Jessie ALMOND, Plaintiff,
v.
Travis TARVER, Kevin Delord, Joe Jackson, Jr., Reginald Goings, Sedonia Stewart, Reginald Wallace, and Rizalino Reyes, Defendants.
United States District Court, E.D. Texas.
*887 *888 Danna Kirk Mayhall, Mayhall & Associates, Athens, TX, for Plaintiff.
Kimberly Fuchs, Office of the Attorney General, Austin, TX, for Defendants.
MEMORANDUM AND ORDER
CRONE, District Judge.
Pending before the court is Defendant Kevin DeLord's ("DeLord") First Amended Motion for Summary Judgment (# 40). Defendant seeks summary judgment on Jessie Almond's ("Almond") federal civil *889 rights claims arising under the Civil Rights Act of 1871, 42 U.S.C. § 1983, and state law tort claims for assault and battery and intentional infliction of emotional distress. Having reviewed the motion and supporting documents, the submissions of the parties, the pleadings, and the applicable law, the court is of the opinion that summary judgment is warranted in part.
I. Background[1]
At the time of the alleged events giving rise to the instant action, Almond, a white male, was incarcerated by the Texas Department of Criminal Justice, Correctional Institutions Division ("TDCJ"). Almond alleges that on January 8, 2003, Travis Tarver ("Tarver"), a correctional officer, made a racial slur against him in the cafeteria of the LeBlanc Unit in Beaumont, Texas. Almond asserts that after he responded in a non-threatening manner, Tarver cursed at him and refused to listen to him. Next, Almond claims that DeLord and Joe Jackson, Jr. ("Jackson"), fellow correctional officers, involved themselves in the altercation by threatening him and escorting him to a security room. Although Almond allegedly attempted to apologize to defuse the situation, Tarver "continued to stand in a fighting stance" until pulled away by Jackson. According to Almond, DeLord then seized him by his shirt, slammed him through a sheetrock wall into an iron beam, and then threw him on the floor onto his back. Jackson supposedly observed these events, but he left the room without further action.
Following the incident, Almond was treated briefly for his injuries a contusion to his elbow and back pain which were not deemed to be serious by TDCJ's medical staff. In the ensuing months, however, Almond frequently complained of back pain, generating voluminous medical records as a result. Though no structural damage to his back was apparent, the medical staff treated Almond for his pain, restricted his activities to a level suitable for his reported injuries, and provided him with various prescription pain killers and anti-inflammatory drugs, with allegedly mixed results. Almond asserts that Tarver and DeLord continued to threaten and sexually harass him for "some time," during both this specific incident and throughout the duration of Almond's stay at the facility. While mental health records show that Almond participated in several therapeutic counseling sessions beginning March 11, 2003, the records do not indicate that his confrontation with DeLord was a source of significant emotional distress. Rather, the records focus on Almond's concerns regarding his forthcoming parole, reintegration into society, and difficulty coping with stress.
Almond filed a Step 1 grievance related to his altercation with DeLord on January 10, 2003, which TDCJ marked as received on January 13, 2003. On February 19, 2003, TDCJ notified Almond that it needed additional time to evaluate the grievance. Sometime thereafter, TDCJ referred the matter to the Office of the Inspector General ("Inspector General") for further investigation and disposition. No' evidence suggests that Almond filed a Step 2 grievance to appeal this referral. Almond wrote an additional letter, dated March 21, 2003, to the Inspector General, expressing his dissatisfaction at not being notified of the ultimate outcome of his grievance. On April 16, 2003, TDCJ sent Almond a reply, *890 stating that his case was, still under active investigation.
During this period, TDCJ disciplined DeLord for the use of excessive force against Almond. On January 21, 2003, penalties were assessed against DeLord, including a year-long probation, a three-week unpaid suspension, and demotion from the position of Lieutenant to Correctional Officer III. On November 19, 2003, the Inspector General issued an Offense/Investigative Report, concluding that DeLord "grabbed Almond and shoved him into the sheetrock wall. The force caused Almond to break the surface of the sheetrock wall."
Almond was released from the LeBlanc facility sometime after August 26, 2003, though the precise date is not disclosed in the available record. Henderson County records indicate that Almond was jailed again on October 17, 2004, and that he subsequently returned to TDCJ custody on April 4, 2005. He filed the instant action on January 7, 2005, alleging claims against DeLord, Tarver, Jackson, Reginald Goings ("Goings"), Sedonia Stewart ("Stewart"), Reginald A. Wallace ("Wallace"), and Rizalino Reyes ("Reyes"). On June 2, 2005, the court granted Goings's Motion to Dismiss for Failure to State a Claim. Almond's claims against Tarver and Stewart were dismissed on March 8, 2006, for failure to serve either defendant with process in violation of Federal Rule of Civil Procedure 4(m). Almond abandoned his claims against Jackson in his Second Amended Complaint and his claims against Reyes, and Wallace in his Third Amended Complaint. Thus, only his claims against DeLord remain pending before the court.
II. Analysis
A. Summary Judgment Standard
Rule 56(c) of the Federal Rules of Civil Procedure provides that summary judgment "shall be rendered forthwith if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law." FED. R.CIV.P. 56(c). The party seeking summary judgment bears the initial burden of informing the court of the basis for his motion and identifying those portions of the pleadings, depositions, answers to interrogatories, admissions on file, and affidavits, if any, which he believes demonstrate the absence of a genuine issue of material fact. See Celotex Corp. v. Catrett,
"A fact is `Material' if it `might affect the outcome of the suit under governing law." Bazan ex rel. Bazan v. Hidalgo County,
Once a proper motion has been made, the nonmoving party may not rest upon mere allegations or denials in the pleadings but must present affirmative evidence, setting forth specific facts, to show the existence of a genuine issue for trial. See Celotex Corp.,
Furthermore, "`only reasonable inferences can be drawn from the evidence in favor of the nonmoving party.'" Eastman Kodak Co. v. Image Technical Servs., Inc.,
Summary judgment is mandated if the nonmovant fails to make a showing sufficient to establish the existence of an element essential to his case on which he bears the burden of proof at trial. See Nebraska v. Wyoming,
B. Official Capacity Claims
In his Third Amended Complaint, Almond asserts claims against DeLord both in his individual capacity and in his official capacity as a TDCJ employee. Almond alleges that DeLord, acting in both his individual and official capacity, violated his constitutional right to be free from excessive force under the Eighth Amendment to the United States Constitution. DeLord argues that he is entitled to summary judgment against Almond's claims brought against him in his official capacity because he is protected by Texas's sovereign immunity and Eleventh Amendment immunity.
Under Texas law, a suit against a state employee in his or her official capacity is a suit against the State. See De Mino v. Sheridan,
Additionally, "[f]ederal court jurisdiction is limited by the Eleventh Amendment and the principle of sovereign immunity that it embodies." Vogt v. Board of Comm'rs of the Orleans Levee Dist.,
The judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State.
U.S. CONST. amend. XI. Eleventh Amendment immunity extends to suits brought in federal court against a state by its own citizens as well as by citizens of another state or foreign country. See Tennessee Student Assistance Corp. v. Hood,
Under federal law, a suit against a public official in his or her official capacity is not a suit against the official but, rather, is a suit against the official's office. See Printz v. United States,
The United States Court of Appeals for the Fifth Circuit has held that "eleventh amendment immunity is a jurisdictional issue that `cannot be ignored, for a meritorious claim to that immunity deprives the court of subject matter jurisdiction of the action.'" McDonald v. Board of Miss. Levee Comm'rs,
The eleventh amendment clearly interposes a jurisdictional bar to suits against a state by private parties who seek monetary relief from the state in the form of compensatory damages, punitive damages, or monetary awards in the nature of equitable restitution, and also to suits against a state agency or state official when the monied award is to be paid from the state treasury.
Moreover, in the context of actions brought under 42 U.S.C. § 1983, a state is not considered a "person" against whom a claim for money damages may be asserted under the statute. See Lapides,
Almond has not advanced any theory of waiver or congressional override of Texas's sovereign immunity. See Graham, 473 *895 U.S. at 169,
C. Exhaustion of Administrative Remedies
DeLord contends that Almond's claims, under the Civil Rights Act of 1871, 42 U.S.C. § 1983, must be dismissed for failure to exhaust administrative remedies. The Prison Litigation Reform Act of 1996 ("PLRA") mandates that "[n]o action shall be brought with respect to prison conditions" under § 1983 "by a prisoner confined in any jail, prison, or any other correctional facility until such administrative remedies as are available are exhausted." 42 U.S.C. § 1997e(a); accord Woodford v. Ngo, ___ U.S. ___, ___,
Under the PLRA, prisoners must exhaust all available administrative remedies "irrespective of the forms of relief sought and offered through administrative avenues." Booth v. Churner,
As defined by the PLRA, "the term `prisoner' means any person incarcerated or detained in any facility who is accused of, convicted of, sentenced for, or adjudicated delinquent for, violations of criminal law or the terms and conditions of parole, probation, pretrial release, or diversionary program." 42 U.S.C. § 1997e(h). Therefore, the administrative exhaustion requirements of the PLRA apply only to § 1983 suits brought by those who are imprisoned, incarcerated, or detained at the time their action is filed. See Janes v. Hernandez,
Pursuant to legislative mandate, TDCJ has implemented an inmate grievance plan. See 37 TEX. ADMIN. CODE ANN. § 283.3 (West 2006); Days,
The PLRA's exhaustion requirement is, however, "not jurisdictional and may be subject to certain defenses such as waiver, estoppel, or equitable tolling." See id. at 358 n. 2 (citing Underwood,
The record reflects that Almond was incarcerated in the Henderson County Jail on January 7, 2005, the date on which he filed this lawsuit, thus triggering application of the PLRA. See 42 U.S.C. § 1997e(h); Berry v. Kerik,
Almond was reincarcerated on October 17, 2004, approximately eleven months after the issuance of the Inspector General's report. He was not returned to TDCJ custody until an additional 170 days had elapsed. Given this sequence of events, requiring Almond to have resumed the exhaustion process would have been impracticable, especially as Almond filed this lawsuit on January 7, 2005, prior to returning to TDCJ custody. He complied *897 with prison grievance procedures to the extent possible until they were no longer "personally obtainable." Days, 322. F.3d at 866. In this instance, denying Almond access to the courts would be particularly inequitable, as TDCJ's own delay in processing his grievance led to the investigation not being concluded until after his release date.
Additionally, the grievance was resolved in Almond's favor, rendering further exhaustion unnecessary, as he does not request injunctive relief in his Third Amended Complaint. See Thornton v. Snyder,
D. The Civil Rights Act of 1871
1. General Framework
The Civil Rights Act of 1871, 42 U.S.C. sect; 1983, creates a private right of action for redressing the violation of federal law by those acting under color of state law. See Inyo County v. Paiute-Shoshone Indians of the Bishop Cmty.,
Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State . . . subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress. . . .
42 U.S.C. § 1983. "Section 1983 `is not itself a source of substantive rights,' but merely provides'a method for vindicating federal rights elsewhere conferred.'" Albright v. Oliver,
There are three elements to establish liability in a § 1983 action. See Victoria W. v. Larpenter,
Thus, for Almond to recover, he must show that DeLord deprived him of a right guaranteed by the Constitution or the laws of the United States. See Daniels,
2. Excessive Force under the Eighth Amendment
In the case at bar, DeLord does not dispute that, during the alleged incident, he was acting in his capacity as a state correctional offer or that his actions were under color of state law. See Victoria W,
For excessive force claims brought by prisoners and pretrial detainees, "`[t]he core judicial inquiry is . . . whether force was applied in a good-faith effort to maintain or restore discipline, or maliciously and sadistically to cause harm.'" Baldwin v. Stalder,
(1) the extent of the injury suffered;,
(2) the need for the application of force;
(3) the relationship between the need and the amount of force used;
(4) the threat reasonably perceived by the responsible official; and
(5) any efforts made to temper the severity of a forceful response.
See Hudson,
"`[T]he Eighth Amendment's prohibition of cruel and unusual punishment excludes from constitutional recognition de minimis uses of physical force, provided that the use of force is not of a sort "repugnant to the conscience of mankind."'" Id. at 839 (quoting Siglar,
No Federal civil action may be brought by a prisoner confined in a jail, prison, or other correctional facility for mental or emotional injury suffered while in custody without a prior showing of physical injury.
42 U.S.C. § 1997e(e). Hence, mere verbal abuse by a prison guard does not give rise to a cause of action under § 1983, See Siglar,
In 1992, the Supreme Court rejected the Fifth Circuit's previous requirement that a "significant injury" be shown to establish a viable excessive force claim. See Hudson,
At least for summary judgment purposes, DeLord has not contested Almond's recitation of the events underlying this lawsuit; indeed, TDCJ's own records bear out many of Almond's assertions. The undisputed evidence indicates that, while in a room with three other correctional officers, DeLord slammed Almond into a sheetrock wall with sufficient force to break the surface of the wall. There is no evidence that Almond physically threatened DeLord or any other TDCJ employee, as TDCJ's internal investigation concluded that Almond and Tarver merely engaged in a "verbal altercation." While the absence in the record of any deposition testimony or affidavits of eyewitnesses clouds the precise circumstances of the altercation, there remains a genuine issue of material fact concerning Almond's excessive force claim based on DeLord's unexplained, seemingly unwarranted, actions toward Almond. See Hudson,
DeLord contends, however, that any physical injury suffered by Almond was de minimis and, therefore, not actionable. See Hudson,
After considering factors such as Almond's repeated efforts to obtain medical treatment for what he subjectively described as severe back pain, TDCJ's treatment of his back injury with pain medication, the arguably violent nature of DeLord's alleged action, and the documentation, albeit limited, lending credence to the legitimacy of Almond's complaints of long-term back pain, the court concludes that a reasonable jury could find that Almond suffered more than de minimis injury, thus precluding summary *901 judgment on this ground. See Edwards,
3. Qualified Immunity
Nevertheless, DeLord asserts that he is entitled to qualified immunity from Almond's § 1983 claims brought against him in his individual capacity. Under the doctrine of qualified immunity, "government officials performing discretionary functions generally are shielded from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known." Harlow v. Fitzgerald,
The qualified or "good faith" immunity doctrine was established to reconcile two competing interests. One interest is the compensation of persons whose federally protected rights have been violated. Opposing this is the fear that personal liability will inhibit public officials in the discharge of their duties. Qualified immunity has therefore been recognized to protect "all but the plainly incompetent or those who knowingly violate the law."
Johnston v. City of Houston,
Qualified immunity is available to defendant officials in suits arising under § 1983 and is an immunity from suit, extending beyond a defense to liability to include all aspects of civil litigation, including discovery. See McClendon,
Because it is "an affirmative defense, the defendant must both plead and establish his entitlement to immunity." Tamez,
"Where a defendant pleads qualified immunity and shows he is a governmental official whose position involves the exercise of discretion, the plaintiff then has the burden `to rebut this defense by establishing that the official's allegedly wrongful conduct violated clearly established law.' We do `not require that an official demonstrate that he did not violate clearly established federal rights; our precedent places that burden upon plaintiffs."
Felton,
"Whether a government official is entitled to qualified immunity`generally turns on the "objective reasonableness of the action" assessed in light of the legal rules that were "clearly established" at the time it was taken.'" Johnston,
"The bifurcated test for qualified immunity is quite familiar: (1) whether the plaintiff has alleged a violation of a clearly established constitutional [or federal statutory] right; and, (2) if so, whether the defendant's conduct was objectively unreasonable in the light of the clearly established law at the time of the incident."
Felton,
"The first prong requires determining `whether the plaintiff has alleged the deprivation of an actual constitutional [or statutory] right,'that is, a right `clearly established . . . under . . . currently applicable . . . standards.'" Felton,
In this instance, Almond has adduced evidence of sufficient facts, if believed by a jury, to support a claim for excessive force. At the time of the incident in question, Almond, as an inmate, had a clearly established constitutional right to be free from the use of excessive force by a correctional officer under the Eighth Amendment's prohibition against cruel and unusual punishment. See Hudson,
Even though Almond has proffered sufficient evidence to create a fact issue as to whether his constitutional rights were violated, "`if reasonable public officials could differ on the lawfulness of the defendant's actions, the defendant is entitled to qualified immunity.'" Blackwell,
The evidence before the court suggests that DeLord slammed Almond into a sheetrock wall with sufficient force to damage the wall itself. While DeLord is entitled to qualified immunity if reasonable officials could disagree as to the legality of his actions at the time of the incident, the underlying factual disputes are still resolved in favor of Almond, the nonmoving party. See Gutierrez v. City of San Antonio,
E. State Law Claims 1. Assault and Battery
Almond claims that DeLord's actions constitute assault and battery under state law. In Texas, the elements of a cause of action for assault and battery are the same in civil law as they are in criminal *904 law. See Hall v. Sonic Drive-In of Angleton, Inc.,
Almond has proffered evidence suggesting that the purported attack by DeLord caused him to suffer injuries to his elbow and back. Under the circumstances, a reasonable jury could infer the "intentionally, knowingly, or recklessly" requirement for a finding of assault from the facts of this case, as detailed above. Hence, Almond has raised a genuine issue of material fact concerning each necessary element of assault and battery under at least one theory of the tort under Texas law. See TEX. PEN.CODE ANN. § 22.01(a)(1).
2. Intentional Infliction of Emotional Distress
Almond further contends that De-Lord is liable to him for intentional infliction of emotional distress. In Texas, "intentional infliction of emotional distress is a `gap-filler' tort never intended to supplant or duplicate existing statutory or common-law remedies." Creditwatch, Inc. v. Jackson,
Accordingly, when the legislature has provided a statutory cause of action for the same conduct or a separate remedy exists at common law, a plaintiff may not sue under a theory of intentional infliction of emotional distress. See id.; Hoffmann-La Roche, Inc.,
Here, Almond has not adduced any admissible evidence in support of his claim for intentional infliction of emotional distress other than the evidence underlying his claims for excessive force under § 1983 and assault and battery under Texas common law. Because § 1983 and the common law tort of assault are the appropriate avenues for redress of Almond's alleged injuries, his intentional infliction of emotional distress claim fails as a matter of law. See id.; Hoffmann-La Roche, Inc.,
3. Official Immunity
Finally, DeLord maintains that Almond's tort law claims against him are barred under Texas law by the doctrine of official immunity. Unlike sovereign immunity, which protects governmental entities, official immunity protects individual officials from liability. See DeWitt v. Harris County,
Under Texas law, "[g]overnment officials are entitled to immunity from suit arising from performance of their (1) discretionary duties in (2) good faith as long as they are (3) acting within the scope of their authority." Hart v. O'Brien,
An act is discretionary under Texas law if it requires personal deliberation, decision, and judgment. See Chambers,
Ministerial acts are those "[w]here the law prescribes and defines the duties to be performed with such precision and certainty as to leave nothing to the exercise of discretion or judgment . . . but where the act to be done involves the exercise of discretion or judgment, it is not to be deemed merely ministerial." . . . If an action involves personal deliberation, decision and judgment, it is discretionary; actions which require obedience to orders or the performance of a duty to which the actor has no choice, are ministerial.
"An official acts in `good faith' if any reasonably prudent officer could have believed that the conduct was consistent with the plaintiff's rights." Cantu,
An official is acting within the scope of his authority for immunity purposes when discharging duties generally assigned to that official, even though the official may be acting unlawfully. See Cantu,
DeLord has not satisfied his burden of proof with respect to any prong of Texas's three-part test. DeLord has not adduced any evidence of TDCJ's policies governing the use of force at its facilities. While DeLord may have been exercising discretionary authority in an effort to maintain discipline in the prison, his conclusory assertion in his motion for summary judgmentwithout even an affidavit in supportis insufficient to establish as a matter of law that the alleged physical assault upon Almond occurred in connection with an exercise of permissible discretion. See McBride v. TDCJ-ID,
Finally, it is unclear whether DeLord was acting within the scope of his authority. Although the mere fact that his activity may have been unlawful does not render his actions outside the scope of his authority, DeLord has not proffered evidence tending to prove that his actions were pursuant to any "duty assigned to him." Tamez,
III. Conclusion
Accordingly, DeLord's Motion for Summary Judgment is granted in part. All of Almond's claims against DeLord in his official capacity are defeated by the doctrines of sovereign and Eleventh Amendment Immunity, as well as the language of § 1983, and DeLord is entitled to summary judgment on these claims.. Summary judgment is likewise warranted with respect to Almond's, intentional infliction of emotional distress claim under Texas law. Genuine issues of material fact exist, however, regarding Almond's excessive force claim under § 1983 and his assault and battery claim under Texas common law, precluding summary judgment on these claims.
NOTES
Notes
[1] As the parties have provided neither deposition excerpts nor affidavits to the court in this case, the facts remain somewhat unclear. While Almond attached a purported personal journal detailing certain events pertinent to this case, this document is self-serving and constitutes inadmissible hearsay, which the court will not consider. See FED.R.EVID. 802.
