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Allen v. Superior Court
557 P.2d 65
Cal.
1976
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*1 No. 23399. Dec. [S.F. 1976.] ALLEN, Petitioner,

CHARLES THE COUNTY, SUPERIOR COURT OF ALAMEDA Rеspondent; PEOPLE, THE Real In Interest. Party

Counsel Defender, C. Public Wood Michael G.

James N. Hooley, Gary Gordon, Defenders, Assistant Public for Petitioner. behalf of Curiae on as Amici and R. & Warner Jay Engel

Engel Petitioner. Winkler, Chief Assistant General, R. Jack J.

Evelle Attorney Younger, General, O’Brien, Assistant General, P. Edward Attorney Attorney Granucci, Robert R. A. Reardon E. Deraid Timothy Granberg, Real General, and for Party Attorneys Respondent Deputy Interest. Peter C. Miller, Jr., (San District

Edwin L. Attorney Diego), Curiae on behalf of Real Lehman, District as Amici Attorney, Deputy in Interest. Party

Opinion to restrain a writ of WRIGHT, C. J.Charles Allen seeks prohibition disclosure of an order court from enforcing compelling respondent in criminal defense witnesses names of proceedings pending prоspective trial of On the set for commencement him. petitioner’s day and own motion ordered both court on its People respondent The court of their witnesses. disclose the names to prospective petitioner to ascertain would be read to that those names intended potential jurors witnesses. with such them was whether prospective any acquainted to those would not be described counsel that named court advised The court also witnesses. defense or as proposed jurors the defense named individual from any contacting enjoin the course disclosed was otherwise the name of such during until person of his reveal the names Petitioner refused to of the trial. prospective relief. the instant sought that the disclosure Petitioner contends foregoing sought by He also self-incrimination. his constitutional would violate right against innovation as instant that such a alternative urges procedural introduced, all, the considered order should be if at judgment only upon the court erred We have concluded that ordering Legislature. witnesses, issue our and herewith disclosure of prospective writ of prohibition. peremptory contention alternative we

Preliminarily, dispose petitioner’s within a innovation the instant order constitutes solely procedural Court discretion of the Reynolds Legislature. 12 Cal.3d In we 45].) Cal.Rptr. Reynolds created We concluded confronted notice-of-alibi judicially procedure. the intricate state federal constitutional given questions it to refrain was this court from the creation presented preferable fiat. Under notice-of-alibi procedure by judicial comprehensive it better for this court circumstances we considered “far pass if document and when on an necessary, integrated judgment, legislative than on our own conditional decree ....” (Id., court’s disclosure order does not The instant review of respondent federal state constitutional issues discussed at present complex On the we consider our in Reynolds. contrary, opinion length Prudhomme the constitutional issue raised herein.

P.2d be dispositive 673] are not to exercise the restraint Consequently, compelled appropriate We thus alternative contention. Reynolds. reject petitioner’s *5 In we that Prudhomme concluded element principal whether a disclosure should be allowed is determining compelled “whether thereof disclosure conceivably might lighten prosecution’s burden of its case in chief.” at We observed that “in 326.) (Id., proving p. it claim of the trial must find that clearly ruling upon privilege, from a consideration of all the circumstances in the case an appears to the have a answer cannot tendency question possibly challenged at 326.) incriminate the witness. (Id., [Citations.]” curiae, that Prudhomme is not in The and amicus arguing People decisions, with United States Court accord urge Supreme subsequent we reexamine our therein. holding in direct States United are no decisions Supreme There the trend of Nevertheless, are mindful that with Prudhomme. conflict decisions on court’s compelled the federal questions high our consistent with is not interpreta- wholly States v. United self-incrimination. tion of privilege against 141, Williams L.Ed.2d 95 S.Ct. 2160]; 422 U.S. 225 Nobles (1975) 90 S.Ct. 1893].)1 399 U.S. 78 Florida self- Petitioner’s claim of a violation of his privilege against the Fifth and Fourteenth Amendments as well incrimination is based on I, Const., It art. is 15.) as state constitutional (Cal. § grounds. is “a document of force” established that our Constitution independent 360, 545 P.2d Disbrow 16 Cal.3d Cal.Rptr. (People 13 Cal.3d 549-550 v. Brisendine (1975) 272]; People court, this informed construction is left to “whose 1099]), United States Court’s untrammeled but reading federal (Reynolds provisions. [Citations.]” parallel 834, 842.) 12 Cal.3d this court on record we noted that “Prudhomme In Reynolds put self- more solicitous of as privilege against considerably being We federal law (Id., incrimination than currently requires.” of the that solicitude and affirm the continued maintain vitality stringent set for the standards forth Prudhomme protection 15. self-incrimination as embodied in article section amici further contend that the state interest a trial an unbiased of a jury securing avoiding possibility trial is sufficient to the limited disclosure at time of trial disrupted permit which defendant intends to information disclose during subsequently the trial. This test which the state’s proposition suggests balancing in the interest is offset accused’s interest may weighed against The Prudhomme standard leaves no room for a risk of self-incrimination. *6 com of interests. That standard balancing plainly proscribes the defense disclosures which “conceivably might lighten prosecu pelled its case in chief.” (Prudhomme tion’s burden proving 320, 326; order which italics A disclosure added.) Cal.3d to meet that standard is fails constitutionally impermissible. ‍‌‌​​​​​​‌‌‌‌​‌​​​​​‌​‌​‌​​‌​​‌‌​‌​​​‌​​‌‌‌‌‌‌‌​‌‍a trial the is and consequently upheld 1In Nobles the cоurt held that privilege personal, report to disclose of a defense investigator’s court order defendant portions compelling Florida court a witnesses. In Williams the upheld of statements taken from prosecution constitutional bar there would be no

notice-of-alibi statute stressing the unanticipated presentation a continuance granted following prosecutor’s being alibi evidence. be . . . Persons not ... may in 2Article section pertinent part: provides “[11] themselves----” criminal cause to be a witness against in a compelled should not be construed as Our conclusion this regard noted, the state It should be interests. demeaning importance hоwever, interests be other measures not that these served may likely self-incrimination. For infringe upon privilege against example names of the be read to the prospective might jurors prior of counsel of trial the absence both or alternate be parties, jurors may to substitute for whose with a witness is designated any juror relationship made known when such witness is called trial. In case where during any a is indicated which a conflict or bias voir relationship suggests possible dire would be feasible without the disclosure to the untimely prosecution of the names of defense witnesses. prospective

It of no is that while Prudhomme involved a trial significance order disсlosure to the of the discovery requiring prosecution names, witnesses, addresses and of defense expected testimony instant order arose sua and was not initiated motion sponte forbids disclosures...” discovery. prosecutorial compelled “[T]he form which added) at italics (id., regardless Thus, order must be takes. court’s compulsion propriety determined under the test articulated Prudhomme.3 below, that test to the order of the court we find that it Applying does not that the disclosure to be cannot clearly sought appear compelled have a to incriminate The trial did possibly tendency petitioner. judge not make the careful which we mandаted in Prudhomme. inquiry Moreover, the fact that would be contacting enjoined .from were defense witnesses until their names otherwise revealed would not of other matters names of investigation suggested by preclude noted; In Prudhomme we “It no effort or witnesses.4 requires great with while the instant discovery, that Prudhomme dealt pretrial 3It is also irrelevant Prudhomme, Bradshaw v. case to trial. In companion case involves 680], rejected which disclosure of witnesses within of a required defense portion hours “If the evidence incriminate use. We observed that might possibly expected it at its actual use at to disclose time any cannot be prior they compelled petitioners, (Id., fn. trial.” at p. accused, 4For if the defense witnesses are friends or relatives of an identified example, defense; if the defense of can an alibi officers anticipate police can be The trial of the instant order no entrapment projected. judge’s qualification *7 from the of the witnesses designated way investigating background prevents details friends Such reveal the may or their or acquaintances. investigation questioning defenses, the alibi or other or other evidence useful yield prosecution may statements, witnesses, evidence of inconsistent and admissible including impeachment witnesses. instances of misconduct by specific prоspective to conceive of a of situations wherein the disclosure variety imagination of defense or even their and names testimony expected addresses, could link in a an essential chain evidence easily provide case in chief.” (Prudhomme underlying prosecution’s Superior 326; 2 Cal.3d italics added.) possibility self-incrimination in no is measure diminished omission by in the addresses instant order since names lead directly easily addresses. conclude, therefore,

We that the disclosure order of respondent fails to the standards established in Prudhomme to secure the satisfy self-incrimination as set forth article section 15 of against the California Constitution.

Let a writ of issue peremptory prohibition restraining respondent court from herein. disclosure enforcing challenged

Tobriner, J., Mosk, J., concurred. SULLIVAN, J . I concur under of Prudhomme v. compulsion Court Cal.3d 320 466 P.2d I did 673], [85 Cal.Rptr. not with the rationale of the agree Prudhomme (see Cal.3d majority at 328), of the view that such rationale being from derogates constitutional of the accused and him to rights compels provide information before the has made its case him. This against rationale, which to have been on based the state as well as the appears federal Constitutions (see Cal.3d fn. 4 and especially test for the text), the constitu accompanying provides disposition tional issue in the case. While I am in accord with the present majority’s here, conclusion I would that it not be reached prefer Prudhomme standards but I that we are bound recognize presently case. dissent, RICHARDSON, J.I finding my position respectfully lies at that of the this case between midway majority point roughly hand, that of the dissent. On the one reaffirm the strict majority Court standard Prudhomme imposed by and, recent 673], disregarding important federal rest their decision exclusively holdings, upon self-incrimination clause of the Constitution. On the other California hand, the dissent would overrule Prudhomme and embrace outright *8 Court in v. Florida

conclusions of the United States Williams Supreme v. U.S. 78 L.Ed.2d 90 S.Ct. and United States 1893], 422 U.S. 225 L.Ed.2d 95 S.Ct. decisions 2160], Nobles (1975) the United States the self-incrimination clause of which interpret Constitution. view, there are no answers to

In easy thorny my questions posed of the interests of the herein. the most careful balancing Only respective defendant, and the courts will enable us to chart a wise the prosecution strictures of Prudhomme and course between rigid prudent I in Williams/Nobles. new announced suggest principles expansive troublesome and more extended of this neéd for a somewhat analysis Prudhomme indeed afford issue. satisfactory may Although complex solution, a serious and we should test thoughtful premise in of the reconsideration of that case very light subsequent Court. of the United States holdings Supreme significant in Prud- dissent, we were in the As persuaded carefully explained of Jones retreat from the broader homme to implications A.L.R.2d 58 Cal.2d 56 Court (1962) law since in “certain 1213], by developments [federal] significant 2 Cal.3d at 323.) . . . Jones .” (Prudhomme supra, trend, the federal what then to be adopted Relying upon appeared Prudhomme a cautious prosecutorial approach question should be denied if determined that all such any discovery discovery at of self-incrimination existed. (Id., risk possible filed, States Prudhomme was the United Within a few weeks after Florida, 78, which, U.S. Court decided Williams supra, 399 statute. With two, “notice-of-alibi” of six to Florida’s a vote upheld in Williams court high general,, respect prosecutorial itself interest “obvious and noted state’s protecting ‍‌‌​​​​​​‌‌‌‌​‌​​​​​‌​‌​‌​​‌​​‌‌​‌​​​‌​​‌‌‌‌‌‌‌​‌‍legitimate” trial,” the “The defense.” an “eleventh-hour adversary system itself; observed, it is not “is an end game court then yet poker hardly their cards to conceal absolute an in which always right enjoy players at 81-82, fn. omitted until (Williams, pp. played.” or not to a free choice whether Since a defendant has rely 449-450].) pp. defense, of facts advance disclosure an alibi concerning upon within the be considered cannot meaning “compelled” reasoned, most, At Fifth Amendment. pretrial high disclosure of defendant’s rule accelerates merely timing

529 at 85-86 to (Id., he has chosеn information divulge. pp. already at 452-453].) L.Ed.2d pp. Nobles, Williams, States v. the Court in United

Following Supreme 422 be U.S. held that a defendant could unanimously required chief, furnish case in with to the after of the prosecution, completion relevant of an statements made portions investigator’s report containing court that the witnesses. The reasoned by prosecution high privilege ” one,’ “is ‘intimate which self-incrimination an and against personal “ that incrimin ‘adheres not information may basically person, ” him.’ 233 at Since at ate (Id., 150-151].) pp. report [45 L.Ed.2d witnesses, third issue contained statements of party only self-incrimination was held to be inapplicable. rule in The “acceleration” enunciated Williams “personal of Nobles would clearly prosecutorial privilege” reasoning permit not under the strict in certain instances where it is available Therefore, our Prudhomme standard. to the extent that -assessment Prudhomme, determined of the federal law the outcome in rationale case and its undercut. indeed have been severely validity manifestly 570, 575, v. Hass U.S. Oregon S.Ct. Its federal Prudhomme has 1215].) sheared away, underpinnings now become a rule in search of a reason. weakness, this structural believe that .sensing majority, foundation, it

California Constitution a new and as supplies sturdy self-incrimination art. (in contains 15) § guarantee against compelled Fifth idеntical to that of the Amendment language substantially elaboration, to, I without self-incrimination clause. adhere and reexpress circumstances or the view in the absence of strong countervailing reasons, “. . we should demonstrable . defer leadership policy identical the nation’s in its nearly interpretation highest to create echelon constitutional rather than separate attempt language, . . . .” v. Disbrow (1976) of state constitutional interpretations (People dis. 272], opn. not Richardson, reason, but For this I am J.) disappointed, surprised, Nobles, retain Williams and herein flatly reject majority Prudhomme, or evalua- of critical form without analysis any attempting I do of these cases. merits of either or tion of implications respective which ourselves think, the Prudhomme rule not blindly repeating understood were on what we then “developments posited large part law,” that we can or should so these very blithely ignore [federal] recent decisions of the United States one them unanimous court in the land. opinion highest *10 disturbed,

I am however, the treatment which the equally cursory afford our own California law. At the time the majority Prudhomme rule was we we had no reasonable alternative adopted, federal thought under law. It is now clear that available; alternatives are but the majority decline even to consider thеm. choose inexplicably to lift They simply Prudhomme from its federal foundations and resettle it on the crumbling sheltered of the California Constitution without ground the considering nontestimonial nature of the material arguably (see sought California 402 U.S. 424 Byers (1971) L.Ed.2d 91 S.Ct. 1535]; Fisher v. United States 425 (1976) 96 S.Ct. 1569]), without U.S. discussion, or indeed but analysis, policy an exposition anything of avowal “solicitude ... the for unamplified protection as self-incrimination embodied in 15.” article section (Ante, p. I the that of respectfully suggest problem prosecutorial discovery deserves a and deliberative thoughtful explication.

I the do not advocate that Prudhomme be overruled and necessarily Indeed, federal in its be entirety. might persuaded, approach adopted issues, the wiser course in after a careful consideration of that this instance is to adhere to a standard more restrictive than the relatively broad of am the federal cases. I not as confident as Williams sweep instance, that the is necessari- defense disclosures majority, timing matter, an nor am I convinced ly inconsequential propriety defendant, Nobles, a as in to make compelling pretrial do; however, information that he does not I intend to use trial. which, advocate a reexamination of a rule as judicial majority it, will bar all interpret effectively discovery. prosecution (Today’s decision even those few cases in which implicitly disapproves appellate some limited been see has prosecutorial discovery permitted; People 13]; Wiley Ayers Cal.App.3d Cal.Rptr. a The 283].) Cal.App.3d possibility middle should at least be and both the course and the ground explored, result of that described. inquiry openly

The case a before us factual matrix well to such very presents adapted an The trial court’s order on analysis. required petitioner produce, trial, the date set for list a of defense witnesses. The names disclosed with those of were then to be intermixed prosecution connection determine if entire list rеad any jury disqualifying witness, and a existed between delay thereby juror avoiding of such attendant disqualifica- disruption upon subsequent with one order a second tion. trial offered to initial judge couple before defense witness from any contacting prohibiting was to the stand. that witness called actually

First, no claim that clear advanced it is from record petitioner existed; of incrimination he actual and substantial any possibility it a form of on the sole that was effect challenged ground Prudhomme. Prud- and as such was barred by *11 prosecution that the the burden of homme trial “determining upon judge places in the case before him it under the facts and circumstances clearly that to defendant.” disclosure cannot tend incriminate appears possibly (Prudhomme v. 2 Cal.3d at italics added.) the trial court is difficult The task in such a situation imposed upon or at best. It not have to should enough speculate hypothesize. however, I have

Even it were in if to indulge necessary conjecture, self-incrimination. the facts of this case risk of difficulty finding any facts he The effect of the was to to disclose orders only require petitioner The make a or two intended to within day anyway. prosecution public available to such new information as be was might permitted gamer the case in defense after state’s about the witnesses only completion could at chief. Advance the names of prospective the with the barest indication of most the prosecution potential provide the names of defenses. For a list of witnesses containing example, an It on relatives alibi defense. friends or may, might petitioner’s suggest hand, evidence. Names of other routine character only police signal officers that to might petitioner planned entrapment—an suggest plead so would have any argument predictable prudent prosecutor if the could for it facts arrest surrounding anticipated prepared such an possibly support interpretation. conceivable, cоurse,

It is had located an petitioner eyewitness, as unknown to whose was testimony yet prosecution, generally but to favorable defense enough perhaps equivocal supply a with lead or fruitful line of (Petitioner inquiiy. suggest prosecution circumstances, Even herein no such under such assertion.) made unlikely here could have created with the issue hardly compliance risk. substantial At the district would any request, petitioner’s attorney have been barred order from or even by parallel questioning contacting defense witness who not had been called to the stand. Thus the any yet alibi, would have learned the substance of the the basis prosecutor evidеnce, nature of entrapment argument, eyewitness’ same and at the time he same would have if there had precisely way been no disclosure order—from the of defense ‍‌‌​​​​​​‌‌‌‌​‌​​​​​‌​‌​‌​​‌​​‌‌​‌​​​‌​​‌‌‌‌‌‌‌​‌‍witnesses when lips true, the stand. The it on is would a few testifying prosecution, gain additional which to (as from days investigate distinguished question- witnesses, and to accumulate material ing) potential bearing on for I see generally credibility impeachment purposes. nothing wrong with this. The alternative is either to a continuance to the grant with resultant or to force the prosecution delay evidence; without the benefit of proceed potential impeaching conduct of a trial is a search for the truth. The state’s ultimate burden of evidence sufficient conviction is.in no producing way lightened. We need not the basic Prudhomme repudiate principle uphold case, disclosure order this when even freest little speculation yields fear however, of self-incrimination. The not support any majority, *12 hold that case is only inconsistent with article present 15, reflex, section but a rule of unlimited “The pronounce, by extremity: (Ante, Prudhomme standard no leaves room for a of interests.” balancing 525.) this Under sweeping, all-encompassing pronouncement, evidently risk, remote, no matter how how any free-floating hypothetical tenuously case, relаted to the facts of the will bar all particular prosecutorial This neither nor is wise discovery. approach necessary.

We insisted so fixed and a We have not previously upon rigid posture. of of have some limited interests even the context permitted weighing crucial First Amendment when the state’s interest is both rights activities, and the effect on is and compelling, protected legitimate v. ex rel. Busch Room (See comparatively slight. People Projection 42, 328, 17 51-53 Theater Cal.3d 550 (1976) P.2d 600]; Cal.Rptr. [130 331, 468, Diamond v. Bland 11 Cal.3d 334 521 (1974) P.2d Cal.Rptr. [113 138, v. Court 10 460]; Cal.3d 148-150 (1973) Municipal [109 Braxton 767, 897, P.2d In re 1 697]; 514 Bushman Cal.3d 773 (1970) Cal.Rptr. [83 375, 463 P.2d L. A. v. L. 727]; Teachers Union A. Bd. Cal.Rptr. City of 551, 723, Ed. 71 Cal.2d 558 455 (1969) P.2d 827].) Cal.Rptr. [78 Moreover, several statutes mandate at some least actually balancing state interests a defendant’s not to himself: incriminate

533 accidents that cause involved in automobile drivers example, or are stop identify damage required injury personal property criminal themselves, charges danger potential subsequent despite 424; U.S. 20002; v. 402 Code, see Byers, (Veh. supra, §§ California v. 712 438]; re A. (1971) In Carlos Cal.Rptr. People Cal.App.3d [93 must a defendant 415]); Bammes (1968) Cal.Rptr. Cal.App.2d Code, 1016); (Pen. an § notice of advance insanity give be defendant undergo certain circumstances a under may compelled be examination, which will admissible results of psychiatric Cal.2d 135 Combes Code, 1027; (1961)56 see evidence (Pen. § addition, Court P.2d In 4]). Reynolds Superior Cal.Rptr. 437, 528 P.2d we left 45], 12 Cal.3d 834 expressly Cal.Rptr. statute, should the notice-of-alibi Legislature possibility open one, on constitutional would withstand a choose to enact challenge too extreme. The staked out is by majority grounds. position It of liberal be said that may fairly pioneered development rules the defendant. Hill v. discovery by P.2d cited.) 816-817 It cases 1353]

is ironic that now turn their backs modem trend majority upon toward even a without full or limited either fair prosecutorial discovery of the discussion alternatives. Sometime former Chief Justice ago reminded us that since serves “. . . Traynor discovery, promote . . . not ascertainment tmth should be a orderly procedure [t]hat street.” 58 Cal.2d at (Jones one-way observation, barriers now this and erect artificial majority reject salutary on the assure that street. thereby two-way passage They preventing criminal ascertainment instead “orderly constituting *13 remains, effect, which one the tmth” the poker player—the game .. cards until to conceal. defendant—has “an absolute right always [his] Florida, 82 v. 399 U.S. L.Ed.2d at (Williams supra, p. [26 played.” 450].) I the writ. would deny mistake of J., correct the

CLARK, Dissenting. Candor requires 129, 2 466 v. Court Cal.3d 320 (1970) Prudhomme Cal.Rptr. [85 Superior P.2d 673], more court on record as

“'Prudhomme this considerably being put than federal law the self-incrimination solicitous of against privilege ” 525, Court v. (Ante, Reynolds quoting Superior currеntly requires.’ 834, 12 Cal.3d (1974) 528 P.2d Granted. 45].) But Cal.Rptr. [117 its was not intent. This court to conform intended clearly federal constitutional standard it the States United expected Court to announce in a then case before the court. pending high Court, v. (Prudhomme Cal.3d at This 323-325.) Superior supra, pp. was, course, court Florida’s expectation upheld disappointed; high statute the claim notice-of-alibi that it violated the accused’s against Fifth Amendment self-incrimination. v. (Williams privilege against Florida U.S. 78 L.Ed.2d 90 S.Ct. Lack of (1970) 1893].) is in error is not. prescience forgivable; By persistence reaffirming this Prudhomme court on record as more majority put being than solicitous of the California self-incrimination privilege against Jones Constitution—let alone federal law—requires. Cal.2d 56 96 A.L.R.2d (1962) Cal.Rptr.

1213].) to enforcement Prudhomme of a petitioner sought enjoin to her disclose discovery compelling attorney People names, addresses and she the witnesses intended expected testimony violate, to call at She trial. contended enforcement of the order would alia, inter her self-incrimination. The privilege against People responded that the order was under this court’s in Jones decisions proper 58 Cal.2d 56 and v. Pike 71 Cal.2d 595 672, 455 P.2d 776],

In Jones a defendant with moved for a charged rape successfully continuance on he would a defense of ground present impotence and wished to marshal evidence. The then supporting granted motion for names and of all addresses medical People’s discovery would who for the defendant and all doctors who had testify trial, treated the defendant of these doctors prior reports bearing on his claim to have impotence, X-rays alleged injuries caused his The Fifth Amendment not been made impotency. having yet the states 378 U.S. applicable by Malloy Hogan 653, 84 S.Ct. on the 1489], defendant’s constitutional attack order was on the based self-incrimination set forth in *14 article of 15) section the California Constitution. The (now § was to the extent that it the defendant to discovery upheld required disclose of call, thе names and addresses he intended to introduce, and the he medical intended to X-rays reports support his defense The order ‍‌‌​​​​​​‌‌‌‌​‌​​​​​‌​‌​‌​​‌​​‌‌​‌​​​‌​​‌‌‌‌‌‌‌​‌‍the defendant to impotence. compelling disclose this information did not violate his self- privilege against incrimination, reasoned, this court because simply requires peti- “[i]t tioner to disclose information that he will reveal at trial. shortly anyway” Cal.2d at (58 62.)

The “intent to disclose at trial” rationale articulated in Jones later led this court to order which was unrelated to approve pretrial discovery affirmative defense such as any particular or alibi and which impotence disclosure of the identities and required оf all expected testimony defense witnesses—the same information in Prudhomme. sought (People v. Pike 455 P.2d 776].)1 then did this court in Prudhomme restrain

Why enforcement of the same sort of order it had in Pike less than a discovery approved year before? The court, answer is that this out, as it turned read incorrectly, “certain in the law since Jones” as significant developments indicating orders of the sort involved in Pike and discovery Prudhomme were violative of the Fifth Amendment self-incrimination. privilege against Court, (Prudhomme 2 Cal.3d at 323-325.) pp.

Four law,” in the “significant federal, all of them developments were as for this court’s First, given grounds heart. change “[t]he is now an [against element of due self-incrimination] process protected stаte action Amendment, the Fourteenth federal stan- dards in state goverti 378 U.S. 1 proceedings (Malloy Hogan, Second, 84 S.Ct. 1489]).” United States rule of the Federal 16(c) Rules of Criminal Procedure promulgating in 1966 under its for limited rule-making power, provided evidence, but did not see fit to discovery authorize physical 1The Prudhomme court found neither Jones nor Pike “directly “Jones did controlling.” not state that a defendant-could be to disclose the names and required addresses of all "witnesses, without matter and regard subject possible nature incriminatory of their nor did involve an order testimony; Jones disclosure of the seeking ‘expected Pike, of defense testimony’ witnesses. no finding error in the prejudicial therein, order involved did not to еxtend purport permissible discovery beyond limits Jones, established in which (2 323.) Pike relied.” previously upon exclusively Cal.3d at p. The in Pike was stated in terms of error. “Was it query prejudiciál error to prejudicial defense counsel names and addresses and require defense witnesses?” supply expected testimony However, (71 Cal.2d at Pike on the distinguishing ground that it found no error in the order involved therein prejudicial that the appears imply or, least, order was found to be erroneous that that harmlessly was left question open. stated, contrary to be case. The court without appears qualification, “Disclosing this information does not interfere with the defendant’s right freedоm from privacy, self-incrimination, or the lawyer-client (Id.) relationship.”

536 names, or witnesses. addresses testimony expected Third, “recent in the area of criminal cases demonstrate discovery increased concern an accused’s Fifth Amendment be not rights overlooked,” case cited one Cantillon v. Court (C.D. being Superior Cal. 305 304 in 1969) which the federal district court F.Supp. granted habeas to a annul order for the names of alibi corpus Fourth, the defendant intended to call at trial. “the States United Court certiorari Williams v. Florida (Fla. recently granted 224 So.2d which had Florida’s alibi statute App.) upheld against claim that it violated accused’s Fifth Amendment (Prud- rights.” homme v. 2 Cal.3d at 323-325.) pp. thеse factors in reverse to this court’s order: evident

Taking surprise, Florida’s notice-of-alibi rule was (Williams Florida (1970) upheld. U.S. 78 90 S.Ct. L.Ed.2d the then 1893].) unbroken line Noting [26 of decisions notice-of-alibi L.Ed.2d (id. upholding procedures at p. at 450-451]), concession that there pp. stressing petitioner’s would be no constitutional bar prosecution’s being granted evidence, continuance of alibi following unanticipated presentation which continuance would allow the to seek out evidence at rebuttal alibi evidence 85-86 L.Ed.2d at (id. presented pp. court concluded that the state could 452-453]), constitution high pp. avoid the of such necessity ally disruption requiring pretrial of an alibi defеnse and the that the identities of alibi witnesses. Noting Jones, cases, in addition cited to notice-of-alibi Black in Justice majority dissent that the court had in its charged “adopt[ed] entirety” “theory” of Jones. L.Ed.2d at (Id. 484].) Williams, court’s decision in the Court of

Following high Appeals Ninth Circuit remanded Cantillon the district court in light that case. Cir. F.2d (Cantillon 1971) (9th

Then, 12.1, rule notice-of-alibi was added provision, Federal Rules of Criminal Procedure.

Prudhomme’s self- remaining ground—that privilege [against “[t]he is now an element of due state process protected incrimination] Amendment, action the Fourteenth federal standards govern state now be seen to decision. proceedings”—can require overruling 570, 575, 420 U.S. Hass Oregon S.Ct. 1215].)

537 case, court, In case what after this majority disappointed they to be the conservatism United States increasing Supreme. perceive Court, have from the to the California Constitu- shifted federal ground 528, tion. v. 13 Brisendine Cal.3d 553-558 (1975) People [119 315, J., P.2d v. Norman (Burke, Cal.Rptr. dissenting); People 1099] 929, 109, J., 940-942 (1975) Cal.3d 538 P.2d (Clark, Cal.Rptr. [123 237] 943, v. Cal.3d (1975) dissenting); People Longwill Cal.Rptr. [123 297, J., 538 P.2d v. (Clark, Disbrow (1976) dissenting); People 753] 101, 117, 360, Cal.3d 118-121 545 P.2d (Richardson, Cal.Rptr. [127 272] J., 196, v. Maher 17 Cal.3d 204-205 (1976) dissenting); 508, J., 550 P.2d (Clark, see also Gee Cal.Rptr. dissenting); 1044] 571, Brown 14 Cal.3d (1975) 231, 576-577 536 P.2d Cal.Rptr. 1017] J., (Clark, United Farm Workers America dissenting); 14 Cal.3d (1975) 914-915 ‍‌‌​​​​​​‌‌‌‌​‌​​​​​‌​‌​‌​​‌​​‌‌​‌​​​‌​​‌‌‌‌‌‌‌​‌‍Cal.Rptr. 1237] J., (Richardson, 16 Cal.3d concurring); People Ramey 277-281 J., P.2d (Clark, dissenting).) 1333] court, courts, this like other state considered the state Previously, rarely Constitution when case could be decided undеr a provision parallel Therefore, federal Constitution. have been able to write majority their “new states’ decisions on clean If their slate. rights”2 relatively California Constitution find no in our interpretations support cases, However, Jones, neither are contradicted them. because they states, Fifth had Amendment not held been yet applicable was considered under the propriety prosecution discovery parallel of the California Constitution. provision (58 at p. By Williams, Jones, Prudhomme in the face of not also but reaffirming only reveal their “solicitude” for the majority conviction, self-incrimination is based on not constitutional personal principle.

I would writ. deny

McComb, J., concurred. 2Mosk, The New 10 J.Cal.L. Enforcement 81. States’ Rights

Case Details

Case Name: Allen v. Superior Court
Court Name: California Supreme Court
Date Published: Dec 13, 1976
Citation: 557 P.2d 65
Docket Number: S.F. 23399
Court Abbreviation: Cal.
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