Lead Opinion
delivered the opinion of the-Court.
This is a civil rights action,
From June 1966 until June 1967, the appellees were engaged in an effort to organize into the union the predominantly Mexican-American farmworkers of the lower Rio Grande Valley. This effort led to considerable local controversy which brought appellees into conflict with the state and local authorities, and the District Court found that as a result of the unlawful practices enjoined below the organizing efforts were crushed. This lawsuit followed.
The factual findings of the District Court are not challenged here. In early June 1966, at the beginning of the organizing effort, Eugene Nelson, one of the strikers’ principal leaders, stationed himself at the International Bridge in Roma, Texas, attempting, to persuade laborers from Mexico to support the strike. He was taken into custody by the Starr County Sheriff, detained for four hours, questioned about the strike, and was told he was under investigation by the Federal Bureau of
In October 1966, about 25 union members and sympathizers picketed alongside the Rancho Grande Farms exhorting the laborers to join the strike; they were-ordered to disperse by' the sheriffs although their picketing was .peaceful. When Raymond Chandler, one of the union- leaders, engaged an officer in conversation contesting the validity of the order, he was arrested under Art. 474 of the Texas Penal Code for breach of the peace. Although the maximum punishment for this offense is a-$200 fine, bond was set for Chandler at $500. When two of Chandler’s friends came to the courthouse to make bond, they were verbally abused, told they had no business there, and that if they did not leave they would be placed in jail themselves.
Later that month, when the president of the local union and others were in • the courthouse under arrest, they shouted “viva la huelga” in support of the strike. A deputy sheriff struck the union official and held a gun at his forehead, ordering him not to repeat those words in the courthouse' because it was a “respectful place.” Id., at 613. As the strike continued through the year and the Texas Rangers were called into the local area, there, were more serious incidents of violénce.. In May 1967 some union pickets gathered in Mission, Texas, to protest the carrying of produce from the valley on the Missouri-Pacific Railroad. They were initially charged with trespass on private property; this was changed to unlawful assembly, and finally was supferseded by complaints of secondary, picketing. The Reverend Edgar'
A few weeks later the Rangers sought to arrest Dimas for allegedly brandishing a gun in a threatening manner, and found him by “tailing” Chandler and Moreno, also union members. Chandler was arrested with no expía-' nation as was Moreno, who was also assaulted by Captain Allee at the time. These two men were later charged with assisting Dimas to evade arrest, although by, Allee’s own testimony they were never told Dimas was sought by the Rangers. Indeed, because the officers had no-arrest warrant or formal complaint against Dimas, they could not then arrest him, so they put'in a call to a justice of the peace who arrived on the scene and filled out a warrant on forms he carried with him. The Rangers then broke into a house and arrested Dimas and Rodriguez, another union member, in a violent and brutal fashion. Dimas was hospitalized four days with a brain concussion, and X-rays revealed that he had been struck so hard on the back that his spine was curved out of shape. Rodriguez had cuts and bruises on his ear, elbow, upper arm, back, and jaw; one of his fingers was broken and the nail torn off. Id., at 616-617.
Earlier, in May, Nelson had gone down to the Sheriff’s office, according to appellees, to complain that the Rangers were acting as a priváte police force for one of the farms in the area. The three-judge District Court found that Nelson was then arrested and charged with threatening the life of certain Texas Rangers, despite the fact that Captain Allee conceded there was no serious threat. Allee had directed that the charges be filed to protect the Rangers from censure if something happened to Nelson. Id., at 615.
AmPng other findings of the three-judge District Court were that the defendants selectively enforced the unlawful assembly law, Art. 439 of the Texas Penal Code, treating as criminal an inoffensive union gathering,
The' three-judge District Court found , that the law enforcement officials “took sides in what was essentially a labor-management controversy.” Id., at 618. Although there was .virtually no evidence of assault upon
I
It is argued that a state injunction
After summarizing the defendants’ unlawful practices, the District Court concluded that “[t]he union’s efforts collapsed under this pressure in June of 1967 and this suit was filed in an effort to seek relief.” Ibid. Thus it was the defendants’ conduct, which is the subject of this suit, that ended the strike, not the state court injunction, which came afterward. With the protection of the federal court decree, appellees could again begin their efforts.
Moreover, the state court injunction is quite limited. It proscribes picketing by the appellees and those acting in concert with them only on or near property owned by La Casita Farms, Inc.,' the plaintiff in the state case. But the appellants agreed at oral argument that La Casita is only one of the major employers in the area, and some of the incidents involved occurred at other locations. Moreover the state court injunction was only, temporary, and on appeal the Texas Court of- Civil Appeals, after finding that most of the trial court findings were unsupported, affirmed 'оnly because of the limited nature of review, under Texas law, of a temporary injunction. The appellate court concluded that “nothing in this
Nor can it be argued that the case has become moot because appellees have abandoned their efforts as a result of the very-harassment they sought to restrain by this suit. There can be no requirement that appellees continue to subject themselves to physical violence and unlawful restrictions upon their liberties throughout the pendency of the action in order to preserve it as a live controversy. In the face of appellants’ conduct, appel-' lees sought to vindicate their rights in the federal court. In June 1967 they rechannelgd- their efforts from direct attempts at unionizing the workers to seeking 'the protection of a federal decree, and hence they brought this suit.. In their amended complaint, filed in October' 1967, they charged that the defendants’ conduct, aimed at all those who make common cause with appellees, “chill[ed] the willingness of people to exércise their First Amendment rights,” resulting, ás the three-judge District Court found, in the “collapse” of the union drive. Appellees continued to prosecute the suit and won a judgment in December 1972. We may not assume that because during this period they directed their efforts to the judicial battle, they have abandoned their principal cause. Rather, the very purpose of the suit was to seek protection of the federal court so that the efforts at unionization could be renewed. It is settled that an action for an injunction does not become moot merely because the conduct complained of has terminated, if there is a póssibility of recurrence, since otherwise the
II
We first consider the provisions of the federal court decree enjoining police intimidation of the appellees.
Thus the only question before us is whether this was an appropriate exercise of the federal court’s equitable powers. We first note that this portion of the decree creates no interference with prosecutions pending in the state courts, so that the special considerations relevant to cases like Younger v. Harris,
Such a showing was clearly made here as the unchallenged findings of the. District Court show. The .appellees sought to. do no more than organize a lawful union to better the situation of one of the most economically oppressed classes of workers in the country. Because of the intimidation by state authorities, their lawful effort was crushed. The workers, aAd their leaders and organizers were placed in fear of exercising their
Isolated incidents of. police misconduct under valid statutes would not, of course, be сause for the exércise of a federal court’s equitable powers. But “[w]e have not hesitated on direct review to strike down applications of constitutional statutes which we have found to be unconstitutionally applied.” Cameron v. Johnson,
For reasons to be stated, that portion of this relief based on holdings that certain state statutes are- unconstitutional should be modified. In all other respects this portion of the. District Court decree was quite proper.
Ill
Finally, we consider the portion of the District-Court's judgment declaring five Texas statutes unconstitutional, with the accompanying injunctive relief. We have been pressed with arguments by the appellants that these parts of the decree are inconsistent with the teachings of Younger v. Harris,
Younger and its companion cases are grounded upon the special considerations which apply when a federal
Thus, although there was a live controversy as to these statutes, at the time of the District Court decree, if there are no pending prosecutions under the old statutes, the portions of the District Court’s judgment relating to. them has become moot.
As to the two remaining statutes, Tex. Civ. Stat., Arts. 5154d and 5154f, it is not necessary for other reasons for us at this time to reach any Younger questions or the merits of the decision below as to the statutes’ constitutionality. As to these also we must remand for a determination as to whether there are pending prosecutions, although if there are none the appellees might still be threatened with prosecutions in the future since these statutes are still in force. But if there are only threatened prosecutions, and the appellees sought only declaratory relief as to the statutes, then the case would not be governed by Younger at all, but by Steffel v. Thompson,
It is so ordered.
Notes
Jurisdiction in the District Court was based upon 28 U. S. C. §13.43, and,a three-judge court was properly convened under 28 U. S. C. § 2231.
Named in the caption were Francisco Medrano, Kathy Baker, David Lopez, Gilbert Padilla, Magdaleno Dimas, and Benjamin Rodriguez. Other individual plaintiffs were named in the body of the complaint.
The judgment was also rendered for all members of the plaintiff United Farmworkers Organizing Committee, AFL-CIO, and- “all other persons who because of their sympathy for or voluntary support of the aims of said Plaintiff union have engaged in. are engaging in, or may hereafter, engage in peaceful picketing, peaceful assembly, or other organizational activities of or in support of said Plaintiff union or who may engage in concert of action with one or more of Plaintiffs for the solicitation of agricultural workers oj* others to join or make common cause with them in matters pertaining to the work and labor of agricultural workers.”
This was not the only abuse of the bonding process. Later when Eugene Nelson was arrested for threatening the life of a Texas Ranger, see infra, at 807,. the deputy sheriff rejected for no valid reason a bond he knew was good.
Deputy Paul. Pena filed these charges against Reynaldo De La Cruz although Pena had never seen the offense, which was wearing a badge around the union hall. The badge in question was óf the shield type, while those worn by the officers were of the star type, and Pena conceded that he knew that De La Cruz and Dimas had worn similar badges when directing traffic at union functions. 347 E. Supp., at 616.
La Casita Farms, Inc. v. United Farm Workers Organizing Comm., Dist. Ct. of Starr County, Texas, No. 3809, July 11, 1967. Appellants’ exhibit D-l in the District Court.
“It is further ordered, adjudged and decreed by the Court that Defendants, their successors, agents and employees, and persons acting in-concert with them, are permanently enjoined and restrained from any of the following acts or conduct directed toward or applied to Plaintiffs and the persons they represent, to-wit:.'
“A. Using in any manner Defendants’ authority as peace officers for the purpose of preventing or discouraging peaceful organizational activities without adequate cause.
“B. Interfering by stopping, dispersing, arresting, or imprisoning any person, or by any other means, with picketing, assembling, solicitation, or organizational effort without adequate cause.
“C. Arresting any person without warrant or without probable cause .which probable cause is accompanied by intention to present appropriate written complaint to a court of competent jurisdiction.
“D. Stopping, dispersing, arresting or imprisoning any person without adequate cause because of the arrest of some other person.'
“E. As used in this Paragraph 16, Subparagraphs A, B and D above, the term ‘adequate cause’ shall mean (1) actual obstruction of a public or private passway, road, street, or entrance which actually causes unreasonable interference with ingress, egress, or flow of traffic; or (2) force or violence, or the threat of force or violence, actually committed by any person by his own conduct or by actually aiding, abetting, or participating in such conduct by another person; or (3) probable cause which may cause a Defendant to believe in good faith that one or more particular persons did violate a criminal*812 law of the State of Texas other than those specific laws herein declared unconstitutional, or a municipal ordinance.”
It is argued that Public Service Comm’n v. Brashear Lines,
• This view was followed in. Perez v. Ledesma,
It is true that we also held in Perez that an order striking down á local parish ordinance was not properly before us. But that was an attack on a wholly different enactment not involving detailed factual inquiries common with and ancillary to the constitutional challenge on the state law supporting the three-judge court’s jurisdiction. ■ And central to our determination wás the finding that the order regarding the parish ordinance “was not issued by a three-judge court, but rather by Judge Boyle, acting as a single district judge.” Id., at 87. That is obviously not the case here.
In NAACP v. Thompson,
There was no challenge here to the District Court’s conclusion that this was a proper class action, see n. 14, infra. Moreover as to this portion of the decree, directed at police misconduct generally rather than to any particular state statute, named plaintiffs intimidated by misconduct may represent all others in the class of those similarly abused, without regard to the asserted state statutory basis for the police actions.
The decree is not directed at any state prosecutors or state judges with the exception of one justice of the peace-whose involvement-apparently conasted of issuing warrants without proper basis. Moreover it does not in terms restrain any prosecutions, but only the “arresting, imprisoning, filing criminal charges, threatening to arrest, or ordering or advising or suggesting that [appellees] disperse under authority of any portion of” the statutes struck down. A reading of the complaint suggests that no injunctive relief against pending-prosecutions was ever requested. As to whether there in fact were pending prosecutions,"our only guidance from the District Court is a passing reference that “plaintiffs [are] now facing charges in the Texas courts . . .,”
In the federal system an appellate court determines mootness as of the time it considers the case, not as of the time it was filed. Roe v. Wade,
If there are pending prosecutions against members of the class not named in the action, the District Court must find that the class was properly represented. Appellants stipulated in District Court that “plaintiffs are properly representative of the class they purport to represent.” Document 33, ¶ 2, Record on Appeal. In this regard we note that ".the union was itself a named plaintiff, and the judgment was issued on behalf of all of its members.
. In this case the union has standing as a named plaintiff to raise any of the claims that a member .of the union would hаve standing to raise. Unions may sue under 42 U. S. C. § 1983 as persons deprived of their rights secured by the Constitution and laws, American Fed. of State, Co., & Mun. Emp. v. Woodward,
See Dombrowski v. Pfister,
We do not reach the question reserved in Steffel as to -whether á Younger showing is necessary to obtain injunctive relief against threatened prosecutions. See generally Note, Federal Relief Against Threatened State Prosecutions: The Implications of Younger, Lake Carriers and Roe, 48 N. Y. U. L. Rev. 965 (1973).
See n. 18, infra.
Concurrence Opinion
with whom Mr. Justice White and Mr. Justice Rehnquist join, concurring in the result in part and dissenting in part.
On June 1, 1966, appellee United Farm Workers Organizing Committee, AFL-CIO (the union), called a strike of farmworkers in Starr County, Texas. After the strike collapsed a year later the union and six individuals active in the strike
The Court today vacates the judgment of the District Court as it deals with the relief granted against the enforcement of the statutes, and .remands for further findings and for reconsideration, in' the case of the relief granted with respect to two of the statutes, in light of Steffel v. Thompson,
I
The facts as found by the District Court are not in-dispute. A. review of those facts is • necessary for an
(a) Ón June 8,1966, one Eugene Nelson, a strike leader, was taken into custody and detained for four hours without any charges being filed against, him.; While in custody he was questioned , about his strike activities and informed that the Federal Bureau of Investigation would be investigating him. regarding alleged threats of violence against the local courthouse and buses used to transport Mexican farmworkers to their jobs. When taken into custody, Nelson was at an international bridge attempting to persuade workers to join the strike.
(b) Another union leader, Raymond Chandler, was arrested on October 12, 1966, at a picketing site when he refused to obey an order to disperse and became involved in an altercation using loud and vociferous language to a deputy sheriff of Starr County. Chandler. was apparently arrested for violating Tex. Penal Code, Art. 474, the disturbing-the-peace - statute'. Bond was set at $500 although- the maximum punishment for violation of Art. 474 is a $200 fine. Two of Chandler’s friends who came to the courthouse to make bond were verbally abused and threatened with arrest by deputy sheriffs..
(c) On October 24, 1966, a deputy sheriff used violence and the threat of deadly force to subdue the president of the local union who, while under arrest and in custody in a courthouse, had just shouted out “viva la huelga” with some fellow arrestees.
(d) On November 9, 1966, the Texas Rangers, who had by this time been called in to help keep peace and order during the pendency of the strike, served, a warrant of arrest on a Reynaldo De La Cruz, charging a violation of Tex. Rev. Civ. Stat., Art. 5154f, on November 3, 1966, when members of the union picketed produce packing sheds located on Missouri Pacific Rail
(e) Charges were filed' by a deputy sheriff against Reynaldo De La Cruz on December 28, 1966, for impersonating an officer by wearing a badge in and around the union hall: The deputy had not witnessed the offense; the badge was of the shield type, while sheriff's deputies and Texas Rangers wore badges- in the shape of stars. .The deputy who filed the charges admitted that he was aware of his own knowlédge that similar badges had been worn by De La Cruz and another when directing traffic at. Union functions. Also on that date Librado De La Cruz attempted to grab a nonstriking farm employee by the coat, and was arrested immediately and charged with assault.
(f) On the evening of January 26, 1967, about 20 union supporters were gathered at the Starr County. Courthouse to conduct a peaceful prayer vigil in protest of arrests of union members earlier that day. Two members of the group mounted the courthouse steps, and when the group was ordered by a sheriff's deputy to leave.the courthouse grounds, the two on the steps refused and were arrested for unlawful assembly, apparently in violation of Tex. Penal Code, Art. 439. One of the two arrested was Gilbert Padilla, the first of the named plaintiffs to enter the chronology. The other was a minister.
(g) On February 1, 1967, nine persons were arrested and charged with disturbing the peace,- apparently in violation of Tex. Penal Code, Art. 474, for exhorting field laborers to quit work.
(h) Three months later, on May 11, 1967, other ¿vents occurred: appellant Captain A. Y. Allee of the Texas Rangers informed picketing strikers that he could get them
(i) On the following day, May 12, 1967, strikers were allowed to peacefully picket in accordance with Tex. Rev. Civ. Stat., Art. 5154d, the mass picketing statute, and were allowed to depart after being detained for a short period of time at the picketing site.
(j) On May 12, 1967, Eugene Nelson was arrested for threatening the life of certain Texas Rangers although appellant Allee did not take the threat seriously, and a bond was not accepted until tax records could be checked following the weekend, although there was no valid reason for waiting since the deputy sheriff to whom the bond was tendered knew full well that the surety was a landowner and a person of substance in Starr County.
(k) On May 26, 1967, 14 persons were arrested for trespassing. The charge was later changed to unlawful assembly, and this charge was superseded by a secondary picketing and boycott charge. Ten persons were arrested when they allegedly attempted to block a train carrying produce. . The second group of four persons was arrested later in the evening. The four were apparently arrested for unsuccessfully encouraging bystanders to picket and were ultimately charged with secondary picketing and boycotting upon the complaint of a railroad special agent who had left the scene prior to the events which caused this second series of arrests. Included in the group was Magdaleno Dimas, another named plaintiff. The findings recite that a Mrs. Krueger, another one of this second group, was arrested “either for
(l) On May 31, 1967, the Texas Rangers arrested apparently 13 pickets for allegedly violating the mass picketing statute, Tex. Rev. Civ. Stat., Art. 5154d.
(m) On June 1, 1967, the Texas Rangers sought and arrested Magdaleno Dimas at the home of Kathy Baker, another named plaintiff, for allegedly having previously brandished a gun in a threatening manner in the presence of a special deputy of Starr County. ' Two other persons were arrested for assisting Dimas to evade arrest. Benjamin Rodriguez, a third named plaintiff, was arrested at the same time the police apprehended Dimas, although the District Court does not explain why Rodriguez was arrested. The arrests of Dimas and Rodriguez were found by the District Court to have been accomplished in a brutal and violent fashion.
,(n) While the strike was in progress the Starr County Sheriff's office assisted in the regular distribution of a strongly anti-union newspaper. Each week deputies would pick up and then locally distribute copies of the paper.
II
In this ~part;;-T consider the problems of mootness and standing. In Part III,. I discuss Younger v. Harris,
The principal relief granted by the District Court was the declaration that five Texas statutes are unconstitutional and the injunction against their continued enforcement. The District Court determined- on the
Three of the statutes held to be unconstitutional by-•the District Court have been repealed by the Texas Legislature in a new codification of • the Penal Code. Articles 439 (unlawful assembly), 474 (breach of the peace), and 482 (abusive language) can no longer be employed to arrest appellees or members of their class. On. remand. the District Court should first determine whether appellees had standing to commence this aCtion-respecting these three statutes. “It must be alleged that the plaintiff 'has sustained or is immediately in danger of sustaining some direct injury’ as the result of the challenged statute or. official conduct. Massachusetts v. Mellon,
The two other statutes held unconstitutional by the District Court, Tex. Rev. Civ. Stat., Arts. 5154d and 5Í54f, have not been repeаled, and I cannot say, on this record, that the possibility of future prosecutions is or is not real.. The District Court should examine the standing of appellees to challenge the constitutionality of these statutes under the same guidelines as applicable to the three repealed statutes, except that prosecution remains hypothetically possible under these two statutes. See Steffel v. Thompson, supra, at 459.
We have recently held in O’Shea v. Littleton, supra, at 498, that standing must be personal to and satisfied by “those who seek -to invoke the power of federal courts.” See also Bailey v. Patterson,
In addition to any- individual named appellees the union itself may have, standing to challenge the constitutionality of the statutes. The Court has long recognized that the First Amendment’s guarantees of free speech and assembly have an important role to play in labor disputes. Thornhill v. Alabama,
Here the appellee union alleged in the complaint that it was deprived of its constitutional rights of free speech and assembly by the аctions of defendants in enforcing the challenged Texas statutes. If,, as claimed by the union, union members were subject to unlawful arrest and threats of arrest in their First Amendment protected organizational activity on behalf of .the union, .the union would have derivatively suffered or have been in the position to suffer derivatively real injury and 'would have standing to complain of that injury and bring this action.
III
(A)
The District Court on remand will be faced with' tbe issue of the applicability of Younger v. Harris,
To the extent that.they can prove standing, the individual appellees will be seeking federal court interference in their own state court prosecutions. The unipn, to the extent that it has standing, will be seeking interference with state Court prosecutions of its members. There is an identity of interest between the union and its prosecuted members; the union may seek relief only because of the prosecutions of' its members,
' This result is not contrary to that reached in Steffel v. Thompson,
• The process of determining when Younger applies becomes more complex when dealing with the two extant ■statutes. If there are state court prosecutions against the individual appellees or the union under these statutes then Younger requirements must be met. If there are prosecutions against members of the union under these .statutes (аnd the union asserts standing derivatively) then the Younger hurdle must be met for the reasons stated. If standing of - individual appellees or the union to challenge one of the statutes is básed solely on threatened prosecutions, and the relief pursued below with respect to that statute is declaratory only, then Younger does? not apply. Steffel v. Thompson, supra. If appellees seek, injunctive relief with respect to the operation or enforcement of a statute for the violation of which prosecutions are threatened, the question of. whether Younger applies has not beerf'answered by this Court. Steffel v. Thompson, supra, at 463. Since'the issue-may well not- arise on remand it would be premature now to attempt to resolve it.. The development of what relief was and still is requested by appellees is-a matter
'(B)
- The next step in the analysis is to define the burdens imposed by Younger v. Harris. There we held that before a federal court can interfere with state criminal proceedings, great and immediate irreparable injury must be shown “above and beyond that associated with the defense of a single prosecution brought in good faith.”
Younger principles not only mandate federal court abstention in the case of good-faith enforcement of facially unconstitutional statutes, but also require that claims of uncоnstitutionality, other than facial invalidity, be presented, in the first instance, to the state court in which; the criminal prosecution involving the claimed constitutional deprivation is .pending. In Perez v. Ledesma,
“The propriety of arrests and the admissibility of evidence in ,state criminal prosecutions are ordinarily matters to be resolved by state tribunals, see Stefanelli v. Minard,342 U. S. 117 (1951), subject, of course, to review by certiorari or appeal in this Court or, in a proper case, on federal habeas corpus. Here Ledesma was free to present his federal constitutional claims concerning arrest and seizure of materials or other matters to the Louisiana courts in the manner permitted in that State. Only in cases of proven harassment or prosecutions undertaken by state officials in bad faith without hope of obtaining a valid conviction and perhaps in other extraordinary*835 circufhstances where irreparable injury can.be shown is federal injunctive relief against pending state prosecutions appropriate. . . . There is nothing in the record before us to suggest that Louisiana officials undertook these prosecutions other than in a good-faith attempt to enforce the State’s criminal laws.” Id., at 84-85.
A state court is presumed to be capable of fulfilling its “solemn responsibility ... 'to guard, enforce, and protect every right granted or secured by the Constitution of the United States Robb v. Connolly,
A breakdown of the state judicial system which would allow federal intervention was the allegation of appellants in Dombrowski v. Pfister,
To meet the Younger test the federal plaintiff must show manifest bad faith and injury that is great, immediate, and irreparable, constituting harassment of the plaintiff in the ex,ercise of his constitutional rights, and resulting in a deprivation of ‘meaningful access to' the state courts. The federal plaintiff must prove both bad faith and requisite injury.' In judging whether a prosecution has been commenced in bad faith, the federal court is ■entitled to take into consideration the i.ull range of circumstances surrounding the proseeutions which the federal plaintiff would hаve the district court interfere with: A federal court must be cautious, however, and recognize that our criminal justice system' works only by according broad discretion to those charged to enforce laws. Cf. Santobello v. New York,
“[T]he question for the District Court was not the*837 guilt or innocence of the persons charged; the question was whether the satute was enforced against them with no expectation of convictions but only to discourage exercise of protected rights. The mere possibility of erroneous application of the. statute does not amount 'to the irreparable injury necessary to justify a disruption of orderly state proceedings.’ Dombrowski v. Pfister, supra, at 485. The issue of guilt or innocence is for the state court at the criminal trial; the State was not required to prove appellants guilty in the federal proceeding to escape the finding that the State had no expectation of securing valid convictions.” (Footnote omitted.)
One step removed from the decision of the prosecutor to prosecute is the decision of the policeman to arrest. The bad-faith nature of a prosecution may sometimes be inferred from the common activity of the prosecutor and the police to employ arrests and prosecutions unlawfully to discourage the exercise of civil rights. The conclusion that the prosecutor and police are acting as one to deprive persons of their rights should not be inferred too readily on the basis of police action alone. Just as is the case with prosecutors, the police possess broad discretion in enforcing the criminal laws. Police cannot reasonably be expected to act upon a realización that a law that they are asked to enforce may be unconstitutional. Even when police cross the line of legality as they enforce statutes they may not be acting willfully; the precise contours of probable cause, like the Fourth Amendment’s stricture against unreasonable search and seizure, are far from clear.. When a policeman willfully engages in patently illegal conduct in the course of an arrest there still should be clear and convincing proof, before bad faith can be found, that this was part of a common plan or scheme, in concert with the prosecutorial au
Unless the injury confronting a state criminal defendant is great, immediate, and irreparable, and constitutes harassment, the prosecution cannot- be interfered with under Younger. The severity of the standard reflects the extreme reluctance of federal courts to interfere with pending state criminal prosecutions.
If the federal court plaintiff seeks injunctive or'declaratory relief based on claimed facial invalidity of a statute, the injury may derive not only from the prosecutions the plaintiff is currently facing where a violation of that statute is alleged, but also from the probability of future prosecutions under that statute. Evidence of multiple arrests and prosеcutions of persons other than the federal plaintiff under that statute may well bear on the likelihood of future arrests and prosecutions of the federal plaintiff. Á state criminal defendant seeking re-lie t against more than one statute, must prove the requisite degree of injury separately for each statute he challenges. Any other rule would encourage, insubstantial and multiple attacks on the constitutionality of .state statutes by persons ■ hoping to meet the strict Standards of injury by accumulating effects under many
The same rule must, perforce, apply when the relief sought is limited in scope, by way of constitutional challenges to statutes as applied, to interference only with specific prosecutions. Since no relief is requested which could affect the future operation or enforcement óf a statute (as would be the .case when a statute is challenged on its face), the injury must derive solely from the imminence of the single prosecution. The possibility of future arrests, under color of any state statutes, is irrelevant to proof of injury from the challenged prosecution. It will be the rare case, indeed, where a single prosecution provides the quantum of harm, that will justify interferehce. On the other hand, in the case of an attack on the facial constitutionality of a statute, the likely prospect of multiple prosecutions, brought also in bad faith and without hope of conviction, , for the violation of the same statute which formed the basis for the pending prosecutions of the federal court plaintiff, might well constitute a sufficient showing of harm to justify a federal court’s decision to reach the constitutionality of the statute..
A special problem in proof of Younger injury arises with the Union: shall the.Union be permitted to.aggregate the injuries which all its members will-reasonably suffer under the operation of statutes, or must the injury test be satisfied independently by one person who was and is a member of the Union? For the reason ex
With these principles in mind it is.appropriate to. turn to the facts in the instant case. The District Court assumed that Younger was applicable, and held, on the basis of the facts that it found, that the requirements of Younger had been met. The District Court‘then proceeded to the constitutional merits of each of the challenged statutes. The District Court’s Younger holding was in error.
There is no reason'for deferring review of the District Court’s legal conclusion that Younger was satisfied,although 'the' Court would, apparently, allow appellees to have a second chance at proving .this element of their case. Although the trial, 'of this action took place in 1968, the District Court’s decision had not been handed down by the time Younger was issued in 1971. In September 1971, the parties were requested by the District Court to file supplemental briefs on the' impact of Younger on this cause. In their briefs, appellants grgued that the federal court was'required under Younger to abstain, while appellees argued that Younger did not apply to the instant case, and, alternatively, that if Younger did apply the test of Younger
Appellees 'can, of course, seek to further amend their amended complaint to make further allegations of fact regarding the events which took place during the one-year strike, and the District Court will then have to judge whether after nearly seven years “justice so requires” the amendment. Fed. Rule Civ. Proc. 15 (a).
The finding's of fact by the District Court do not justify, the legal conclusion that any of the appellees were in danger of' suffering harm, that was great, immediate, and irreparable, and constituted harassment, with respect to any one of the statutes. Such a showing must be made by each appellee separately regarding each statute. I now turn to an analysis -of the facts, first on
The only persons found to have been arrested for violating Tex. Penal Code, Art. 439 (unlawful assembly), were the two leaders of the January 26, 1967, prayer vigil. For five months thereafter no arrests took place under this statute. At the end of May 1967, 14 other persons
On two occasions arrests were made for violating Tex. Penal Code, Art. 474 (breach of the peace): of Raymond Ghandler on October 12, 1966, and of nine persons (apparently not including Mr. Chandler
It appears that five members of the Union were arrested for violating Tex. Penal Code, Art. 482 (abusive language) on January 26, 1967,- about midway through the strike.
Another example of a single instance of enforcement of a statute is the arrest of 13. persons, on one occasion, May 31, 1967, for violating Tex. Rev. Civ. Stat., Art. 5154d (mass picketing). The facts are totally insufficient for a finding of the serious injury required under Younger.
Fourteen persons who were arrested for trespassing on May 26, 1967, were later charged with unlawful assembly, but those charges were pending only for three days, at the end of which time the 14 were charged with violating Tex. Rev. Civ. Stat., Art. 5154f, the secondary picketing and boycott provision. The only other time persons were charged with violating Art. 5154f was on November 9, 1966, when a complaint was filed against 10 persons for illegal picketing on November 3, 1966. The District Court does not challenge the grounds for issu\ng the complaint, but questions only the manner of the custody following the arrest of one of thе 10, but that objectionable action had nothing whatever to do with the offense for which the individual was arrested. As with the four other statutes found unconstitutional, the test of serious in jury, under Younger is not met by such an inadequate showing of future harm.
Appellees also failed to prove that any prosecutions which might have resulted from these arrests were brought in bad faith. Very nearly all the evidence of
Nor can the isolated instances of police misconduct by Texas Rangers and Starr County Sheriff’s deputies found by the District Court turn a series.of prosécutions, apparently instituted in good faith (even assuming that all persons who were arrested are or were facing prosecutions as a result of their arrests), into a campaign of terror against the union which could only be remedied
In sum, the findings cannot be read as showing either bad faith or the requisite injury with respect to the operation and enforcement of any of the five challenged statutes. Appellees have totally failed to satisfy the .demands of Younger v. Harris,
IV
The District Court not only declared five Texas statutes unconstitutional and enjoined their enforcement, but also issued an injunction against what I shall term “police misconduct.” The injunction against police misconduct is issued on behalf of thе named plaintiffs and the class they represent,
“to-wit, the members of Plaintiff United Farm Workers Organizing • Committee, AFL-CIO, and all other persons who because of their sympathy for or voluntary support of the aims of said Plaintiff union have engaged in, are engaging in, or may hereafter-engage in peaceful picketing, peaceful assembly, or other organizational activities of or in support of said Plaintiff union or who may engage in concert of action with one or more of Plaintiffs for the solicitation of agricultural workers or others to join or make common cause with them in matters pertaining to the work and labor of agricultural workers.”
The injunction itself appears as paragraph 16 of the District Court’s Filial Judgment. This remarkable injunction reads in full as follows:
“16. It is further ordered, adjudged and decreed by the Court that Defendants, their successors, agents and employees, and persons acting in concert with them, are permanently enjoined and restrained*847 from any of the following acts or conduct directed toward or applied to Plaintiffs and the persons they represent, to-wit:
“A. Using in any manner Defendants’ authority as peace officers for the purpose of preventing or discouraging peaceful organizational activities without adequate cause.
“B. Interfering by stopping, dispersing, arresting, or imprisoning any person, or by any other means, with picketing, assembling, solicitation, or organizational effort without adequate cause.
“C. Arresting any person without warrant or without probable cause which probable cause is accompanied by intention to present appropriate -written complaint to a court of competent jurisdiction.
“D. Stopping, dispersing, arresting or imprisoning' any person without adequate cause because of the arrest of some other person.
“E. As used in this Paragraph 16, Subparagraphs A, B and D above, the term ‘adequate cause’ shall mean (1) actual obstruction of a public or private passway, road, streеt, or entrance which actually causes unreasonable interference with ingress, egress, or flow of traffic; or (2) force or violence, or the threat of force or violence, actually committed by any person by his own conduct or by actually aiding, abetting, or participating in such conduct by another person; or (3) probable cause which may cause a Defendant to believe in good faith that one or more particular persons did violate a criminal law of the State of Texas other than those specific laws herein declared unconstitutional, or a municipal ordinance.”
This Court lacks jurisdiction to review this injunction on direct appeal from the District Court; but assuming
(A)
The Court does not have jurisdiction on appeal over paragraph 16 of the Final Judgment. The proper course is to vacate and remand this portion of the District Court judgment for entry of a fresh judgment from which timely appeal can be - taken to the Court of Appeals for ,the Fifth Circuit. See Edelman v. Townsend, 412 U. 914, 915 (1973).
This Court may hear on appeal
“an order granting or denying, after notice and-hearing, an interlocutory or permanent injunction in any civil action, suit or proceeding required by any Act of.Congress to be heard and determined by a district court of three judges.” 28 U. S. C. § 1253.
Congress has provided, by 28 U. S. C. § 2281 that no interlocutory -or permanent injunction against the enforcement, operation, or execution of a state statute may be granted on the ground of unconstitutionality Unless the application for the injunction is heard and determined' by a three-judge district court.
“This Court has more than once stated that its jurisdiction under the Three-Judge Court Act is to be narrowly construed since ‘any loose construction of the requirements of [the Act] would defeat the purposes of Congress ... to keep within narrow confines our appеllate docket.’ Phillips v. United States [
“The limited statutory duties of the specially constituted three judge District Court had been fully performed before the motion for assessment of damages was filed. For § 266 of the Judicial Code provides for a hearing by three judges, instead of one district judge, only in connection with adjudication of a very narrow type of controversy — applications for temporary and permanent injunctions restraining state officials from enforcing state laws or orders made pursuant thereto upon the ground that the state- statutes- are repugnant to the Federal Constitution. ' The motion for damages raised questions not within the statutory purpose for. which the two additional judges had been called. Those questions were therefore for the consideration of the District Court in the exercise of its ordinary jurisdiction, and. .the three, judge requirement of § 266 had no application.” ''Id., at 625 (footnotes omitted).
The Court was careful to state that a three-judge court “has,jurisdiction to determine every question involved in the litigation pertaining to the prayer for an injunction, in order that a single lawsuit may afford final .and authoritative decision of the controversy .between the parties.” Id., at 625 n. 5.
We reaffirmed' our Brashear holding in Perez v. Ledesma,
“Even if an order granting a declaratory judgment against the ordinance had been entered by the three-judge court below (which'.it had not), that court would, have been acting in the capacity of a single-judge court. We held in Moody v. Flowers,387 U. S. 97 (1967), that a three-judge court was not properly convened to consider the constitutionality of a statute of only local application, similar to a local ordinance. Under 28 U. S. C. § 1253 we have jurisdiction to consider on direct appeal only those civil actions ‘required ... to be heard and determined’ by. a three-judge court. Since the constitutionality of this parish ordinance was not ‘re-' quired ... to be heard and determined’ by a three-judge panel, there is no jurisdiction in this Court to review that question.
“The fact that a three-judge court was properly convened in this ■ case to consider the injunctive relief requested against the enforcement of the state statute, does not give this Court jurisdiction on direct appeal over other controversies where there is no independent jurisdictional base. Even where*851 a three-judge court is properly convened to consider one controversy between two parties, the parties are not necessarily entitled to a three-judge court and a direct appeal on other controversies that may exist between them. See Public Service Comm’n v. Brashear Freight Lines,306 U. S. 204 (1939).”401 U. S., at 86-87 .18 (Footnote omitted.)
Brashear Lines and Perez are authority for the proposition that a three-judge district court convened under
Any other rule would
“encumber the district court, at a time when district court calendars are overburdened, by consuming the time of three federal judges in a matter that was not required to be determined by. a three-judge court.” Rosado v. Wyman, supra, at 403.
And any other rule would burden this Court through the unnecessary expansion of our jurisdiction on direct appeal. The District Court’s broad injunction against police misconduct in this case without even a semblance of reasoned analysis provides a compelling example of the need for a review by an intermediate appellate’ tribunal to sort out the facts and' issues necessary for review here; should that occur. This case presents a glaring example of an undue burden placed on this Court: to wrestle with difficult legal issues on the basis of a record inadequately digested and analyzed by the. District Court and untouched by the scrutiny of. the Court of Appeals. From its findings of fact the District Court has drawn almost impressionistic conclusions'regarding the scope and. impact of. the perceived abuses.of the Texas law enforcement authorities.. It is as if the District Court viewed the conduct of the police and prosecutors as directed against'one individual, rather than many, over a brief period of time, rather than á year. This
Even if the general rule were other than that no ancillary relief in aid of injunctive relief should issue from a three-judge court, the injunction against police misconduct in this case could not be considered to be ancillary to the primary relief so as to confer jurisdiction upon this Court on direct appeal. Enjoining enforcement of state statutes is a far different enterprise from enjoining spe7 cific police misconduct; a separate review of the first by -this Court and the second by a court of appeals would not result in a fragmented appeal. In the application' of the Younger v. Harris,
. Thus, an(injunction against police misconduct would not be so related to injunctive relief against the operation of unconstitutional state statutes as to require a three-judge district court, even if Brashear and Perez did not apply to foreclose our consideration of paragraph 16 of the District Court’s judgment. Upon the issuance of the declaratory and injunctive relief against the five Texas statutes the three-judge District Court should have dissolved itself and referred-the case .to the single District Judge to whom the case was originally assigned for whatever further proceedings were necessary.
(B) ■
Assuming, arguendo, that this Court has jurisdiction to review the injunction against police misconduct, the proper course would be to vacate and remand that portion-of the District Court’s judgment.
The injunction against police misconduct was entered by the District Court without benefit of independent analysis in its .findings, or opinion. The penultimate-paragraph in the opinion of the District Court is the sole discussion provided regarding the injunction that was'1 later entered:
“In addition,-plaintiffs are also entitled to a permanent injunction restraining the defendants not only ..from any future acts enforcing the statutes here declared void, but also restraining them from any future interference' with the civil rights of plaintiffs and the class they represent. Hairston v. Hutzler,334 F. Supp. 251 (W. D. Pa. 1971).”347 F. Supp., at 634 .
(C)
Finally, I am satisfied the District Court abused its discretion when it granted this injunction against police misconduct. . . '
The injunction as entered would allow review by the federal court, by way of contempt proceedings, of claims which would; at the same time, be sub judice in ongoing ‘ state criminal proceedings. For example, assume a deputy sheriff made an arrest without a warrant and incident to that arrest seized evidence relevant to proof of a criminal offense; The arrestee can seek to suppress
“such a major continuing intrusion of the equitable power of the federal courts into the daily conduct of state criminal proceedings is in sharp conflict with the principles of equitable restraint which .this Court has recognized . . . .” Id., at 502.
The injunction, in its paragraph 16 (B), appears to leave no room for' temporary restraint fo? investigation of suspicious activities premised on less than probable cause which this Court has held to be constitutional. Terry v. Ohio,
The problems created by this injunction against police misconduct are manifold. - In the enforcement of the in
For all the problems that this injunction is likely to create, I find no reаson to believe that it will provide meaningful relief for appellees. Comment, The Federal Injunction as a Kemedy for Unconstitutional Police Conduct, 78 Yale L. J. 143 (1968).
In any event, I 'believe that the facts which were found by the District Court
“[Recognition of the need for a proper balance in the concurrent operation of federal and state courts counsels restraint against the issuance of injunctions against state officers engaged in the administration of the State’s criminal laws in the absence of a showing of irreparable injury which ,is ‘ “both gre.at and' immediate.” ’ [Younger v. Harris,401 U. S. 37 , 46 (1971).]” O’Shea v. Littleton,414 U. S., at 499 .
Injunctions against police misconduct should be issued, if at all, in only the most extreme cases, see, e. g., Lankford v. Gelston,
Francisco Medrano, Kathy Baker, David Lopez, Gilbert Padilla, Magdaleno Dimas, and Benjamin Rodriguez.
Jurisdiction is. alleged under 28 U. S. C. §§ 1343, 2201, 2202, 2281, and 2284, and 42 U. S. C. §§ 1983 and 1985.
Tex. Penal Code, Arts. 439 (unlawful assembly), 474 (breach of the peace), and 482 (abusive language) (1952), and Tex. Rev. Civ. Stat., Arts.5154d (mass picketing) and 5154f (secondary picketing and boycotting) (1971).
The Court states that “the District Court must -find that the class was properly represented.” Ante, at 819 n. 13. I take this to mean that the named plaintiff must be an appropriate representative for the class; the named plaintiff must have suffered the same injury as the class purportedly represented, and that injury must be sufficient to accord the named plaintiff standing to sue in his own right. Bailey v. Patterson,
See Sierra Club v. Morton,
The union may, of course, be directly-subject to criminal, prosecution-. A union prosecuted or threatened with prosecution qua union would be in the same position as an individual litigant with regard to standing and Younger v. Harris,
See n. 6, supra.
There is no need now to attempt to further define those situations in which it would be proper to impute the state criminal prosecution of one who is not' a federal plaintiff to one who is. The association *of the state criminal defendant and the federal plaintiff necessáry for imputation will depend, uppn facts of joint • activity .and-common interest.
The relief open to the District Court on remand is limited by the repeal of three of the statutes. Since the statutes no longer exist, they can have no conceivable further “chilling effect” on others in the exercise of their constitutionally protected rights. The justification has disappeared, then, for permitting a litigant to challenge a statute, not because of the unconstitutional application of the statute as to his conduct, but rather because the statute might as to other persons be applied in an unconstitutional manner. By repealing the statutes, the State has “remove[d] the seeming threat- or deterrence'to. constitutionally protected expression,” and the District Court should not apply the “strong medicine” of the ' overbreadth doctrine, which “has been employed by the Court sparingly and only as a last resort” to hold statutes unconstitutional on their face. Broadrick v. Oklahoma,
But see n. 18, infra.
Proof that, other union members have been subject to bad-faith arrests and prosecutiоns under a statute may be relevant to a claim that a union member faces injury from a substantial likelihood of being arrested’ and prosecuted in bad faith in the future under color of the' same statute. See supra, at 838.
See ¶ 7.20 of the amended complaint, and
See ¶ 7.13 of the amended complaint, and
See ¶ 7.11 of the amended complaint, and
I can find nothing improper ..with this warning. A second offense under the same statute is usually looked on more • seriously than a first.. -
Captain Allee is, apparently, no longer in active service having retired from the Texas Rangers. According, to appellees he is no longer\a irfe’mber of the Texas Department of Public Safety. Defendants’ Supplemental District Court Brief 6 (filed Oct. 26, 1971). If appellees no longer have an active controversy with Captain Allee the^suit should be dismissed as moot as to him.
The Court would rely on Milky Way v. Leary,
Although the District Court in Perez stated that it held the state statute to be facially constitutional, the decision of the District Court there that the arrests and seizures were unconstitutional appears in fact to 'have derived .from a broad condemnation of obscenity statutes, including the state statute dealt with in that case, without provisions incorporated therein protecting against criminal liability for acts occurring prior to an adversary judicial determination of obscenity.
The Court in Jacobsen reasoned that
“[t]o hold to the contrary would be to permit one federal district judge to enjoin enforcement of a state statute on .the ground .of federal unconstitutionality whenever a non-constitutional ground of attack was also alleged, and this might, well defeat the purpose of § 2281.”362 U. S., at 80 .' (Emphasis in original.)
To hold that.a three-judge district court is not required to hear • matters unrelated to the determination of whether to enjoin the enforcement of state statutes, Would pose no similar risk.
The author of the Comment wrote:
“For tolerated constitutional violations, a prohibitory injunction which only ordered high police officials to refrain from unconstitutional conduct would be useless — the problem lies not in what such officials are doing but in what they are not doing. Purely prohibitory injunctions would have to be directed against the subordinate policemen who'were acting illegally. But courts would be unable to enforce such injunctions unless they were willing to take over the task .of disciplining individual policemen. Such an approach would be highly inefficient since the court’s only means of enforcing its orders directly against policemen — a contempt proceeding — would be far too "cumbersome and heavy-handed to deal effectively with -large numbers of alleged violations.
“If the injunction is to have any utility as a remedy for tolerated police abuse, it must require affirmative action by the officials*859 responsible. for police conduct.” 78 Yale L. J., at 147. (Emphasis in original; footnote omitted.)
The injunction may ruta. against all the judicial, officers in Texas. A Justice of the Peace is a named' defendant. The injunction enjoins "Defendants, their successors, agents and employees, and persons acting in concert with them.” O’Shea v. Littleton,
See Parts I and III, suprg.
