DECISION AND ORDER
INTRODUCTION
Plaintiff Cristono Almonte (“Plaintiff.’) has sued Defendant Averna Vision & Robotics, Inc. (“Defendant”) for damages for personal injuries he sustained during the course of his employment with Brunner International, Inc. (“Brunner” or “Plaintiffs employer”) while working on the “Brake Shoe Inspection and Classification System” (the “Inspection System”) designed by Defendant. Plaintiffs Complaint against Defendant alleges claims for negligence (first cause of action); breach of implied warranty (second cause of action); strict products liability (third cause of action); and breach of express warranty (fourth cause of action). (Dkt. 1-1).
Defendant moves for summary judgment in its favor under Rule 56 of the Federal Rules of Civil Procedure as to all of the claims in Plaintiff’s Complaint. (Dkt. 35). In addition, Defendant moves to exclude the testimony of Plaintiffs expert, John Coniglio, pursuant to Rule 702 of the Federal Rules of Evidence. (Dkt. 35-3 at 4). Plaintiff moves for summary judgment under Rule 56 only on the issue of liability as to the negligent failure to warn claim. (Dkt. 33).
For the reasons set forth below, Defendant’s motion for summary judgment (Dkt. 35) is granted in part, insofar as Defendant seeks summary judgment on Plaintiffs breach of implied warranty claim (second cause of action), and on Plaintiffs negli-' gence (first cause of action) and strict products liability (third cause of action) claims but only to the extent they are based upon an alleged manufacturing defect. Defendant’s motion for summary judgment (Dkt. 35) is otherwise denied. Defendant’s motion to exclude the testimony of Plaintiffs expert (Dkt. 35-3 at 4) is granted in part, insofar as Defendant challenges Plaintiffs expert’s reliance upon Occupational Safety and Health Administration (“OSHA”) regulations; American Society of Mechanical Engineers (“ASME”) industry standards governing emergency-stop devices, which are set forth in ASME B20.1-2003, 5.11; and the Conveyor Equipment Manufacturer Association (“CEMA”) document entitled “Safety Label Brochure,” No. 201, Second Edition (2006). Defendant’s motion to exclude is otherwise denied. Plaintiff’s motion for summary judgment (Dkt. 33) is denied.
BACKGROUND
I. Plaintiffs Accident
On November 19, 2008, while working as a machine operator
As a result of the accident, Plaintiff sustained a large laceration around the circumference of his left thumb where his thumb meets his hand, as well as broken tendons, which required three surgeries and therapy and continues to cause him pain. (Dkt. 33-16 at 18-25, Almonte Dep.). Plaintiff is presently unable to perform the kind of heavy-lifting work that he did before his injury. (Id. at 24-25).
II. Defendant’s Design and Installation of the Inspection System
The Conveyor is part of the Inspection System that Defendant
In 2004, Defendant installed the system in Brunner’s facility. (Dkt. 35-4 at ¶ 16; Dkt. 42 at ¶ 16). The Inspection System was installed next to the E-Coat line. (Dkt. 35-4 at 6; Dkt. 42 at 6). At the time the Inspection System was sold and installed, Defendant knew that there was a possibility that if proper adjustments were not made, the brake shoes would sometimes flip over. (Dkt. 33-1 at ¶ 24; Dkt.
When Defendant designed and delivered the Inspection System, Defendant did not provide Brunner with any explicit instructions or warnings prohibiting operators from working or standing on the side of the Conveyor that was adjacent to the E-Coat line (the “Left Side” of the Convey- or). (Dkt. 33-5 at 76, Cormier Dep.). Defendant did not install any physical guards over the Conveyor unit. (Dkt. 35-4 at ¶¶ 9-20; Dkt. 42 at ¶¶ 19-20). Defendant did not instruct Brunner to install guards around the Conveyor unit. (Dkt. 33-1 at ¶ 28; Dkt. 37-2 at ¶ 28). Instead, Defendant asked Brunner “to approve the [S]ys-tem and [to] make sure it me[t] their rules — their safety rules.” (Dkt. 33-5 at 76, Cormier Dep.).
III. Post-Accident Guard
Following Plaintiffs accident, Brunner installed a guard over and around the Conveyor. (Dkt. 35-4 at ¶¶ 19-20; Dkt. 42 at ¶¶ 19-20). The guard was made onsite by Brunner, probably by its maintenance department. (Dkt. 35 — 4 at ¶¶ 19-20; Dkt. 42 at ¶¶ 19-20).
IV. The Live Main Conveyor and the Connected Parts
At the time of Plaintiffs injury, the Conveyor was “live,” in that it was powered by a power source, and the power was turned on. (Dkt. 35-8 at 56, Coniglio Dep.). The Conveyor itself has two chains, and in between the two chains are plastic rollers that hold the brake shoes in place. (Id. at 43).
The Conveyor is flanked on the Left Side by a series of “pushers,” which are attached, and positioned perpendicular, to the Conveyor. The ram of the pusher extends and pushes the moving brake shoes off of the main Conveyor. (Dkt. 35-4 at ¶ 8; Dkt. 42 at ¶ 8). Plaintiffs injury occurred on the Left Side of the Conveyor, where the pushers are located. (Dkt. 35-4 at ¶ 27; Dkt. 42 at ¶ 27).
The Conveyor is flanked on the right side by a corresponding series of “gravity conveyors,” which are also attached, and positioned perpendicular, to the Conveyor. Each pusher faces a corresponding gravity conveyor, which work in tandem together. (Dkt. 35-4 at ¶8; Dkt. 42 at ¶8). The ram of the pusher pushes the moving brake shoes off of the main Conveyor and onto the corresponding gravity conveyor, which then moves the brake shoes down the conveyor by the force of gravity. (Dkt. 35-4 at ¶ 41; Dkt. 42 at ¶ 41).
V.The Problem of Flipped Brake Shoes
Sometimes, brake shoes flipped over, especially smaller ones due to the force of the pusher. (Dkt. 35-4 at ¶ 41; Dkt. 42 at ¶41). The brake shoes flipped at the point where the pushed brake shoes were about to go from the main Conveyor onto the gravity conveyors. (Dkt. 35-4 at ¶ 41; Dkt. 42 at ¶41). When a brake shoe flipped over onto the gravity conveyor, the flipped shoe prevented subsequent shoes from moving forward, thereby interrupting the cycle time for the Inspection System, which then created a backlog on the E-Coat line. (Dkt. 33-1 at 23; Dkt. 37-2 at ¶ 23).
The stackers, who were stationed on the right side of the Conveyor, had the job of correcting the position of the brake shoes
Richard Palone, Plaintiffs supervisor, testified that he had observed people from time to time manually reposition brake shoes from the Left Side of the Conveyor while the Conveyor was moving. (Dkt. 33-14 at 10, 18, Palone Dep.). Mr. Palone testified that he “imagine[d] it happened a lot.” (Id. at 18). Mr. Palone testified that he observed “the Vision guy,” i.e. apparently Defendant’s representative, manually reach over the Conveyor from the Left Side to adjust a brake shoe. (Id.) Plaintiff testified that before the date of the accident, he had been assigned to flip brake shoes from the Left Side of the Conveyor on two or three previous occasions. (Dkt. 33-16 at 17, Almonte Dep.).
Nevertheless, Mr. Palone, Plaintiffs supervisor, testified that other than maintenance workers, employees were not supposed to flip brake shoes over from the Left Side of the Conveyor because it was unsafe. (Dkt. 33-14 at 18, Palone Dep.).
If brake shoes were flipping over, employees could make an adjustment to the air pressure on the pushers to reduce the frequency of the problem by adjusting the valves on the pusher. (Dkt. 35-4 at ¶ 46; Dkt. 42 at ¶ 46). The adjustments would be made on the Left Side of the Conveyor by a maintenance employee or a supervisor. (Dkt. 35-4 at ¶47; 'Dkt. 42 at ¶47). There is no testimony as to the frequency of the adjustments. (Dkt. 35-4 at ¶ 47; Dkt. 42 at ¶ 47). To adjust the valves on the pushers, the E-Coat line would be shut off briefly (for a minute) so that the employee could access the Left Side of the Conveyor and quickly make the adjustments. (Dkt. 35-4 at ¶ 48; Dkt. 42 at ¶ 48).
VI. Accessing the Left Side of the Conveyor from the E-Coat Line
Plaintiffs supervisor, Richard Palone, testified at his deposition that he believed that Brunner had an unwritten safety policy that employees were not supposed to walk between the racks on the E-Coat line. (Dkt. 33-14 at 14, Palone Dep.). According to Mr. Palone, due to the racks on the E-Coat line, employees were not permitted to walk from the E-Coat line to the Left Side of the Conveyor. (Id. at 18).
VII. Working on the Left Side of the Conveyor
An employee of Brunner and Defendant’s representative, Pascal Cormier, testified that nobody was needed to work on the Left Side of the Conveyor. (Dkt. 33-5 at 44, Cormier Dep.; Dkt. 33-15 at 21, Wagner Dep.).
Plaintiff testified that he was assigned to work on the Left Side of the Conveyor on the date of the accident (and that he had been previously assigned to work there two or three times). (Dkt. 33-16 at 10, 13, 17, Almonte Dep.).
On top of the pushers or rams on the Inspection System were warning labels, which had the words “Danger” and “Watch Your Hands and Fingers” (in English) and showed a picture of one’s fingers being pinched in moving gears. (Dkt. 35-4 at ¶ 52; Dkt. 42 at ¶52; Dkt. 35-1 at 21).
IX. Procedural History
Plaintiff commenced this products liability/personal injury action against Defendant in New York State Supreme Court, Erie County, on March 18, 2011. (Dkt. 1 at ¶ 1). Defendant removed this action on December 23, 2011. (Dkt. 1). The Notice of Removal alleges diversity jurisdiction, in that Plaintiff is an individual and a citizen of the state of New York, Defendant is a foreign business corporation and a citizen of Canada, and Plaintiff has demanded more than $10 million in damages. (Id. at ¶¶ 4-6). The Notice of Removal was timely filed within thirty days of Defendant having learned of the amount in controversy. (Id. at 8).
Plaintiff ■ filed a motion for summary judgment on May 5, 2014. (Dkt. 33). Defendant filed a motion for summary judgment and a motion exclude the testimony of Plaintiff’s expert, John Coniglio, on May 16, 2014. (Dkt. 35; Dkt. 35-3 at 4). Responses were filed on June 16, 2014 and June 17, 2014. (Dkt. 37-39).
DISCUSSION
I. Legal Standard
A. Admissibility of Expert Testimony
The admissibility of expert testimony is governed by Rule 702 of the Federal Rules of Evidence. Rule 702 provides as follows:
A witness who is qualified as an expert by knowledge, skill, experience, training, or education may testify in the form of an opinion or otherwise if: (a) the expert’s scientific, technical, or other specialized knowledge will help the trier of fact to understand the evidence or to determine a fact in issue; (b) the testimony is based on sufficient facts or data; (c) the testimony is the product of reliable principles and methods; and (d) the expert has reliably applied the principles and methods to the facts of the case.
Fed.R.Evid. 702. Under Rule 702, the trial court acts as a gatekeeper with respect to expert testimony. See Kumho Tire Co. v. Carmichael,
B. Summary Judgment
Rule 56 of the Federal Rules of Civil Procedure provides that summary judgment should be granted if the moving party establishes “that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed.R.Civ.P. 56(a). The Court should grant summary judgment if, after considering the evidence in the light most favorable to the nonmoving party, the court finds that no rational jury could find in favor of that party. Scott v. Harris,
II. The Admissibility of Mr. Coniglio’s Opinion
During the course of this litigation, Plaintiff retained an expert, John Coniglio, to render opinions about the allegedly defective design of the Conveyor and the adequacy of the warnings on the pushers adjacent to the Conveyor. Mr. Coniglio produced an Affidavit (Dkt. 25-2) and testified at a deposition (Dkt. 35-8) concerning his opinions. Defendant now moves to exclude Mr. Coniglio’s testimony pursuant to Rule 702 of the Federal Rules of Evidence. (Dkt. 35-3 at 4).
A. Mr. Coniglio’s Qualifications
In order for a witness to render opinion testimony at trial, he or she must be “qualified as an expert by knowledge, skill, experience, training, or education.” Fed.R.Evid. 702. To determine whether a witness is qualified to render an expert opinion, the Court engages in a two-part inquiry:
[T]he court must first ascertain whether the proffered expert has the educational background or training in a relevant field. Then the court should further compare the expert’s area of expertise with the particular opinion the expert seeks to offer [and permit t]he expert ... to testify only if the expert’s particular expertise ... enables the expert to give an opinion that is capable of assisting the trier of fact.
TC Sys. Inc. v. Town of Colonie, N.Y.,
As to his educational background, training, and experience, Mr. Coniglio received a Bachelor’s degree in Industrial Technology from the “SUNY System,” a Master’s degree from Columbia Southern
Having considered Mr. Coniglio’s background, the Court now considers the particular opinions that Mr. Coniglio seeks to offer. Mr. Coniglio seeks to offer an opinion in support of Plaintiffs design defect claim under New York law. To show that a product was not reasonably safe and thus defectively designed, a plaintiff must show that: “(1) the product as designed posed a substantial likelihood of harm; (2) it was feasible to design the product in a safer manner; and (3) the defective design was a substantial factor in causing plaintiffs injury.” Colon ex rel. Molina v. BIC USA, Inc.,
Based upon Mr. Coniglio’s background, the Court concludes, rather easily, that Mr. Coniglio is qualified to render opinions in support of Plaintiffs claim that the Conveyor in this case posed a substantial likelihood of harm and caused Plaintiffs injury and that the addition of the fixed guard made the Conveyor safer. His expertise in the area of safety engineering is capable of assisting a trier of fact. While Defendant questions Mr. Coniglio’s qualifications because he is not a mechanical engineer and has never designed a conveyor system or any other mechanical equipment, Mr. Coniglio does not seek to offer a proposed alternative guard that could be used on the Conveyor. There is no dispute that Mr. Coniglio has not designed such a device for the Conveyor. Rather, Mr. Coniglio offers an opinion that the lack of guarding surrounding the main Conveyor was unsafe and caused Plaintiffs injury. (Dkt. 25-2 at ¶¶ 17, 20). His opinion focuses on the safety concerns associated with the lack of a guard in the system that existed at the time of Plaintiffs injury. In addition, during his deposition, Mr. Coniglio pointed to the permanent guard designed and installed by Plaintiffs employer as a safer alternative than the absence of any guard at all.
Mr. Coniglio’s considerable training and experience as a safety engineer — in general and with respect to the specific area of conveyors — qualifies him to opine as to the safety of conveyors. It is not necessary that Mr. Coniglio be a mechanical engineer or have design experience to opine on questions relating to the safety of the unguarded Conveyor. King v. Brandtjen & Kluge, Inc., No. 94-CV-411C(M),
Defendant’s challenges to Mr. Coniglio’s academic training and his other alleged shortcomings, concern the weight and credibility of his testimony (not admissibility) and may be explored at trial on cross-examination. See McCulloch v. H.B. Fuller Co.,
For these reasons, the Court concludes that Mr. Coniglio is qualified to offer an opinion on the essential issues of whether the product as designed posed a substantial likelihood of harm, whether the defective design was a substantial factor in causing Plaintiffs injury, and whether the guard installed by Plaintiffs employer provides overall improved safety.
B. The Reliability of Mr. Coniglio’s Expert Testimony
The Second Circuit has summarized the gatekeeping role the Court undertakes in assessing whether an expert’s testimony is reliable, as follows:
[T]he district court must determine whether the proffered testimony has a sufficiently reliable foundation to permit it to be considered. In this inquiry, the district court should consider the indicia of reliability identified in Rule 702, namely, (1) that the testimony is grounded on sufficient facts or data; (2) that the testimony is the product of reliable principles and methods; and (3) that the witness has applied the principles and methods reliably to the facts of the case. In short, the district court must make certain that an expert, whether basing testimony upon professional studies or personal experience, employs in the courtroom the same level of intellectual rigor that characterizes the practice of an expert in the relevant field. Although Rule 702 sets forth specific criteria for the district court’s consideration, the Daubert inquiry is fluid and will necessarily vary from case to case.... [T]he inquiry envisioned by Rule 702 is a flexible one, and the gatekeeping inquiry must be tied to the facts of a particular case.
Amorgianos,
Here, the Court finds that Mr. Coniglio’s conclusion that the unguarded Conveyor was unsafe is based, at least in part, upon a reliable methodology. In preparation for his on-site inspection, Mr. Coniglio reviewed approximately twenty-five documents, including the original design and specifications for the machinery and photographs, as well as the depositions of Plaintiff and Pascal Cormier, the
In reaching his conclusion, Mr. Coniglio relied upon the following safety regulations and standards: (1) OSHA regulations governing “Machinery and Machine Guarding,” which are set forth in 29 C.F.R. § 1910.212(a)(l)-(3); (2) ASME industry standards governing “Safety Standard for Conveyors and Related Equipment,” which are set forth in B20.1-2003; and (3) a CEMA document entitled “Safety Label Brochure,” No. 201, Second Edition (2006). (Dkt. 35-8 at 82, 94). The reliability of Mr. Coniglio’s utilization of these regulations and standards as applied to the facts of this case is examined below.
1. Mr. Coniglio’s Reliance upon OSHA Regulations Is Not a Reliable Methodology.
Under New York law, the issue of whether a product is defectively designed is determined by examining “the industry standards in effect when it was manufactured.” Gian v. Cincinnati Inc.,
One or more methods of machine guarding shall be provided to protect the operator and other employees in the machine area from hazards such as those created by point of operation, ingoing nip points, rotating parts, flying chips and sparks.... Guards shall be affixed to the machine where possible and secured elsewhere if for any reason attachment to the machine is not possible.
29 C.F.R. § 1910.212(a)(l)-(2).
Defendant argues that Mr. Coniglio’s reliance upon the OSHA regulation is inappropriate because OSTIA regulations are applicable only to employer-employee relationships. Mr. Coniglio readily conceded in his deposition that OSHA governs the employer’s obligations to its employees. (Dkt. 35-8 at 64, Coniglio Dep.). As apparent from his concession, Mr. Coniglio does not rely upon the OSHA regulations based upon the premise that the regulations impose a duty on Defendant, but rather as evidence of the industry standard at the time of manufacture.
In support of its proposition that Mr. Coniglio cannot rely upon OSHA regulations as the industry standard, Defendant cites Jemmott v. Rockwell Manufacturing Co.,
While the Jemmott court’s blanket prohibition against industry standards in products liability actions does not accurately reflect the state of the law in New York, see Church Ins. Co. v. Trippe Mfg. Co., No. 04 CIV. 6111(HB),
Although there is no case from the Second Circuit Court of Appeals directly on point, federal district courts in this circuit have likewise suggested that a plaintiff should not be permitted to introduce OSHA regulations in actions against manufacturers, reasoning that “manufacturers would be unfairly held to standards that were not intended to be imposed upon them.” Sundbom v. Erik Riebling Co., No. 89 CIV. 4660(JSM),
The Court recognizes that not all federal courts in this circuit are in agreement on the relevance of OSHA regulations in a products liability action against a manufacturer. Some courts have permitted plaintiffs’ experts to rely upon OSHA regulations as evidence of the industry standard in cases brought against manufacturers of allegedly defective products. Rupolo v. Oshkosh Truck Corp.,
The presupposition underlying the decisions of the courts favoring the admissibility of OSHA regulations in actions against manufacturers appears to be that only well-known and widely-accepted safety standards in the industry give rise to OSHA regulations. Mustafa,
In this case, the issue of whether the OSHA machine guarding regulation set forth in 29 C.F.R. § 1910.212(a)(1) reflects the applicable industry standard is disputed. According to Defendant’s expert, the ASME standard governing guarding for conveyors provides for more flexibility than the comparable OSHA regulation. (Dkt. 35-2 at 8-11).
Usually, when there is a factual question about the applicability of two competing industry standards, it is for the fact-finder to determine which standard applies. Rupolo v. Oshkosh Truck Corp.,
2. Mr. Coniglio’s Methodology Relying upon ASME Standards, is Reliable in Part and Unreliable in Part.
Mr. Coniglio also bases his opinion on Defendant’s alleged violations of ASME B20.1-2003, which contains safety standards for conveyors. Defendant’s expert concedes that ASME B20.1-2003 is the applicable industry consensus standard. (Dkt. 35-2 at ¶ 20). For the reasons stated below, the Court concludes that Mr. Coniglio’s methodology underlying his conclusion that Defendant violated the ASME standards governing proper guarding is reliable and admissible, but that his methodology supporting his conclusion that Defendant violated the ASME standards governing emergency stops is not reliable and is inadmissible.
a. Improper Guarding Under ASME Standards
The ASME safety standards provide the following best practices concerning the guarding of conveyors in general, in relevant part:
5.9.1.1 Guarding. Where necessary for the protection of personnel from hazards, all exposed moving machinery parts that present a hazard to personnel at work stations or operator’s stations shall be mechanically or electrically*746 guarded, or guarded by location or position.
5.9.2 Guarding by [L]ocation or Position[.] (a) Remoteness from frequent presence of public or employed personnel shall constitute guarding by location.
5.9.3. Guarding of Nip and Shear Points. In general, nip and shear points shall be guarded unless other means to assure safety are provided.
ASME B20.1-2003, Safety Standard for Conveyors and Related Equipment, ¶ 5.9.1.1, ¶ 5.9.2(a), ¶ 5.9.3.
In his Affidavit filed with the Court, Mr. Coniglio opined that Defendant violated the above-quoted ASME standards by manufacturing an unguarded Conveyor with “nip points.” (Dkt. 35-8 at 82-94). Although, in his Affidavit filed with the Court, Mr. Coniglio failed to address whether the Conveyor was guarded by location under ASME B20.1-2003, ¶ 5.9.2,
b. Inadequate E-Stops under ASME Standards
The ASME safety standards provide the following best practices concerning the use of emergency stop devices for conveyors, in relevant part:
All such emergency stop devices shall be easily identifiable in the immediate vicinity of such locations unless guarded by location, position, or guards. Where the design, function, and operation of such conveyor clearly is not hazardous to personnel, an emergency stop device is not required.
ASME B20.1-2003, 5.11(c)(1).
Plaintiffs expert opined that there were inadequate Emergency “E” Stops on the Inspection System in violation of ASME B20.1-2003, 5.11(c)(1). Defendant challenges the reliability of Mr. Coniglio’s opinion because Mr. Coniglio could not accurately identify Plaintiffs exact location at the time of the accident and thus could not accurately assess the nearest E-Stops relative to Plaintiffs location. (Dkt. 35-3
The undisputed record shows that Mr. Coniglio did not observe any E-Stops on the side of the Conveyor where the gravity conveyors received the brake shoes coming from the main Conveyor. (Dkt. 35-8 at 41, Coniglio Dep.). However, it is undisputed by both parties that Plaintiff was standing on the Left Side of the Conveyor, not the side where the gravity conveyors are located, and it appears that Mr. Conig-lio conceded that there were some E-Stops on the Left Side of the unit. (Dkt. 35^4 at ¶ 27; Dkt. 42 at ¶ 27). The record also shows that Mr. Coniglio did not take any measurements concerning the location of E-Stops. (Dkt. 35-8 at 55, Coniglio Dep.).
Due to the fact that Mr. Coniglio did not have accurate information regarding Plaintiffs location on the Conveyor relative to the nearest E-Stops, the Court finds that Mr. Coniglio did not reliably assess the accessibility and proximity of the nearest E-Stops on the Conveyor. Accordingly, the Court concludes that Mr. Coniglio’s opinion on the adequacy of E-Stops on the Conveyor is inadmissible.
3. Mr. Coniglio’s Reliance upon CEMA Labeling Standards is Not a Reliable Methodology.
Mr. Coniglio relied upon a Conveyor Equipment Manufacturer Association (“CEMA”) document entitled “Safety Label Brochure” No. 201, Second Edition (2006). (Dkt. 35-8 at 82, 94). It is undisputed that the Safety Label Brochure was issued after the time the Inspection System was manufactured. Because there is no evidence that the Safety Label Brochure reflected the industry standard at the time of manufacture, the Court concludes that Mr. Coniglio’s reliance thereupon was not reliable.
Accordingly, given the present state of the record, the testimony of Plaintiffs expert, Mr. Coniglio, is excluded to the extent he purports to rely upon OSHA regulations, ASME industry standards governing emergency-stop devices, and the 2006 CEMA document. Plaintiffs motion to exclude Mr. Coniglio’s testimony is otherwise denied.
III. Defendant’s Motion for Summary Judgment
A. Strict Liability
1. Manner of Use
Under New York law, in order to have a product liability claim, at the time of injury “the product must have been used for the purpose and in the manner normally intended or in a manner reasonably foreseeable.” Amatulli by Amatulli v. Delhi Const. Corp.,
a. The Record Contains Evidence of Unintended But Foreseeable Use.
The Court finds that there is evidence in the record from which a jury could reasonably conclude that Plaintiffs manner of reaching over from the Left Side of the Conveyor to pick up a brake shoe that had fallen over and getting his glove pinched by the moving parts on the Conveyor was foreseeable. The undisputed evidence in the record shows that there was a known problem with brake shoes flipping over at the point where the shoes left the Convey- or and moved to the gravity conveyors. Defendant’s representative, Pascal Cormier, conceded as much when he testified during his deposition that it was possible that brake shoes would flip over due to “bad adjustment.” (Dkt. 33-5 at 55-56, Cormier Dep.).
There is also undisputed evidence in the record that when a brake shoe flipped over and did not proceed down the production line, it was not an inconsequential occurrence. Rather, a single flipped brake shoe prevented subsequent shoes from moving forward, thereby interrupting the cycle time for the Inspection System, which, in turn, created a backlog on the E-Coat line. (Dkt. 33-1 at ¶ 23; Dkt. 37-2 at ¶ 23).
Due to the problem of flipped brake shoes, it was part of the normal and expected activity of certain users of the Inspection System to pick up and move brake shoes that had flipped over onto the gravity conveyors. Specifically, the stack-ers performed that function on the opposite (and allegedly safer) side of the Conveyor. Yet, the evidence demonstrates that workers could and did access the flip-point and correct the time sensitive problem by reaching their arm across the Conveyor from the Left Side of the Conveyor, just as Plaintiff did in this case. (Dkt. 33-14 at 10, 18, Palone Dep.). Furthermore, at the time Defendant sold the Inspection System to Plaintiffs employer, Defendant was aware that there were “pinch points” and moving parts on the main Conveyor, and that those pinch points were within reach of a person who attempted to straighten a fallen brake shoe. (Dkt. 33-1 at ¶ 37; Dkt. 37-2 at ¶ 37; Dkt. 33-5 at 90, Cormier Dep.).
Given the record, the Court concludes that there is sufficient evidence for a reasonable jury to conclude that Plaintiffs use of the machinery was reasonably foreseeable.
b. Defendant’s Arguments Do Not Establish Unforeseeable Use as a Matter of Law.
Defendant’s arguments in support of its contention that Plaintiffs manner of use was unforeseeable as a matter of law — that Plaintiff failed to follow his employer’s safety policies by standing on the Left Side of the Conveyor and that there were was no need for any employees working on the Left Side of the Conveyor — are based upon disputed facts and are red herrings.
The issue of whether Plaintiffs employer had any kind of a safety policy in place that would have prevented employees from working on the Left Side of the Conveyor is disputed. Mr. Wagner, a manufacturing engineer at Brunner, testified at his deposition that he was not aware of any safety issues with having employees work on the Left Side of the Inspection System and that he did not know of any safety policy prohibiting employees from passing underneath or through moving conveyor lines. (Dkt. 33-15 at 20-21).
Aside from the factual disputes surrounding Plaintiffs employer’s alleged safety policy, the Court questions whether a worker’s failure to follow his employer’s safety policy can relieve the manufacturer of its duty to design a safe product from the outset “as of the time the product leaves the manufacturer’s hands.” Hoover v. New Holland N. Am., Inc.,
2. The Lack of any Need for Employees on the Left Side of the Conveyor
Defendant contends that Plaintiffs manner of use was unforeseeable because there was no need for any employees to be working on the Left Side of the Conveyor. The record contains conflicting evidence on the issue of whether employees worked on the Left Side of the Conveyor. Plaintiff testified at his deposition that his supervisor had actually stationed him to work on the Left Side of the Conveyor on the date
Moreover, as noted above, there is no evidence that at the time the Inspection System left Defendant’s hands, there were any discussions between Defendant and Brunner regarding the presence of workers on the Left Side. There is no evidence in the record that Defendant specifically instructed Plaintiffs employer that employees should not be stationed on the Left Side of the Conveyor, or that Plaintiffs employer gave Defendant assurances that its staffing plan for the Inspection System did not include the presence of employees there. As a result, the Court cannot conclude that as a matter of law it was not foreseeable that Plaintiff would work on the Left Side of the Conveyor where his injury occurred.
Given the conflicting testimony in the record, the Court cannot conclude that Plaintiffs use of the machinery was somehow unforeseeable as a matter of law.
3. Product Defect
a. Design Defect
To show that a product was defectively designed, a plaintiff must show that it was feasible to design the product in a safer manner. Colon,
“To recover under a theory of strict products liability for sale of a defectively designed product, it is well established that a plaintiff must plead and prove that there was a feasible design alternative that would have made the product safer.” In re Fosamax Prods. Liab. Litig.,
Some courts, including a district court in this circuit, have held that a plain
The Court agrees that the existence of a feasible alternative design may be established by pointing to the existence of a post-accident design at the plaintiffs workplace. Seeley,
Defendant argues that Plaintiffs own expert testified that the safety guard that Plaintiffs employer installed on the Inspection System “actually is unsafe” (Dkt. 41 at 7), but that is a mischaracterization of Plaintiffs expert testimony.
On the contrary, there is evidence in the record that Plaintiffs expert believed that the guarding installed by Plaintiffs employer made the machine safer in that having the new guard was preferable to having no guard at all, as indicated in his deposition:
Q. Do you have an alternative design? And by that I mean, do you have a suggestion for what kind of guarding should have been put on it?
A. Actually, there’s multiple ways. I know that in reading your expert’s report, he feels that the guarding put on offers a hazard, which I don’t see, by the way. But there are numerous ways. Putting a fixed guarding on it as you have now and is shown in the photographs prevents somebody from getting in the conveyor area and keeps them from some distance getting near the ram, although, not totally away from the ram. You could still reach across and be hit by the ram coming forward, but it’s not the same as being drawn into it.
(Id. at 45). It is true that Plaintiffs expert believed that more guarding was needed because a potential hazard still existed and therefore that the new guarding was incomplete. (Id. at 45, 50). Yet, Plaintiffs expert opined that the new guarding installed by Plaintiffs employer “keeps [workers] from some distance getting near the ram” and “it’s not the same as being drawn into [the ram].” (Id. at 45). Defendant’s challenges to Mr. Coniglio’s opinion on the issue of whether the new guard installed by Plaintiffs employer makes the Conveyor safer go to the weight of Mr. Coniglio’s testimony and may be explored on cross-examination at trial.
At this juncture, based upon the evidence in the record, the Court finds that Plaintiff has adequately supported his design defect claim with sufficient evidence of a feasible alternative design that improved overall safety to raise questions of fact for submission to a jury.
b. Failure to Warn
“Liability for failure to warn may be imposed ‘based upon either the complete failure to warn of a particular hazard or the inclusion of warnings that are insufficient.’ ” Fisher v. Multiquip, Inc.,
Defendant maintains that the decals that were affixed to the pushers were conspicuous and easy to see and fairly warned against crushing injuries similar to the one sustained by Plaintiff. (Dkt. 35-3 at 19-20; Dkt. 37-1 at 4-5). In addition, Defendant contends that Plaintiff would not have read some other warning because
Defendant has provided the Court with a picture of the warning decal on the Inspection System. (Dkt. 35-12). The Court cannot conclude, based upon this image, that the warning was adequate as a matter of law. Duval v. Delta Int'l Mach. Corp., No. 1:13-CV-4270-GHW,
The nature of the warning to be given and to whom it should be given likewise turn upon a number of factors, including the harm that may result from use of the product without notice, the reliability and any possible adverse interest of the person, if other than the user, to whom notice is given, the burden on the manufacturer or vendor involved in locating the persons to whom notice is required to be given, the attention which it can be expected a notice in the form given will receive from the recipient, the kind of product involved and the number manufactured or sold, and the steps taken, other than the giving of notice, to correct the problem____ Generally, the issue will be one of fact for the jury whose function will be to assess the reasonableness of the steps taken by the manufacturer or vendor in light of the evidence concerning the factors listed above presented in the particular case, as well as any expert testimony adduced on the question.
Cover v. Cohen,
In addition, the mere fact that Plaintiff might not read English, which incidentally is not conclusively established by the present record, does not warrant summary judgment in Defendant’s favor. Plaintiff’s failure to read English may raise factual issues of its own, such as whether the word “Danger” should have also been written in Spanish, Arbaiza v. Delta Int’l Mach. Corp., No. 96-1224,
c. Manufacturing Defect
“In claims involving manufacturing defects, a consumer may reasonably expect a product to be made in accordance with the manufacturer’s standards and expect to be compensated for injuries resulting from the manufacturer’s failure to meet them. The product is reasonably held defective because the manufacturer has not made the product as it intended.” Denny v. Ford Motor Co.,
B. Breach of Implied Warranty
Defendant argues that it is entitled to summary judgment on Plaintiffs claim for breach of implied warranty because the claim is barred by the statute of limitations. (Dkt. 35-3 at 21). Defendant’s argument is well-taken. “The statute of limitations for ... a cause of action [for breach of implied warranty] against a manufacturer or distributor is four years and accrues on the date the party charged tenders delivery of the product.” Bristol Vill., Inc. v. Louisiana-Pac. Corp.,
C. Breach of Express Warranty
The sole basis for Defendant’s motion for summary judgment on Plaintiffs breach of express warranty claim is that Plaintiff was not a party to the sales contract regarding the Inspection System and thus cannot have relied on any express warranty in deciding to purchase the Inspection System. (Dkt. 35-3 at 22).
Privity is normally an essential element of a cause of action for express warranty, but the U.C.C. includes a personal injury exception: A seller’s warranty whether express or implied extends to any natural person if it is reasonable to expect that such person may use, consume or be affected by the goods and who is injured in person by breach of the warranty.
DiBartolo v. Abbott Labs.,
IV. Plaintiffs Motion for Summary Judgment
Plaintiff seeks to hold Defendant liable for the conduct of its predecessor
Under New York’s general tort rules, under certain circumstances, a person may be found negligent because he or she fails to warn another of known dangers or, in some cases, of those dangers which he had reason to know. Schumacher v. Richards Shear Co.,
As discussed above, there are genuine issues of material fact as to whether Defendant in fact failed to warn of dangers or defects associated with the Inspection System. As such, the Court need not reach the separate issue of whether a special relationship existed between Defendant and Plaintiffs employer involving economic advantage so as to impose upon Defendant an independent duty to warn, since to do so would amount to a mere advisory opinion. For these reasons, Plaintiff is not entitled to summary judgment on the failure to warn claim.
CONCLUSION
For the foregoing reasons, Defendant’s motion for summary judgment (Dkt. 35) is granted in part, insofar as Defendant seeks summary judgment on Plaintiffs breach of implied warranty claim (second cause of action), and on Plaintiffs negligence (first cause of action) and strict products liability (third cause of action) claims but only to the extent they are based upon a manufacturing defect. Defendant’s motion for summary judgment is otherwise denied, and Plaintiffs motion for summary judgment (Dkt. 33) is denied. Defendant’s motion to exclude the testimony (Dkt. 35-3 at 4) of Plaintiffs expert, John Coniglio, is granted in part, but only insofar as Defendant challenges Plaintiffs expert’s reliance upon OSHA regulations, ASME industry standards governing emergency-stop devices, and the CEMA document entitled “Safety Label Brochure,” No. 201, Second Edition (2006). Défendant’s motion to exclude is otherwise denied.
SO ORDERED.
Notes
. The exact nature and responsibilities of Plaintiff’s job on the date of the accident, as well as the location of his work station, are disputed. Plaintiff asserts that on the date of the accident, his supervisor instructed him to correct shoes that had flipped over and he was standing on the Left Side of the Convey- or. (Dkt. 33-16 at 10, 13, 17, Almonte Dep.). According to Plaintiff’s supervisor, Plaintiff
. Although the parties dispute the frequency with which brake shoes would flip over, both parties agree that the shoes flipped over at least "on occasion.” (Dkt. 33-1 at ¶ 23; Dkt. 37-2 at ¶ 23).
. It appears from Brunner’s Accident and Investigation Report in the record that the part that caught Plaintiffs glove was one of the advancing chains on the Conveyor (Dkt. 33-17), although the record is not entirely clear and Defendant appears to dispute the authenticity of Brunner’s Accident and Investigation Report. Yet, Defendant does not identify any other part on the Conveyor that caught Plaintiffs glove. Nevertheless, neither party has argued that identification of the actual part that caught Plaintiffs glove is material to the Court’s resolution of the motions for summary judgment.
.For ease of reference, the Court refers to both Defendant and Defendant's predecessor, Invensys Vision and Robotics Group, as "Defendant,” which is consistent with the manner in which the parties have referred to Defendant’s predecessor in their respective Statements of Material Fact (Dkt. 42, Dkt. 35-4). In doing so, the Court makes no determination as to whether Defendant is liable for its predecessor’s conduct as a successor corporation.
. Mr. Wagner, a manufacturing engineer at Brunner, testified at his deposition that he was not áware of any safety issues with having employees work on the Left Side of the Inspection System and that he did not know of any safely policy prohibiting employees from passing underneath or through moving conveyor lines. (Dkt. 33-15 at 20-21, Wagner Dep.).
. Plaintiff filed his counter-statement of material facts on October 23, 2014, and simultaneously moved for permission, to file this document late. (Dkt. 42, 43). Defendant opposed the motion. (Dkt. 44). The Court granted the motion for late filing on December 9, 2014. (Dkt. 45).
. Under the Federal Rules of Evidence, the Court must evaluate evidence for admissibility before considering that evidence in deciding a motion for summary judgment. See Fed. R.Evid. 104(a); Raskin v. Wyatt Co.,
. See also Aerospace Testing Alliance v. Occupational Safety & Health Review Comm’n,
. Despite the absence of any evidence showing that the applicable OSHA regulation in this case was the industry standard, the Court has carefully considered whether, nonetheless, the use of OSHA regulations is appropriate here because the product at issue was designed for industrial use by employees rather than the general public. At least according to one district court, "a product [designed for industrial use] that falls below the standard of
The Court rejects the theory that the requirements imposed by OSHA regulations necessarily and inevitably become industry standards applicable to manufacturers based on the theory that manufacturers, at least to be successful in the marketplace, must produce products that meet their customers’ needs (and their customers are employers subject to OSHA regulations). First, simply because employers are subject to OSHA regulations does not mean that they require their manufacturers ■ to make OSHA-compliant products. Some employers choose to make OSHA-compliant modifications after the sale on their own (as allegedly occurred in this case). Second, the Court cannot assume that manufacturers voluntarily assume the responsibility of making OSHA-compliant products, especially where the industry standard might be less onerous than the OSHA regulation. The Court cannot believe that a methodology built upon such questionable assumptions could be considered reliable under Daubert.
. While Defendant has not specifically challenged Mr. Coniglio’s opinion to the extent it is based upon ASME standards, the Court notes that Mr. Coniglio's opinion, at least as presented in his Affidavit filed with the Court, was conclusory in nature. (Dkt. 35-8 at 80-96). Nevertheless, Mr. Coniglio supplied the missing detail in his deposition testimony. (Dkt. 35-8). In addition, while there was some confusion in the record about Plaintiff's precise location at the time of the accident, Mr. Coniglio testified that the accident would have occurred due to the absence of guarding without regard to what side of the Conveyor Plaintiff was standing. (Dkt. 35-8 at 42, Con-iglio Dep.). Specifically, Mr. Coniglio stated, “I want to be clear about something. Based upon my review of this, without that guarding on there, whether he was on the inside or the outside, the same accident could have occurred.” (Id.).
. For the same reasons, the Court concludes that Mr. Coniglio’s reliance upon ASME B20.1-2003, 6.7, which specifically governs guarding for live rollers conveyors is reliable. Again, Defendant did not specifically object to Mr. Coniglio’s reliance upon ASME standards.
. Defendant has not specifically challenged Mr. Coniglio’s qualifications insofar as they relate to his ability to offer a labeling opinion or his reliance on his general experience and background in rendering an opinion on labeling. Defendant’s challenges were more specifically directed at Mr. Coniglio’s qualifications to give an opinion on the design defect claim. Therefore, the Court does not reach the issue of Mr. Coniglio’s qualifications or methodology (other than the outdated CEMA bulletin, which was challenged by Defendant) to render an opinion about the labeling on the pushers.
. To be clear, there is no evidence in the record that Defendant delivered the Inspection System with any explicit instructions or any warnings requiring the user to stay away from the pusher-side of the Conveyor, nor is there any evidence that Defendant had a clear expectation or understanding that its customer (Plaintiff's employer) would assume responsibility specifically for keeping employees away from the dangerous area. See Amatulli by Amatulli v. Delhi Const. Corp.,
. The foreseeability of the presence of employees working on the Left Side of the Conveyor is further evidenced by the fact that there were warning labels affixed to the pushers on the Left Side of the Conveyor. See Del Cid v. Beloit Corp.,
. Since the modification was made by a non-defendant and/or the modification relates to the feasibility of a guard, which is a disputed issue, Rule 407 of the Federal Rules of Evidence does not bar the evidence. See Dixon v. Int’l Harvester Co.,
. There is no evidence that the new guarding negatively impacted the effectiveness of the Inspection System. Furthermore, as evident by Brunner's installation of the new guard, the new guard installed by Plaintiffs employer was not cost-prohibitive; indeed, Plaintiff's expert estimated that it did not cost much more than a couple thousand dollars. (Dkt. 35-8 at 76-77, Coniglio Dep.).
. Because Plaintiff’s expert opined that the new guard made the Conveyor safer, see In re Fosamax Prods. Liab. Litig.,
.It has not been lost on the Court that Defendant is essentially arguing that while, in Defendant’s view, Plaintiff’s expert is not qualified to offer opinions on defects in the original design of the Inspection System to support Plaintiff’s own case because he has never designed any mechanical equipment and is not licensed as a mechanical engineer (Dkt. 35-3 at 7), Plaintiff’s expert is apparently abundantly qualified to offer his opinion on the inadequacy of the design of the new guarding in support of Defendant’s position that the design of the new guarding is unsafe (Dkt. 41 at 7). The Court also finds it peculiar that Defendant cites favorably to Plaintiff’s expert’s testimony given that Plaintiff's expert opined that the alternative design was incomplete only because more guarding was needed, yet Defendant maintains that the original design, which had no guarding at all, was sufficient.
. Although not dispositive, the Court notes that Plaintiffs employer’s Accident and Investigation Report is written in English but signed by Plaintiff. (Dkt. 33-7). The Court questions whether the information in the Report was relayed to Plaintiff before he signed the Report.
. The Court concludes that summary judgment in Defendant’s favor on Plaintiff’s negligence claim is denied for the same reasons that summary judgment is denied on Plaintiff's strict liability claim, with the exception that summary judgment is granted to the extent the negligence and strict products liability claims are based upon a manufacturing defect. As stated by a district court in this circuit:
New York courts generally consider strict products liability and negligence claims to be functionally synonymous. Although the Second Circuit has characterized this aspect of New York products liability as unsettled because the New York Court of Appeals has yet to affirmatively hold that negligence and strict liability have merged, New York courts have treated the differences between negligence and strict liability as inconsequential.
Cavanagh v. Ford Motor Co., No. 13-CV-4584 JS WDW,
. At oral argument on the summary judgment motion, Defendant's counsel argued as an alternative ground that the record does not contain any evidence that Defendant made any warranties. Because the issue was not raised in Defendant’s papers submitted in support of its motion for summary judgment (Dkt. 35-3), the Court concludes that Defendant has waived that argument for purposes of the motion for summary judgment.
. A successor corporation can be held liable for the conduct of its predécessor based upon one of the following circumstances: (1) Defendant expressly or impliedly assumed the predecessor’s tort liability; (2) there was a consolidation or merger of seller and Defendant; (3) Defendant was a mere continuation of the selling corporation; or (4) the purchase/sale transaction was entered into fraudulently to escape liability. Schumacher v. Richards Shear Co.,
.Defendant contends that Plaintiff’s failure to move for summary judgment on certain claims amounts to an abandonment of those claims. That argument is baseless. Just as Defendant’s failure to premise its summary judgment motion on the absence of successor liability does not amount to a concession that Defendant is liable as a successor corporation, Plaintiff's decision not to move for summary judgment on certain claims is not a waiver or abandonment of those claims.
