Allandale Neighborhood Association v. Austin Transportation Study Policy Advisory CommitteeAllandale Neighborhood Association v. Austin Transportation Study Policy Advisory Committee
Lead Opinion
Plаintiffs contend that the defendant Austin Transportation Study Policy Advisory Committee of Austin, Texas, a planning group at the local level, violated federal statutes codified at
I. Facts and Procedural History
A. The Parties
Six plaintiffs bring this action. First, the Allandale Neighborhood Association is allegedly a corporation comprising as members both individuals and businesses in the Allandale neighborhood of Austin, Texas. Second, the Koenig Lane Business Association allegedly has as members the owners and employees of small businesses in the area of Koenig Lane in Austin. Third, the Save Barton Creek Association is alleged to be a corporation active in the preservation of water quality in the Austin area. Fourth, the Sierra Club is alleged to be a corporation active in the preservation of the natural environment with members in the Austin area. Fifth, the Texas Association for Public Transportation is alleged to be a corporation that conducts research and educational activities concerning public transportation in Austin. The sixth and final Plaintiff, the Tonkawa Springs Home
The sole defendant is the Austin Transportation Study Policy Advisory Committee (Committee). The Committee is alleged to be a metropolitan planning organization called into being by the Governor of Texas. The Committee is allegedly charged with developing a transportation plan for an area covering parts, including Austin, of four Texas counties.
B. Plaintiffs’ Claims
Plaintiffs allege that, in March 1986, the Committee formally endorsed a new Transportation Plan for the Austin Metropolitan Area (Austin Transportаtion Plan). According to Plaintiffs, the Committee’s process for developing the Austin Transportation Plan was deficient in two respects. First, the process allegedly was not cooperative and comprehensive; was not formulated on the basis of transportation needs; and most important, did not give due consideration to comprehensive long-range land use plans, to development objectives, to the Plan’s probable effect upon the future development of the Austin urban area, and to overall social, economic, environmental, system performance, and energy conservation goals and objectives. Second, some of the Committee members allegedly showed prejudgment and substantial bias. Plaintiffs assert that these allegations of fact show violations of the federal statutes codified at
C. The District Court
The Committee moved the district court to dismiss Plaintiffs’ complaint and, alternatively, for summary judgment. The Committee tended to state these alternative grounds in support of its motion: (1) Plaintiffs lack standing; (2) their claim or claims are not ripe; (3) Plaintiffs have no right of action to assert their claims; and (4) even if they do have a right of action then, on the merits of their claims, Plaintiffs’ factual allegations show no violation of
The district court granted the Committee’s motion to dismiss, ruling that Plaintiffs have no right of action and, further, that Plaintiffs lack standing and that their claim or claims are not ripe. Five of the six Plaintiffs appeal. For the reasons assigned below, we affirm the dismissal.
II. Discussion
This appeal potentially presents for decision a familiar cluster of preliminary issues: standing, in both its constitutional dimеnsion and its prudential or subconstitu-tional dimension; ripeness, likewise in both its constitutional and its prudential or sub-constitutional dimensions; and the right of action issue. We endeavor, not only to decide the issues as necessary, but to establish a principled sequence for decision-making.
For reasons given below, we decide first the issue or issues of standing and ripeness in their constitutional dimensions. Having determined constitutional standing and constitutional ripeness, we next decide the right of action issue. Finally, determining the right of action issue against Plaintiffs, we need not reach any remaining issue of subconstitutional standing or subconstitu-tional ripeness.
A. Constitutional Standing and Constitutional Ripeness
1.
Constitutional standing, sometimes called Article III standing, is said to form “part” of “the constitutional limitation of federal-court jurisdiction to actual cases or controversies.”
On the other hand, the subconstitutional standing
We turn then first to the jurisdictional issues of constitutional standing and constitutional ripeness. The Supreme Court has stated that circumstances satisfying the constitutional standing requirement also “would appear to satisfy [the ripeness] requirement” to the extent the ripeness requirement derives from the constitutional requirement of a case or controversy.
Accordingly, we may turn then to the requirement of constitutional standing. In order to have constitutional standing, a “plaintiff must allege [1] personal injury [2] fairly traceable to the defendant’s allegedly unlawful conduct and [3] likely to be
2.
Plaintiffs in the present case allege that the Austin Transportatiоn Plan foresees the conversion of Koenig Lane in Austin into a six-lane highway. Plaintiffs make two sets of allegations (a. & b.) concerning this planned highway in order to show constitutional standing.
a.
First, the two Plaintiffs Allandale Neighborhood Association and Koenig Lane Business Association allege that the mere existence of the Austin Transportation Plan with its provision for the highway at issue has already depressed the market values of properties
We accept the allegation of presently depressed property value as a sufficient injury for the purposes of constitutional standing. As a “pocketbook” injury, it is akin to the “direct dollars-and-cents injuries]” routinely accepted as sufficient for constitutional standing purposes.
We conclude therefore that these two Plaintiffs have satisfied the constitutional standing requirement (and, with it, any constitutional ripeness requirement
b.
Second, all five Plaintiffs on appeal allege to varying degrees that the construction and operation of the six-lane highway will have deleterious social, economic, and environmental effects upon their members. Since two of the Plаintiffs have constitutional standing under the first set of allegations already considered, we need not consider
B. Right of Action, Subconstitutional Standing, and Subconstitutional Ripeness
1.
Two issues remain for decision: (1) whether Plaintiffs Allandale Neighborhood Association and Koenig Lane Business Association have a right of action (and whether any subconstitutional standing limitation applies) and (2) whether these Plaintiffs’ claim or claims are ripe in a subconstitu-tional sense.
Ripeness, as noted, governs whether the litigant has a right to assert the claim now or only later. In making that ripeness
2.
Plaintiffs do not suggest or rely upon any statute that “explicitly create[s] a private enforcement mechanism” to enforce the Committee’s asserted duties under
Congress’ intent in enacting the statute. As guides to discerning that intent, we have relied on the four factors set out in Cort v. Ash, see422 U.S. 66 , 78 [95 S.Ct. 2080 , 2087,45 L.Ed.2d 26 ] (1975), along with other tools of statutory construction.[21 ]
Cort’s first factor asks whether “the plaintiff [is] ‘one of the class for whose especial benefit the statute was enacted.’ ”
Cort’s second factor asks whether there is “any indication of legislative intent, explicit or implicit, either to create ... a remedy or to deny one.”
We reject the premise that federal court case law had by 1978 recognized an implied private right of action to enforce
To establish the prеmise that such an implied private right of action had been recognized by 1978, Plaintiffs rely upon this Circuit’s decision in Louisiana Environmental Society, Inc. v. Coleman.
Cort’s third factor asks whether it is “consistent with the underlying purposes of the legislative scheme to imply ... a remedy for the plaintiff.”
We conclude that Plaintiffs have failed to demonstrate that there is implied in
III. Conclusion
We conclude that two Plaintiffs satisfy the constitutional standing requirement and that their claims satisfy any constitutional ripeness requirement and do not reach the other Plaintiffs’ constitutional standing and the constitutional ripeness of their claims. Further, we conclude that these two Plaintiffs have failed to demonstrate an implied private right of action in their favor under
AFFIRMED.
Notes
. Simon v. Eastern Ky. Welfare Rights Org.,
. Duke Power Co. v. Carolina Envtl. Study Group, Inc.,
. Johnson v. Sikes,
. The subconstitutional standing limitations prominently include those governing third-party standing, see, e.g., Barrows v. Jackson,
. Warth v. Seldin,
. E.g., Action Alliance of Senior Citizens v. Heckler,
. Burks v. Lasker,
. Duke Power Co.,
. Allen v. Wright,
. Before the district court, the Committee tended to allege (1) that the values of the properties of these two Plaintiffs’ members had not become depressed and (2) that, even if they had become depressed, other factors besides the existence of the Austin Transportation Plan had caused the devaluation. The Committee did not, however, offer (and the district court did not take) evidence to resolve the conflicting allegations. Compare Duke Power Co.,
. These two Plaintiffs are organizations. The injuries these Plaintiffs allege here for constitutional standing purposes are not injuries to these Plaintiffs as organizations, but rather injuries to their members, e.g., homeowners living in the neighborhoods through which the planned highway will pass. Thus, at least implicitly, Plaintiffs assert representational standing, that is, standing to represent the interests of their members. See generally Hunt v. Washington State Apple Advertising Comm'n,
The inquiry at this step in the sequence of our decisionmaking is still focussed on constitutional standing. We therefore assume that Plaintiffs have the subconstitutional representational standing they assert. Consequently, in their attempts to satisfy the constitutional standing requirement, Plaintiffs may allege injuries personal, not to themselves as organizations, but rather to the members they are assumed to represent. Brock,
. Doremus v. Board of Educ.,
. Alschuler v. Department of Housing and Urban Dev.,
. See supra note 8 and accompanying text.
. See Watt v. Energy Action Educ. Found.,
Thus, we do not reach the constitutional standing of Plaintiffs Save Barton Creek Association, Sierra Club, and Texas Association for Public Transportation. If these three other Plaintiffs presented issues different from those presented by thе two remaining Plaintiffs whose constitutional standing has been upheld, we would seemingly be compelled to reach the constitutional standing question in order to be able to reach these different issues. See Whalen,
.The injury (depressed property values) supporting constitutional standing and therefore our Article III jurisdiction may or may not have a weak or incomplete so-called nexus with the statutory provision forming the basis of Plaintiffs’ claims on the merits, that is principally, the asserted duty to give due consideration to social, economic, and environmental goals. In other words, this asserted duty may or may not be intended to protect against or regulate depressed property values. Because the constitutional standing inquiry is independent of a plaintiff's claim on the merits, Warth,
. Abbott Laboratories v. Gardner,
. On the merits, Plaintiffs allege in essence that the Committee failed to give due consideration to certain factors when developing the Austin Transportation Plan. Plaintiffs аssert that these allegations show violations of
Yet, the duty of due consideration created by these statutory sections is more clearly imposed upon the Secretary of Transportation, not the Committee. Thus, Plaintiffs must argue that the entire administrative process is better served by finding in these sections an implicit duty of due consideration binding upon the Committee. Alternatively, the Plaintiffs must argue that the Secretary has through regulations at least implicitly delegated his or her statutory duty of due cоnsideration to the Committee. Cf. La Raza Unida v. Volpe,
More important, even if the Committee has a duty of due consideration, ripeness concerns persist. The ripeness inquiry would ask whether the Committee's fulfillment of thаt duty is fit for judicial review now as Plaintiffs contend, that is, as soon as the Committee has endorsed its transportation plan, or later once other actors in the administrative process, for instance, state officials (see, e.g.,
. There is apparently some dispute about the nature of the Committee.
If the Committee is a state body, Plaintiffs might arguably have an express private right of action in
If the Committee is a federal body, there might arguably be express provision for judicial review in
. California v. Sierra Club,
. Thompson v. Thompson, — U.S. -, -,
. Cort,
.
. As noted, Plaintiffs assert standing to represent their members. Because the Committee has not challenged Plaintiffs’ representational standing, we may assume without deciding that Plaintiffs properly assert representational standing. See supra note 7. Plaintiffs may thus assert on behalf of their members any right of action their members have. Consequently, Plaintiffs may argue that their members are of the class for whose especial benefit the statute was enacted.
. Cort,
. For similarly structured arguments, see generally Fox,
.
.
. See Burks,
. Louisiana Envtl. Soc’y, Inc. v. Brinegar,
. Ch. 324, 60 Stat. 237 (1946) (as amended). We observe that the Louisiana State Department of Highways was also made a party defendant in Coleman apparently in connection with asserted violations of other federal law provisions (including the preamendment version of
In any case, there is no discussion in Coleman of an implied private right of action against the state highway department. The state highway department may have intervened. The state highway department may have been joined under
Finally, the Coleman case is in any event not authority for an implied private right of action against planners at the local level such as the Committee concerning their development and endorsement of an overarching transportation plan.
. Atlanta Coalition on the Transp. Crisis, Inc. v. Atlanta Regional Comm’n,
. Cort,
.
. Cort’s fourth factor asks whether "the cause of action [is] one traditionally relegated to state law, in an area basically the concern of the States, so that it would be inappropriate to infer a cause of action based solely on federal law.” Cort,
. Sierra Club,
Concurrence Opinion
specially concurring:
I join in the judgment affirming the district court’s dismissal of this case. Our decision that there is no implied right of private action decides this appeal, and I join only in that portion of the opinion of the court.