This appeal raises questions regarding the application of the Ignition Interlock Devices Law (hereinafter, “Interlock Law”), 42 Pa.C.S. § 7001 et seq. (repealed), to a recidivist driving under the influence (“DUI”) offender, where one or more of the offender’s earlier convictions occurred before the enactment of the Interlock Law. 1 The Commonwealth Court panel below held that it is an unlawfully retroactive application of the Interlock Law to enforce the interlock requirement on the basis of convictions which occurred before the statute was enacted. We disagree, and accordingly, we reverse.
The version of the Interlock Law at issue on this appeal authorized courts to order the installation of an ignition interlock device as a condition of license restoration as a discretionary matter in the case of first-time DUI offenders, but required courts to order the installation of such devices as a condition of license restoration in the case of serial offenders:
(a) First offense.—In addition to any other requirements imposed by the court, where a person has been convicted for a first offense under 75 Pa.C.S. 3731 (relating to driving under influence of alcohol or controlled substance), 2 the court may order the installation of anapproved ignition interlock system on each motor vehicle owned by the person to be effective upon the restoration of operating privileges by the department. A record shall be submitted to the department when the court has ordered the installation of an approved interlock ignition device. Before the department may restore such person’s operating privilege, the department must receive a certification from the court that the ignition interlock system has been installed.
(b) Second or subsequent offense.—In addition to any other requirements imposed by the court, where a person has been convicted of a second or subsequent violation of 75 Pa.C.S. 3731, the court shall order the installation of an approved ignition interlock device on each motor vehicle owned by the person to be effective upon the restoration of operating privileges by the department. A record shall be submitted to the department when the court has ordered the installation of an approved interlock ignition device. Before the department may restore such person’s operating privilege, the department must receive a certification from the court that the ignition interlock system has been installed.
42 Pa.C.S. 7002 (repealed) (emphases added). 3 The first-time offender provision in subsection 7002(a) became effective September 30, 2001, while the repeat offender provision in subsection (b) became effective one year earlier, on September 30, 2000.
The facts underlying this controversy are simple and undisputed: On November 2, 1990, appellee was arrested for DUI, in violation of former 75 Pa.C.S. § 3731(a). Appellee was accepted into an Accelerated Rehabilitative Disposition (“ARD”) diversionary program on April 9, 1991 for that first offense, and his operating privilege was suspended for three months. On June 25, 1993, appellee was arrested for a second DUI offense, and he was convicted on February 14, 1994. Appellant, the Commonwealth of Pennsylvania, Department of Transportation, Bureau of Driver Licensing (“the Department”) notified appellee on March 7, 1994, that his operating privilege was suspended for one year effective April 11, 1994.
Appellee was arrested for his third DUI offense on February 14, 2001, in Chester County; he pleaded guilty on July 23, 2001; and he was sentenced on September 5,2001. As part of that sentence, the trial judge ordered appellee to comply with the provisions of the Interlock Law “if applicable.” The Department thereafter notified appellee that his operating privilege would be suspended for one year and that he must comply with the provisions of the Interlock Law to have his operating privilege restored at the end of that year. The notice also advised appellee that, if he failed to comply with the Interlock Law, his operating privilege would be suspended for an additional year.
The Department appealed to the Commonwealth Court, challenging the trial court’s legal finding that an ARD resolution is not a conviction for purposes of the Interlock Law and arguing that appellee’s 2001 DUI conviction was actually his third conviction for purposes of the statute. In a published opinion, a panel of the Commonwealth Court agreed that an ARD resolution plainly is a conviction under the Interlock
Law.
Alexander v. Commonwealth of Pennsylvania, Department of Transportation,
The Department sought discretionary review in this Court, raising as its sole issue the retroactivity question. This Court granted review.
In its brief, the Department now raises an additional, preliminary issue concerning jurisdiction—to wit, whether a driver’s sole avenue to challenge the Department’s imposition of the interlock requirement is an administrative proceeding
The Department argues that the Common Pleas courts lack subject matter jurisdiction to hear appeals from the Department’s imposition of an ignition interlock requirement because such appeals are administrative in nature and therefore should be brought before the Department in the first instance. The Department argues that the interlock requirement is, “just another restoration requirement, similar to the requirement that a driver seeking restoration from a suspension pays a restoration fee or provides proof of current financial responsibility.” Appellant’s Brief at 17 (footnotes omitted). Because the interlock requirement is a mere condition of license restoration, the Department argues that an order imposing the requirement cannot be the subject of a statutory appeal under 75 Pa.C.S. § 1550. This is so, the Department maintains, because Section 1550 authorizes appeals to the Courts of Common Pleas in only six specific instances, none of which encompass license restoration conditions:
(a) General rule.—Any person who has been denied a driver’s license, whose driver’s license has been canceled or whose operating privilege has been recalled, suspended, revoked or disqualified by the department shall have the right to appeal to the court vested with jurisdiction of such appeals by or pursuant to Title 42 (relating to judiciary and judicial procedure).
As support for its argument, the Department also cites
Mockaitis, supra,
because the
Mockaitis
Court, after finding that
the driver’s equal protection claim “disappeared” in light of this Court’s striking certain portions of the Interlock Law as unconstitutional, noted in passing that, “[sjhould appellee or any other serial DUI offender be aggrieved by an actual determination made by the Department in enforcing the remaining provisions of the Act, the administrative setting is the appropriate forum to raise such a challenge.”
In response, appellee aptly cites to
Probst v. Commonwealth, Department of Transportation,
As we have stated, “[jurisdiction relates solely to the competency of the particular court or administrative body to determine controversies of the general class to which the case then presentedfor its consideration belongs.” Mockaitis, 834 A.2d at 495 (quoting Riedel v. Human Relations Commn. of Reading,559 Pa. 34 ,739 A.2d 121 , 124 (1999)). Applying this principle, Appellees case falls squarely within the general cláss of controversies that 75 Pa.C.S. 1550(a) directs the court vested with jurisdiction under the Judicial Code to review.[ ] PennDOT’s Notice to Appellee does not only provide for a restoration of operating privilege requirement. Rather, the Notice also provides for a second year suspension of Appellee’s operating privilege under [the Interlock Law]. This latter action of suspension, which Appellee challenged, is one of the determinations that the General Assembly has committed to a court’s appellate jurisdiction under 75 Pa.C.S. 1550(a). Therefore, we conclude that the court of common pleas had subject matter jurisdiction over Appellee’s appeal.
Turning to the substantive issue, this Court must determine whether a driver whose previous DUI convictions predate the effective date of the Interlock Law, but whose latest DUI occurred after the effective date, may, as a consequence of the latest conviction, be subject to the recidivist provisions of the Interlock Law, or whether imposition of the interlock requirement in such an instance constitutes an impermissibly retroactive application of the statute. The Department argues that subjecting appellee to the interlock requirement as a condition to restoring his license after it was suspended for his latest DUI conviction does not implicate retroactivity because the triggering event is that third DUI
conviction, which occurred on September 5, 2001, safely after the effective date of the Interlock Law. The Department analogizes this case to this Court’s recent decision in
Lehman v. Pennsylvania State Police,
In challenging the PSP’s denial of his application to purchase the firearm, Lehman claimed, among other things, that application of the GCA violated the
ex post facto
clause of the United States Constitution. Lehman argued that the GCA changed the punishment for his 1962 larceny and inflicted a greater punishment than the law allowed at the time he stole the case of beer. In an opinion by Mr. Justice Eakin, this Court rejected Lehman’s challenge, first noting that, “[t]he
Ex Post Facto
Clause speaks only to retroactive punishment .... ” and thus, “the issue becomes whether the civil disability imposed on [Lehman]—the inability to purchase firearms— constitutes punishment.”
Brady and Mitchell 7 also suggest that the civil disability imposed on appellant by the GCA does not run afoul of the Ex Post Facto Clause. Those cases, which concern punishment imposed for actually violating § 922(g), emphasize that the conduct punished by the GCA is not the prior crime; rather, it punishes the possession of a firearm-after the GCA’s enactment-by those with felony convictions. “A statute is not made retroactive merely because it draws upon antecedent facts for its operation.” Cox v. Hart,260 U.S. 427 , 435,43 S.Ct. 154 ,67 L.Ed. 332 (1922). The GCA is simply not retrospective in the sense forbidden by the Ex Post Facto Clause: it does not punish conduct that occurred before its adoption. Because the civil disability imposed on appellant neither constitutes punishment nor punishes conduct that occurred prior to the GCA’s adoption, preventing him from purchasing or possessing firearms does not violate the Ex Post Facto Clause.
The Department also cites this Court’s decision in
Commonwealth v. Johnson,
Appellee counters that, pursuant to Section 1926 of the Statutory Construction Act, no statute may be construed to operate retroactively unless the General Assembly expressly intended it to be so applied. Appellee claims that using the DUI convictions he amassed before the effective date of the Interlock Law as predicate offenses for determining application of the recidivist provisions of the Interlock Law gives those earlier DUI convictions a different legal effect than they had at the time they were committed. Because the Interlock Law imposes new legal burdens on appellee’s past criminal behavior, appellee contends, it implicates a substantive right. Appellee then argues that the General Assembly did not specify that it intended the Interlock Law to apply retroactively to DUI convictions predating the Law’s effective date, and accordingly, this substantive law cannot be construed to apply retroactively.
We agree with the Department that its application of the Interlock Law to appellee neither violates any restriction on the retroactive effect of statutes nor does it implicate any substantive right. Section 1926 provides in plain terms that: “No statute shall be construed to be retroactive unless clearly and manifestly so intended by the General Assembly.” This Court has emphasized that,
It is manifest, however, that this principle becomes pertinent only after it has been determined that a proposed operation of a statute would indeed be retrospective. In this regard, our courts have held that a statute does not operate retrospectively merely because some of the facts or conditions upon which its application depends came into existence prior to its enactment.
Gehris v. Commonwealth, Dept. of Transp.,
The General Assembly did not expressly state that the Interlock Law is to be applied retroactively. Thus, an ignition interlock requirement could not be imposed as a licensing restriction for a DUI conviction which occurred before the effective date of the Interlock Law—such as, for example, appellees second DUI conviction in 1994. But that is not the issue posed in this appeal. The Departments interlock notification in this case was occasioned by appellees third DUI conviction, which arose after enactment of the Interlock Law. If appellee had not been convicted in September of 2001 for an additional DUI, he would not be required to install an interlock device on his motor vehicle under pain of additional license suspension. It is not the two previous DUI convictions that have exposed appellee to the interlock requirement; it is his third conviction, occurring
The statute does not reach into the past and increase the punishment, or the civil consequences, of concluded DUI convictions. Rather, it takes the recidivist DUI defendant as it finds him after the post-Interlock Law DUI conviction. In this case, the relevant “fact or condition” which came into existence before the Interlock Law was adopted was that appellee had two prior DUI convictions. However, the fact that appellees punishment and license restriction for his prior crimes had expired did not give rise to some “right” not to be recognized as the recidivist he would be if and when he committed another DUI offense after the Interlock Law was adopted. Nor did the Interlock Law impose a new “disability” relating to the past convictions; the disability, to the extent the license restriction can be deemed one at all, came into being only as a consequence of appellees new offense, it was imposed in response to that offense, and it became a condition of returning to licensed status after a suspension that followed from the new offense. There is no doubt that the Interlock Law imposes a licensing consequence for recidivist DUI offenders that is greater than the licensing consequence such recidivist offenders faced prior to the enactment of the statute. However, the statute does not look back and enhance the punishment recidivist DUI offenders received for their prior DUI convictions. Instead, the enhanced consequence applies solely with respect to those DUI convictions occurring after the effective date of the law. Since imposition of the interlock requirement involves no retroactive application of the Interlock Law, the Commonwealth Court erred in upholding the trial court’s order on Section 1926 retroactivity grounds.
The Department is correct that this Court’s ex post facto analysis in Lehman supports a finding that application of the Interlock Law in the case sub judice has no retroactive effect. 8 The Lehman Court found that the Gun Control Act involved a civil penalty, not punishment for a crime committed prior to the Act’s enactment, and thus there was no viable complaint of retroactive application.
The legislative history behind [the Gun Control Act] suggests it was enacted to keep guns out of the hands of those who have demonstrated that they may not be trusted to possess a firearm without becoming a threat to society. Scarborough v. United States,431 U.S. 563 , 572,97 S.Ct. 1963 ,52 L.Ed.2d 582 (1977) (internal quotes omitted). The evident intent of the disability imposed by [the Act] was not to punish past conduct, but to protect society from the risk of firearms in the hands of those who have demonstrated by their past criminal behavior that they have difficulty conforming to the law. Thus, the intent of [the Act] was to promote public safety, not to impose punishment. -
Lehman,
This Court’s decisions in
Nicholson v. Combs
and
Commonwealth v. Johnson
provide additional support for our conclusion that application of the Interlock Law to appellee does not cause the statute to operate in an unlawfully retroactive fashion. In both cases, this Court found that the retroactive application of a statute is only impermissible where vested rights or contractual obligations are implicated.
Nicholson
We must emphasize that driving is not a property right; rather it is a privilege. [Plowman v. Department of Transportation, Bureau of Driver Licensing,535 Pa. 314 ,635 A.2d 124 (1993) (citing Maurer v. Boardman,336 Pa. 17 ,7 A.2d 466 (1939)), aff'd sub nom., Maurer v. Hamilton,309 U.S. 598 ,60 S.Ct. 726 ,84 L.Ed. 969 (1940).] To obtain the benefit of such a privilege, a driver must abide by the laws of the Commonwealth relating to the privilege.
Commonwealth v. Zimmick,
In summary, the Department did not err in considering appellee’s two prior DUI convictions as predicate offenses for purposes of determining his status as a recidivist offender under the Interlock Law, and the Department’s notice to appellee that he was required to comply with the Interlock Law, upon pain of having his license suspended for an additional year, was lawful. The trial court, therefore, erred in striking the interlock requirement, and the Commonwealth Court erred in affirming that order. Accordingly, the order of the Commonwealth Court is reversed.
Notes
. Although the Interlock Law was in effect at all times relevant to this appeal, it was later repealed effective February 1, 2004, and the repealed law was replaced with 75 Pa.C.S. §§ 3801 and 3805. Substantive changes were made in the new legislation, but the retroactivity question which is at issue in this appeal is pertinent to both the repealed and the new versions of the Interlock Law.
. Section 3731 was subsequently repealed effective February 1, 2004, and replaced with 75 Pa.C.S. § 3802, which relates to driving under the influence of alcohol or a controlled substance.
. In
Commonwealth v. Mockaitis,
. Section 7002(c) plainly states as follows:
(c) Alternative disposition.—For the purpose of this section, acceptance of Accelerated Rehabilitative Disposition, an adjudication of delinquency or a consent decree under Chapter 63 (relating to juvenile matters) or any other form of preliminary disposition of any charge brought under 75 Pa.C.S. 3731 shall be considered a first conviction.
. This jurisdictional issue, as well as the substantive issue accepted for review, presents a question of law; hence, this Court’s review is plenary.
MCI WorldCom, Inc. v. Pennsylvania Public Utility Comm'n,
. Appellee notes that the holding in
Probst
is consistent with
Commonwealth v. Javit,
The possession of a probationary license is not the equivalent of restoration of appellant's full operating privileges. Just as the penalty of suspension of operating privileges cannot be circumvented by possession of a valid out-of-state license. Commonwealth v. Claar,152 Pa.Cmwlth. 153 ,618 A.2d 1140 (1992), suspension is not terminated by the possession of the in-state probationary license. Since appellant’s operating privileges had not been fully restored at the time of his three infractions, he was properly convicted of violation of 1543.
Id. at 925. The sound reasoning in Javit is persuasive in this circumstance as well. When an operator is issued a license subject to installation of an interlock device, this interlock-restricted license is the functional equivalent of a probationary license in that it restricts the operators use of a motor vehicle to the conditions stated in the statute. If the condition of installing the interlock device is not met, the drivers license is not restored; it remains suspended for an additional year.
.
United States v. Brady,
. Although Lehman involved an ex post facto challenge, rather than a statutory retroactivity challenge brought under Section 1926, the analysis is still instructive here because, as we have noted above, it necessarily involved a consideration of whether the statute operated retroactively-
