Alec LUCAS, Appellant-Petitioner, v. STATE of Indiana, Appellee-Respondent.
No. 49A02-1301-CR-51.
Court of Appeals of Indiana.
Aug. 27, 2013.
1159
OPINION
CRONE, Judge.
Case Summary
In 2011, Lucas was charged with several criminal offenses, some of which were dismissed pursuant to a plea agreement. He later filed a petition pursuant to
Facts and Procedural History
On January 17, 2011, the State filed an information charging Lucas with four criminal offenses and an infraction: (1) possession of a controlled substance as a class D felony; (2) possession of marijuana as a class D felony; (3) dealing marijuana as a class D felony; (4) minor in possession of alcohol as a class C misdemeanor;1 and (5) driving infractions.2 On March 15, 2011, pursuant to a plea agreement, Lucas pled guilty to counts 1 and 3, and judgment was entered on those counts as class A misdemeanors. The State dismissed the remaining counts. Lucas was sentenced to one year, all suspended to probation except for time served.
On November 9, 2012, Lucas filed a “Verified Petition to Restrict Access to Criminal History,” in which he requested that, pursuant to
Discussion and Decision
Lucas argues that the trial court erred by concluding that
(a) If a person charged with a crime:
(1) is not prosecuted or if charges against the person are dismissed;
(2) is acquitted of all criminal charges; or
(3) is convicted of the crime and the conviction is subsequently vacated;
the person may petition a court to restrict disclosure of the records related to the arrest to a noncriminal justice organization or an individual.
....
(c) A petition under subsection (a) must be filed not earlier than:
(1) if the person is acquitted, thirty (30) days after the person is acquitted;
(2) if the person‘s conviction is vacated, three hundred sixty-five (365) days after:
(A) the order vacating the person‘s conviction is final, if there is no appeal or the appeal is terminated before entry of an opinion or memorandum decision; or
(B) the opinion or memorandum decision vacating the person‘s conviction is certified; or
(3) if the person is not prosecuted, thirty (30) days after charges are dismissed, if the charges are not refiled.
(d) A petition under subsection (a) must set forth:
(1) the date of the arrest;
(2) the charge;
(3) the date charges were dismissed, if applicable;
(4) the date of conviction or acquittal, if applicable;
(5) the date the conviction was vacated, if applicable;
(6) the basis on which the conviction was vacated, if applicable;
(7) the law enforcement agency employing the arresting officer;
(8) any other known identifying information, such as the name of the arresting officer, case number, or court cause number;
(9) the date the petitioner‘s birth; and
(10) the petitioner‘s Social Security number.
....
(f) If the prosecuting attorney wishes to oppose a petition under subsection (a), the prosecuting attorney shall, not later than thirty (30) days after the petition is filed, file a notice of opposition with the court setting forth reasons for opposing the petition. The prosecuting attorney shall attach to the notice of opposition a certified copy of any documentary evidence showing that the petitioner is not entitled to relief. A copy of the notice of opposition and copies of any documentary evidence shall be served on the petitioner in accordance with the Indiana Rules of Trial Procedure. The court may:
(1) summarily grant the petition;
(2) set the matter for hearing; or
(3) summarily deny the petition, if the court determines that:
(A) the petition is insufficient; or
(B) based on documentary evidence submitted by the prosecuting attorney, the petitioner is not entitled to have access to the petitioner‘s arrest records restricted.
(g) If notice of opposition is filed under subsection (f) and the court does not summarily grant or summarily deny the
petition, the court shall set the matter for a hearing.
(h) After a hearing is held under subsection (g), the court shall grant the petition filed under subsection (a), unless the petitioner is being reprosecuted on charges related to the original conviction.
(i) If the court grants a petition filed under subsection (a), the court shall order the state police department not to disclose or permit disclosure of the petitioner‘s limited criminal history information to a noncriminal justice organization or an individual under IC 10-13-3-27.
(Emphasis added.)
The statute alternates between using the singular “charge” and the plural “charges.” However, at no point does the statute reference a requirement that “all” charges be dismissed. By contrast, subsection (a)(2) permits a petition to be filed if the person “is acquitted of all criminal charges.” (Emphasis added.) In addition,
Public Law Number 159-2013, effective July 1, 2013, repealed Section 35-38-5-5.5 and created a new Chapter 35-38-9, titled “Sealing and Expunging Conviction Records.” New Section 35-38-9-1 allows a person to petition a court to seal arrest records if: “(1) the arrest did not result in a conviction or juvenile adjudication; or (2) the arrest resulted in a conviction or juvenile adjudication and the conviction or adjudication was vacated on appeal.” This new statute does not appear to be a clarification of the old statute, but rather a shift from focus on the disposition of individual charges to whether the arrest ultimately resulted in a conviction. The trial court‘s approach, however, was more consistent with the new statute than with the statute in effect at the time. We conclude that the trial court erred in concluding that Section 35-38-5-5.5 does not apply to cases where some, but not all, charges are dismissed. As there does not appear to be any other basis in the statute for denying Lucas‘s petition, we reverse and remand with instructions for the trial court to grant the petition and issue an order pursuant to Section 35-38-5-5.5(i).
Reversed and remanded.
BARNES, J., and PYLE, J., concur.
Notes
Tr. at 5-6.I mean, ninety percent of the cases that get resolved in this court ... are by plea agreements. In most of those cases, there are usually charges that are dismissed. As a practical matter, restricting access to that aspect of the information—it‘s nearly impossible .... And the way I read the statute, it‘s to address those cases where ... there wasn‘t a guilty finding in a particular case, not where there was one and some of the ... charges got dismissed. So the way I‘m reading it is—this doesn‘t apply in this circumstance.
