Alice C. v. Bernard G. C.Alice C. v. Bernard G. C.
Lead Opinion
OPINION OF THE COURT
Although a parent’s duty to support his or her child until the child reaches the age of 21 years is a matter of fundamental public policy in New York, it has long been recognized that a child may be deemed emancipated, and thus forfeit the right to support, where the child voluntarily and without sufficient cause leaves the parent’s home and withdraws from parental control and guidance (see, Matter of Roe v Doe,
The petitioner Alice C. married the respondent Bernard C. in the State of Michigan on May 1, 1954, when she was 21 years old. Bernard, who was serving in the Navy when he and Alice were first married, subsequently earned his undergraduate degree at the University of Michigan, and attended medical school. The couple later relocated to New York, and had five children: four daughters and one son. In July 1982 after more than 28 years of marriage, Bernard and Alice separated. The parties were thereafter divorced by judgment dated July 31, 1984. In accordance with a stipulation of settlement dated February 3, 1984, which was not merged in the judgment, custody of the parties’ two youngest daughters, 16-year-old Amanda and 9-year-old Alexandra, was awarded to the petitioner mother. Custody of the parties’ 13-year-old son Joseph was, however, awarded to the father, Bernard C. Pursuant to the judgment of divorce, Bernard, a physician specializing in internal medicine, was required to pay Alice maintenance in the sum of $150 per week until she reached the age of 65, and to pay the sum of $150 per week "each for the support and maintenance of the parties’ infant children, Amanda and Alexandra”. In view of the fact that the father was awarded custody of Joseph, no provision for Joseph’s support was included in either the stipulation of settlement or the judgment of divorce.
In May 1986 when Joseph was 15 years old, he and his father became involved in a "confrontation”, and as a result, Joseph left his father’s home to live with his mother and sisters. Following this change in physical custody, the father began voluntarily making payments of $650 per month directly to Joseph, who turned these funds over to his mother to use for his support. However, the father ceased these payments in April 1989 when Joseph was 18 years old. The mother responded by filing a petition to modify the parties’ divorce judgment by requiring the husband, inter alia, to pay $250 per week each for the support and maintenance of the two youngest children, Alexandra and Joseph.
The mother’s petition alleged that since entry of the judgment of divorce, "there has been a change of circumstances in that [the] child Joseph has returned to the home of the
II
A hearing on the parties’ respective applications was commenced in July 1989. At the hearing, the father recalled that Joseph came to live with him shortly after the parties’ separation, when he was a 13-year-old eighth grade student. The following year, when Joseph entered high school, his parents decided that he should attend a private school, because it was "closer to where we lived”, and better suited "in terms of his needs”. During Joseph’s first year at his new school, he was an "A” student. However, by early 1986 Joseph was "having growing academic difficulties”, and had become "an increasing social problem in the classroom”. Joseph’s academic performance deteriorated progressively during the winter of 1986, and, according to the father, with the decline in school performance, "our own interactions, father-son, which I thought excellent began to deteriorate”. The tension in the father’s relationship with his son "accumulated” one evening in May 1986 when he and Joseph began to quarrel over a school homework assignment. Although the father’s testimony regarding the argument was somewhat vague, he stated that Joseph’s tone of voice began to rise, and that the argument was on the point of turning into a physical confrontation when he advised Joseph that he was going to call the police. While his father telephoned the police precinct, Joseph put on his coat and prepared to leave. As Joseph left the residence, his father warned him, "you go out that door, do not come back”. Although the father denied that he had "locked” Joseph out of his home, when questioned as to whether Joseph would have been permitted to reside with him following the altercation, he testified as follows:
"[Q.] Was he permitted to return to reside in your house after he left?
"[A.] He came back * * *
"[A.] In the presence of the police he would have been allowed back in the house, yes madam.
"[Q.] Was he in fact allowed back in the house?
"[A.] The answer is no, not until the police arrived.
"[Q.] He was not yet 18 at that time?
"[A.] That is correct.
"[Q.] He was not employed?
"[A.] He had a part time job with me.
"[Q.] He was not self sufficient?
"[A.] No madam.
"[Q.] So he had to go live somewhere, correct Doctor?
"[A.] He had to live somewhere yes.
"[Q.] After that date did you not make it your * * * you did not assume the responsibility for where he was going to live, is that a fair statement?
"[A.] I had no control of where he was going to live.
"[Q.] But he was not going to live with you guys?
"[A.] He exercised his own control.
"[Q.] OK, but he was not going to live with you?
"[A.] It seemed that way, yes.”
The issue of the father’s contact with Joseph after he went to live with his mother was touched upon only briefly during the hearing. Asked whether he had maintained contact with Joseph "on a regular basis” since his move, the father responded "I have tried numerous times”. He then added, "I believe I saw him once, actually, last summer at his sister’s wedding, but we did not speak”.
The father additionally testified during the hearing that his business income in 1984, when the parties divorced, was approximately $99,000. Four years later, in 1988, his business income had increased to approximately $123,000.
Joseph C., then 19 years old, also testified at the hearing concerning the events which led him to leave his father’s home in 1986. While Joseph maintained that he could not recall the cause of the quarrel which resulted in his move to his mother’s home, he denied that he had "in any way threaten[ed] to use [his] hands” against his father during the altercation. Joseph admitted that, immediately following the
Discussing his relationship with his father, Joseph stated that they "got along superbly” during the first two and one-half to three years that they lived together. Joseph added that he still loved his father, despite their shared tendency to be stubborn. While Joseph admitted that he had made no attempt to contact his father since leaving his father’s home, he added that, to the best of his knowledge, his father had made no attempt to contact him.
Joseph additionally testified that he was involved in an accident in 1983 while he was living with his father, and that he was subsequently awarded $41,000 in settlement of a personal injury suit. He received the money on his eighteenth birthday, after obtaining authorization from his father to withdraw the settlement funds. According to Joseph, his father signed the authorization without offering any advice or instruction about how to use the money, and he did not consult with his father about what to do with the funds. After obtaining the funds, Joseph initially placed $15,000 in an account with Merrill Lynch, and spent $13,000 to purchase a new car. He was later involved in two accidents, requiring the expenditure of an additional $7,000 to repair his car. Joseph further testified that he lent $5,000 to a close friend, who failed to pay him back, and that he spent approximately $1,200 on gifts for three of his sisters. Joseph also spent $2,400 to pay for his room and board and books for his first year at Hofstra University, $2,000 for clothing, and about $600 to purchase a video cassette recorder, refrigerator, and television for his dormitory room. At the time of the hearing, no money was left in the Merrill Lynch account.
Joseph entered Hofstra University in the fall of 1988, and registered for 16 credits during the fall semester, and 16 credits during the spring semester. However, he "had a problem with attendance”, and ended up dropping all of his spring courses. He earned only six credits during his freshman year, and was placed on academic probation. Hofstra University subsequently agreed that if he attended Nassau Community College for one year, he could return to Hofstra University for his junior year. At the time of the hearing, Joseph was enrolled in Nassau Community College, and was taking 12 credits. He was living at home with his mother, and had only missed one class since the beginning of the semester. Joseph further noted that his tuition at Nassau Community College
The petitioner mother Alice C. also testified briefly concerning the circumstances surrounding the change in Joseph’s custody. According to the mother, one evening in May 1986 Joseph came to her home and asked if he could live with her because his father had locked him out. She then had a discussion with her son, advising him that if he returned "it would have to be on my terms”. On the following day, Joseph removed his possessions from his father’s home, and never returned there. Unable to pay Joseph’s tuition at his private school, the mother transferred him to West Hempstead High School, after obtaining a signed change of residence form from the father. The mother was not questioned with respect to Joseph’s relationship or visitation with his father.
With respect to the financial aspects of her application for an upward modification of child support, the mother testified that when the parties divorced in 1984, she had a part-time position at Hofstra University, and earned about $100 per week. She subsequently obtained a full-time position at Hofstra University, and her salary had risen to $28,885 per year by the time of the hearing. The mother also testified that in the four years following the divorce, most of her monthly expenses including mortgage payments, food, and insurance premiums, had increased, as had Alexandra’s tuition and the cost of her music lessons.
At the conclusion of the hearing, the father’s attorney urged the Hearing Examiner to conclude that Joseph was emancipated, arguing that he had "declare[d] he * * * is independent” by leaving the custodial residence, and refusing to submit to any form of discipline. The Hearing Examiner rejected the father’s argument, instead finding that the father "appears to have washed his hands of his son following an argument in May [1986], and this court is left with no satisfactory explanation as to what exactly happened”. The Hearing Examiner also found that the mother had demonstrated significant increases in living expenses for herself and the children, and that the father’s income had increased substantially since the divorce. The Hearing Examiner concluded that in
On this appeal, the father continues to maintain that Joseph emancipated himself by his conduct, which included leaving the father’s home "voluntarily”, making no effort to return to his father’s residence, and not speaking to his father following the May 1986 argument. The father also submits that Joseph’s wasteful and irresponsible use of the $41,000 personal injury award establishes his emancipation.
Ill
In New York, it "has always been, and remains a matter of fundamental policy * * * that a [parent] of a minor child is chargeable with the discipline and support of that child” until the child attains the age of 21 years (Matter of Roe v Doe,
Despite the fact that parents have a continuing obligation to support their children until they reach the age of 21 years, it is beyond cavil that emancipation of the child suspends the parent’s support obligation. Children are emancipated if they become economically independent of their parents through employment, entry into military service, or marriage, and may also be deemed constructively emancipated if, without cause, they withdraw from parental control and supervision (see, Besharov, Practice Commentary, McKinney’s Cons Laws of NY, Book 29A, Family Ct Act § 413, at 70; see also, Matter of Roe v Doe, supra).
Turning first to the issue of whether Joseph was emancipated because he was economically independent of his par
We further find that Joseph’s dissipation of the personal injury settlement he received when he reached the age of 18 did not render him emancipated. Although Family Court Act § 413 permits a child’s resources to be considered in determining the level of support (see, Matter of Avitzur v Rose,
Having found that Joseph was not economically independent of his parents, we must now consider the second distinct basis upon which a finding of emancipation can be based, namely, withdrawal from parental control. Under this doctrine, which has its origins in the holdings of the Court of Appeals in Matter of Roe v Doe (supra) and Matter of Parker v Stage (
Similarly, in Matter of Parker v Stage (supra) the Court of Appeals determined that the Department of Social Services could not compel a father to support his 18-year-old daughter, who had left home, voluntarily and against his wishes, to live with her boyfriend and have a child. In concluding that the daughter was no longer entitled to parental support, despite her eligibility for public assistance, the Court observed: "It should be emphasized that this is not a case of an abandoned child, but of an abandoned parent. There is nothing to indicate that the respondent abused his daughter or placed unreasonable demands upon her. There is no showing that he actively drove her from her home or encouraged her to leave in order to have the public assume his obligation of support. Indeed the contrary appears to be true. The undisputed proof in this record establishes that the father continuously supported his daughter from birth; that he urged her to remain at home and continue her schooling; that he was a forgiving parent who always accepted her back after her absences and that he made efforts to obtain employment for her. We simply hold that under these circumstances the courts below could properly refuse to compel him to pay for her support when she chose to leave home to live with her paramour” (Matter of Parker v Stage, supra, at 134-135).
On the other hand, "where the child leaves the home for good cause or with the approval of the custodial parent, [he or] she retains [his or] her right to support from the parent” (Matter of Monroe County Dept. of Social Servs. v San Filippo,
Furthermore, in Matter of Drago v Drago (
Guided by these principles, we find that the evidence presented at the hearing did not establish that Joseph left his father’s home without cause to avoid parental control. To the contrary, during the course of a heated argument, the father told the son that he was calling the police, and warned him that if he left the house, he should not return. Here, when asked whether he would have permitted Joseph to reside with him following the altercation, the father responded, "[i]n the presence of the police he would have been allowed back in the house”. Although the mother did not formally apply for a change in custody, it is clear that after the argument, the
Although Matter of Roe v Doe (supra) and Matter of Parker v Stage (supra), which created the doctrine of constructive emancipation, involved disobedient children who withdrew from parental control without cause, an additional line of cases has developed which expands the doctrine to encompass a child of employable age who actively abandons the noncustodial parent by refusing all contact and visitation. A leading case in this area is Cohen v Schnepf (
In contrast, where it is the parent who causes a breakdown in communication with his child, or has made no serious effort to contact the child and exercise his visitation rights, the child will not be deemed to have abandoned the parent. For example, in Lipsky v Lipsky (
In the present case, the father similarly maintains that Joseph abandoned him because, in the wake of the argument which led to the change in custody, he never contacted him or visited him. Like the situation in Lipsky v Lipsky (supra), however, we find that this is a case in which the father bears the responsibility for abandoning his son. The record is virtually devoid of any evidence to demonstrate that the father made a serious effort to visit or establish a relationship with Joseph after he left his home. Indeed, the only evidence that the father ever attempted to see or speak with Joseph was his unelaborated statement that he "tried numerous times” to maintain regular contact. However, this bald assertion falls far short of establishing that Joseph refused to see or speak with his father. In contrast, Joseph testified that he still loved his father, and that, to the best of his knowledge, his father had never attempted to contact him. Under these circumstances, we find that the father failed to meet his burden of establishing that Joseph emancipated himself by abandoning the parent-child relationship. Consequently, the estrangement between father and son does not relieve the father of his support obligation.
IV
Since the addition of Joseph to the mother’s household constituted a material change in circumstances which was not anticipated by the parties’ stipulation of settlement, we further agree that modification of the father’s support obligation was appropriate (see, Riseley v Riseley,
We additionally find, under the circumstances of this case, that the Family Court properly denied the father’s application for a downward modification of his spousal maintenance obligation. It is well settled that a party seeking to modify the maintenance provisions of a judgment of divorce in which the terms of a stipulation of settlement have not been merged must establish that the continued enforcement of the maintenance provisions would create an "extreme hardship” (Domestic Relations Law § 236 [B] [9] [b]; Lewis v Lewis,
Finally, we decline to address the petitioner mother’s request for certain affirmative relief since, as a general rule, relief on appeal may not be afforded to a nonappealing party (see, Hecht v City of New York,
Accordingly, the order entered September 12, 1990 is modified, by adding a provision sustaining the objection to the
Notes
Although the mother also sought increased support for Amanda, the Family Court did not consider an upward modification of support for her because Amanda reached the age of 21 years on May 13, 1989.
Concurrence Opinion
concurs in the result only, with the following memorandum: Joseph C. is not emancipated, and his father thus is obligated to support him until the age of 21 years (Family Ct Act § 413; Matter of Roe v Doe,
Two key factors are cited by the Court as proof that the father bears the responsibility for what happened to the relationship and that it was he who deliberately kept Joseph away. The first is the testimony of the father regarding the events which led to Joseph’s departure. The father testified that as Joseph was leaving the house during the course of their argument he said, "you go out that door, do not come back”. This was not a statement that he wanted his son to leave, but rather one warning of consequences if he did leave. It was undoubtedly a threat intended to keep Joseph at home under conditions the father found acceptable, but the choice to leave or stay remained Joseph’s. Thus, the statement hardly constitutes proof of a direction to leave from a father who no longer wanted his son to live with him. I am similarly unper
The second basis advanced for the conclusion that the father was responsible for the break and abandoned his son is the absence of proof that the father made efforts to visit or establish a relationship with his son after the events previously discussed. I find this alleged lack of contact to be of little import. True, there is no hard proof that either father or son tried to repair the damage. However, I would point out that Joseph, unlike his father, admitted that he failed to do so, while his father stated he made attempts. Unlike the case where the child is very young, we are speaking here of a high school student who is capable of thinking and acting on his own, and we cannot assume that he was any less capable of picking up a telephone than was his father. Without any indication from this young man that he wanted to see him, his father cannot be expected to make repeated attempts to force himself on his reluctant offspring. I find this case wholly distinct from one such as Lipsky v Lipsky (
As noted previously, I agree that Joseph is not self-supporting. However, I also feel constrained to mention that in this area as well the Court is too quick to find fault with the father. Specifically, in discussing how Joseph dissipated and squandered the proceeds of his personal injury settlement, the majority opinion described Joseph’s testimony that his father signed the necessary authorization enabling him to receive the money without offering any advice or instruction about how to
I would point out that Joseph appears to have been less than forthright in his description of the 1986 altercation with his father. Notwithstanding the fact that this was the key event in their break, Joseph testified that he could not recall what caused the heated quarrel. Combined with his mother’s testimony that as of the date of the hearing, he remained a "very troubled young man [who] has difficulty focusing his energies in a constructive way and is angry”, I hesitate to place much credence in his version of events.
Accordingly, I agree with the Court that the father is obligated to support Joseph, but not for the reasons set forth in the majority opinion. I concur fully with the Court’s determinations with regard to the application of the Child Support Standards Act to a modified child support obligation, the father’s application for downward modification of spousal maintenance, and the mother’s request for affirmative relief.
Ordered that the order entered September 12, 1990 is modified, by adding a provision sustaining the objection to the amount of child support awarded and vacating the provision of the order dated March 1, 1990, which awarded child support; as so modified, the order entered September 12, 1990 is affirmed, insofar as appealed from, without costs or disbursements, and the matter is remitted to the Family Court,
Ordered that pending a new determination as to child support, the appellant shall continue to make child support payments to the extent required by the order appealed from.