Lead Opinion
OPINION
This is the latest case arising out of a jury selected by David Brown, a prosecutor with a history of unconstitutional race-based peremptory strikes. We previously held that Brown violated the Constitution’s Equal Protection Clause when he struck three African-American women from the jury of petitioner Aldridge Currie’s first trial. See Currie v. Adams,
This case arises out of Currie’s second retrial, in which Brown was the prosecutor once again. In this third attempt to prosecute Currie, Brown removed one African American juror via peremptory strike. His stated reasons for striking this juror were all flawed — each reason was either unreasonable, demonstrably false, or applied just as well to the non-black jurors Brown allowed to remain on the jury. Because “[t]he ‘Constitution forbids striking even a single prospective juror for a discriminatory purpose,’ ” Foster v. Chatman, 578 U.S. -, -,
I. Background
A. The Batson Framework
This case, like its predecessor cases involving Brown and Currie, centers around the proper application of the Supreme Court’s decision in Batson v. Kentucky,
In the' first Batson step, “the defendant must make out a prima facie case by showing that the totality of the relevant facts gives rise to an inference of discriminatory purpose.” Johnson v. California,
At this third step, the defendant has the burden of proving purposeful discrimination by a preponderance of the evidence. See id. (citing Batson,
B. Prior Proceedings
On July 12, 1995, Currie and a man named Santos Maldonado got into an argument about a gun Maldonado had acquired from a mutual acquaintance. Later that day, while Maldonado and his girlfriend were sitting in Maldonado’s car, Currie approached Maldonado and asked how much methamphetamine he would sell Currie for $100.00. After Maldonado answered, Currie said that he had money around the corner and left. He returned and shot Maldonado in the neck, then robbed Maldonado of a gold chain, money, and methamphetamine. Maldonado later died due to his injury. Currie is African American, while Maldonado was of Hispanic descent.
Brown successfully prosecuted Currie in California Superior Court, obtaining Cur-rie’s conviction for second degree murder, attempted robbery, and being a felon in possession of a firearm. That conviction was affirmed on direct appeal, but we granted habeas relief after finding that Brown had exercised a peremptory challenge in violation of Batson v. Kentucky,
The state retried Currie in May 2009, with a new judge presiding and Brown again serving as prosecutor. During voir dire, the judge declared a mistrial due to another Batson violation by Brown. The court commenced a second retrial with a new jury (again with Brown as the prosecutor). It is that second retrial at issue in today’s case.
C. Jury Selection
Currie’s Batson claim centers on the striking of a prospective juror named Jones, an African-American woman. Jones made it through the first round of jury selection, during which the court questioned and excused jurors for hardship. The court then described “the nature of the charges” to the jurors who remained, including Jones, and gave those jurors a pair of questionnaires to fill out. After the jurors had completed the questionnaires, they were read the Information against Currie and voir dire began.
During voir dire, Jones was questioned by both the court and Brown; defense counsel did not question her. The court asked Jones only two questions: whether her relationships with people who have used drugs would prevent her from keeping an open mind during the trial, and whether there was anything else the parties should know about her. Jones answered that she would be able to “keep an open mind,” and that there was nothing else the parties needed to know.
Brown’s questioning of Jones was slightly longer. The jury questionnaires had asked whether the fact that Currie had been arrested and “charged with these crimes” caused Jones to be “biased against him” or think he “is probably guilty of something.” Jones had answered “no” to each question, writing in the comments section to the question “no I don’t know what his [sic] is accused of and he is presumed not guilty until proven.” Following up on the questionnaire, Brown asked Jones on voir dire “how do you feel about
Brown asked Jones several more questions about the presumption of innocence and the prosecutor’s burden, and then moved on to other jurors. Later, after asking other jurors about whether they were concerned about the substantial time that had passed since the acts underlying the charges against Currie, Brown briefly turned to Jones and asked “how about you with regards to the time issue? Does that concern you at all?” Jones responded “no.” There was no further questioning of Jones that day.
The next day, before the potential jurors had entered, Currie’s counsel noted that after the previous day’s dismissal of potential jurors for hardship and for cause, only two African-American potential jurors remained in the pool. Brown objected to the idea that defense counsel or the court could characterize individuals’ race based on their appearance, an argument he had made at several points during both of Cur-rie’s prior trials. The trial judge stated that he had not been keeping track and so was unable to arrive at his own estimate of the number of African-American potential jurors.
Before the court called in the panel of prospective jurors, Brown noted that there were two jurors that he “didn’t get a chance to ask questions of’ the previous day — Jones and another juror, Ms. Ruiz. Brown stated that there were some inconsistencies on Jones’s questionnaires that he “didn’t get a chance to go into,” and “those issues caused [him] some concern that [he] didn’t get a chance to voir dire on” due to the voir dire time limits. Brown referenced, in particular, question number 21 on the longer questionnaire and question number 10 on the shorter questionnaire.
Question 21 asked “[h]ave you, any member of your family or any close friend(s) ever been ARRESTED?” Jones had marked “yes,” and written “friends + family members (arrested for drug related issues.)” Question 10 asked “[h]ave you, a family or household member, or close friend been a victim, witness or defendant in a criminal matter?” Jones had marked “no.” Defense counsel stated that he had concerns about a third juror, Mr. Green-slade, and the court decided to conduct “limited supplemental questioning” of the three jurors.
The court asked Jones about her answers to questions 21 and 10, and Jones replied that her answers had been in reference to her brother and cousin. She said that her cousin “is no longer with us. And my brother was out of Alameda County about six years ago.” The court confirmed that she felt they had both been treated fairly, and then asked Jones if she thought either of those relationships would interfere with being objective in the present case. Jones replied “[n]o, not at all.” After that round of questioning, the prosecutor and defense counsel used their peremptory challenges to strike Ruiz and Greenslade, respectively, along with several other prospective jurors who had been seated that day.
The court proceeded with empaneling, questioning, and excusing jurors until Cur-rie’s counsel accepted the panel. At that point, Brown used a peremptory challenge to strike Jones from the panel. Currie’s counsel asked to approach the bench, the court cleared the courtroom, and Currie’s counsel moved for a mistrial under Batson.
The court noted that Jones was African-American, and that it was appropriate to consider Brown’s prior history of Batson violations for purposes of determining
Having already provided what it regarded as an acceptable reason, the court then allowed Brown to articulate his reasons. Brown stated that “some of those reasons were exactly as stated by the court,” and then included Jones’s “no” answer to question 10; Jones’s statement on the questionnaire that she had family members who had used crack; that it was a particularly close relative who had been prosecuted; and Jones’s questionnaire comment that she didn’t know what the defendant was “accused of’ when the court had described the charges to the jurors before having them fill out the questionnaire. Currie’s counsel responded that Jones’s answers to questions 10 and 21 were not inconsistent if her family member had been arrested but not charged.
The court reiterated that it denied the motion at the prima facie case stage, and also stated that “the reasons provided are race neutral and are not a sham or a pretext, but are the actual reasons that Mr. Brown exercised the peremptory challenge.” It then continued the trial, which resulted in Currie’s conviction.
D. Currie’s appeal in state court
Currie raised his Batson challenge on direct appeal in the California Court of Appeal. The Court of Appeal held that the state trial court had correctly applied the Johnson standard in its holding that there was no prima facie case under Batson. The court stated that “we will affirm the ruling where the record suggests grounds upon which the prosecutor might reasonably have challenged the jurors in question,” and found that “[substantial evidence supports the trial court’s stated conclusion that Juror J[ones] was not a desirable panelist for the prosecution because she had two relatives who had been arrested for drug offenses, and that consequently, no prima facie case had been made.”
The court said that it did not need to engage in comparative juror analysis, disagreeing with Currie that the trial court’s analysis of Brown’s stated reasons transformed the Batson analysis from stage one to stage three. It noted that, were it to treat the case as presenting a stage-three Batson analysis, it would affirm the trial court’s holding as based on substantial evidence anyway, as it would accord significant deference to the trial court’s factual findings were it to engage in a comparative
E. Federal habeas proceedings
Currie filed a petition for a writ of habe-as corpus in the Northern District of California. The district court dismissed all but two of Currie’s claims as unexhausted, allowing Currie’s Batson claim and one other claim to move forward. Citing Hernandez v. New York,
II. The Standard of Review
This Court reviews a district court’s legal determinations denying habe-as relief de novo. Crittenden,
This deference does not apply where the state court’s decision is contrary to or based on an unreasonable application of “clearly established Federal law.” 28 U.S.C. § 2254(d)(1); Panetti v. Quarterman,
The state appellate court proceeded, however, to engage in a Batson step-three analysis as an alternate ground for affirming the state trial court. Considering the state appellate court’s prior legal error, whether we should examine only this alternative holding and apply AEDPA deference, as the district court did, is a debatable question.
III. Discussion
To determine, at stage three, whether a prosecutor’s professed race-neutral reasons for striking a juror were pre-textual, Batson requires an inquiry into “the totality of the relevant facts about a prosecutor’s conduct.” Kesser v. Cambra,
In addition, we find it troubling that Brown’s explanations for the strike were largely adopted from reasons the trial judge had already suggested, during his discussion of Batson step one. Ordinarily, we give significant deference to a trial judge’s assessment of a prosecuting attorney’s credibility. See Batson,
With these considerations in mind, we turn to the race-neutral reasons Brown provided to justify striking Jones. First, Brown noted that Jones had several relatives who had used drugs, including two particularly “close relation[s]” (a brother and cousin) who had been arrested for drug offenses. Second, Jones had given inconsistent statements regarding these family members on her questionnaire. Third, Jones said that she did not know what Currie was accused of, even though the charges had been read to her. The record refutes each of these explanations.
1. Jones’s family members
Jones marked “yes” to the question “[h]ave you, anyone in your family, any close friends, co-workers, or other contact had a drug problem?” She explained that “several family members have [sic] crack before.” The questionnaire asked how this problem had affected her and others, and Jones wrote “it made me value life and the beautiful things it has to offer me. Because I grew up around it, I know what not to do. I choice [sic] to make the right choices.” In an earlier question about her feelings and attitudes regarding illegal drugs, Jones remarked “to each his own. It’s very sad to see people go through rough times with drug use, but it is their own choice. They are still human even given their struggles.”
The state appeals court relied heavily on Jones’s statements about her family members in rejecting Currie’s Batson claim; it was the only one of Brown’s reasons that the court discussed during its comparative juror analysis. The appeals court found that Jones’s
situation was different [from the other potential jurors], in that she had “several” family members who had a problem with crack cocaine, and a very close family member (a brother) who had been arrested for a drug related offense. She also stated in her questionnaire that she had ‘friends’ who had been arrested for the same reason. Drug use did not appear to be nearly as pervasive in the social circles of the seated jurors, and the prosecutor could quite reasonably differentiate between her responses and those of the seated jurors.
The appeals court’s conclusion is unreasonable in light of the evidence before it. Juror 35, in particular, had personally struggled "with marijuana, cocaine, and methamphetamine to such an extent that he suffered “multiple gran mal seizures” and “did not drive for appx 6 years.” Regarding his “feelings and attitudes about
Moreover, the more general finding that “[djrug use did not appear to be nearly as pervasive in the social circles of the seated jurors” is an unreasonable determination of the facts, given that half of the seated jurors had relatives with drug problems and that several of those jurors listed multiple individuals in their lives who had had very serious drug issues: a sister-in-law who left her husband due to drugs; a nephew’s wife who “died from drug abuse;” an alcoholic mother; a cousin addicted to cocaine for many years; a niece who is “in and out of drug rehab”; and a niece with a drug problem who “is mentally ill today.” Some of these seated jurors, like Juror 35, made explicit statements of sympathy for those who used illegal drugs. The seating of all these jurors further undermines the plausibility of the notion that Brown was particularly concerned about seating jurors who might be sympathetic to a defendant whose crime involved purchasing drugs.
2. Jones’s allegedly inconsistent statements about her family members.
Jones’s questionnaire asked whether she, “a family or household member, or close friend [had] been a victim, witness or defendant in a criminal matter.” Jones answered “no.” Her answer to another question, however, indicated that she had friends and family members who had been arrested.
The state court held this supposed inconsistency a legitimate race-neutral reason. But these answers are not necessarily inconsistent. If Jones’s family member had been arrested but not charged with a crime, for instance, these two answers would be wholly compatible. The questionnaire even covers this possibility, asking not only whether a Mend or family member had been arrested but also whether charges were filed. Jones clearly marked “no” to this second question. Nothing in the voir dire testimony shows that these answers were false or could reasonably have been viewed as inconsistent.
More importantly, comparative juror analysis strongly suggests this concern was pretextual. Five of the non-black panelists who ended up being sworn jurors displayed the same pattern in answering these two questions. Hence, the “prosecutor’s proffered reason for striking a black panelist applies just as well” to these non-black panelists. Miller-El v. Dretke,
3. Jones’s statement that she did not know what Currie was accused of
Brown also said he struck Jones because she stated on her questionnaire that she
The trial court told the prospective jurors the formal charges — “second degree murder, attempted robbery and felon in possession of a firearm.” It did not go into any detail at all about what Currie was alleged to have done — who he allegedly robbed or murdered, or where, why, or how he .did so. And, when it announced the charges, the court specifically admonished the jurors that they should not talk about the case with other people, “even though you don’t know anything about it.”
After the trial court had made such a statement, and in the context of a question about the presumption of innocence, Jones’s statement “I don’t know what [he] is accused of’ was entirely innocuous. Jones did not know any of the specific factual allegations involved. It would be natural and coherent for a person to say, for instance, “I know the defendant is charged with mail fraud, but for all I know he could be accused of lying to his mother or of running an international pyramid scheme.” “Accuse” and “charge” may be synonymous in a technical sense, but this does not mean that Jones’s statement, in context, would reasonably cause anyone to doubt her competence or lack of bias. Brown, moreover, had an opportunity to ask Jones about this inconsistency during voir dire, when Jones stated that she didn’t “know the first thing of the case.” But he did not. Such a “failure to engage in any meaningful voir dire examination on a subject the State alleges it is concerned about is evidence suggesting that the explanation is a sham and a pretext for discrimination.” Miller-El v. Dretke,
In sum, the record contains clear indications that each of Brown’s reasons for striking Juror Jones was a pretext, and it was unreasonable for the state court to hold otherwise. The state court unreasonably downplayed a seated juror’s personal experience with drugs and the many other jurors who had ties to individuals with tragic drug-related experiences. Jones’s alleged inconsistency in two questionnaire questions was not, in fact, an inconsistency at all, and five of the seated jurors had answered the questionnaire identically. And Jones’s statement that she did not know what Currie was accused of is entirely understandable and not reasonable grounds to doubt her abilities as a juror.
Even if the state appeals court had not erred in its acceptance of one of these reasons, it unreasonably determined the facts by analyzing only one of Brown’s justifications — that Jones had close relatives who had used drugs — for pretext. A court does not need to find all of a prosecutor’s race-neutral reasons pretextual to find impermissible racial discrimination. See Kesser,
IV. Conclusion
Brown’s history of Batson violations and pretextual reasons in this case lead us to conclude that “race was a substantial motivating factor” for his strike of Jones. Cook,
REVERSED and REMANDED.
Notes
. After conviction, Currie moved for a new trial based on the claimed Batson violation as well as other claims. The court denied the motion, reaffirming that "no prima facie case had been shown.” The court reiterated its reasons for that finding and added new reasons not suggested by Brown; the state appellate court did not rely on these reasons or even mention them. We therefore do not discuss those reasons here.
. The district court correctly chose the last reasoned state court decision as the decision to review — in this case, the California Court of Appeal’s decision. Ylst v. Nunnemaker,
.The district court justified moving directly to the Batson step three analysis by citing Hernandez v. New York,
. The Supreme Court has declined to decide whether § 2254(d)(2) applies when considering a third-stage Batson claim under AEDPA, or whether § 2254(e)(l)’s “clear and convincing evidence” standard applies. See Rice v. Collins,
. We disagree with the dissent's assertion that it was not clearly established Supreme Court law that courts cannot excuse a potential Bat-son violation based on hypothetical justifications on which a prosecutor could have premised a challenge. See Johnson,
. During voir dire when the judge asked Jones about "your family members who have been in the criminal justice system,” Jones stated that "my brother was out of Alameda County about six years ago.” It would be possible to interpret that statement to mean that Jones's brother was incarcerated in Alameda County at some point. But that does not mean that he was charged with or convicted of a crime; he could have been in detention at an Alameda County jail after an arrest.
. It is also for this reason, among others, that we are unpersuaded by the dissent. The dissent emphasizes a single reason for striking Jones — her family members with a history of drug-related arrests — and, finding it plausible, overlooks the rest of the troubling evidence in the record.
Dissenting Opinion
dissenting:
Aldridge Currie has been twice tried and twice convicted for the murder of Santos Maldonado. The California Court of Appeal did not unreasonably apply “clearly established Federal law, as determined by the Supreme Court of the United States”, when it affirmed Currie’s conviction following his retrial in 2008. 28 U.S.C. § 2254(d)(1). Furthermore, the court’s decision was not “based on an unreasonable determination of the facts in light of the evidence” before it. Id. § 2254(d)(2). Accordingly, Currie’s habeas petition “shall not be granted.” Id. § 2254(d). Since federal courts are statutorily barred from granting Currie’s habeas petition, I would affirm the district court’s denial of his petition.
I.
Currie killed his drug dealer, Maldonado, on the night of July 12, 1995. That night, Currie first asked Maldonado for methamphetamine, and Maldonado offered to sell some. Currie then walked away from Maldonado for a few minutes. Currie came back with a gun and fatally shot Maldonado in the neck. According to one witness, Currie took drugs and money out of Maldonado’s pockets before fleeing the scene. According to another witness, Cur-rie appeared desperate to get drugs. Cur-rie smoked drugs that night, and according to a toxicologist there was cocaine and methamphetamine in Maldonado’s blood at the time of his death. At trial, Currie testified that he killed Maldonado because they argued about a gun that night and Currie believed that Maldonado was going to shoot him. The jury also heard that Currie had previously been convicted of possessing and transporting drugs.
II.
This appeal concerns the constitutionality of the jury selection process during Currie’s retrial in California state court. During the first round of jury selection,
Currie’s counsel raised an objection to the Jones strike based on Batson v. Kentucky,
After concluding that defense counsel failed to make a prima facie showing of discrimination, the trial judge next invited the prosecutor to state for the record any reasons why he struck Juror Jones. The prosecutor obliged and first agreed with the court’s reasoning as to the possible effect on Jones of her close family’s drug arrest record. Next, the prosecutor pointed out that Jones had answered “no” on a questionnaire that asked if a family member had been a defendant in a criminal matter and then answered “yes” to a question about whether one of her family members had been arrested. The prosecutor apparently considered these answers to be inconsistent, even though they are not necessarily irreconcilable since one referred to criminal prosecutions and the other referred merely to arrests. The prosecutor also pointed out that in response to a question regarding whether any of her family members “had a drug problem,” Jones had answered “yes” and written “several family members have crack before” [sic]. Finally, the prosecutor pointed out that Jones wrote on a questionnaire that she did not know what the defendant was accused of, even though the trial judge had already advised Jones and other prospective jurors that the defendant was charged with second degree murder and other crimes. The prosecutor then reemphasized that Jones had “a close relation such as a brother” potentially involved in a suspected drug crime.
The trial judge reiterated that he denied the motion based on the absence of a prima facie showing of discrimination. The judge also said that be believed that the
Currie appealed his conviction to the California Court of Appeal. People v. Currie, No. A123708,
Currie argued that the appellate court was obligated to undertake a comparative analysis among Jones and the seated jurors. The appellate court rejected this argument because the trial judge applied the correct legal standard during the prima facie step and explicitly found that Currie failed to show that there was a reasonable inference that the prosecutor was motivated by race. The appellate court went on to perform a comparative analysis anyway, and it concluded that “[sjubstantial evidence supports the trial court’s finding that the prosecutor did not excuse [Jones] based on her race.” Id. at *10. The appellate court affirmed Currie’s conviction. Id. at *20.
Currie filed a petition for review in the Supreme Court of California, which was denied without opinion. He filed the instant petition for writ of habeas corpus in federal district court, which raises the same Batson claim. The district court denied the habeas petition. On appeal to us, he argues that the court erred when it denied his petition.
III.
Our review of Currie’s habeas petition is limited in scope by the Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”). Under AEDPA, a habeas petition “on behalf of a person in custody pursuant to the judgment of a State court shall not be granted with respect to any claim that was adjudicated on the merits in State court proceedings unless the adjudication of the claim — (1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or (2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.” 28 U.S.C. § 2254(d)(1) — (2). Here, the California Court of Appeal adjudicated Currie’s Bat-son claim on the merits, and Currie raises the same Batson claim in his federal habe-as petition. AEDPA bars federal courts from granting Currie’s petition unless the California Court of Appeal unreasonably applied clearly established Federal law or based its decision on factual determinations that are unreasonable in light of the evidence before it.
IV.
A.
We are called upon to ascertain the “clearly established Federal law, as deter
The Supreme Court of the United States explained the proper analysis for Batson claims in Johnson v. California,
The defendant pursued a direct appeal to the Supreme Court of the United States. The Court identified the following issue and standard:
The issue in this case is narrow but important. It concerns the scope of the first of three steps this Court enumerated in Batson, which together guide trial courts’ constitutional review of peremptory strikes. Those three Batson steps should by now be familiar. First, the defendant must make out a prima facie case “by showing that the totality of the relevant facts gives rise to an inference of discriminatory purpose.” Second, once the defendant has made out a prima facie case, the “burden shifts to the State to explain adequately the racial exclusion” by offering permissible race-neutral justifications for the strikes. Third, “[i]f a race-neutral explanation is tendered, the trial court must then decide ... whether the opponent of the strike has proved purposeful racial discrimination.”
Id. at 168,
The Court rejected the standard then used by California courts at the first step of Batson, which required a defendant to show that it was “more likely than not” that the prosecutor exercised a peremptory strike based on race. Id. This standard asked too much of defendants. “Instead, a defendant satisfies the requirements of Batson’s first step by producing evidence sufficient to permit the trial judge to draw an inference that discrimination has occurred.” Id. at 170,
The Court applied this standard to the facts of Johnson. It noted that the state supreme court observed it was “suspicious” that three African American jurors were removed from the jury, and that the trial judge said “we are very close” to a prima facie Batson case after the prosecutor twice struck African American jurors. The Court held that “[t]hose inferences that discrimination may have occurred were sufficient to establish a prima facie.” Id. at 173,
In reviewing habeas petitions, we have relied on the Court’s holding in Johnson to determine whether a state court deci
We revisited Batson’s step one analysis in Johnson v. Finn,
As in Williams, we again held that the state court applied the wrong legal standard. Id. In applying step one of Batson, the California Court of Appeal relied on People v. Box,
Because the state appellate court applied the wrong legal standard in Finn, we proceeded to review the Batson claim de novo. Finn,
Before proceeding to analyze the California Court of Appeal decision in this case, it is worth summarizing the foregoing authorities: In Johnson, the Supreme Court rejected California’s “strong likelihood” standard at Batson step one. “Instead, a defendant satisfies the requirements of Batson’s first step by producing evidence sufficient to permit the trial judge to draw an inference that discrimination occurred.” Johnson,
B.
Here, the California Court of Appeal’s adjudication of Currie’s Batson claim did not “resultf ] in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law;' as determined by the Supreme Court of the United States.” 28 U.S.C. § 2254(d)(1). Unlike the proceedings wé reviewed in Williams and Finn, here there is “strong evidence” that the state court was aware of, and applied, the inference standard from Johnson v. California. This evidence principally consists of the fact that the state appellate court cited, quoted, and discussed Johnson when it adjudicated Currie’s step one Batson claim. The appellate court noted that “[i]n Johnson, the high court clarified that the first prong of Batson is satisfied where the record supports an ‘inference’ of discrimination, and rejected California decisions requiring proof of a ‘strong likelihood’ of discrimination.” People v. Currie, No. A123708,
C.
My colleagues in the majority see things differently. They conclude that the California Court of Appeal violated clearly established Federal law, as determined by the Supreme Court. The majority supports this conclusion not with a Supreme Court case, but with our discussion in Finn. However, the Ninth Circuit does not speak for the Supreme Court. When we review habeas petitions subject to AEDPA, “[w]e must keep in mind that ‘only the Supreme Court’s holdings are binding on the state courts and only those holdings need be reasonably applied.’ ” Murray v. Schriro,
The majority points to our statement in Finn that the California Court of Appeal apparently applied the wrong standard at Batson step one in part because the appellate court said it would affirm a trial court’s step one ruling “so long as ‘there are grounds upon which a prosecutor could reasonably have premised a challenge.’ ” Finn,
The majority’s analysis is incorrect for three reasons.
First, Finn did not hold that the appellate court’s statement established that the court acted contrary to Federal law. There was a much bigger problem with the appellate court’s decision: it relied on People v. Box,
Second, Finn does not demonstrate that it is contrary to clearly established Federal law, as determined by the Supreme Court, for a state appellate court to affirm a step one Batson ruling “so long as ‘there are grounds upon which a prosecutor could reasonably have premised a challenge.’ ” Finn,
In Williams, we reviewed a habeas petition de novo and determined that the California Court of Appeal “did not adequately protect” a defendant’s rights under the Equal Protection. Clause when it ruled on a Batson claim by focusing on “whether the [trial] record could support race-neutral grounds for the prosecutor’s peremptory challenges.” Williams,
Third, even if it were contrary to clearly established Federal law for an appellate court to pass on a Batson claim simply because it could dream up “grounds upon which a prosecutor could reasonably have premised a challenge,” Finn,
In sum, the California Court of Appeal did not unreasonably apply Federal law when it adjudicated Currie’s Batson claim. The appellate court applied the standard from Johnson v. California,
y.
A.
Our review of Currie’s federal habeas petition does not end simply because the state appellate court applied the correct legal standard. We must also consider whether the California Court of Appeal’s adjudication of his Batson claim “resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.” 28 U.S.C. § 2254(d)(2). Here, the determination under review is the California appellate court’s conclusion that substantial evidence supported the tri
In assessing the reasonableness of the appellate court’s determination, we are guided by Johnson. In Johnson, the Supreme Court held on direct appeal that a prima facie case had been made out where the prosecutor struck three African American jurors, a tactic that the state courts themselves described as “suspicious” and “very close” to a Batson violation. Johnson,
Williams is also instructive. In Williams, the prosecutor struck three African American jurors. Williams,
Currie’s case is different.
The People of California sought to convict Currie, himself a drug user, for murdering his drug dealer after the two got in an argument. During jury selection, the trial judge heard from Juror Jones that both her brother and her cousin had been arrested for suspected drug crimes. Soon thereafter, the prosecutor peremptorily struck Jones. This was the prosecutor’s sixth peremptory strike, and his first and only peremptory strike of an African-American juror from that venire. Currie raised a Batson objection, and the trial judge listened to Currie’s explanation of his objection. The trial judge found that no prima facie case had been made. The trial judge then explained his reasoning for the record: he believed Jones could pose a risk to the state’s prosecution of a drug user since her brother and cousin had been arrested for suspected drug crimes. In light of this, the judge did not believe that the prosecutor’s strike of Jones raised the inference that the strike was motivated by the color of Jones’ skin.
It was not unreasonable for the California Court of Appeal to conclude that the inferential support for the presence of racial animus to explain the peremptory challenge of Jones was not as strong as the evidence in Johnson, in which the trial judge observed that the prosecutor came “very close” to violating Batson by striking three African American jurors and the judge offered only a cursory explanation for finding that no prima facie case had been made. See Johnson,
B.
My colleagues in the majority again see things differently. They conclude that the appellate court’s finding was unreasonable in light of a comparative analysis with other jurors who were allowed to serve.
As part of this analysis, the majority writes that it is “troubling” that the prosecutor’s explanations for the strike “were largely adopted from the reasons the trial judge had already suggested, during his discussion of Batson step one.” This is a perplexing critique of the trial court’s handling of the objection. It is a good thing when trial judges explain themselves. This practice helps a great deal when appellate courts review their findings for substantial evidence. Furthermore, we explicitly noted in Williams that it was difficult to review the trial court’s step one finding because the judge simply stated, without explanation, that there was no prima facie showing of discrimination. Here, the trial judge avoided this problem by stating his reasoning for the record. It would have been unwise not to. The fact that the prosecutor later agreed with the judge’s reasoning is unremarkable. If anything, the agreement between the judge and the prosecutor is an indication that there was, in fact, a clear race-neutral justification for the strike.
The majority instead chooses to discredit and distrust the prosecutor because he agreed with the judge’s reasoning. This theory will now control how we review adjudications of Batson challenges in state courts, and it is unclear what those courts should do at step one. A judge who stays silent tempts fate, as does one who speaks. The consequences of this rule are evident here, as the majority sets aside a conviction on Batson grounds even when the trial judge observed a reason for a strike as obvious as a juror’s family’s prior drug arrest records in a drug-based murder ease.
The majority goes on to analyze other reasons that the prosecutor offered for striking Jones. The majority finds it “unreasonable” for the prosecutor to have struck Jones (in part) because her family members had drug problems. The majority points out that other, seated jurors had drug problems themselves or had relatives who had drug problems. The majority also notes that some of the seated jurors were similar to Jones because they answered some parts of the juror questionnaire the same way that she did. By choosing to emphasize these similarities, the majority opinion elides the key difference between Jones and the other jurors: only Jones had a brother and cousin who were arrested for suspected drug crimes. The majority downplays this fact and chooses to focus on others. However, “[t]he panel majority’s attempt to use a set of debatable inferences to set aside the conclusion reached by the state court does not satisfy AED-PA’s requirements for granting a writ of habeas corpus.” Rice v. Collins,
VI.
The majority today tells the People of California that they must thrice try Currie
