26 App. D.C. 8 | D.C. Cir. | 1905
delivered the opinion of the Court:
This appeal is taken from a judgment of the supreme court of the District of Columbia, granting the petition of the relators, George A. Lowry and the Planters’ Compress Company, that a mandamus issue commanding the Commissioner of Patents to direct the Examiners-in-Ohief of the Patent Office to reinstate and take jurisdiction of an appeal taken by Lowry from the ruling of the primary examiner denying his motion to dissolve on interference declared by the Patent Office between his unexpired patent and a pending application for patent filed by one William L. Spoon.
The interference was declared under section 4904 of the Revised Statutes (H. S. Comp. Stat. 1901, p. 3389).
The record discloses that the. interference was declared and notice thereof duly given to the parties as required by law.
In accordance with Patent Office rule 122, which is one of the rules promulgated by the Commissioner of Patents under the authority conferred upon him by section 483 of the Revised Stat
The petition sets forth, and the answer admits, that various proceedings were had in the interference after Lowry’s motion to dissolve was transmitted to the principal examiner and before his final refusal to dissolve the interference, which denial led to Lowry’s appeal to the Examiners-in-Chief, which was by them dismissed, and which is required to be reinstated and heard by the mandamus granted by the court below.
It is unnecessary to refer to these various proceedings, for no allegation is made that any of them were irregular, or that they were contrary to the statutes and rules governing the conduct of interference proceedings, and, therefore, they have no legitimate bearing upon the question raised by the petition for the mandamus. ,
The facts which raise the question as to the relator’s right to the mandamus may be briefly summarized. Lowry having been made a party to an interference, as provided by section 4901, made a motion for its dissolution in accordance with Patent Office rule 122, which motion being denied by the principal examiner, who ruled that Spoon had the right to make the claims, Lowry filed an appeal to the Examiners-in-Chief, although Patent Office rule 121 expressly provided that no appeal could be taken from a ruling by the examiner that a party to an interference had the right to make the interfering claims. Upon motion duly made Lowry’s appeal was dismissed by the Examiners-in-Chief, and, the Commissioner of Patents having denied Lowry’s petition for an order directing the Examiners-in-Chief to reinstate and determine the appeal, he applied to the supreme court of the District of Columbia for a writ of mandamus, which was granted.
The question which it becomes necessary for us to decide is
It was incumbent upon Lowry, in order to entitle him to a writ of mandamus, to show that he had a clear right of appeal under the statutes relating to appeals in interference cases. Ex parte Cutting 94 U. S. 14, 24 L. ed. 49.
The sections of the statute and the rules of the Patent Office, which are to be considered in disposing of this appeal, are sections 482, 483, 4904, and 4909, and rules 122 and 124. These read as follows:
“Sec. 482. The Examiners-in-Chief shall be persons of competent legal knowledge and scientific ability, whose duty it shall be, on the written petition of the appellant, to revise and determine upon the validity of the adverse decisions of examiners upon applications for patents, and for reissues of patents, and in interference eases; and, when required by the Commissioner, they shall hear and report upon claims for extensions, and perform such other like duties as he may assign them.
“Sec. 483. The Commissioner of Patents, subject to the approval of the Secretary of the Interior, may from time to time establish regulations, not inconsistent with law, for the conduct of proceedings in the Patent Office.”
“Sec. 4909. Every applicant for a patent, or for the reissue of a patent, any of the claims of which have been twice rejected, and every party to an interference, may appeal from the decision of the primary examiner, or of the examiner in charge of interferences in such case, to the board of Examiners-in-Chief, having once paid the fee for such appeal.”
“122. Motions to dissolve an interference upon the ground that no interference in fact exists, or that there has been such irregularity in declaring the same as will preclude a proper determination of the question of priority, or which deny the patentability of an applicant’s claim, or his right to make the claim, should, if possible, be made not later than the twentieth day after the statements of the parties have been received and approved. Such motions, and all motions of a similar character, should be accompanied by a motion to transmit the same to the primary examiner, and such motion to transmit should be noticed for hearing upon a day certain before the Examiner of Interferences. When in proper form, the motion presented will be transmitted by the Examiner of Interferences, with the files and papers, to the proper primary examiner for his determination, who will thereupon fix a day certain when the said motion will be heard before him upon the merits, and give notice thereof to all the parties. If a stay of proceedings be desired, a motion therefor should accompany the motion for transmission.”
“124. Appeal may be taken directly to the Commissioner
“From a decision of the primary examiner affirming the patentability of the claim, or the applicant’s right to make the same, no appeal can be taken.”
It will be helpful, in determining the question, to consider the history of the legislation relating to interferences and the rules promulgated from time to time by the Commissioner of Patents. Congress, as early as 1793, recognizing the likelihood of two or more different parties claiming a prior inventorship of the same invention, and the necessity of providing for a determination of such question, made provision therefor, which in some form or other has continued to this day. The patent act of 1793 provided that, in case of interfering applications, the same should be submitted to three arbitrators, the decision of a majority of whom should be final as far as related to the grant of a patent. This provision remained in force until the patent act of 1836. This act created the Patent Office and inaugurated the present examination system, based on novelty as well as usefulness.- Under the prior acts it may be stated that patents were granted without examination as to novelty, the only questions being considered were usefulness, importance, and the form of the papers. Section 8 of the act of 1836 provided for the determination of questions of priority of invention between, interfering applications and between such applications and unexpired patents. Here first appears the provision for bringing unexpired patents into interference proceedings. Of course the patent could not be recalled or revoked should the interference result in an award of priority to the applicant. The patentee could then, as now, bid defiance to the Patent- Office. All that could be done was to issue a patent to the applicant,
Erom the foregoing, it is apparent that interferences were instituted for the purpose of deciding the question of priority ■of invention, and for no other purpose, and it logically follows that the reviews or appeals provided were to be from the decisions awarding priority by the officer who was authorized to decide the question of priority in the first instance. Eor example, the act of 1836, in providing for appeals, expressly says that the .appeal is one from the decision on the question of priority. The .act of 1861 providing for the appointment of Examiners-in-Chief does not in words specify what the appeals in interference cases are to embrace, but manifestly they could only relate to the question of priority, as that was the only question for the determination of which the interference was instituted. When they came to pass upon the question of priority, they doubtless might pass upon such matters as were essential to the correct determination of that question. Neither the statute creating the board of Examiners-in-Chief, nor any other, provides for motions to dissolve, an interference for any reason after it was once declared, and, not providing for such motions, they do not provide for any appeals therefrom. In fact, motions to dissolve are not the creature of any statute, but of the rules of the Patent Office, and no provision, by Patent Office rules, for such motions, was made until many years after the statutes relating to interferences were enacted. Section 42 of the act of 1870, reenacted in 1874 and now in force and known as section 4904 of the Eevised Statutes, in line with the earlier statutes, provides for the institution of interferences for the sole purpose of
We cannot emphasize too strongly that, in our opinion, the statutes relating to interferences only provide that they shall be instituted for the sole purpose of determining priority of invention, and that it logically follows that appeals in such proceedings, so far as the statutes go, only provide for appeals from the decisions of priority. The Commissioner of Patents, under the authority given to regulate the proceedings in the Patent Office, is clothed with power to regulate all interlocutory proceedings in interference cases by rules not inconsistent with law. If he deems it wise to provide, after the interference has once been declared, for remanding the interference to the primary examiner for the purpose of an interlocutory hearing and determination of a motion to dissolve it for any reason which he considers may be in the interest of the public or- the parties, we take it that he has full power to do so, and that he may also provide that such motions may or may not in some or all respects be reviewed by the appellate tribunals of the Patent Office, and, in so doing, he is not thereby depriving any party of any statutory right to have all questions passed upon at final hearing, and on appeals therefrom, which are necessary for a correct determination of the question of priority, which is the sole question for which interferences are declared. If we find that, at the time of the enactment of section 4909, there was no provision, either in the statutes, or the rules of the Patent Office, for any such proceeding as a motion to dissolve, we fail to see how it can be assumed that Congress meant to provide for an appeal from the denial of a motion of so plainly an interlocutory character. It would be putting a forced construction upon the statute to so hold. If it be assumed that there is a legal right in a party to an interference, after it is once declared, to make an interlocutory motion for its dissolution before the final hearing on the question of priority, irrespec
We have stated in general terms that we find nothing in the statutes permitting an appeal in such interlocutory motions, but, before referring more particularly to the statutes in question, it will be well to examine the history of interlocutory motions to dissolve interferences, provision for which has, from time to time, been made by the rules of the Patent Office. The first provision in the rules relating to their dissolution because improperly declared is found in rule 58 of August 1, 1869, eight years after the creation of the board of Examiners-in-Ohief. This rule says:
“58. Cases of interference will, when the issue is made up and the testimony taken, be tried before an examiner specially detailed for that purpose. If an interference has been properly declared, it will not be dissolved without judgment of priority, founded upon the testimony or the written concession of one of the parties.”
It will be seen that this does not, except by inference, provide for a dissolution of an interference, and no ground is stated upon which a motion may be based, save the general one that it has been improperly declared, and no provision of any kind is made for an appeal from any order made after the decision of the motion.
The act of 1810 having provided for an examiner of interferences, provision was made in rule 59, of July 15, 1810,
“59. Oases of interference will, when the issue is made up and the testimony taken, be tried before the examiner in charge of interferences. If an .interference has been properly declared it will not be dissolved without judgment of priority, founded upon the testimony or the written concession of one of the parties, unless the invention is found not to be patentable, or to have been abandoned, or that it has been in public use for more than two years prior to the application of either party, or that no interference in fact exists.”
The last paragraph of this rule, as amended in 1871, contains the first express provision for an interlocutory motion for dissolution of an interference. It says: “A motion for a dissolution of an interference on the ground that it was improperly declared, if made before the taking of testimony, will be heard by the primary examiner who declared the interference.”
On September 1, 1873, the following clause was added to the rule: “Upon such hearing the primary examiner will recommend the granting or refusal of such motion, and the examiner in charge of interferences will order accordingly.”
The rule was changed April 1, 1875, so as to read as follows :
“59. An interference will not be declared until the subject-matter involved is decided to be patentable. If, after being declared, it is found that no interference in fact exists, or that there has been such irregularity in declaring the same as will preclude the proper determination of the question of right between the parties, it will be dissolved, and an appeal may be taken to the Commissioner in person.”
It will be seen that here first is made any provision for an appeal from the decision of the interlocutory proceeding, and such appeal was allowed to the Commissioner in person.
November 1, 1876, the phraseology of this rule was changed in matters not material to the question under consideration, and the following clause added to it: “But, if the examiner should decide that the subject-matter is not patentable in view of the
“116. Motions to dissolve an interference, which deny the patentability of an applicant’s claim, or his right to make the claim, will be submitted to the Examiner of Interferences before the day fixed for filing the statements provided for in rules 97, 101, and 102, and will be transmitted by him, with the files and papers, to the primary examiner, who will take jurisdiction of the case for the determination of such motions, and will return the files and papers to the Examiner of Interferences, with his decision, at the expiration of the time limited for appeal, if no appeal shall have been taken, or sooner if the party entitled to appeal shall file a waiver in writing of his right of appeal; and such decision will be binding on the Examiner of Interferences unless revised or modified on appeal. Erom a decision of the primary examiner on such motion, denying the patentability of a claim or the right of an applicant to make it, an appeal may be taken ex parte to the Examiners-in-Ohief; but from his decision affirming its patentability or the applicant’s right no appeal can be taken.
“117. Motions to dissolve an interference upon the ground that no interference in fact exists, or that there has been such irregularity in declaring the same as will preclude the proper determination of the question of priority between the parties, and all other lawfxxl motions except those mentioned in rule 116, will be made before the tribunal having jurisdiction at the time.
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“118. Appeal may be taken directly to the Commissioner from decisions on all motions, except motions to dissolve interferences denying the patentability of applicants’ claims or their right to make the claims, and other lawful motions involving the merits of the case, which, when appealable, may be appealed to the board of Examiners-in-Chief (see rules 116, 141).”
Here first appears provision for an interlocutory motion to
It is urged on behalf of appellees that rule 55 of July 15,1870^ and rule 55 of 1871 (the latter when read in the light of rule 48 of the same date), provided for appeals to the Examiners-in-Chief from decisions on interlocutory motions for the dissolution of interferences. These rules are as follows:
“55. In cases of interference, parties have the same remedy by appeal as other applicants,—to the Examiners-in-Ohief and to the Commissioner; but no appeal lies in such cases from the decision of the Commissioner. Appeals in interference cases should be accompanied by a brief statement of the reasons thereof.”
“55. In cases of interference appeals may be taken to
“48. In cases of interference parties bave the same remedy by appeal to tbe Examiners-in-Cbief and to the Commissioner as in ex parte cases; but no appeal lies in sucb cases from tbe decision of tbe Commissioner.”
We do not so read them, because at the time of their promulgation there were in force no rules providing for sucb motions, and, secondly, because tbe statute of 1870, relating to appeals, provides that tbe appeals in interference were only from final decisions awarding priority.
Nor, as we bave said, can authority for appeals in sucb matters to tbe Examiners-in-Chief be predicated upon tbe clause of rule 59 of 1875. Tbe 1877 rule 59 is, in respect to appeals, very similar to that of 1875, but counsel for appellees seem to bave overlooked that rule and considered rule 59 of 1877 as a new rule. They bave not quite correctly quoted rule 59 of 1877. But both rules give tbe right of appeal, not to tbe Examiners-in-Cbief, but to tbe Commissioner; and it will be remembered that at this date no provision was made in tbe rules for interlocutory motions to dissolve interferences on tbe ground that a party to it bad not tbe right to make tbe interfering claim.
While we recognize the rule, as laid down in Houghton v. Payne, 194 U. S. 88, 48 L. ed. 888, 24 Sup. Ct. Rep. 590, and in other decisions of tbe supreme court, that, if a practice is contrary to law, it is not made lawful by tbe practice of a department for a long period of time, yet due regard should be given to a practice which admittedly has prevailed for more than twenty-five years in proceedings of a judicial character, even should there be a reasonable doubt in tbe mind of tbe court as to tbe proper construction to be placed upon a statute. Tbe Supreme Court said, in Bate Refrigerating Co. v. Sulzberger, 157 U. S. 1, 39 L. ed. 601, 15 Sup. Ct. Rep. 508:
“If the statute be not so explicit as to preclude construction; if, upon applying to it tbe established rules of interpretation; if, looking at it in tbe light of previous legislation on tbe subject,
With such light as is afforded from a consideration of prior statutes and the rules made by the Commissioner of Patents under statutory authority, we will more fully consider section 4909, which is the same as section 46 of the act of July 8, 1870. Provision was first made for a board of Examiners-in-Ohief by section 2 of the act of March 2, 1861. That section provided that the duty of the board was, “on the 'written petition of the applicant for that purpose being filed, to revise and determine upon the validity of decisions made by examiners when adverse to the grant of letters patent, and also to revise and determine, in like manner, upon the validity of the decisions of examiners in interference cases” [12 Stat. at L. 246, chap. 88], etc. Manifestly, the appellate power to revise the decision o.f examiners in interference cases referred to such decisions as examiners then had the power to make in such proceedings, and we are not referred to any statute or Patent Office rule, nor have we been able to discover any such statute or rule, which gave to the examiners any question for them to decide but that of priority. There was at that time no statutory authority lodged in examiners to decide interference cases, but, as the business of the Patent Office increased, it became necessary for the Commissioner of Patents to delegate more and more of his duties to his assistants; but no statutory authority is shown to have been given to the Commissioner at this time to decide more than the question of priority of invention. Undoubtedly it was within his power and his duty, in deciding that question, to examine and decide all ancillary matters necessary to the correct determination of the main question; and, when he delegated his authority in interference cases, so far as he could, to his assistants,' it is fair to presume that such ancillary questions, if necessary to the decision of the question of priority, could be examined and decided by them. But it by no means follows that such ancillary questions were to be decided by him, or them, in advance of the de
“Sec. 4909. Every applicant for a patent, or for the reissue of a patent, any of the claims of which have been twice rejected, and every party to an interference, may appeal from the decision of the primary examiner, or of the examiner in charge of interferences in such case, to the board of Examiners-in-Chief, having once paid the fee for such appeal.”
In the light of the previous statutes, we think that the proper construction to be placed on this section is as though it read, every applicant for a patent, or for the reissue of a patent, any of the claims of which have been twice rejected, may appeal from the decision of the primary examiner, and every party to an interference may appeal from the decision of the examiner in charge of interferences in such case, to the board of Examiners-in-Chief. In other words, to abbreviate and make the section more succinct, the words “may appeal from the decision” were used but once, but we think that thereby clearness was sacrificed for brevity. We are also of the opinion that the decisions relating to interferences, referred to in sections 482, 4904, and 4909 of the Nevised Statutes, from which appeals are allowed to the Examiners-in-Chief and from them to the Commissioner of Patents, are final decisions, and not such as are made in interlocutory matters which do not of themselves preclude and
The act of 1893, which created this court, provides that “any party aggrieved by a decision of the Commissioner of Patents in any interference case may appeal therefrom to said court of appeals.” [27 Stat. at L. 436, chap. 74, § 9, U. S. Comp. Stat. 1901, p. 3391.] We have construed that clause to refer only to final decisions by the Commissioner in interference cases, and have refused to take jurisdiction and decide interlocutory questions sought to be brought before us on appeal in advance of an appeal taken in such cases to review a final decision awarding priority of invention. As we said in Westinghouse v. Duncan, 2 App. D. C. 131, in referring to appeals allowed by the statute, “the terms of the statute should receive a reasonable interpretation, and be so construed as to avoid multiplying litigation or producing unnecessary delay and expense to the parties concerned, and to prevent, so far as possible, embarrassment and hindrance to the proceedings in the Patent Office.” We think this reasoning applies equally to appeals in the Patent Office in interlocutory proceedings in interferences. There should be some limit on appeals, for where three millions of dollars have been invested, as stated in this case, by the party holding the patent, there is every incentive to prolong the proceedings until the expiration of the patent, and, if then the applicant is successful, it means a second patent for seventeen years, and the public, instead of paying tribute for seventeen years, will have had a patent monopoly existing for twice that period, or for a goodly portion of it.
The power to decide the question of priority, which is the sole question for which interferences were provided, as shown by a reading of every statute on the subject enacted from 1793 down to the present time, having been transferred from the examiners generally to the particular examiner designated as the Examiner of Interferences, it became necessary to transfer this right of appeal in interferences from the decisions of such examiners to the Examiner of Interferences. It was not, as an examination of the rules of the Patent Office has shown, until
The right of a party to make the claim of an interference is not finally determined by the decision of the examiner on a motion for a dissolution. This is clearly shown by rule 126 of the Patent Office under which the Examiner of Interferences or the Examiners-in-Chief before or on deciding the question of priority are authorized to call the attention of the Commissioner to the fact that no interference exists, or that there is a statutory bar to the grant of a patent, etc.; whereupon the interference may be remanded to the primary examiner for examination and decision. Appeals are allowed from his decision as in other cases. It is not necessary in this proceeding to construe this rule, or to pass upon the question whether the lack of a right of the party to an interference to make a claim
We are clearly of the opinion that the court below erred in granting the petition for the writ of mandamus. Our reasons, summarized, axe these: That a motion to dissolve an interference before the final hearing of the question of priority, and before the case is ready for such hearing, is an interlocutory proceeding, and is not appealable unless made so by statute or rule of court; that no statute, and, more specifically stated, neither sections 482, 4904, or 4909 of the Revised Statutes, nor any rule of the Patent Office made by the Commissioner, gives the right of appeal to the Examiners-in-Chief from decisions made by the principal examiners on the hearing of a motion to dissolve, holding that a party has the right to make the claim which is the issue of an interference; that, where the statute gives the right of appeal in interferences from decisions of any officer of original jurisdiction, it means final decisions; that the right to such an appeal should be clear, and that if there is any doubt, although we believe there be none, as to the construction of the statutes claimed to confer the right, such doubt should be resolved in favor of the long established and acquiesced-in practice of the Patent Office, which we believe is in the interest of interferants; that the provision for interlocutory motions to dissolve interferences is the creature of a rule, and not founded on statutory enactment, and that a party to an interference is not deprived of any statutory right to an appeal by reason of the rules not providing
The relators, not having shown that they have a clear right of appeal which has been denied, are not entitled to the writ of mandamus, and therefore the court below erred in granting the order of January 14, 1905, awarding a writ of mandamus directing the Commissioner of Patents to direct the Examiners-in-Ohief to reinstate and take jurisdiction of Lowry’s appeal and to entertain and consider the merits thereof, and to decide the same upon the merits. It follows that the order granting the writ of mandamus should be reversed, with costs, with directions to discharge the rule to show cause and to dismiss the petition. It is so ordered. Reversed.
A writ of error to the Supreme Court of the United States was allowed June 6, 1905.