ALLISON v. THE STATE
43635
Supreme Court of Georgia
March 3, 1987
Reconsideration denied April 1, 1987
256 Ga. 851 | 353 S.E.2d 805
Judgmеnt affirmed. All the Justices concur, except Marshall, C. J., and Bell, J., who dissent.
DECIDED MARCH 3, 1987 — RECONSIDERATION DENIED APRIL 1, 1987.
King & Spalding, Byron Attridge, Joseph B. Haynes, L. Joseph Loveland, for appellant.
Smalley, Cogburn & Flynt, Robert H. Smalley, Jr., John M. Cogburn, Jr., Beck, Owen & Murray, James R. Fortune, Jr., for appellee.
PER CURIAM.
Richard Allison was convicted of child molestation. The Court of Appeals affirmed the conviction. Allison v. State, 179 Ga. App. 303 (346 SE2d 380) (1986). We granted certiorari to determine the admissibility of expert testimony regarding child sexual abusе syndrome, and the propriety of rebuttal testimony offered by the state.
Allison was divorced and his ex-wife had custody of their two daughters. He was accused of molesting one of his daughters when she stayed with him. The child testified that her father had forced her to do sexual acts with him, which he denied. When asked, upon cross-examination, why the child would make the accusation, he stated that he believed that his ex-wife had coached the child. On rebuttal, the state introduced testimony by three expert witnesses: a professor of behavioral sciences, a child theraрist, and a clinical psychologist. The professor, a national expert on child sexual abuse syndrome, testified about the discovery of the syndrome and its characteristics. He was asked to state whether a child who showed characteristics that were presented to him as a hypothetical should be diagnosed as suffering from child abuse syndrome. He answered, “Absolutely.” The child therapist had worked with the alleged victim and identified the characteristics of the syndrome that he had observed in the child. The clinical psychologist had met with the child on two oсcasions. Based on his observations of the child, his discussions with others who had counseled her, and the results of a battery of psychological tests that he administered to her, he stated that in his рrofessional opinion “this girl does definitely appear to fall into that syndrome. . . . In my
1. Allison contends, on appeal, that expert testimony concerning this syndrome has not been held to bе admissible in this state. The record reflects no such objection at time of trial, however, and any deficiency that might be urged under the principles enunciated in Harper v. State, 249 Ga. 519 (292 SE2d 389) (1982), is waived.
2. The testimony was that children whо have been sexually assaulted go through behavioral stages. These have been identified as: 1) secrecy (children are usually reluctant to disclose the assault); 2) helplessness (the сhildren feel they can do nothing to prevent the abuse); 3) accommodation (children attempt to rationalize or accommodate the abuse by pretending to be asleep, for instance); 4) delayed, conflicting and unconvincing disclosure; and 5) recantation. They also display a variety of common behaviors, such as bedwetting, nightmares, “role reversal” (acting like an adult, perhaps using seductive mannerisms), and regressive behavior, such as baby talk. Bright children who have been abused sexually tend to do poorly in school. Laymen would not understand this syndrome without expert testimony, nor would they be likely to believe that a child who denied a sexual assault, or who was reluctant to discuss an assault, in fact had been assaulted. The professоr testified as to authorities in the field who have published treatises on the syndrome. Additionally, the state provided the trial court with a list of jurisdictions that have accepted evidence of the psychological characteristics of sexually abused children. The trial court did not err in holding that expert testimony of a child sexual abuse syndrome was competent evidenсe under
3. In Smith v. State, 247 Ga. 612, 619 (277 SE2d 678) (1981), we held that expert testimony as to the battered woman syndrome is admissible. We adopted the rule that “[e]xpert opinion testimony on issues to be decided by the jury, even the ultimate issue, is admissible where the conclusion of the expert is one which jurors would not ordinarily be able to draw for themselves; i.e., the conclusion is beyond the ken of the average layman.” Id.
Since Smith, we have permitted a pathologist to testify that the cause of death could not have been the result of a fall when the defense to murder was that the victim fell. Bethea v. State, 251 Ga. 328, 331 (304 SE2d 713) (1983). In many instances, inferenсes must be drawn from medical evidence that are beyond the capacities of average jurors. In such circumstances, we permit expert opinion as to factual supрositions. We have been less willing to permit experts to testify to an individual‘s state of mind. See Sinns v. State, 248 Ga. 385 (283 SE2d 479) (1981). There we stated that the voluntariness of a confession is not a circumstance that is beyond thе ken of the average layman. Nor have we condoned the practice of police officers giving
4. Even so, it cannot be said that our holding in Smith, supra, is without difficulties. In it, we may have added to a want of clarity by using, almost interchangeably, the terms “ultimate issue” and “ultimate fact.” Id. at 615, 616, 617, 619. Perhaps that may be mitigated in part by a keener appreciation of the difference between the two. We understand fact to be that which is or once was. Yet we sometimes have intermingled fact, in this sense, with conclusion (which, in this sense, is not fact, but an assessment of fact). Examples of conclusions are concepts of negligеnce, fraud, reasonableness and the like. Stated differently, a conclusion is an assessment of fact — which fact exists, with or without any such an assessment.
5. With this analysis, it yet remains to apply our established rule to this case — that rule being: аn expert may not testify as to his opinion as to the existence vel non of a fact (in this case, whether the child had been abused sexually) unless the inference to be drawn from facts in evidence is beyond the ken of the jurors — that is, unless the jurors, for want of specialized knowledge, skill, or experience, are incapable of drawing — from facts in evidence — such an inference for themselves. Smith, supra at 619.
6. As to the disputed testimony before us (the opinion of the expert that the child had been abused), we hold that the witness’ testimony was inadmissible.
The jury, having the benefit of extensive testimony as to the lineaments of the child abuse syndrome, as well as testimony that this child exhibited several symptoms that are consistent with the syndrome, was fully capable of deciding — upon their own — whether the child in fact was abused, and, if so, whether Allison did it. For that reason, the admission of this aspect of the expert‘s testimony was incorrect. (Compare State v. Butler, 256 Ga. 448, (349 SE2d 684) (1986).)
7. While we find the admission of this testimony, over proper objection, would demand reversal, there was no contemporaneous objection. Hence, we do not reverse on this ground. Merritt v. State, 255 Ga. 459, 460 (339 SE2d 594) (1986).
8. The state did not call the three exрerts during its case-in-chief. Allison contends that their testimony was not proper rebuttal, and that the state withheld critically important witnesses. We agree, and hold that the failure to include the nаmes of these experts on the list of witnesses effectively deprived Allison of the opportunity to prepare a defense relative to their testimony.
Although the defendant timely filed a demand for a list of witnesses pursuant to
Judgment reversed. All the Justices concur, except Marshall, C. J., and Hunt, J., who dissent; Gregory, J., who dissents as to Divisions 6 and 7, and concurs in the judgment; Smith, J., who dissents as to Division 2 аnd concurs in the judgment; and Weltner, J., who dissents as to Division 8 and to the judgment.
HUNT, Justice dissenting.
I respectfully dissent to the dicta in Division 6 of the opinion. In my view, the expert‘s opinion — that the victim in this case had been abused — is admissible for the reasons set forth by a majority of this court in State v. Butler, 256 Ga. 448 (349 SE2d 684) (1986).
I also dissent as to Division 8. I agree with the defendant‘s contention that the state‘s use of unlisted expert witnesses in rebuttal raises serious quеstions of fairness. Nonetheless, whether a witness may be offered in rebuttal lies within the sound discretion of the trial judge, and we have held on numerous occasions that calling an unlisted witness in rebuttal is nоt prohibited by
Moreover, the underlying purpose of
I am authorized to state that Chief Justice Marshall joins in this dissent.
DECIDED MARCH 17, 1987 — RECONSIDERATION DENIED APRIL 1, 1987.