Allee v. Myers Opinion text corrected 10/15/04Allee v. Myers Opinion text corrected 10/15/04
delivered the opinion of the court:
Defendants Jon and Brenda Myers appeal from an order of the circuit court of Cook County denying their motion to transfer plaintiffs Diane and Patrick Allee’s negligence action to Stephenson County on the basis of forum non conveniens. 1 On September 12, 2003, we granted defendants’ petition for leave to appeal pursuant to Supreme Court Rule 306(a)(2) (166 Ill. 2d R. 306(a)(2)). On appeal, defendants contend that the trial court abused its discretion in denying their motion to transfer because the private and public interest factors heavily weigh in favor of transferring this cause to Stephenson County. For the reasons set forth below, we reverse and remand with directions.
STATEMENT OF FACTS
On August 1, 2002, plaintiffs filed their negligence complaint against defendants and codefendant in Cook County. Plaintiffs alleged that defendants owned property located at 7 East Stephenson Street, Freeport, Illinois. Defendants leased the second floor to the Stephenson County Assault and Abuse Services. Diane was employed by this entity. Plaintiffs further alleged that defendants leased the third floor to codefendant, a twice-convicted felon. According to the complaint, on January 2, 2001, codefendant, armed with a weapon, abducted Diane from her office on the second floor and forced her to his third-floor apartment, where he repeatedly sexually assaulted her. Thereafter, with the weapon, codefendant forced Diane to accompany him to Chicago. Plaintiffs further alleged that on the evening of January 2, codefendant took Diane to the Lincoln Hotel in Chicago, where he again repeatedly sexually assaulted her. Plaintiffs also alleged that defendants were negligent with respect to their premises in one or more of the following ways:
“a. Failed to notify tenants such as the Stephenson County Assault and Abuse Services that they had leased to a felon convicted of violent crimes such as [codefendant];
b. Failed to take reasonable precautions to warn tenants and others lawfully upon the premises of the Stephenson Street property they had actual knowledge of [codefendant’s] violent criminal background;
c. Allowed a third floor tenant such as [codefendant] free access to the common areas of the second floor such as the Stephenson County Assault and Abuse Services;
d. Failed to inquire after entering into a rental agreement with [codefendant] failed to inquire with other tenants prior to January 2, 2001, regarding [codefendant’s] activities or interactions with other tenants;
e. Failed to take any precautions whatsoever for the security of other tenants who worked at the premises after leasing to a known violent felon.”
According to plaintiffs, as a proximate result of these negligent acts, Diane was
On September 12, defendants filed an answer and-a motion for change of venue to Stephenson County. On November 4, while the motion for change of venue was still pending, defendants filed a motion to transfer based on forum non conveniens. On November 13, plaintiffs filed their answers to interrogatories, in which they admitted that no Cook County law enforcement personnel investigated the sexual assault, no Cook County State’s Attorney investigated the matter, Diane did not obtain any medical treatment in Cook County, and a criminal complaint was filed against codefendant in Stephenson County. Plaintiffs identified two witnesses from Cook County, one an employee of the Lincoln Hotel and another an employee of a pancake house in Chicago.
On March 26, 2003, defendants filed their memorandum in support of their motion for transfer based on forum non conveniens, arguing that the private and public interest factors strongly favored transfer of the cause to Stephenson County. On April 18, defendants filed their answers to venue interrogatories in which defendants stated that codefendant did not have a lease, codefendant did not fill out an application, and codefendant did not pay a security deposit. Defendants also admitted that Jon had accompanied codefendant to Chicago on December 22, 2000.
On May 15, plaintiffs filed their response to defendants’ motion to transfer, arguing that Cook County had a significant connection to their lawsuit because the weapon used to abduct Diane was purchased in Chicago and there were four witnesses who would testify with respect to not only the purchase of the weapon, but in connection with the events that transpired in Chicago. On May 27, defendants filed their reply. On June 24, the trial court denied defendants’ motion to transfer. This appeal followed.
ANALYSIS
Initially, we address an issue raised by defendants in their reply brief. Defendants argue that plaintiffs have misstated the facts and have included factual allegations that are not supported by the record. Specifically, plaintiffs assert that: (1) defendants rented the apartment to codefendant free of charge; (2) Jon traveled with codefendant to Chicago in violation of codefendant’s parole; and (3) Jon traveled with codefendant to Chicago to purchase the weapon. According to defendants, none of these allegations are supported by the record and they are highly inflammatory and offensive. Although defendants acknowledge that, in their answers to interrogatories, Jon admitted traveling to Chicago one time with codefendant, there is nothing in the answers as to why the two traveled here and, specifically, nothing about obtaining a weapon. Defendants maintain that these facts should be stricken.
We agree with defendants. These facts appear only in plaintiffs’ response to defendants’ motion to transfer and were not contained in plaintiffs’ complaint. Additionally, plaintiffs did not support these facts by affidavit or otherwise. As such, they are not properly before this court.
Under section 2 — 101 of the Code of Civil Procedure, venue lies “in the county of residence of any defendant who is joined in good faith” or “in the county in which the transaction or some part thereof occurred out of which the cause of action arose.” 735 ILCS 5/2 — 101 (West 2000). When more than one potential forum exists, the equitable doctrine of forum non conveniens may be invoked to determine
“the convenience of the parties; the relative ease of access to sources of testimonial, documentary, and real evidence; the availability of compulsory process to secure attendance pf unwilling witnesses; the cost to obtain attendance of willing witnesses; the possibility of viewing the premises, if appropriate; and all other practical considerations that make a trial easy, expeditious, and inexpensive.” Dawdy,207 Ill. 2d at 172 .
The relevant public interest factors include:
“the administrative difficulties caused when litigation is handled in congested venues instead of being handled at its origin; the unfairness of imposing jury duty upon residents of a county with no connection to the litigation; and the interest in having local controversies decided locally.” Dawdy,207 Ill. 2d at 173 .
The trial court must “look at the totality of the circumstances in an effort to determine whether the defendant has proven the factors strongly favor transfer.” Botello v. Illinois Central R.R. Co.,
In addition to the above factors, the trial court must “consider the plaintiffs substantial right to choose the forum in which to bring an action.” Botello,
“A plaintiffs right to select the forum is substantial. Unless the factors weigh strongly in favor of transfer, the plaintiffs choice of forum should rarely be disturbed.” Dawdy,207 Ill. 2d at 173 .
However, a plaintiffs choice of forum is not entitled to the same weight or consideration in every case. Rather, “ ‘[w]hen the home forum has been chosen, it is reasonable to assume that this choice is convenient.’ [Citation.]” Dawdy,
“A defendant seeking transfer is not required to show that the plaintiffs choice of forum is inconvenient; rather, transfer is allowed where defendant’s choice is the substantially more appropriate forum.” Czarnecki,
Defendants contend that the trial court abused its discretion in denying their motion to transfer to Stephenson County because this case has no practical connection to Cook County. With respect to private factors, defendants maintain that Stephenson County is more convenient for both plaintiffs and defendants since both reside there. In this regard, defendants argue they live 1 mile from the Stephenson County courthouse, whereas the Daley Center is 113 miles from their home. 2 According to defendants, conducting a trial in Cook County will necessitate that both plaintiffs and defendants incur travel, lodging, and meal expenses, as well as being away from their families. Defendants further argue that the four investigating law enforcement officers are located in Stephenson County, as well as Diane’s coworkers, who may possess relevant information with respect to defendants’ alleged negligent conduct. Defendants further maintain there was no investigation of this matter in Cook County. Defendants also argue that in order to obtain evidence for trial, they may be forced to take evidence depositions of witnesses because the witnesses may not want to travel to Chicago, which could interfere with their trial strategy. Similarly, by being forced to present evidence through evidentiary depositions, the jury would not be able to evaluate the witnesses’ credibility.
With respect to public interest factors, defendants maintain that Stephenson County has an interest in ensuring the safety of its residents and regulation of parties conducting business therein. According to defendants, although Diane was transported from Stephenson County to Cook County, the alleged tortious conduct on defendants’ .part, which is the basis of plaintiffs’ complaint, occurred in Stephenson County and this is the conduct that will be evaluated by a jury in determining whether plaintiffs are entitled to damages. Defendants argue that it would be unfair to have Cook County jurors render this decision. Defendants further note that the congestion of the Cook County court is a factor.
Plaintiffs contend that the trial court did not abuse its discretion in refusing to transfer this cause to Stephenson County.
With respect to public interest factors, plaintiffs argue that Cook County has a strong interest in this proceeding because the weapon was purchased here and the assaults occurred here. According to plaintiffs, these factors establish a direct connection to Cook County. Plaintiffs further maintain that there has been no real showing, by empirical data, to establish congestion in the Cook County courts. According to plaintiffs, a citation to numbers alone is a red herring. Lastly, plaintiffs maintain that defense counsel is located in Cook County.
Two recent cases are instructive on this issue. In Dawdy, the defendant filed a motion to transfer the plaintiffs lawsuit from Madison County to Macoupin County, which the trial court denied and the appellate court affirmed. Dawdy,
“Because the location of the accident is in Macoupin County, and the locations of the identified witnesses are on a whole closer to Macoupin County than Madison County, these factors slightly weigh in favor of the convenience of Macoupin County over Madison County.” Dawdy,207 Ill. 2d at 178 .
The court then noted that another factor, the possibility of viewing the premises, was an important consideration and concluded that “it would be irrational for a jury composed of Madison County residents to travel to Macoupin County to view the accident scene.” Dawdy,
With respect to public interest factors, the court concluded that they “strongly weighted] against Madison County as the appropriate forum in which [the] case should be tried.” Dawdy,
“[T]he accident occurred in Macoupin County and not Madison County. Neither plaintiff nor [the defendant] resides in Madison County. Although some of the witnesses may work in Madison County, there is little else connecting them to Madison County. Clearly, Madison County has little or no interest in trying the action of a nonresident whose claim arose in Macoupin County.” Dawdy,207 Ill. 2d at 183 .
Conversely, the Bawdy court found:
“Macoupin County has a strong connection with and interest in this action. In addition to [the defendant], some of the witnesses reside in Macoupin County. Most significantly, the fact that the accident occurred in Macoupin County gives the action a local interest.” Dawdy,207 Ill. 2d at 183 .
Lastly, with respect to jury duty, the court concluded “that the residents of Madison County should not be burdened with jury duty given the fact that the action did not arise in, and has no relation to, their county” Dawdy,
Similarly, in Botello, the appellate court reversed the trial court’s order denying the defendant’s motion to transfer the plaintiffs lawsuit from Cook to Du Page County. In evaluating the private factors, the Botello court noted that the majority of occurrence witnesses were from Du Page County, all of whom were busy professionals. Botello,
With respect to public interest factors, the Botello court believed it was of great importance what effect a trial would have on the Cook County courts and community that would be burdened financially in furnishing a forum. Botello,
Applying the relevant factors to the instant case, we conclude that the trial court abused its discretion in denying defendants’ motion to transfer this cause to Stephenson County. Although we acknowledge that plaintiffs have a right to choose the forum in which to bring their action, we nonetheless conclude, after considering the record, that the private and public interest factors weigh strongly in favor of transferring this case to Stephenson County.
The first private interest factor is convenience to the parties. Although plaintiffs focus on convenience with respect to codefendant, there is no evidence that codefendant’s convenience is relevant because he has not filed an appearance in this case. With respect to having convenience to codefendant, for evidentiary deposition purposes, Cook County is closer to Will County. With respect to convenience of the parties who have appeared here, Stephenson County is clearly more convenient. Both plaintiffs and defendants reside there. Moreover, as defendants note, if the cause is tried in Chicago, both parties will incur travel, lodging, and meal expenses to participate in the trial and/or any other necessary proceedings. Accordingly, this factor weighs in favor of transfer.
With respect to the location of the incident, this arguably occurred in both Stephenson and Cook Counties because Diane was sexually assaulted in both counties. However, plaintiffs misplace the focus in this case, focusing upon the purchase of the weapon and the sexual assaults. The focus, however, is upon defendants’ conduct in connection with the premises owned by defendants since that is the basis of plaintiffs’ negligence claim against them. As such, and as defendants argue, codefendant’s conduct after leaving the premises is essentially irrelevant to the issue in this case. Likewise, the fact that the gun was allegedly purchased in Cook County is irrelevant. There is no such allegation in plaintiffs’ complaint and such conduct does not relate to defendants’ alleged negligence. This factor, too, weighs in favor of transfer.
With respect to ease of testimonial, documentary, and real evidence, this factor also weighs in favor of transfer. Specifically, any potential witnesses with respect to the condition of the premises, particularly their safety, including other employees of the Stephenson County Assault and Abuse Services, reside, or at least work, in Stephenson County. Although we acknowledge that in Dawdy and Botello, it was significant to the courts that no potential Madison County or Cook County, respectively, witnesses were identified by the plaintiffs, we do not find that fact dispositive or controlling here. Although plaintiffs identify four Cook County witnesses, they fail to include what facts those witnesses would testify to either in general or in any detail. However, it is a logical assumption that those witnesses’ testimony would relate to codefendant’s conduct, not defendants’ conduct. Accordingly, even though plaintiffs identify four potential Cook County witnesses, this factor does not favor Cook County. We further note that, like the situation in Botello, conducting a trial in Stephenson County would shorten the witnesses’ travel times and make them more readily available to the parties. This was a specific concern raised by defendants here — presentation of evidence through evidentiary depositions rather than live testimony.
Two additional private interest factors also favor transfer in this case. With respect to the possibility of viewing the premises, an important consideration, since there is such a possibility given the
Lastly, with respect to plaintiffs’ choice of forum, little deference should be given to this choice since plaintiffs are foreign and the actual conduct giving rise to this cause of action, defendants’ alleged negligence in connection with their premises, did not arise in Cook County. The weight of the private interest factors thus strongly supports transferring this cause to Stephenson County.
With respect to the public interest factors, although not entitled to substantial weight, the congestion of the Cook County courts is a great concern. The evidence offered by defendants in support of their motion to transfer demonstrated that in Stephenson County, in connection with jury demand cases in excess of $50,000, no new cases were filed in 2001, no cases were reinstated, one case was disposed of, and, at the end of 2001, only six cases were pending. Conversely, in Cook County, 13,523 new cases were filed in 2001, 1,604 were reinstated, 14,004 were disposed of, and at the end of the year, 20,893 cases remained pending. There is an appreciable difference in congestion and the record overwhelming shows that Stephenson County would resolve plaintiffs’ case more quickly. With respect to plaintiffs’ argument that citation to numbers alone is a red herring, we do not agree. First, plaintiffs cite no authority nor make any coherent argument in this regard. Second, and more importantly, the numbers are certainly what other courts rely on in addressing the issue, including the Illinois Supreme Court. Dawdy,
With respect to local interest, we find that Stephenson County has a strong connection to the issue presented here. Clearly, Stephenson County, and not Cook County, has an interest in the safety of its commercial buildings in connection with the safety of its residents. See Botello,
Lastly, with respect to jury duty, it would be unfair to burden Cook County jurors with determining whether defendants were negligent in connection with their Stephenson County premises since there is no relationship between that conduct and Cook County. The controversy here, defendants’ alleged negligent maintenance of their premises, does not create a controversy for Cook County jurors. Thus, the public interest factors also strongly favor transfer to Stephenson County.
Accordingly, we find that both the private and public interest factors strongly favor transfer to Stephenson County and that the trial court abused its discretion in balancing the relevant factors and in denying defendants’ motion to transfer based upon forum non conveniens.
CONCLUSION
For the reasons stated, we reverse the judgment of the circuit court of Cook County and remand this cause with directions
Reversed and remanded with directions.
Notes
Plaintiffs’ complaint was also directed against defendant Jerry Exum. Exum is imprisoned and has not appeared in this action. This memorandum refers to him as codefendant and to Jon and Brenda Myers as defendants. The details of the claim against Exum are not set forth here.
Defendants ask us to take judicial notice of this mileage. We do so since a reviewing court may take judicial notice of the distance between two or more locations. Dawdy,
Not only is this fact not of record, but plaintiffs’ argument misses the mark. Simply because Jon traveled to Chicago on one occasion does not equate to a conclusion that travel to Chicago for trial and other proceedings would be convenient.