ORDER: (1) GRANTING IN PART AND DENYING IN PART DEFENDANT CITY AND COUNTY OF HONOLULU’S MOTION FOR SUMMARY JUDGMENT; AND (2) DENYING DEFENDANT PACLIB’S MOTION FOR SUMMARY JUDGMENT
I. INTRODUCTION
On Oсtober 28, 2007, Plaintiff Miles Alexander (“Plaintiff”) filed an Amended Complaint against the City and County of Honolulu (“City and County”) and Honolulu Police Department (“HPD”) Officer Lee Paclib (“Paclib”), (collectively “Defendants”), alleging violations of his constitutional rights pursuant to 42 U.S.C. § 1983, and pendant state law claims. Before the court are: (1) the City and County’s Motion for Summary Judgment, and (2) Pa-clib’s Motion for Summary Judgment.
Based on the following, the court GRANTS in part and DENIES in part the City and County’s Motion for Summary Judgment, and DENIES Paclib’s Motion for Summary Judgment.
II. BACKGROUND
A. Factual Background
Plaintiff’s claims stem from his arrest for harassment on November 30, 2004 on Pauahi Street in the Chinatоwn area of Honolulu. See Pl.’s Ex. 2. Because the parties provide radically different versions of events, both supported by declarations, the court outlines the aspects of each version relevant to Defendants’ Motions.
i. Plaintiff’s Version
Plaintiff, an African-American male, asserts that he was walking along Pauahi Street in Honolulu when several HPD officers approached in a vehicle and ordered him to leave the area. Pl.’s Decl. ¶ 5. After Plaintiff responded that “[y]ou have the wrong person,” the officers assaulted him, forced him to the ground, continued to beat him, and arrested him. Pl.’s Decl. ¶¶ 6-9. Plaintiff asserts that he “never touched any of the officers until they all grabbed [me] and touched [me],” and “never resisted anything.” Pl.’s Decl. ¶¶ 7 & 9;
see also
Pl.’s Ex. 2, Franks testimony
Next, two officers took Plaintiff to The Queen’s Medical Center so that a doctor could inspect his injured head. Pl.’s Decl. ¶¶ 10-12. Plaintiff asserts that he did not see “the registration people” at the hospital; instead, Officer Franks took him into an empty room. Pl.’s Decl. ¶ 11; see also Pl.’s Ex. 3, Consent to Treatment (signed by Officer Franks). Without provocation, Franks took Plaintiff outside аnd choked and kneed him while Plaintiff remained handcuffed. Pl.’s Decl. ¶¶ 14-16. Franks then took Plaintiff back to the room, where the doctor gave Plaintiff aspirin. Pl.’s Decl. ¶ 17; see also Pl.’s Ex. 4 (stating that Plaintiffs chief complaint is a headache). Plaintiff further asserts that he was not intoxicated during this incident. PL’s Decl. ¶ 19.
2. Defendants’ Version
Defendants assert that on November 30, 2004, HPD was conducting an undercover drug operation in the Chinatown area of Honolulu. Paclib Decl. ¶ 4. Officer Sellers was assigned to monitor the area through video surveillance, and notify officers of any individuals that might jeopardize the operation and need to be escorted out of the area. Sellers Decl. ¶¶5-6. Sellers saw Plaintiff in the area, who appeared to be warning bystanders of HPD’s operation. Sellers Decl. ¶¶ 10-11. Sellers therefore made a radio announcement that an African-American male, who was bald, slim, and wearing dark clothes, was jeopardizing the operation. Sellers Decl. ¶ 13; Paclib Decl. ¶¶ 8-10. Sellers later saw Plaintiff in the area again, and radioed this information to Officer Feigenspan. Sellers Decl. ¶ 18.
Officers Paclib, Franks and Feigenspan were assigned to clear the area of pedestrian traffic. Paclib Decl. ¶4; Franks Decl. ¶ 5; Feigenspan Decl. ¶ 4. After receiving Sellers’ radio call, they drove to the area, exited the vehicle, and approached Plaintiff, who fit the description Sellers provided. Paclib Decl. ¶¶ 11-13. Paclib asserts that he showed Plaintiff his badge, and asked that he leave the area. Paclib Decl. ¶¶ 11-14. Plaintiff refused to leave, stated that he wanted to go to the liquor store, and then shoved Paclib. Paclib Decl. ¶¶ 17-19. In response, Paclib “took Plaintiff to the ground,” where Plaintiff struggled and stood back up until Paclib and Feigenspan took him down again. Pa-clib Decl. ¶ 20. The officers eventually handcuffed Plaintiff, who then complained of pain. Paclib Decl. ¶ 22.
Officers Feekin, Franks, Feigenspan, and Paclib took Plaintiff to The Queen’s Medical Center. Paclib Decl. ¶ 25. Franks accompanied Plaintiff into the hospital while Feigenspan and Paclib waited in the hallway. Paclib Decl. ¶ 27. Plaintiff was “loud and unruly” at the hospital registrar, despite Franks’ requests that he lower his voice. Franks Deck ¶¶ 28-30; Norton Decl. ¶¶ 5-7. Plaintiff continued to act unruly, and at one point, Plaintiff “challenged [Franks] by putting his face within a few inches of [Franks’] face.” Franks Decl. ¶ 35. Franks grabbed Plaintiff by the arm, put his forearm across Plaintiffs chest, and told him to calm down. Franks Decl. ¶ 37.
After Plaintiff got in Franks’ face a second time, Franks escorted Plaintiff out of the emergency room. Franks Decl. ¶¶ 38-39. Outside the hospital, Plaintiff continued his behavior, and Franks subdued him by kneeing him in his left thigh. Franks Decl. ¶ 43. Finally, Plaintiff calmed down enough to be seen by the doctor, and was subsequently transported to HPD for booking. Franks Decl. ¶¶ 44-^45.
Plaintiff filed his original Complaint on November 3, 2006, which raised nine causes of action against the City and County of Honolulu Police Department, Police Chief Boisse Correa, and several police officers. The Complaint alleged claims under 42 U.S.C. § 1983 for violations of the following Amendments to the Constitution: Sixth Amendment (count 4), Eighth Amendment (counts 1, 3, 4, 5), and Fourteenth Amendment (counts 2, 3, 4, 5). Plaintiff further alleged state law claims of false arrest (count 6), negligence (count 7), and assault and battery (count 8) and sought punitive damages against all Defendants (count 9).
On September 24, 2007, the court heard argument on the City and County’s Motion for Judgment on the Pleadings pursuant to Federal Rule of Civil Procedure 12(c). 1 In its September 28, 2007 Order, the court granted in part and denied in part the City and County’s Motion for Judgment on the Pleadings, with leave for Plaintiff to file an Amended Complaint.
On October 28, 2007, Plaintiff filed an Amended Complaint, alleging claims titled as follows: (1) Fourth Amendment Claim Under Section 1983; (2) Fourteenth Amendment Due Process and Equal Protection Claim Under Section 1983 and Fourth Amendment; (3) Illegal Custom and Practice; Failure to Supervise Fourth and Fourteenth Amendment Claim Under Section 1983; (4) Fourth and Fourteenth Amendment Claim Under Section 1983; (5) False Arrest — Pendent State Claim; (6) Respondeat[ ] Superior — Pendent State Claim; (7) Assault and Battery; and (8) Punitive Damages.
On November 29, 2007, Defendants filed their Motions for Summary Judgment. On January 17, 2008, Plaintiff filed an Opposition to both motions, and a Motion for an Enlargement of Time to Complete Discovery so that Defendants could produce arrest reports of other individuals and a videotape of Plaintiffs arrest. In a January 18, 2008 status conference, the court granted Plaintiffs Motion for an Enlargement of Time, and ordered Defendants to produce documents by February 8, 2008.
In his February 14, 2008 Supplemental Memorandum in Opposition to Defendants’ Mоtion for Summary Judgment, Plaintiff argued that Defendant still had not produced relevant documents. In a February 19, 2008 status conference, the court ordered Defendant to search for and/or produce any additional documents responsive to Plaintiffs document requests for arrest reports, and the videotape of Plaintiffs arrest. On February 22, 2008, Defendants submitted Replies, and a statement explaining why no additional documents were found. A hearing on Defendants’ Motions for Summary Judgment was held on February 25, 2008.
III. STANDARDS OF REVIEW
While the City and County labels its motion one for summary judgment, the City and County does nоt argue that Plaintiff failed to raise a material issue of fact in support of his claims. Rather, the City and County argues that the Amended Complaint does not allege a sufficient basis for Plaintiffs claims. The court therefore construes the City and County’s Motion as largely arguing for judgment on the pleadings, and applies as appropriate to each of
A. Motion for Judgment on the Pleadings
“Under Federal Rule of Civil Procedure 12(c), judgment on the pleadings is proper ‘when, taking all the allegations in the non-moving party’s pleadings as true, the moving party is entitled to judgment as a matter of law.’ ”
Ventress v. Japan Airlines,
B. Motion for Summary Judgment
Summary judgment is proper where there is no genuine issue of material fact and the moving party is entitled to judgment as a matter of law. Fed. R.Civ.P. 56(c). Rule 56(c) mandates summary judgment “against a party who fails to make a showing sufficient to establish the existence of an element essential to the party’s case, and on which that party will bear the burden of proof at trial.”
Celotex Corp. v. Catrett, 477
U.S. 317, 322,
“A party seeking summary judgment bears the initial burden of informing the court of the basis for its motion and of identifying those portions of the pleadings and discovery responses that demonstrate the absence of а genuine issue of material fact.”
Soremekun v. Thrifty Payless, Inc.,
An issue of fact is genuine “if the evidence is such that a reasonable jury could return a verdict for the nonmoving party.”
Id.
at 248,
IV. ANALYSIS
A. Plaintiffs § 1983 Claims
Defendants raise several arguments why Plaintiffs § 1983 claims should be dismissed and/or that summary judgment should be granted, including that: (1) the Amended Complaint does not properly allege any constitutional violations; (2) the Amended Complaint fails to allege municipal liability based on a failure to train сustom/practice; and (3) Paclib is entitled to qualified immunity. The court addresses each of these arguments.
1. Constitutional Violations Alleged in the Amended Complaint
The City and County argues that the Amended Complaint fails to allege Fourth
a. Fourth Amendment Violation
The City and County argues that Plaintiff has failed to state a Fourth Amendment violation because “Plaintiff does not refer to, or recite any language from, the Fourth Amendment as part of th[e] claim.” City & County Mot. 9.
The court rеjects that a complaint must recite specific language of the Fourth Amendment to state a violation. The court further finds that all of Plaintiffs § 1983 claims allege Fourth Amendment violations based on excessive force and illegal seizure (i.e., arrest without probable cause) of Plaintiff.
2
See, e.g.,
Compl. ¶¶ 22, 32, 39, 48;
see also Graham v. Connor,
b. Fourteenth Amendment Violation
The City and County argues that (1) the Amended Complaint fails to allege a Fourteenth Amendment equal protection claim because Plaintiff does not allege intentional discrimination, and (2) Plaintiff cannot allege a due process violation under the Fourteenth Amendment. City & County Mot. 9.
A plaintiff can state an equal protection claim in one of two ways. One way is to allege that “defendants acted with an intent or purpose to discriminate against the plaintiff based upon membership in a protected class.”
See Barren v. Harrington,
Even when liberally read, the Amended Complaint fails to state an equal protection violation. The Amended Complaint summarily states that Plaintiff was deprived “Equal Protection of the Law,” Compl. ¶¶ 31, 36, but this
conclusion
is insufficient to state a
claim. See Papasan v. Attain,
The court also agrees that Plaintiff cannot state a due process violation of the Fourteenth Amendment based on his allegations of excessive force. “[T]he Fourth Amendment sets the applicable constitutional limitations on the treatment of an arrestеe detained without a warrant up until the time such arrestee is released or found to be legally in custody based upon probable cause for arrest.”
Pierce v. Multnomah County,
c. First Amendment Violation
The City and County asserts that Plaintiff has pled no facts that state a violation of his First Amendment rights. While none of the titles of Plaintiffs claims recites a First Amendment violation, the allegations of the Amended Complaint, read liberally, appear to allege retaliation for Plaintiffs exercise of his First Amendment rights.
See Duran v. City of Douglas,
The Amended Complaint alleges that when officers told him to leave the area, Plaintiff “told the Police Officers that he only wanted to go to the store ... [and] attempted to continue walking on the public sidewalk to his destination.” Compl. ¶ 10. In response, the officers assaulted and arrested him. Id. ¶ 12. Counts II and IV further allege that:
Defendants^] actions were maliciously done to cover up the fact that they had committed an illegal assault upon Plaintiff. So the Defendants had Plaintiff charged for the malicious purpose of having him falsely сonvicted, and to deny Plaintiff his right to Due Process and Equal protection of the law, his right to Freedom of Speech, his right to commerce, his right to travel, and his right to free association, and his 4th Amendment right to be free from unreasonable search and seizure.
Compl. ¶ 36; see also id. at ¶ 62. While not readily apparent, the court finds that Plaintiff has alleged a First Amendment violation.
d. Fifth Amendment Violation
The City and County asserts that Plaintiff cannot allege a Fifth Amendment violation. The court agrees. “The Due Process Clause of the Fifth Amendment applies to actions of the federal gov
2. Municipal Liability of the City and County
Under the heading “Plaintiff Has Not Alleged a Sufficient Basis for § 1983 Liability Against a Municipality,” the City and County argues that “there is no obvious need for the City to train its police officers to avoid violations of citizens’ constitutional rights, and Plaintiff has no evidence showing such a need.” City & County Mot. 7-8. Given the apparent disconnect between the City and County’s heading and the argument made, it is unclear precisely what the City and County is arguing.
To the extent construed as аrguing for summary judgment, the City and County has not met its “initial burden of informing the court of the basis for its motion and of identifying those portions of the pleadings and discovery responses that demonstrate the absence of a genuine issue of material fact.”
Soremekun,
To the extent the City and County argues that the Amended Complaint fails to allege a basis for municipal liability, the court disagrees. The Amended Complaint alleges municipal liability based on both “informal policy,” and “failure to train.” Counts I, III and IV of the Amended Complaint allege a policy:
23. The City endorsed and utilized a policy and practice of harassing and prоvoking law abiding citizens and assaulting and arresting them if they protest being prevented from continuing upon their lawful way against the Plaintiff.
39. The Defendant City and County of Honolulu police officers engaged in a pattern or practice of the use of excessive force....
54. The Defendants [sic] actions constitute a pattern of conduct deliberately indifferent to the civil rights violations committed by police officers. The Defendants instituted or allowed to be instituted the practice, policy, custom, or usage of rights violations as described in this Comрlaint.
Counts III and IV 6 allege municipal liability based on a failure to train:
38. The Defendant City and County of Honolulu has demonstrated Deliberate Indifference to it’s [sic] responsibility to hire, supervise,train, or control subordinate police officers in the performance of their duties during the investigative stops and or arrests of the citizens; thus leading to the violations of the Plaintiffs rights.
48. The Defendant City is deliberately indifferent to it’s [sic] responsibility to hire, supervise, train, or control subordinate police officers in the performance of their duties and during the arrest of the Plaintiff.
The court therefore DENIES the City and County’s Motion that Plaintiff has not alleged a basis for municipal liability.
3. Qualiñed Immunity of Officer Pa-clib
Paclib argues that he is entitled to qualified immunity as a matter of law because he (1) did not violate any of Plaintiffs constitutional rights, and (2) reasonably believed that his conduct did not violate any clearly established constitutional rights. The court outlines the relevant framework, and finds that fact questions preclude summary judgment.
a. Legal Framework
The Ninth Circuit employs a three-part test in determining whether state officials are entitled to qualified immunity.
7
See Skoog v. County of Clackamas,
The second prong of the qualified immunity analysis determines whether the right allegedly violated was “clearly established” at the time the state official acted.
Id.
at 201-02,
The final question the court must ask is “whether the [Defendant] could have believed, ‘reasonably but mistakenly ... that [his] conduct did not violate a clearly established constitutional right.’ ”
Skoog,
b. Application of Framework
Under this framework, material issues of fact remain that preclude summary judgment. Paclib first argues that he did not violate any of Plaintiffs constitutional rights because his use of force was objectively reasonable. For cases bаsed on excessive force,
8
the question “is whether the use of force was ‘objectively reasonable in light of the facts and circumstances confronting’ the arresting officers.’ ”
Blankenhorn,
must balance “the nature and quality of the intrusion on the individual’s Fourth Amendment interests against the countervailing government interests at stake.” Relevant factors to this inquiry include, but are not limited to, the severity of the crime at issue, whether the suspect poses an immediate threat to the safety of the officers or others, and whether he is actively resisting arrest or attempting to evade arrest by flight.
Id. (citation and quotation signals omitted).
Viewing the facts in a light most favorable to Plaintiff, the court finds that a genuine issue of material fact exists whether Paclib violated Plaintiffs constitutional rights. Plaintiff asserts that without provocation, Paclib and other officers assaulted him, forced him to the ground, continued to beat him, and arrested him. Pl.’s Decl. ¶¶ 6-9. These facts, if ultimately proven, support of finding of excessive force.
See Blankenhorn,
Second, Paclib argues that he reаsonably believed that his conduct did not violate any clearly established constitutional rights. Paclib’s argument again relies on the court accepting Paclib’s version of events. Resolving all disputes of fact in favor of Plaintiff, it appears that the officers had no basis to use force against Plaintiff. See id. at 481. (“We conclude that th[e] clear principle [that force is only justified when there is a need for force] would have put a prudent officer on notice that gang-tackling without first attempting a less violent means of arresting a relatively calm trespass suspect ... was a violation of that person’s Fourth Amendment rights.”). The court therefore DENIES Paclib’s Motion for Summary Judgment on Plaintiffs § 1983 claims.
B. Paclib’s Motion to Dismiss Claims That Are Not Properly Lodged Against Him
Paclib asks that the court grant summary judgment on Counts III, IV, and VI because they appear to state claims against the City and County only.
Count III, titled “Illegal Custom and Practice, Failure to Supervise Fourth and Fourteenth Amendment Claim Under Section 1983” includes allegations of the City and County’s illegal practice and policy as a basis for liability; it includes no allegations of Paclib’s wrongdoing. Count VI states a claim for respondeat superior, which does not apply to Paclib. Count IV, however, appears to state a claim against Paclib by alleging that he used excessive
C. Pendent State Law Claims
Because the court finds that Plaintiff has stated claims pursuant to § 1983 and/or denied summary judgment, the court does not dismiss Plaintiffs pendant state claims, and instead addresses only Defendants’ arguments attacking the merits of these claims.
1.Claims for False Arrest and Assault and Battery
The City and County argues that Plaintiff (1) cannot allege a false arrest claim against it “simply because Officer Paclib was working for the City at the time,” and (2) must allege a breach of duty for his assault and battery claim. City & County Mot. 11. The City and County misunderstands the law.
The City and County can be held liable for a claim of false arrest, as well as other intentional torts, on the basis of re-spondeat superior.
See Pourny v. Maui Police Dep’t,
Further, there is no requirement that Plaintiff plead a duty and breach of duty to maintain a claim against the City and County. The City and County made this same argument (practically verbatim) in its Motion for Judgment on the Pleadings, and the court explained the following in its September 28, 2007 Order:
For nonjudicial officers to be liable for state law tort claims, the plaintiff must prove malice by clear and convincing evidence. Id. “In line with the ‘malice’ requirement for nonjudicial officers, the State of Hawaii recognizes a respondeat superior theory for acts of agents of a municipality in regard to torts that an employee ‘maliciously’ commits in the scope of his authority.” Id.
A plaintiff must plead malice in the complaint. Towse v. Hawaii,64 Haw. 624 , 632,647 P.2d 696 , 702 (1982) (“[I]t is essential that the injured party allege and prove, to the requisite degree, that the official had been motivated by malice and not by an otherwise proper purpose.” (emphasis added)).
Doc. No. 52, 21-22. Plaintiffs claims of false arrest and assault allege malice. See Compl. ¶¶ 55, 56, 62, 63, 76. The court therefore DENIES the City and County’s requests to dismiss these claims.
2. Respondeat Superior
The City and County argue that this claim should be dismissed because “the doctrine of respondeat superior does not apply to 42 U.S.C. § 1983 claims.” City & County Mot. 11. Because Plaintiff has alleged separate state law claims, the court rejects this argument.
3. Punitive Damages 9
Paclib argues that he is entitled to summary judgment because Plaintiff has
V. CONCLUSION
For the reasons stated above, the court GRANTS in part and DENIES in part the City and County’s Motion for Summary Judgment, and DENIES Paclib’s Motion for Summary Judgment.
IT IS SO ORDERED.
Notes
. The court also heard argument on: (1) Boisse Correa’s Rule 12(b)(6) Motion to Dismiss for Failure to State a Claim; and (2) Jeremy Franks’ Motion to Quash Service of Process and to Dismiss Complaint. The court granted these motions in its September 28, 2008 Order.
. The court previously found that Plaintiffs claims of excessive force should be brought pursuant to the Fourth Amendment, and granted Plaintiff leave to amend his Complaint. Doc. No. 52.
. The court's September 28, 2007 Order found that the Complaint could be read to allege an equal protection violation based on intentional discrimination by alleging that Defendants “claimed they were looking for a black man of average stature and description and then assaulted the first black man they saw.” Doc. No. 52, 20-21. The Amended Complaint still includes this allegation, al
. Count IV alleges that "[t]he Deliberately Indifferent management omissions of the Defendant (mentioned above in paragraphs 6 to 44[)] are actually done as a part of a system to deny Plaintiff and similarly situated Plaintiff's the Equal Protection of the Law.” Compl. ¶ 49 (emphasis in original).
. Defendants also mention that the Amended Complaint attempts to allege violations of Plaintiff's right to travel, engage in commerce, and associate freely, but argues only that "Plaintiff has pled no facts that enumerate constitutional violations pursuant to either the First Amendment or the Fifth Amendment.” City & County Mot. 14. Except as addressed above, the court does not determine whether Plaintiff has alleged violations of any other Constitutional Amendments.
. Because Count II does not state any basis for municipal liability, the court interprets this claim as lodged against Paclib only.
. Paclib set forth a two-part test for qualified immunity that conflates the second and third prongs of the test, and which the Ninth Circuit also recognizes.
See, e.g., Preschooler II v. Clark County Sch. Bd.. of Trs.,
. As discussed above, Plaintiff states a violation of his Fourth Amendment rights based on both improper arrest and excessive force. Paclib’s Motion addresses only excessive force.
. The City and County also argued that it could not be held liable for punitive damages. The Amended Complaint does not appear to state a claim against the City and County,
see
