21 S.E.2d 73 | Ga. | 1942
Lead Opinion
Rulings on law and practice relative to expression by judge, at trial on indictment for crime, of opinion as to what has been proved, or as to guilt of accused.
"2. When such violation by the trial-court judge, inhibited by the Code, § 81-1104, has occurred, is the assignment of error, as a matter of procedure, sufficiently presented to require review when the question of error has been raised for the first time in the motion for new trial, and when it further appears that there had been no antecedent motion or motions, at the time of the commission of the alleged error, to challenge such violation and invoke a ruling on which to base the assignment of error in the motion for new trial?
"3. If the answer by the Supreme Court to the second question is in the negative, is the motion to declare a mistrial the only motion which can and must be made at the time of the commission of the alleged error?
"4. If the answers by the Supreme Court to the second and third questions are in the negative, is it necessary that some appropriate motion (a motion to declare a mistrial or some other motion) be made at the time of the commission of the alleged error by the judge, in order to invoke a ruling on which to base an assignment of error in the motion for a new trial?
"5. If the answer by the Supreme Court to the fourth question is in the affirmative, that is, that some such appropriate motion must be made, and if the answer to the first question is in effect that the mandates of the statute (§ 81-1104) will require, because of such error, a reversal without regard to the existence of actual injury, then we submit the following question: Though a motion to declare a mistrial, always available to the complainant and ample to preserve all question of error, be not made, yet the complainant does make some other appropriate motion to challenge the error, and the court sustains that motion, will the complaining party be estopped further from complaining in the motion for new trial of prejudice from such alleged error, or will the mandatory force of the statute require a reversal notwithstanding the motion be made and sustained? *180
"6. If the answer by the Supreme Court to the second question is in the affirmative, that is, that no motion must be made to challenge the alleged error by the judge at the time of its commission, though it might be made at the option of the complainant, and if the answer to the first question is in effect that the mandates of the statute (§ 81-1104) will require, because of such error, a reversal without regard to the existence of actual injury, then we submit the following question: Should the complainant at his option voluntarily make some appropriate motion to challenge such error, other than a motion to declare mistrial, and the judge sustains that motion, will the complainant be estopped further from complaining in the motion for new trial of prejudice from such alleged error, or will the mandatory force of the statute require a reversal of the judgment notwithstanding the motion made and sustained?"
1. The first question assumes a violation of the Code, § 81-1104, and therefore that the expression of opinion does not relate to some fact not in dispute, or admitted by the defendant himself to be true, and that accordingly it was erroneous for the judge during the progress of the case but not in the charge to the jury, to express or intimate his opinion as to what has or has not been proved. On such assumption it is inquired, is such violation soerroneous that it is mandatory on the reviewing court to reverse the judgment without regard to the question of injury to the complaining party, merely because of such error? In the stated circumstances the law conclusively presumes injury on account of the error, and the mandatory provisions of the stated Code section require reversal of the judgment of the trial court on proper assignment of error. An answer in the affirmative to the first question results from application of principles stated in the second division of this opinion. The same result was reached in Smoot v. State,
2. Where during the progress of the trial the judge by interrogation of a witness for the State violates the provisions of the Code, § 81-1104, which inhibits the judge from expressing or intimating an opinion as to what has been proved or as to the guilt of the accused, and the defendant passively sits by and takes his chances of acquittal, without having made a motion for a mistrial or any other motion at the time of the commission of the error, he may as a matter of procedure nevertheless complain of the error for the first time in a motion for a new trial.
The second question, which will now be dealt with, assumes that the trial "judge" intimated or expressed an opinion as to what had been proved or as to guilt of the accused, and thereby violated the Code, § 81-1104, which declares: "It is error for any judge of a superior court, in any case, whether civil or criminal or in equity, during its progress, or in his charge to the jury, to express or intimate his opinion as to what has or has not been proved, or as to the guilt of the accused; and should any judge of said court violate the provisions of this section, such violation shall be held by the Supreme Court or Court of Appeals to be error, and the decision in such case reversed, and a new trial granted in the court below, with such directions as the said Supreme Court or Court of Appeals may lawfully give." It is inquired, "as a matter of procedure," if the resulting error may be complained of for the "first time in the motion for a new trial," it appearing that there had been "no antecedent" motion challenging the error. The Court of Appeals having certified that decision of the question is necessary to a proper decision of the case, this court will not examine the record to determine whether a decision of the question is necessary to a proper determination of the case (Harvey v.Thompson,
The case of Potter v. State,
The above-quoted decision concurred in by all the Justices is binding as a precedent, and controlling on the question now propounded by the Court of Appeals. It properly distinguishes violation of the Code, § 81-1104, by the judge, which requires the *185
grant of a new trial, from improper remarks by the solicitor-general and similar cases, in which the defendant may not sit by passively, taking the chance of an acquittal, and complain for the first time in a motion for a new trial. On the basis of the statute embodied in the Code section, it rules that where the judge violates the statute by expressing or intimating an opinion as to what has or has not been proved or as to guilt of the accused, the defendant may take his chance of acquittal, and for the first time complain of the error in a motion for a new trial; but that under a line of decisions he can not do so on the basis of misconduct of the solicitor-general or others thanthe judge. It might have been better to state expressly that one reason for this difference is that the mandatory provision of the statute applies to the judge and requires the grant of a new trial, but does not apply to the solicitor-general or others than the judge. Examples of the latter class of cases include Brooks
v. State,
This mandatory provision of the statute, like an established fact, must be respected. It can not be avoided by resort to supposed procedural circumvention. The statute provides its own procedure. It contemplates correction of error by motion for a new trial, as provided for in other sections of the Code, and on the basis of such error declares unconditionally that a "new trial" (not a "mistrial" which he may not want) "shall be granted in the court below." If a change of such procedure would be wise, that would be a matter to be dealt with by the legislature, and not by the courts, the powers of which branches of government "shall forever remain separate and distinct." Code, § 2-123. The case is not analogous to requirement of procedure for declaring void legislative acts in violation of the constitution, as provided in the Code, § 2-402. That section does not purport to deal with the question of procedure. In the instant case the injured party commits no act to estop him. He makes no waiver. He is in no sense responsible for what the judge may say, and should not be cut off from complaining in a motion for a new trial of the expression of opinion by the judge which had its injurious effect at the instant the expression was made. The burden should not be imposed upon an attorney of carrying on a controversial running fire with the trial judge, respecting the judge's own conduct during the progress of the trial. The cases of Howell
v. State,
Upon response to rule nisi issued by the court (Code, § 6-1611) *188 to show cause why the Potter decision supra, should not be reviewed and overruled, the same has been considered, and the court declines to overrule it. Reid, C. J., Atkinson, P. J., and Jenkins, J., favor its reaffirmance; while Bell, Grice, and Duckworth, JJ., are of the opinion that it should be overruled.
The second question propounded by the Court of Appeals is answered in the affirmative. Reid, C. J., Atkinson, P. J., and Jenkins, J., concur. Grice, J., concurs specially. Bell and Duckworth, JJ. dissent.
3. The third question is by its terms dependent upon the second question being answered in the negative. As that question is answered in the affirmative, no answer is required to the third question propounded by the Court of Appeals.
4. The fourth question is by its terms dependent upon the second and third questions being answered in the negative. As neither of these questions is answered in the negative, no answer to the fourth question is required.
5, 6. On consideration of the fifth and sixth questions propounded by the Court of Appeals, this court being evenly divided, Reid, C. J., Atkinson, P. J., and Jenkins, J., being of the opinion that under the facts indicated in these questions the complainant would not be estopped, but that the motion for new trial should be sustained, and Bell, Grice, and Duckworth, JJ., being of the contrary opinion, these questions are returned without answer.
Dissenting Opinion
1. The Code, § 81-1104, declares: "It is error for any judge of a superior court, in any case, whether civil or criminal or in equity, during its progress, or in his charge to the jury, to express or intimate his opinion as to what has or has not been proved, or as to the guilt of the accused; and should any judge of said court violate the provisions of this section, such violation shall be held by the Supreme Court or Court of Appeals to be error, and the decision in such case reversed, and a new trial granted in the court below, with such direction as the said Supreme Court or Court of Appeals may lawfully give." This section is a codification of the act of February 21, 1850, sometimes referred to as the "dumb act." Cobb's Digest, 462. In the instant case we are endeavoring to answer certain questions which have been certified by the Court of Appeals. We are not concerned with the wisdom of this statute, *189 or with any question as to whether it has been violated. Of the six questions that were certified, the first inquires as to presumption of injury, assuming that a violation has in fact occurred, while the other five relate to procedure in complaining of such error. The first question also assumes that a proper assignment of error has been made.
It should be further noted that all of the questions refer to error occurring during the "progress" of the trial, "and otherwise than in the charge to the jury," and that the complaining party was not himself the party in whose favor such error was committed.
In the circumstances, I concur in the ruling in the first headnote as prepared by the Presiding Justice, except that I dissent from the statement that "An answer in the affirmative to the first question results from application of the principles stated in the second division of this opinion," and also from any implication as to procedure in the reference to "improper argument by the solicitor-general."
2. I dissent from the ruling in the second division and from the reasoning in reference to it. The opinion follows the decision in Potter v. State,
A rule nisi having issued for the purpose of determining whether that decision should be reviewed and overruled, the opinion not only declares the decision binding as a precedent, but seeks to justify it, and to show why it should be sustained and not overruled. In the circumstances we have two general questions for consideration: (1) whether the decision is binding as a precedent until it is reviewed and overruled, and (2) whether now, on such review, it should be overruled. It is therefore not only proper, but necessary, to consider both these questions in determining the answer that should be given to the second question propounded by the Court of Appeals. I will deal with these questions in the order stated, subdividing the present division accordingly, as part A and part B. A. If I considered the Potter decision binding, I would of course have to concur specially, since only three Justices favor overruling it, whereas conclusion to that effect by the entire court of six Justices would be necessary. Code, § 6-1611. But I can not agree *190 that the decision is binding, notwithstanding it was concurred in by all the Justices. I say this because in my view it is itself contrary in principle to earlier unanimous decisions to which it should yield as authority. The point is not as to error, but is whether the complaining party could, with knowledge of such error, proceed through the remainder of the trial with no semblance of objection, take his chances on a favorable verdict, and then, after an adverse verdict, claim a new trial because of such error. In other words, can he lie in ambush, both for the trial judge and the opposite party, and then seek a new trial for that which might have been promptly corrected in some way, if only it had been called to the court's attention?
The solution of the problem should depend not on some supposedly special rule applicable to a particular class of errors, but on general principles governing judicial procedure for correction of errors arising during the progress of trials, whether relating to misconduct of the jury, improper remarks or misconduct by opposing counsel, improper statements or conduct on the part of the trial judge, or other matter which might be avoided or corrected in limine, or a mistrial declared. For instance, in Bass v. Winfry,
In Chattahoochee Brick Co. v. Sullivan,
In Haiman v. Moses,
In Pritchett v. State,
In Young v. State,
Again, in Kearney v. State,
In Young v. State,
The "dumb act" does not purport to change the rule on which the foregoing decisions are founded; nor, as hereinafter shown, does the Potter decision so hold.
The Code, § 102-106, declares: "Laws made for the preservation of public order or good morals can not be done away with or abrogated by any agreement; but a person may waive or renounce what the law has established in his favor, when he does not thereby injure others or affect the public interest." Such waiver can result from silence or inaction as well as express statement, and public policy and the rights of others are the only limitations. Taffe v. State,
The decision in the Potter case purports to distinguish between improper remarks by the solicitor-general, and expression of opinion by the trial judge in violation of the Code, § 81-1104, supra; but, in the view of the writer, no such distinction can reasonably be drawn on principle, except that it is true, as stated in that case, that there is connected with the court "no one of higher authority to bestow upon the judge the frown of disapproval or to caution the jury not to allow his improper conduct to influence them." Even so, the judge would still have power to declare a mistrial, and a party deeming himself aggrieved and considering that the error could not be corrected otherwise could and should ask for a mistrial, rather than sit idly by and allow the court and the opposite party to proceed with the trial, however long, tedious, or expensive it might be, when he knows that the court has committed error which, unless cured or waived, will render the entire trial nugatory. While this latter statement would seem to argue against *193 the soundness of the Potter decision, which is not the point I am now discussing, it is made for the purpose of illustrating that the applicable principle and the one that should have beenapplied was that which had been enunciated in the earlier unanimous decisions quoted, and thus to show that the Potter decision is on principle actually in conflict with such earlier decisions. See especially Haiman v. Moses, Young v. State, and Pritchett v. State, supra.
It was not enough to distinguish cases relating only to improper argument of counsel, and the other unanimous decisions above cited, involving the same general principle and to which no reference was there made, stand as authority above the Potter
case. Code, § 6-1611, supra. Judge Candler apparently took the same position, in dissenting, from the decision in Jenkins v.State,
None of the questions certified shows or intimates that the error committed by the judge was intentional or was so exceptional or grave that it could not have been easily corrected at the time, if only the attention of the judge had been called thereto. In view of the general principle on which the foregoing decisions previous to the Potter case are bottomed, the writer is obliged to dissent from the statement that the decision in that case is binding as authority, and also from the answer given to the second question certified by the Court of Appeals.
B. The question next to be considered is whether the decision should be overruled, assuming that it is binding unless and until it is so overruled.
In what has been said above reference has been made only to decisions antedating that case. But in considering the different question as to whether it should be overruled, it is permissible, of course, to consider any authority that may illustrate its infirmity as a matter of principle, whether arising before or after such decision. So, even as related to the latter question, attention is again called to the decisions hereinbefore cited.
Reference will next be made to a case reported in the same volume as the Potter case, and decided only about sixty days earlier, namely, Childs v. Ponder,
On the practice question, the decision in the Potter case has not been followed in any later unanimous decision by this court to the extent of granting a reversal. See Grant v.State,
In Perdue v. State,
In Kay v. Benson,
For other decisions to the same effect, see Adams v.State,
The Perdue case, supra, was decided in 1910, so that for nearly a third of a century the principle there enunciated has been followed and applied by this court, as well as by the Court of Appeals. As to decisions by that court, see annotation under Code, § 81-1104, catchword "Mistrial." But even if the Perdue case and others like it should not be strictly in point, which the writer does not concede, still, since Moore v. McAfee, supra, decided view of this court, the three decisions last mentioned having been concurred in by all the Justices, that where an expression of opinion has been made by the trial judge during the "progress" of a case, it is the duty of a party who may deem himself aggrieved thereby to make objection at once or be forever concluded, on the principle of waiver. And in the opinion of the writer, such has at all times been the consistently adjudicated rule of this court, except for thePotter case and the one decision following it, Jenkins v.State, supra, by four Justices. The Potter case and theJenkins case thus stand virtually alone as against the many contrary decisions rendered by this court throughout the years. This within itself is strong evidence that the rule so laid down is unsound, and that the Potter decision should be overruled. The writer certainly does not suppose that it was intentionally overlooked in any later case, but the circumstance that it was in fact overlooked in so many later decisions is further evidence of its unsoundness. That is to say, *197 if it had stated a correct principle of law, the judges would likely have had the principle in mind, even if they did not recall the case by name, and, being thus put on inquiry, would have discovered the case itself. Seemingly also it would have been brought to the attention of the court by diligent and reasoning counsel, with resulting reference thereto in the later cases just enumerated.
Nor can the writer agree that the dumb act (Code, § 81-1104) was ever intended to affect the question of practice here under consideration, or other question relating to procedure for the correction of errors. While it is a procedural statute to the extent of declaring that a certain occurrence during a trial will constitute error, it does not touch the questions as to when or how complaint shall be first made or as to assignment of error. Its sole purpose was to prevent expressions of opinion by the trial judge as to what has been proved or as to guilt of the accused, and thus to change the law as to the province of the judge as it formerly existed in this State. Stell v. Glass,
The opinion as delivered by my colleagues states that this statute "contemplates correction of error by motion for a new trial as provided for in other sections of the Code." This is exactly what the present writer is insisting, — the "other sections," however, to include sections 70-102 and 70-208, supra. These sections can not be reasonably excluded, and if duly considered they would require a different answer to the second question.
The principle that should be controlling here was thus stated in O'Dell v. State,
In Swain v. State,
The "dumb act" as properly construed does not create an exception. Compare Aycock v. State,
That the statute did not intend to prescribe the procedure for making complaint and assigning error should be perfectly manifest, when it is once considered that the legislature is presumed to have intended justice and fair play, and not injustice or absurdity. Any other view would require a new trial notwithstanding the opinion so expressed by the judge may have related to a fact that was admitted by the movant, or was established without dispute by the evidence, and even though the expression may have been favorable to him. Moreover, it would even be contrary to the law as to direction of verdicts when they are demanded by the evidence, and would otherwise result in absurdity and injustice.
Certain statements by the United States Supreme Court are interesting in this connection. "Plaintiffs in error finally complain as ground of error of certain remarks by the court which, it is contended, were prejudicial. The Supreme Court [of Oklahoma] replied to this assignment of error that no objection had been taken to the remarks complained of. Counsel now say that to have made objection would have made `a bad matter much worse.' But we can not accept the excuse. We have examined the remarks complained of, and we do not think they had the misleading strength that is attributed to them. At any rate, it was the duty of counsel to object to them, and if then the court made matters worse, or did not correct what was misleading or prejudicial, its action would be subject to review." Drumm-Flato Commission Co.v. Edmisson,
So in the present inquiry it would not do to say that if objection had been made, it might have made bad matters worse; for even if it might have done so, the aggrieved party would still have had his remedy.
In the opinion of my esteemed colleagues allusion is made to a "controversial running fire" with the trial judge. It seems to the writer that no such warfare should be in the slightest degree apprehended. The judges are sworn officers; and aside from their desire to do justice, they would generally wish to preserve their good reputations by avoiding error, and by correcting it, if possible, where it has been committed.
For an error such as we are now considering, the same judge who committed it must be appealed to at some time; and why not appeal to him at the time of its commission, instead of waiting till after verdict, and then praying for a new trial at his hands? Such a practice would be a resource against waste, and at the same time would promote justice and fair dealing. Such errors are usually inadvertent, and the only burden upon counsel would be to ask courteously for retirement of the jury and for such instructions to be given on their return as would eradicate the error so committed. If the error should be considered so grave that it could not be cured in this manner, a motion to declare a mistrial would be in order, and in either event the client's rights would be preserved, whatever might be the action or temper of the trial judge. Cf. Brooks v. State,
The statute under consideration does not purport to deal with these questions, either expressly or by implication; and for analogy, let us examine for a moment the constitutional provision that "Legislative acts in violation of this constitution, or the constitution of the United States, are void, and the judiciary shall so declare them." Code, § 2-402. Neither does this provision refer to procedure; and yet it has been held in numerous decisions by this *201
court that in order to raise such question as to constitutionality, "the statute which the party challenges, and the provision of the constitution alleged to have been violated, must both be clearly specified, and it must also be shown wherein the statute violates such constitutional provision." Abel v.State,
It seems to the writer that it would be unreasonable and unjust to permit a party to sit idly by, after some mere inadvertent expression by the trial judge, and to comfort himself as it were, throughout the whole remainder of the trial, in the belief that no matter what happens or what the verdict may be, a new trial must be granted because of such error — an error, mind you, that was committed not in the final charge but "during progress" of the trial, when there was full opportunity to call the matter to the judge's attention by some motion, objection, or request, at the very time of its commission.
In my opinion, the Potter decision is about as unsound as any decision could be, and should be overruled.
3, 4. I concur in the statement that unless question 2 is answered in the negative, the Court of Appeals does not request instructions upon the third and fourth questions.
I am authorized to say that Mr. Justice Duckworth concurs in this opinion. Mr. Justice Grice directs me to say that he also concurs therein except as to the ruling in the second division as to Potter v. State, it being his opinion that the decision in the Potter case is unsound and should be overruled, but that it is binding until it is overruled.