
by
for the court
District
filed
into
secretory
the cell’s
canaliculus in ex
Judge
opinion
Concurring
WARD.
filed
ions,
+,
change for potassium
K which the
Judge
Circuit
NEWMAN.
pump
transports
the canaliculus to
of
portion
inner
the cell. The avail
WARD, District Judge.
ability
potassium
of
ions
within
canali
Plaintiffs-Appellants Altana Pharma AG
migration
culus is
attributable
of
“Altana”)
Wyeth
(collectively,
appeal
potassium chloride, KCI, into the canalicu
of
the decision
the United States District
lus, also
parietal
from the inside of the
cell.
Court
Jersey
for the District of
deny-
As the
K+ in
pump reabsorbs the
ex
ing a preliminary injunction. Because the
+ extrusion,
change for H
the Cl' remains
discretion,
did
not
its
abuse
canaliculus,
resulting in the forma
we affirm.
acid,
hydrochloric
HCI,
tion of
within the
canaliculus,
is
which
then secreted into the
I. BACKGROUND
stomach.
Appellants, Altana Pharma AG and
Although
operation
gastric
Wyeth,
appellees,
accuse
Teva Pharmaceu-
acid pump was known at
time of
USA,
(“Teva”),
Inc.
ticals
issue,
Sun Pharmaceu-
invention at
which
mechanism
(collec-
Industries,
(“Sun”),
tical
Ltd.
et al.
gastric
PPIs
pump
inhibit the
acid
was not
“Defendants”)
tively,
infringing
of
U.S. understood in the art until
the effec-
after
(“the
4,758,579
patent”).
Patent No.
'579
tive filing
patent.
date of the
Part
'579
Wyeth is the exclusive licensee of the
uncertainty
'579 the
surrounding the method of
in the United States. The '579 action for
PPIs
attributable
the fact
*
Ward,
Texas,
Judge,
sitting
John
by designation.
Honorable T.
District
Unit-
trict
ed States District Court for the Eastern Dis-
®, many
drugs
drug
which
mercialization of Prilosec
prodrugs,
are
are
that PPIs
(Altana’s
they
Byk
including
form after
companies,
to their active
Gulden
that convert
body,
patient’s
began
develop
within a
new
predecessor),
are delivered
PPIs
pHa
5 to
exhibits
about
typically
compete
omeprazole.
which
are acid-
regard,
In this
PPIs
about 7.
Altana’s research efforts resulted in the
into
are converted
prodrugs
activated
(“the
4,555,518
Patent
issuance U.S.
No.
envi-
highly
form in the
acidic
their active
patent”)
'518
and the '579
The
ronment,
within
having
pH
about
filed
application for
'518
was
parietal
cells.
secretory
canaliculus
patent,
the '579
before
contained
form,
PPI
active
Once converted
its
compared
pharmacology section that
cysteine
to one or more
thereafter binds
compounds
of 18 claimed
effectiveness
pump.
in the acid
This bind-
amino acids
against
compounds.
four
The
gastric
operation
inhibits
to one of the 18 com-
refers
pump.
acid
pounds
testing
chosen
commercialized PPI
first
which
related
is not
approved
was
omeprazole,
which
*5
compounds
claims
'518
PPI
that
Drug
and
Adminis-
use
the U.S. Food
structurally
compounds
are
similar to the
(“FDA”) in 1989 under the trade
tration
patent. Pantoprazole,
in
'518
claimed
the
first
Omeprazole
name
®.
was
Prilosec
compound at issue in this litigation,
(now
synthesized by AB Hassle
known
very
a
exhibits
structure that is
similar to
AstraZeneca)
subject
in
and is
of
compound
patent.
12 from the '518
(“the
4,255,431
pat-
Patent No.
'431
U.S.
ent”).
well
There are three main structural
Omeprazole or Prilosec ® is
ele-
PPI
today
drug
known
as a blockbuster
ments
molecular backbone: the
patients
ring,
methylsulfinyl
treatment of
suffer
benzimidazole
heartburn,
bridge,
pyridine ring.
gener-
and the
The
symptoms
as well as other
PPI
in
reflux dis-
al formula of the
disclosed
gastro-esophageal
stem from
'579
(“GERD”).
com-
is
patent
reproduced
ease
After the successful
below:
alkyl
consisting
a radical
patent at
in this
An
is
carbon
2:5-15.
issues
atoms,
in
pyridine ring
hydrogen
arranged
to the
and
a chain
primarily
case
relate
(the
general
on the above
formula
A com-
right-most structure
CnH2n+i.
An
methyl,
alkoxy
is
compound), specifically,
example
the radicals locat- mon
—CH3.
(indicated
R2,
consisting
alkyl
group
a radical
of an
pyridine ring
ed on the
is
R4).
R3,
oxygen.
simple
linked to
The most
is me-
The '579
teaches
radical,
l-3C-alkoxy
only
structural differ-
thoxy,
a
one
represents
“R3
—OCH3.
12 and
represents
compound
pantopra-
R2
R4
a 1-
between
of the radicals
ence
radical)
(or
at
repre-
zole is the
the 3-
3C-alkoxy radical and the other
substituent
( H)
pyridine ring.
In com-
hydrogen
position
a 1-3C-
sents a
atom
or—
12,
methyl group ( CH3),
a
alkyl
pound
Id.
it is
radical.”
at 2:28-31.
—
in
pantoprazole,
methoxy
compound
whereas
it
value
on a
is measured
scale,
group ( OCH3).
logarithmic
degree
and indicates the
—
willingness
to ac-
compound
6, 2004,
April
or about
Teva filed an
On
proton.
cept or donate
The lower the
Drug Application
Abbreviated
pKa of a compound,
numerical
the more
(“ANDA”) pursuant to the Hatch-Waxman
Thus,
5,
acidic and less basic it is.
pHat
Act,
FDA
requesting
approval
sell a
with a
pKa of 4
more
would be
generic version of Protonix ®
stable than the
of 5.
pKa
with a
expiration
Sun filed
position
The defendants’
that Sachs
similarly
applications
directed ANDA
taught
pKa
value
of was a desir-
or about March
June
able characteristic
a PPI
it
because
Both Teva and Sun
paragraph
filed
IV
improve
stability
of a PPI
conjunction
certifications
with their re-
body
to its
parie-
introduction to the
spective
applications. Following
ANDA
tal
cells of
stomach. The defendants
applica-
the submission
these ANDA
argued that
Bryson
further
article
tions,
and,
Altana
against
filed suit
Teva
taught
to lower
pKa
how
value.
subsequently, against
The district
Sun.
particular, they argued
Bryson taught
court consolidated these cases.
methoxy group
that a
3-position
filed a
motion for
pyridine ring provides a
than a
pKa
lower
injunction
opposition
on June
2007. In
methyl group
that same
Fi-
position.
motion,
both
Teva and Sun con-
nally,
argued
the defendants
that the '431
infringement; however, they
ceded
main-
feasibility
demonstrated the
sub-
tained
the '579
is invalid.1
*6
methoxy
stituting
group
methyl
a
for a
Specifically,
argued
the defendants
that
group
3-position
at the
pyridine ring
of the
the
light
was obvious in
in a PPI.
teachings in the
art
following prior
refer-
(1)
(2)
ences:
Altana’s '518
the
The district court held a
to
hearing
ad-
(3)
article,2
article,3
Bryson
Sachs
the
dress Altana’s motion for
in-
preliminary
(4)
(covering omeprazole).
the
junction. After considering the evidence
court,
In the district
arguments,
the defendants’ ob-
and the
the
de-
district court
viousness
focused on the selection
requested
nied
the
relief. With
to
compound 12
merits,
the '518
as a
the likelihood
success on the
lead
for modification. The de- district court found that
the defendants
argued
fendants
that
pro-
the Sachs article
had
a
question
demonstrated
substantial
vided motivation for
in
one of skill
the art
invalidity
plaintiffs
and the
had
shown
not
pKa
to
lower
of a PPI
4
to a value of
it
lacked substantial
partic-
merit.
provide
stability
ular,
order to
better
court found that
one of skill
compound in
patient’s
body.
pKa
The
art would have selected compound 12 as a
appeal,
1. On
invalidity
Sun raises
relating
another
the obviousness-type
pat-
double
defense, obviousness-type
patenting,
enting
double
defense.
statutory
to a
addition
obviousness defense.
Although
Sachs,
patenting
double
George
issue was
Pump
Blockers and Ulcer
Disease,
785(1984).
briefed
district court
Eng.
in connection with
New
J. Med.
preliminary injunction,
motion for
Altana's
the district court did not address it. Assum-
Bryson,
3. Dr. A.
Constants
Ionization
arguendo,
ing,
properly
Pyridines,
this issue is
be-
Quino-
3-Substituted
3-Substituted
court,
disposition
fore this
our
of this case
Isoquinolines,
4Substituted
lines and
82 J.
unnecessary
any
(1960).
renders it
to consider
issues
Am.
Soc.
Chem.
Pharms., Inc.,
Next,
v.
the Abbott Labs. Andrx
compound for modification.
lead
(Fed.Cir.2006).
1331, 1334
An
interpre-
appel-
agreed with the defendants’
court
reference,
a
seeking
found lant carries heavier burden when
of the Sachs
tation
preliminary
to reverse
denial of a
in-
motivation to one of skill
provided
it
junction
than
modify
seeking
grant
reverse the
injunction.
preliminary
England
court also
pKa
a
of 4. The district
achieve
Co.,
Co.,
taught
Braiding
that a
Inc. v. A.W. Chesterton
Bryson
article
found
(Fed.Cir.1992) (“When
methoxy
in the 3-
group
compound with
injunction
denied,
preliminary
to a
is
the mov-
ring,
opposed
pyridine
position
only
lower
ant
... must
not
that one or
methyl
position,
in that
show
group
court more of the factors relied on
the dis-
pKa
of 4. That
pKa
value to
erroneous,
clearly
trict court was
but also
patent to show
also relied on the '431
that a denial of the
relief
The dis-
such a substitution
feasible.
objective
sought would amount to an abuse of the
trict court’s examination
it
reversal
upon
not cause
court’s discretion
of an erro-
of non-obviousness did
indicia
finding.”).
showing of neous
disregard
prima
facie
accordingly
obviousness,
the court
To
preliminary injunc
obtain a
failed to
a like-
that Altana
establish
tion, a court examines four factors:
lihood of success on merits.
(1) a
likelihood of
on
reasonable
success
considered, but
district court also
merits;
irreparable
rejected,
position
Altana’s
(2)
an
irreparable
injunction
harm if
following
argued
harm.
granted;
not
irreparable
prelimi-
if no
harms would be
(3)
hardships
tipping
balance of
its
nary injunction was issued:
irreversible
favor; and
erosion,
profits,
substantial
loss
price
(4)
injunction’s
impact
favorable
share, inability to ser-
in market
decrease
public
interest.
debts,
layoffs, and loss of
employee
vice
The district
opportunities.
research
Amazon.com, Inc. v. Barnesandno
See
*7
irrepara-
harms were not
these
ble.com, Inc.,
239 F.3d
1350
be able
ble and that the defendants would
(Fed.Cir.2001)
Baker,
(citing
Ltd.
Reebok Int’l
v. J.
satisfy
prevail
Altana
judgment
a
should
(Fed.Cir.1994)).
Inc.,
1552, 1555
32 F.3d
result,
court
trial.
a
the district
at
As
Although
applied
the factors are not
me
Altana had failed to show
concluded that
chanically, a
must
movant
establish
harm if the
irreparable
that it
suffer
of both of the first two factors to
existence
injunction was not issued.
preliminary injunction.
entitled to a
be
Amazon,
Based failure the merits either a likelihood of success on A. LIKELIHOOD OF SUCCESS harm, irreparable court de- or district ON THE MERITS preliminary injunction. nied motion for jurisdic- have appeal This followed. We a seeking pre A holder 1292(c)(1). § pursuant tion to 28 injunction U.S.C. liminary bears ultimate bur a likelihood of success establishing den of II. DISCUSSION respect patent’s merits on the with deny validity. Corp., a Inc. v. Pall 490 Entegris, or grant The decision (Fed.Cir.2007). If the al 1351 injunction is within the sound F.3d See, ques- e.g., leged infringer raises a “substantial the district court. discretion of 1006 Altana, invalidity, preliminary injunc According
tion” of
the standard artic-
Id; Genentech,
tion should not
ulated
court
incorrectly
Inc.
the district
issue.
A/S,
placed
v. Novo
108
Altana
Nordisk
F.3d
1364
burden on
show
(Fed.Cir.1997).
The burden
the ac
obviousness defense lacks substantial
merit,
a
infringer
ques
putting
cused
to show substantial
rather than
the burden on
invalidity
stage
tion of
is lower than
defendants to
a
at this
establish
substantial
question
required
invalidity
what is
at
prove
invalidity.
trial.
Abbott Laborato-
ries,
“Vulnerability
prelimi
majority
issue at the
opinion specifically
is the
ad-
nary injunction
validity
while
dressed the
this
stage,
precedent
is the
issue of
court’s
Amazon.com,
issue at trial.”
showing
F.3d at
to the burden of
(“In
injunction
likelihood
resisting preliminary
of success
the face of an
...
attack
one need not make out a case of
on the
validity
actual
Abbott
Labs.,
(“The
invalidity____The showing of
a substantial
452 F.3d at
n.
majority
question
invalidity
opinion
requires
as to
thus
...
bound
duty
prece-
less
our
proof than
dent
convincing
exactly
the clear and
which
proposi-
show
states
tion.”).
ing necessary to
invalidity
precedent
establish
it
of this court holds
self.”).
infringer
Once the accused
that if the
infringer satis
accused
“raises
‘sub-
requirement,
fies this
stantial question’ concerning validity,
burden shifts to
en-
patentee
(i.e.,
forceability,
infringement
to show that
or
defense
asserts
lacks
Entegris,
substantial
defense that
merit.
cannot
[the movant]
show
merit’)
F.3d at 1351.
‘lacks substantial
the preliminary
injunction
Genentech,
should not issue.”
argues
Altana
the following alleged
(citing
F.3d at 1364
England
require
errors
the reversal of the district
882-83);
Braiding, 970
at
see also
court’s order
denying
preliminary in-
Amazon.com,
2. District Analysis Court’s Obviousness Burden Proof challenges district Altana first argues obviousness the merits. *8 court applied an incorrect in argues standard Altana that the district court clear assessing ly whether had shown a erred when it determined that the de likelihood of success the merits. The fendants’ obviousness defense had substan district court set forth the standard it tial merit. In particular, Altana argues applied: “In order to establish likelihood the district court allowed the defen merits, of success on the Plaintiffs must dants to select 12 compound of the '518 show that invalidity Defendants’ defenses as a compound prior lead when the words, lack substantial In merit. other art suggested availability of numerous if Defendants have raised a compounds substantial other that were at least as question of invalidity, Plaintiffs promising compound are not as modify 12. In (ci- entitled to a preliminary injunction.” addition, Altana contends that the district omitted). tations court’s findings with to the teach-
1007
Bryson
clearly
are
erroneous.
ing
We
Obviousness based on structur
al
argument.
similarity may
proven by
examine each
be
the identifi
cation of some motivation that would have
ultimately
Obviousness
ordinary
led one of
in
skill
the art to select
law,
question
underlying
based on
factu
modify
and
a known compound
partic
in a
al
Inc.
determinations. Richardsom-Vicks
way
ular
to achieve the claimed compound.
(Fed.
1476,
Co.,
v.
122 F.3d
1479
Upjohn
Eisai,
one of the more
of the
efforts.-
finding
sup-
This
by
ported
compound
which
evidence that
12
compounds
patent
of the '518
for
was
one of
potent
compounds
the more
PPI
provided during prosecution.
data was
disclosed in the
Moreover,
patent. Although
'518
examiner
relied
potency
dispositive,
is not
the district court
compounds
patent during
of the '518
unreasonably
believed-—not
po-
prosecution
of the '579
—that
Cf.
tency
compound
a factor
was
Eisai,
(“Indeed,
tial of the of methyl a potent compound group [sic] the more com- a with at would have used that patent, including position.” The district conclud- of the '518 com- pounds ed Bryson’s teachings “[w]hen are starting point a which to pound combined with the of compound structure development efforts. That pursue further 12 and combined Dr. teach- Sachs’s clearly finding was not erroneous. ings, a Defendants have raised substantial The court determined that the district question that this -combination was at the taught those of skill in the Sachs article very try least obvious to and that such PPI should have a art an effective predictable to a would lead variation of pKa of 4 a of would lead to pKa because 12, i.e., compound compound a with better stability of the within the better pH5 stability.” Thus, body. to the according district correctly Altana out points that the dis- court, of skill the art would have one trict findings Bryson court’s discloses modify the been motivated pKa the lowering through to 4 the substi- pKa to It is compounds to reduce their 4. tution of a are methoxy group in- error. disputed that the author of the not Sachs Bryson actually discloses values of 4.83 article, George Sachs, is one Dr. of the simple pyridine rings 4.91 for contain- leading PPI develop- researchers in the ing methoxy group a 3-position. such, ment field. As the district court was pKa Because are values measured on a entirely selecting justified Sachs scale, logarithmic very there is a substan- Moreover, article as relevant art. tial mathematical difference in magni- although disputed teachings Altana of pKa tude of a value of versus a pKa court, Altana Sachs before district value of A 4.83. value of 4.83 is over 6.7 challenge on appeal does not larger times than a of 4. value findings with Sachs Instead, teachings. error, however, contends that This does not require a factual the district court made error reversal unless Altana also shows that the Bryson interpreting the article which re- requested district court’s in- denial quires We now turn to that is- reversal. junction anwas abuse of discretion. New Co., sue. England Braiding at Notwithstanding the district court’s state- Bryson pKa article teaches val- ments, the declaration of Dr. Mitscher groups, including ues of various chemical clearly does not an make such error in its methoxy 3-position at a groups, Bryson Rather, reference. simple pyridine ring. The defendants ar- presented by evidence defendants that a gued Bryson taught methoxy supports finding that oné of skill in the pyridine ring at group 3-position Bryson art would read to teach the lower- pKa have a lower value than if it pKa through the substitution of a a methyl group position. had at that methoxy group methyl at the group accepted argument, district court this but 3-position pyridine ring. “[a]ccording Bryson, pKa stated val- methoxy group position “Bryson ue of a at such a Dr. Mitscher stated indi- 4; however, methyl cates pKa group methoxy group at that the addition of a position 3-position pKa is 5.” The district court also decreases the (with “Bryson pyridine by units undisputably pKa stated: 0.27-0.35 an taught methoxy group average pKa 3-methoxy pyridine with a at the 3 4.87).” ring would Dr. position pyridine have Consistent with Mitscher’s *11 prerequi- precedent is under this court’s discloses statements, Bryson article Accordingly, relief. accurately preliminary expert also site for that. The precisely pKa Ataña that some agree of the with Bryson’s although disclosure we described methyl ring findings with pyridine values of of the district indicates “Bryson 3-position: incorrect, group at we do not dis- Bryson were to at the methyl group aof that the addition decision on this the district court’s turb pKa increases 3-position pyridine ground. (with an pKa units by 0.34-0.53 pyridine 5.66 3-methyl pyridine of for
average pKa HARM B. IRREPARABLE pKa of 5.18 average to an compared Thus, the differ- pyridine).” unsubstituted argues Ataña that appeal, On methyl values of average pKa ence it discretion when district court abused its pyridine rings methoxy substituted failed to demon that Ataña had 0.79. by Bryson is disclosed The district irreparable harm. strate methoxy pKa Bryson, Under findings irreparable supported court its substantially ring is pyridine substituted plaintiffs had not by stating harm that the methyl pyridine than the substituted lower unable to that the defendants were shown references The district court’s ring. money damages, that respond in “4,” although not of “5” and pKa values exaggerat were harms to the defendants accurate, in fact correlate with technically ed, likely had a business and that Ataña magnitude pKa in the difference launch of to deal with the plan place de- pyridines values of the substituted competition. generic Indeed, Bryson. elsewhere scribed difficulty accepting the fact also had opinion, the court stat- the district court’s during Ataña Nycomed, purchased which stability via pH5 “if teaches ed that Sachs case, had failed to pendency of this ring, and pKa pyridine lowering generic launches. potential account for pKa, such Bryson teaches how to lower the district court argues Ataña unexpected property purportedly then the legal by categorically error committed a prop- expected is in fact an pantoprazole erosion, dismissing price certain as well as the dis- erty.” The defendants harms — share, profits, market loss of loss loss of understood that the obviousness trict court possible lay- opportunities research teaching depended Bryson’s position as not ir- Ataña would suffer offs—that value way substantially pKa lower the primary Atana’s contention reparable. thus pyridine ring.4 The evidence incorrectly stated district court de- overriding the district court’s supports are as a matter of types that the of harms had made out cision that the defendants The district court irreparable. law not of obviousness to defer sufficient case Circuit, well as “the Federal as stated: merits, opposed matter for trial on the district, have declared courts sought relief granting Plaintiffs of harms advanced types Moreover, the district plaintiffs. irreparable are not in the instant lawsuit that Ataña had failed to court found thus, grant- the basis for cannot form explain, harm. As we shall irreparable injunction.” an clearly erroneous and finding is not rings been relevant evidentiary support dine would have 4. We also find sufficient finding implicit designing the district court's a PPI. medicinal chemist pyri- Bryson's relating simple discussion *12 Altana views the district court’s state- impact generic entering versions isolation, ment but careful review of market on Altana’s business was not clear- district court’s entire on this ly erroneous. point reveals that the district court cor-
rectly up- understood that this court has III. CONCLUSION findings irreparable held harm based on very these factors. Sanofi-Synthelabo See reasons, For the aforementioned we af- Inc., Apotex, v. 470 F.3d 1382-83 firm. (Fed.Cir.2006) (affirming district AFFIRMED based, finding irreparable courts harm erosion). part, price on Far sup- case, porting a reversal of NEWMAN, this the law Circuit Judge, concurring. by highlights cited the district court this In view of the discretionary weight that court’s deference to a district court’s de- given must be to a district court’s decision termination whether a movant has suffi- grant whether to a plain- ciently shown irreparable Compare harm. request lite, tiffs pendente relief I con- Lilly id. with Eli Cyanamid & Co. v. Am. cur in the court’s affirmance of the district Co., (Fed.Cir.1996) 1578-79 court’s injunction. denial of the Although (affirming the district court’s finding that the evidence presented to the district court the movant failed to irreparable establish not, my view, does invalidity establish based, harm in part, on the loss of re- pharmaceutical product Here, opportunities). search we find no see, pantoprazole, Gonzales v. O Centro error in the district findings court’s Espirita Uniao do Vegetal, Beneficente irreparable these harms are not to Altana. 418, 429, 546 U.S. 126 S.Ct. argues Altana further that the district (2006) (“the L.Ed.2d 1017 burdens at the court erred in weighing Altana’s aware- injunction preliminary stage track the bur- ness of the future harm it would incur at trial.”) dens at this stage expiration of the Hatch-Waxman Act deference is warranted to the district stay, which followed the filing of the defen- weighing of the conflicting expert applications. dants’ ANDA The district opinions interpreting the evidence. On court, however, directly rely did not basis, this I concur in sustaining this dis- these facts to show that Altana would not cretionary action. irreparably Rather, be harmed. the dis- trict court argument Altana’s
that its business would be crushed
entry generic versions of Protonix ® exaggerated in light expiration stay.5 Hatch-Waxman The manner
in which the district court addressed the
credibility argument of Altana’s regarding July hearing In the generic, conducted own "it analy- would be a different court, unequivo- district Altana's counsel According sis.” briefing before cally court, however, stated partners neither it nor its had just Altana did that. Subse- any plans generic quent to launch a version of Pro- to the district court's denial of Altana’s ®, any guise.” tonix "not under preliminary injunction, counsel's motion for licensee, Altana’s court, exchange with the Wyeth, he admitted generic launched a version of to the district court that if Altana launched its Protonix ®.
