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Alice Mulherin v. John L. O'brien, Jr.
588 F.2d 853
1st Cir.
1978
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*1 Rodrigues between only difference is that there the defend- al., the case at bar Alice MULHERIN et agent, procuring that he was a ant testified Plaintiffs-Appellants, at bar did defendant but that entitled a forti- Therefore he would be not. O’BRIEN, Jr., L. John charge when he ad- entrapment ori to Defendant-Appellee. guilt establish his facts sufficient to mitted procuring agent. was a In Rod- he unless No. 78-1187. inconsistency we found no between rigues, United States Court of Appeals, jury to the acts trying convince First Circuit. charged up did not add to the crime alleged jury that one trying to convince Argued Sept. into such innocent acts. A entrapped Decided Dec. can claim that he was induced dеfendant perform acts which were, all, innocent and which he con- after of law did not constitute a violation

tends which he was indicted.

of the sort helped that he

Defendant’s admissions them, guns by delivering sell

the owners of them, guns receiving money him as a certainly sufficient to convict the first under 18 U.S.C. under

principal §

count, in viola- charging dealing in firearms 922(a)(1).

tion of U.S.C. § put gun that he in some-

His admissions the car to meet the

one else’s car and drove certainly sufficient to convict

agent was count, possession, under the second

him 5861(d). on 26 U.S.C. 5841 and § §

based Davis, F.Supp. U.

See S.

(W.D.Pa.1972). Likewise his admission agent guns take out of the helped

he jury

car would suffice to enable a to find transferring a firearm as guilty

him count,

charged in the third based on 26 5812(a) 5861(e).

U.S.C. § § admitted facts sufficient

Since defendant offenses warrant ‍​​‌​‌‌​‌‌​‌​‌‌‌‌‌‌‌​​‌​‌‌​‌‌​‌​​​​​​​​​‌​​‌​‌​‌‌‍his conviction of the charge on

charged, he was entitled to a

entrapment. the case judgment is vacated and to the district court for further

remanded

proceedings.

854 Ronan, Salem, Mass., with Complaint T. in the light

James of established doc- Porter, Henry Harring- C. Ronan & trines of whom law. Salem,

ton, Twomey, Mass., and Jerome F. governments That federal and State brief, appellants. were on for operate independently sеpa within rate spheres of (although action both im Mass., Lynn, Stimpson, B. Robert pinge upon directly the same individuals or Mass., Stimpson, Lynn, whom Jaffee & citizens) long has been a basic feature of brief, appellee. on unique federalism which has been a distinctive characteristic of the traditional KUNZIG, Judge, Before Court structure of govеrnment.1 American In the BOWNES, Claims,* Judge, Circuit words of an astute British observer: “All DUMBAULD, Judge.** District Americans long agreed have been that the only possible government form of for their DUMBAULD, Judge. District is a country Federal one.” There were no Plaintiffs-appellants employed were options open workable to the framers Register the office of Deeds for of the Constitution of the United States. County, Essex Massachusetts. Defendant- possible The confronting alternatives Register of appellee became Deeds on or Founding lucidly Fathers are set forth in January 3, about and a month later exposition James Wilson’s classical in the plaintiffs stating each of received a lеtter Pennsylvania ratifying convention: job unsatisfactory performance, “Due America . may ... be- your employment at the Registry Salem come one empire; consolidated she may is terminated They Deeds herewith.” be divided into separate, thirteen inde- brought (presumably suit under 42 U.S.C. pendent, unconnected common- 1983, though Complаint no states § wealths; bemay she erected into two or jurisdictional prayer basis in the confederacies; more lastly, she relief does seek a declaration that their become one comprehensive repub- federal Amendment). dismissal violated lic.3 damages Reinstatement as well as for “loss first, Of these possibilities the complete wages, suffering mental emotional consolidation into single govern a unitary prestige standing and loss of ment, was generally being, considered as market, employment resulting from their language, inexpedient Madison’s “as as it is illegal dismissal the defendant” was unattainable.” defendant, sought. Upon motion by Judge complaint was dismissеd W. Ar- The unsatisfactory consequences of sepa- Jr., 20,1978. Garrity, thur on March will rate co-existence been brought had home helpful be allegations experience to consider the under the Articles of Confedera- * Sitting by designation. George 4. Washington, April James Madison to Writings II, Madison, 1787. The of James ** Pennsylvania, Of the Western District of sit- (Gaillard Hunt, ed., 1901). prevalence The by designation. ting Montesquieu’s territory notion a vast only governed by despotism could ren Dumbauld, 1. Edward The Constitution of the unacceptable this dered alternative to Ameri States, 112-13, Wilson, 3, supra, cans. note 341. For Jeffer view, Montesquieu’s son’s criticism of see Gil Bryce, Commonwealth, 2. James The American Chinard, Commonрlace bert The Book of I, (3rd reprinted 1921). ed. For Jefferson, Thomas See also Jeffer Bryce’s shortcomings on comments Tiffany, August 26, 1816, son to Isaac T. ibid., merits of see 340-58. Writings Jefferson, XV, (Lip of Thomas 65-66 eds., Bergh, 1904). scomb and Speech Documentary of November History of the Ratification the Constitution II, (Edited by Jensen), Merrill For ibid., passage, another this vеrsion of see principle polity. principle of American anticipated if a could be evils Similar tion.5 (1) as the appears aspects: were created. in three essence confederacies of loose group itself;9 “comprehensive (2) of a of constitutional establishment Only the hopeful pros- рresented sepa- of the traditional doctrine of republic” the basis federal constitution rendering “the powers, ration of derived the framers pect *3 of Government exigencies adequate Montesquieu;10 (3) to the as the ‍​​‌​‌‌​‌‌​‌​‌‌‌‌‌‌‌​​‌​‌‌​‌‌​‌​​​​​​​​​‌​​‌​‌​‌‌‍foundation from of the Union.”6 preservation the separate spheres & where of of assigned аction are to central and local embodied mechanism governmental The agencies government.11 of constitution the United States in Madison, the generis, as sui unique and essential of federalism Since the feature Constitution,” recognized. of the “Father to the central and is thus the attribution the true character to understand “In ordеr respectively separate of local authorities error, the of the U.S. the Constitution of action, spheres limited of it is vital to and avoided, viewing uncommon, must not functioning sys- the successful of a federal of a consoli- medium either through the it tem that the boundaries between such or of a confederated dated Governmеnt respected. be known and spheres Govt, the one nor the it is neither whilst long it has In “Our Federalism”12 been having other, of both. And a mixture may gov- mold its State analogies & the similitudes no model in in such form as it fit. system ernmental sees Govt, it must systems other applicable to may leg- It have a unicameral or bicameral interpreter, be its own any othеr more than may may islature. Its chief executive or the the facts of to its text & according himself after permitted not be to succeed contemplated The Constitution case.”7 serving may may one or more terms. or na- . was in its “sovereignty judicial particu- not establish tribunals of a divisible, in was in fact divided” ture character, separate such as courts of lar by that docu- created the “mixt Govt.” appeal. courts of equity13 or intermediate ment.8 may may More it or specifically are divisible powers governmental That adopt system a civil service a fundamental State constitutes and limitable power in its own nature illimitable.” So too Articles of Confedera- defects of the 5. On the constitution, regarded Dumbauld, British of the Jefferson the The Constitution tion see States, 32-37, (1964). changed by any passed by which can be act 110-11 Parliament, as “no constitution at all.” Dum- 4, February Congress of of the old 6. Resolution bauld, States, The Constitution of the United 1787, calling convention the constitutional (1964). 18-19 (ed.), Philadelphia. C. Tansill аt Charles meet the the Formation of Illustrative of Documents Dumbauld, 10. of the United Constitution States, (1927). 23 In of the American Union States, (1964). 320 jurists, terminology Consti- German Bundesstaat; the Confed- established a tution 11. In Nixon v. Administrator of General Serv eration, expressly in the Articles as a described ices, 425, (1977), separation U.S. 507 433 “league,” was a Staatenbund. powers and federalism were viewed as twin system. pillars of the American constitutional 28, Everett, August 1830. to Edward 7. Madison Madison, IX, Writings 384-85 James ed., phrase Hunt, 1910). employ 12. Black’s heartfelt (Gaillard To Justice 44-45, Harris, 37, Younger in v. 401 U.S. 91 Ibid., 568-69. 746, (1971). essentially lim- is 9. Constitutional Anglo-American Provision Co. v. Davis Pro Mcllwain, government. H. Consti- Charles ited 93, Co., 191 24 S.Ct. 48 vision World, Changing 248 tutionalism (1903) [Holmes, J.], and other cases L.Ed. 228 that Chiеf Jus- It is in this connection Dumbauld, The Constitution of the cited in Madison, Marshall, Marbury John tice (1964) See also Missouri v. United States ordinary 137, (1803), if an declared that Cr. Lewis, 22, (1897); Turney 101 U.S. 30-31 legislation the constitution alter act of 437, Ohio, 273 U.S. 47 S.Ct. L.Ed. at- are absurd written constitutions “then part people, tempts, to limit a on the patterned upon example whether Another emрloyees, penalizing local where system, civil service or the classical federal exercise of a right is forbid- system recently enacted14 un- the modified practice den requiring that crimi- sponsorship Jimmy of President der nal sentences not be increased because a speedier designed Carter to effect easi- right exercises defendant his to stand trial separation from federal service er plead rather than guilty, exercises his unsatisfactory employees, upon any right appeal. North Pearce, Carolina v. legislatures, model. State 395 U.S. 23 L.Ed.2d courts, what, decide if civil any, ser- protection or vice tenure should be it S., So too wаs held in Simmons v. U. particular accorded to classes of State and employees promote local order to (1968), L.Ed.2d that a defendant’s tes- public interest. timony (admitting *4 ownership of seized by Supreme It has even been held the property) given in order to establish stand- leading in a Court United States case ing a hearing at in suppоrt of a Fourth right pay employees its State’s to Amendment suppress claim to evidence can wages be respected. substandard must Na against not be admitted him upon at trial v. League Usery, tional of Cities 426 U.S. guilt the issue of or innocence. For to hold 2465, 833, 845, 857, 96 S.Ct. 49 L.Ed.2d 245 that he had waived his Fifth Amendment (1976). recognizes in striking This right against self-incrimination by testify- integrity fashion the inviolable of a State’s ing suppression at the hearing would be to to in right fashion accordance with its own penalize him for asserting his Fourth discretion and determination the structure Amendment claim. machinery performing of its essential Another illustration showing that exer intrinsically governmental functions. a right cise of regulating must not be type pоliti The matter of the of penalized in Pickering is found cal the v. Board people structure desired of a of Education, wholly 563, 574, is 391 U.S. 1731, State confided “Our Federal 1737, to the ism” discretion of State. L.Ed.2d 811 There a school teacher had been dismissed for publishing only legitimate occasion in in a newspaper a letter criticizing the school aby terference federal court with the func board for spending ‍​​‌​‌‌​‌‌​‌​‌‌‌‌‌‌‌​​‌​‌‌​‌‌​‌​​​​​​​​​‌​​‌​‌​‌‌‍too much money for tioning of to protect State is athletic fields instead of teachers’ salaries. rights guaranteed enforce the feder Supreme Court held that the teacher’s al Constitution laws. Amendment to freedom of Various of protection illustrations the of violated; speech were that “the threat of rights may Perhaps be such noted. one of public employment dismissal from is . the earliest be the right to potent of inhibiting speech” means of access to federal courts.- To ensure such that “a teacher’s right exercise of his to access the Supreme Court held that States speak on public importance issues may prevent corporations could not from invok- not furnish basis the for his dismissal from ing jurisdiction ap- the of federal courts in public employment.” the To same effect propriate penalize cases or them for doing Perry Sinderman, 593, see 598, 408 U.S. by withdrawing corporations’ right so the to 33 L.Ed.2d 570 State, do though business within the even corporations What was in upon foreign Pickering the terms which said was reaf- permitted applied to do such is a firmed and type business mat- a different public normally employment ter confided to the in State’s unfet- Elrod v. tered discretion. Harrison v. L. St. & San U.S. S.Ct. Co.,

Francisco R.R. (1976), upon which plaintiffs-appellants 58 L.Ed. 621 rely. the case at bar Congress, 14. Act of 92 Stat. 95th Public Law 95-454. October irregularities welfare worker who criticized foregoing the dis harmony with In stamp Elrod as an additional in administration of the food cussion, interpret pro- we general principle Santiago, Alicea Rosado v. exemplification gram in Garcia federally guaranteed exercise of (1st 1977), 562 F.2d Cir. “comment speech, must freedom of especially rights, public matters of concern upon related to interpretation is penalized. Such employment,” upon any [their] precedents and could previous with in line public concern. matters of acceptance. The broad general command conclusion, this it In view of is not neces appellants which sweeping construction sary procedural questions consider although perhaps it adopt, have us would by defendant-appellee, law raised who local sociological support find some contends that under Massachusetts law in Bren in Mr. Justice contained discourse posts an action to recover salaries for the (427 at opinion” “wide-ranging nan’s by appellants County held Treasurer is 2673) accepted by which was 374, 96 S.Ct. as well necessary party, County Justices, be an inno would only two other Essex, County that the is a subdivision es harmony vative elaboration Hence it argued, Commonwealth. likewise in It would principles.15 tablished the action can not be maintained under the which litigation under the volume of crease Eleventh against Amendment Common inviting judicial already labor courts against wealth or under 42 U.S.C. § em public from scrutiny every dismissal Howard, county [citing Aldinger “overjudic to the and contribute *5 ployment U.S. currently which life ialization”16 (1976)]. pass upon We do not the soundness represent It wоuld also the nation. plagues . of these contentions into matters fall unjustifiable intrusion The District Court’s order of dismissal is regulation. sphere of State ing within earlier, it feature is a basic And as indicated Affirmed. interference Federalism” that of “Our with a freedom judiciary State’s BOWNES, (dissenting). Judge Circuit and control to fashion structure quarrel I While I do not dissent. machin governmental its own operation of exegesis my learned brother’s historical genuinely in limited to cases ery must be opinion sweeps his with too specific right un enforcement of volving broad a brush. law. der federal complaint was dismissed for failure complaint in appellants in their But a cause of action. While the com- to state being allege they that are at bar do not plaint inartfully drawn and does not al- federally of their for the exercise penalized rights constitutional lege clearly what right of free it, implicated, we are bound to construe they concede that In their brief speech. court, was the district so as to do substan- specifiсal- Complaint is it in their “nowhere justice. 8(f). The com- tial Fed.R.Civ.P. were fired ‘because alleged they that ly alleges: plaintiffs-appellants affiliations’,” plaint that or as the conse- political

their making employees in the exercising nonpolicy were form of any quence Essex, not, County Registry of Deeds for the rights. They did Amendment Massachusetts; they shortly were fired Pickering or the the school teacher like remain, States; they may grant with the pertinent is the to the case at bar 15. Likewise Bishop withhold tenure at their unfettered discretion.” Stevens comment of Mr. Justice 341, 349-50, Wood, (1976), term, that “unless we L.Ed.2d 684 appropriate far as we are 16. This so adopt BRENNAN’S re- aware, MR. JUSTICE emрloyed Judge were to first Harold was far-reaching markably view that al- . article “Environmental Deci- Leventhal in his every discharge implicates a constitution- Courts,” most sionmaking Role of the 122 U. and the interest, liberty ally protected con- the ultimate (January, 1974) of Pa.L.R. is, relationships personnel and will trol of state defendant-appellee after took office as the Deeds;

newly Register elected that their America, Appellee, UNITED STATES of replacements political proposed were close supporters appellee; appellants ISOM, Appellant. Kendall actively support appellee; did not and that given e., firing, thе reason for the i. unsatis- No. Docket 78-1213. performance, factory job ‍​​‌​‌‌​‌‌​‌​‌‌‌‌‌‌‌​​‌​‌‌​‌‌​‌​​​​​​​​​‌​​‌​‌​‌‌‍groundless. Appeals, States Court of allegations These seem would to be en- Second Circuit. compassed in question presented in El- rod as framed Mr. Justice Brennan. Argued Oct. presents question This case wheth- Decided Nov. er public employees allеge who that they were discharged threatened with dis-

charge solely partisan because of their

political affiliation or nonaffiliation state deprivation

a claim for of constitutional secured the First and Four- added).

teenth (emphasis Amendments

Elrod v.

2673, 2678, 49 L.Ed.2d 547 There that,

can be little doubt appellants if had

campaigned actively opponent for appellee’s remaining politically neutral,

instead of El- apply appellants’ jobs

rod would would protected. Perhaps time will show that facts,

Elrod should be confined to its but it now

is difficult to trace its exact contours *6 implications. See Patronage and the

First Amendment After Elrod v.

Colum.L.Rev. 468 As Mr. Justice separate concurrence, noted in his

Stewart

“This case does require not us to consider

the broad patron- contours the so-called

age system, per- all its variations and

mutations.” Id. at 96 S.Ct. at 2690.

I am unwilling hold that Elrod and principles

“the established of federalism”

require a complaint dismissal of the

failure to state a cause of action.

be, after established, the facts have been ruling should ‍​​‌​‌‌​‌‌​‌​‌‌‌‌‌‌‌​​‌​‌‌​‌‌​‌​​​​​​​​​‌​​‌​‌​‌‌‍issue that Elrod does apply, involving decision constitu-

tional be made in a vacu- I

um. would reverse and remand

hearing so that fully the facts could be

developed.

Case Details

Case Name: Alice Mulherin v. John L. O'brien, Jr.
Court Name: Court of Appeals for the First Circuit
Date Published: Dec 29, 1978
Citation: 588 F.2d 853
Docket Number: 78-1187
Court Abbreviation: 1st Cir.
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