This case presents a human tragedy. Plaintiff Jessica Allen lost her child and her liberty when she was wrongfully imprisoned in connection with her infant daughter's death. Allen spent more than three years behind bars before Kentucky courts overturned her convictions of criminal abuse in the first degree and complicity to first-degree manslaughter.
Allen believes that Defendant Virgil Rucker, a state police officer, was at least partially responsible for her misfortune. She claims Rucker fabricated evidence, falsified testimony, conducted a shoddy investigation, and pushed for her prosecution. So she has filed this malicious prosecution lawsuit seeking monetary damages under
But to bring her lawsuit, Allen must show that Rucker acted without probable
I. FACTS
Jessica Allen ("Allen") gave birth to her daughter, Kaylee Buchanan, in April 2008. [DE 1, p. 3, ¶ 15]. Three months later, Kaylee was dead. [Id. at p. 6, ¶ 30]. This case involves Allen's criminal prosecution after Kaylee's death and whether state police officer Virgil Rucker ("Rucker") violated Allen's Fourth Amendment rights in the process. The facts in this case come from Allen's Complaint, which the Court assumes to be true for the purposes of the present motion.
Allen and her boyfriend, Terry Buchanan ("Buchanan"), moved in together in April 2007. [DE 1, p. 3, ¶ 14]. Months later, the couple learned Allen was pregnant, and she gave birth in April 2008. [Id. at ¶ 15]. Allen returned to work three months after Kaylee's birth, and Kaylee stayed with a babysitter from about 2:30 p.m. to 5:30 p.m. each day. [Id. at ¶ 16]. The babysitter-identified in the complaint only as "Mrs. Meade"-described Kaylee as "normal and healthy" and never noticed any strange marks or bruising on Kaylee. [Id. at p. 4, ¶ 17].
Shortly after Allen returned to work, she and Buchanan took Kaylee, and Allen's other son, Braden, to a campsite for the day. [Id. at ¶ 18]. Allen's mother and other family members joined the trip, during which the family fished and enjoyed the outdoors. [Id. ]. The family spent hours together before departing at about 2 or 3 p.m. [Id. ] Kaylee "seemed happy and normal" during the trip. [Id. ].
Upon returning home, Allen fed Kaylee a bottle and laid her in a bassinette before cooking dinner. [Id. at ¶ 20]. At some point, Kaylee begin to stir and Allen asked Buchanan to watch Kaylee while she showered and spent time in a tanning bed. [Id. at ¶ 21]. After showering, but before entering the tanning bed, Allen heard Kaylee giggle from the other room. [Id. ]. She then entered the tanning bed. [Id. ].
While tanning, Allen heard Buchanan tell Braden to go to bed and she observed a shadow pass by the tanning room. [Id. at p. 5, ¶ 22]. She assumed Buchanan was putting Braden to bed. [Id. ]. She then heard what she described as "not a normal cry" from Kaylee, but Allen stayed in the tanning bed and did not check on Kaylee. [Id. at ¶ 23]. Kaylee eventually stopped crying. [Id. ].
As Allen finished tanning, Buchanan ran into the tanning room and lifted the tanning bed lid; he was holding a limp and unresponsive Kaylee in his harms. [Id. at ¶ 24]. Allen attempted rescue breaths, chest compressions, and the Heimlich Maneuver. [Id. at ¶ 25]. A volunteer firefighter then arrived and began rescue breaths. [Id. at ¶ 26]. Kaylee had a slight pulse when she arrived at the Fleming County Emergency Room. [Id. at ¶ 27]. The doctor noticed irregular symptoms, and a CT scan showed swelling and blood around Kaylee's brain. [Id. at pp. 5-6, ¶ 28]. Kaylee was pronounced brain dead on July 23, 2008; an autopsy showed she died of blunt force injury to the head. [Id. at ¶ 30]. Kaylee also had a muscle injury on her right leg, which a doctor said would have occurred eight to ten days prior to her x-rays in the emergency room. [Id. at ¶¶ 30-32].
A Fleming County Grand Jury indicted Allen, and she was tried and convicted of
Allen then filed this lawsuit seeking damages against Rucker. She claims Rucker "had no more information than that which was presented at trial when he made, influence, and participated in the decision to prosecute Ms. Allen." [Id. at ¶ 41]. Allen alleges Rucker investigated witnesses in a manner which was intimating, threatened witnesses and coerced them to give false testimony, omitted material exculpatory facts from his investigation and report, presented false or misleading information in the application and affidavit submitted to obtain a search warrant, and presented false and misleading evidence to prosecutors and the grand jury. [Id. at pp 8-9, ¶¶ 43, 47-48]. This, Allen argues, amounts to a malicious prosecution in violation of the Fourth, Fifth, Sixth, and Fourteenth Amendments. [Id. at ¶ 49]. She sued under
Rucker has filed a Motion to Dismiss for failure to state a claim under Rule 12(b)(6). [DE 6]. Allen responded [DE 10] and Rucker replied [DE 14] making this matter ripe for review.
II. STANDARD OF REVIEW
A motion to dismiss under Rule 12(b)(6) tests the sufficiency of the plaintiff's complaint. A complaint must contain a "short and plain statement of the claim showing that the pleader is entitled to relief." Fed. R. Civ. P. 8(a)(2). The Court views the Complaint in the light most favorable to the plaintiff and must accept as true all well-pleaded factual allegations contained within it. Ashcroft v. Iqbal ,
III. ANALYSIS
"Individuals have a clearly stablished Fourth Amendment right to be free from malicious prosecution." King v. Harwood ,
The crux of Defendant's Motion to Dismiss is the second element. Rucker claims Allen has failed to state a claim for relief because she has failed to adequately plead a lack of probable cause. The Court will now address this argument.
A. Probable Cause
Rucker argues that the grand-jury indictment created a presumption of probable cause that Allen has failed to rebut. And because the burden is on the plaintiff to plead a lack of probable cause, Rucker argues Allen has failed to state a claim.
A grand-jury indictment creates a presumption of probable cause in malicious prosecution cases. See, e.g. , Higgason v. Stephens ,
Plaintiff and Defendant dispute whether Allen has met this standard. [DE 6-1, pp. 11-12; DE 10, pp. 8-11; DE 14, pp. 5-11]. Plaintiff argues that during Rucker's grand-jury testimony Rucker improperly stated Allen had "probably" been drinking, despite having no evidence of alcohol use. [DE 10, p. 10]. Plaintiff also claims Rucker testified that, while at the hospital, Allen did not wish to speak to police. [Id. at pp. 9-10]. This statement, Allen argues, violates her Fifth Amendment right to silence because the statement raises an inference of guilt. [Id. at p. 9]. Defendant argues that Rucker's testimony was not false because Allen did decline to speak to police at the hospital and Rucker further stated "I don't know" when asked about alcohol consumption. [DE 14, pp8-9].
The parties' argument over this standard is immaterial because it is not the law.
Recent cases from the Sixth Circuit and Supreme Court have altered the grand-jury indictment rule. First, the Supreme Court in Rehberg v. Paulk ,
This does not mean, however, that a grand-jury indictment shields officers from all malicious prosecution claims. In
Citing Manuel , the Supreme Court recently granted certiorari, vacated the judgment, and remanded a Sixth Circuit case decided only two months before Manuel . Sanders v. Jones , --- U.S. ----,
The circuit has since eased the "harsh" result recognized in Sanders. In King v. Harwood , the court created a new exception allowing plaintiffs indicted by a grand jury to rebut probable cause in malicious prosecution cases where:
(1) a law-enforcement officer, in the course of setting a prosecution in motion, either knowingly or recklessly makes false statements (such as in affidavits or investigative reports) or falsifies or fabricates evidence; (2) the false statements and evidence, together with any concomitant misleading omissions, are material to the ultimate prosecution of the plaintiff; and (3) the false statements, evidence, and omissions do not consist solely of grand-jury testimony or preparation for that testimony (where preparation has a meaning broad enough to encompass conspiring to commit perjury before the grand jury), the presumption that the grand-jury indictment is evidence of probable cause is rebuttable and not conclusive.
. 852 F.3d at 587-88
The court reasoned that this exception fits Rehberg 's framework by allowing actions against "complaining witnesses" (as opposed to "testifying witnesses") who "set the wheels of government in motion by instigating an action."
Thus, the analysis does not begin and end with grand-jury testimony. To the contrary, "actions that are prior to, and independent of, [an officer's] grand-jury testimony" may rebut the probable-cause presumption. Id. at 586. For example, "an officer's actions of wrongly setting a prosecution in motion or falsifying or fabricating evidence may be material to the grand-jury indictment even though they do not constitute 'testimony' or related preparation for testimony." Id. at 590 (emphasis in original). "[E]vidence of an officer's actions prior to and independent of his grand-jury testimony may call into question the presumption of probable cause created by an indictment even if a malicious-prosecution plaintiff may not bring in evidence of the grand-jury testimony itself to do so." Id. (emphasis in original). As such, a grand-jury indictment in the Sixth Circuit is no longer "a talisman that always wards off a malicious-prosecution claim." Mills v. Barnard ,
As such, to state a claim for malicious prosecution in a case where a grand-jury indictment has been issued, a plaintiff must plead specific facts showing a defendant-officer made false statements or fabricated evidence that set the prosecution in motion. Without more, a plaintiff cannot rebut the presumption of probable cause established by a grand-jury indictment. King ,
A trio of cases helps illustrate the pleading requirements. First, in Meeks v. Larsen ,
True, these cases were decided before the King exception had been announced. But King did not alter the federal pleading standard; it established a new route around the probable cause presumption created by a grand jury indictment. To take that route, a plaintiff must show that the officer made false statements or fabricated evidence, and those actions set the wheels of prosecution in motion. King ,
Several Sixth Circuit cases decided after King support this approach. For example, in Miller v. Maddox ,
Here, Allen's complaint fails to plausibly state a claim because she fails to adequately plead a lack of probable cause. Plaintiff does not identify any specific instances of Rucker presenting false testimony, fabricating evidence, making misleading statements, or omitting exculpatory information. Of course, at this stage, Allen need not detail every instance of Rucker's alleged wrongdoing. But she must point to something. Instead, Allen provides a "formulaic recitation of the elements of a cause of action." Twombly ,
Allen claims Rucker "intentionally, or acting with deliberate indifference employed improper tactics that resulted in Plaintiff's being charged and convicted of child abuse and complicity to manslaughter." [DE 1, p. 1, ¶ 2]. But Allen does not identify any specific improper tactics Rucker used.
Allen alleges Rucker "concealed facts that were consistent with Plaintiff's innocence" and he "conducted an investigation in which Defendant fabricated conclusions that were both unsupported by the data, failed to and/or attempted to suppress exculpatory evidence." [DE 1, pp. 1-2, ¶ 2]. But Allen does not tell us what facts Rucker concealed and fabricated, and she never points to any specific exculpatory evidence Rucker suppressed.
In sum, although Allen says Rucker employed improper tactics, concealed facts, suppressed evidence, omitted material facts, presented false information, and misled prosecutors, Allen fails to explain any of her allegations. She does not point to a single specific instance of any of these things happening. Simply saying so does not make it true. Nor does it satisfy the federal pleading standard. Even in her response to Rucker's Motion to Dismiss, Allen fails to include any specific factual allegations supporting her claims.
Without any factual allegations, Allen's claims fail. Her complaint reads precisely like those in Meeks, Bickerstaff , and Rapp : general, vague, and conclusory allegations unsupported by specific facts. Without any particular facts, these statements amount to legal conclusions and do not provide a basis for surviving a motion to dismiss. Rapp ,
B. State Malicious Prosecution Claim
The state-law malicious prosecution claim also fails. Kentucky follows a similar standard as federal law. The elements for malicious prosecution are: "1) the defendant initiated, continued, or procured a criminal or civil judicial proceeding, or an administrative disciplinary proceeding against the plaintiff; 2) the defendant acted without probable cause; 3) the defendant acted with malice, which in the criminal context, means seeking to achieve a purpose other than brining an offender to justice; and in the civil context, means seeking to achieve a purpose other than the proper adjudication of the claim upon which the underlying proceeding was based; 4) the proceeding, except in ex parte civil actions, terminated in favor of the person against whom it was brought; and 5) the plaintiff suffered damages as a result of the proceeding." Martin v. O'Daniel ,
In Kentucky, "where there is a specific finding of probable cause in the underlying criminal action ... a malicious prosecution action cannot be maintained." Broaddus v. Campbell ,
IV. CONCLUSION
Accordingly, for the reasons stated herein, IT IS ORDERED that:
(1) Defendant's Motion to Dismiss [DE 6] is GRANTED;
(2) All of Plaintiff's claims against Defendant are DISMISSED WITH PREJUDICE;
(3) The clerk SHALL STRIKE THIS MATTER FROM THE ACTIVE DOCKET .
