William W. Alden appeals from a decision of the trial court granting summary judgment in favor of Georgetown University in his suit asserting breach of contract and seeking reinstatement following his dismissal from the University’s Medical School. Alden
1
contends that the trial court erred in declining to review the University’s decision to dismiss him, arguing that the issuance of a failing grade in his medicine clerkship and his resulting dismissal from the Medical School was not entitled to judicial deference as an academic decision by University officials where the faffing grade was motivated by ill-will, unrelated to Alden’s performance, on the part of one of the student evaluators, rather than the result of a legitimate academic judgment. Alden also challenges
I.
William Alden entered Georgetown Medical School as a third-year transfer student from Ross University in the summer of 1990. During his first year at Georgetown (but third year of medical studies), Alden missed a considerable amount of time from school due to his father’s illness and the destruction of his parents’ Kansas .home in a tornado. Despite these absences, Alden received honors and high passes in his neurology, ob-gyn, pediatrics and radiology clerkships during his third year; however, he also received a “marginal” pass in his surgery clerkship.
Near the end of his third-year medicine clerkship, Alden requested permission to take some time off from the clerkship following his father’s death to attend to his father’s funeral arrangements. In light of his prior absences, Alden was advised against missing additional time by Dr. Jon O’Brien, Georgetown’s Associate Dean of Students. Alden nevertheless flew home on June 13, and was back at Georgetown on June 16. Alden received a passing grade for the medicine clerkship, but was given another “marginal” mark, by Dr. William P. Argy, the Medicine Clerkship Director at Georgetown University.
Georgetown’s Committee on Students reviewed Alden’s academic progress in September 1991, as per University policy, and decided that Alden would “perform a twelve-week remedial third year medical clerkship beginning in the second quarter [fall 1991], to be followed (if successful) by the fourth year Ambulatory Care Block.” 2 The Committee also decided to review Alden’s academic progress at its January 1992 meeting, and postponed a decision as to whether Alden would be eligible for graduation in 1992.
Alden successfully passed the remedial clerkship, which ran from September 1991 until mid-December 1991. He then was scheduled for his fourth-year medicine clerkship at Fairfax Hospital which would run from December 16, 1991 through January 26, 1992. However, during this time, Alden also needed to schedule interviews for his residency following graduation. Although Georgetown policy officially allows its students to take ten days off to interview for residency оpportunities, no more than five days may be taken during any single clerkship unless the student first receives permission from the school. Because of his remedial clerkship, however, Alden could not begin interviewing for residencies until mid-December. To further complicate matters, Alden chose to pursue
Alden requested nine days off for residency interviews during his fourth-year medicine clerkship. Two of the days requested came in December; however, Alden returned a day late. In January, Alden requested an additional seven days, which Dr. Ann Pariser, the hospital’s Chief Medical Resident, granted for all but the last three days (January 21, 22, and 23). Dr. Pariser told Alden that he would have to obtain written permission for the final three days from Dr. O’Brien, the Associate Dean of Students. After meeting with Alden on January 15, 1992, Dr. O’Brien prepared a memorandum to Dr. James Cooper, Medicine Clerkship Director at Fairfax Hospital and Dr. Argy, the medicine clerkship director at Georgetown, which read in pertinent part:
Mr. Alden’s reason for the extra days in one clerkship is that he is entering the Neurology match, an early match which closes entries on February 3. This is a plausible reason for scheduling the interviews (although, as Mr. Alden knows, the Committee on Students has not made a final decision as to whether he will graduate in June 1992). No extra time is аllowed for travel in this schedule: full 'performance the day before and the day following is expected.
On January 20, 1992, Alden met with Dr. Pariser to inform her that he was leaving that evening for residency interviews. Dr. Pariser had not yet received a copy of Dr. O’Brien’s memorandum and warned Alden that she did not think he would be able to successfully complete his clerkship if he took the additional time off, and that until she heard otherwise from Dr. O’Brien, Alden’s absences would be considered unexcused. That same day, Alden spoke with Dr. Cooper, who also had yet to receive Dr. O’Brien’s approval of Alden’s proposed absences. Dr. Cooper informed Alden that the missed days would have a negative imрact on his clerkship evaluation.
On or about January 20, 1992, Dr. Jeffrey M. Drood, who, among others, was responsible for supervising Alden, wrote a strongly-worded critical evaluation of Al-deris performance. Dr. Drood’s negative impression of Alden was motivated in part by his belief that Alden’s absences for the three days were all unexcused. In addition, Dr. Drood was friends with Dr. Argy, who had supervised Alden during his third-year medicine clerkship, and had mentioned to Dr. Drood that Alden had performed poorly in prior rotations. However, Dr. Drood also had observed independently that, on at least two occasions, Alden had failed to describe the content of a patient’s laboratory reports acсurately. In his evaluation, Dr. Drood wrote:
I’m not sure what’s real and what’s not real with this student. He has had many undocumented absences and “tardiness.” Also, he tries to get by with doing the absolute BARE minimum of work — his admission notes are skeletal at best, requiring him to refer to my admission notes when he is to present a patient. He has demonstrated a record of unreliability (and lack of trustworthiness) which is, frankly, unacceptable in the medicine field. It is my opinion that just allowing him to repeat the clerkship is not sufficient, as these traits, deep rooted (personality) and unlikely to change, make for a dangerous physician (especially given his long history of similar behavior). 3
On January 23, 1992, Dr. Mary Therese O’Donnell, the Assistant Clerkship Di
The Committee on Students held its scheduled meeting on January 23, 1992, and, the following day, notified Alden that it had decided that he would not be able to graduate by June 1992, and that it would defer consideration of the consequences of his failing grade until he had had a chance to review the evaluation and appear before the committee. 6 Prior to the meeting, Alden approached Dr. Cooper, Dr. Argy, and Dr. Robert Jacobson, Chairman of the Georgetown Department of Medicine, to аsk them to re-evaluate his grade. None of them agreed to do so. At the February 20, 1992 meeting, Alden appeared before the Committee and argued his case. After reviewing Alden’s entire academic record, including material which Alden had submitted or requested to be added to the file, the Committee voted to drop Alden from the school rolls.
Alden then appealed the decision to the Committee on Student Appeals as permitted by Georgetown policy. That committee met on March 26, 1992 to consider Alden’s case, and Alden was again interviewed and given an opportunity to supplement his file. The appeals committee affirmed the earlier decision tо dismiss Alden from the school, thereby ending Alden’s career at Georgetown. 7 As a result of his dismissal, the neurology residency he had obtained at Baylor University was rescinded.
II.
Although recognizing the policy of judicial deference to educational institutions engaging in academic decision making, Aldеn argues that fairness requires that courts nevertheless carefully consider the facts underlying a student’s dismissal for academic reasons to ensure that the school’s actions were the result of a legitimate academic judgment, rather than the product of ill-will unrelated to the student’s academic performance. Alden asserts that his dismissal from Georgetown’s rolls was premised on a clerkship evaluation which was motivated by ill-will on the part of the resident evaluator, rather than for academic reasons. As such, Alden contends that there is a material question of fact whether Georgetown’s decision to dismiss him is entitled to judicial deference because it was an aсademic decision. Alden also argues that Georgetown breached the implied covenant of good faith and fair dealing by failing to evaluate his academic performance in good faith and on the merits, rather than based on factors unrelated to academic performance. Moreover, Alden asserts that Georgetown is estopped from dismissing him because the negative evaluations which caused his dismissal were premised on the evaluators’ mistaken belief that Alden had taken unexcused absences to attend his residency interviews when, in reality, he had been given permission to take leave by university officials. Finally, Alden contends that the trial court аbused its discretion in striking his experts on the issue of damages because Alden’s failure to comply fully with Rule 26(b)(4) was not willful and the court’s decision severely prejudiced Alden’s ability to prove his case for economic damages. 8
A Whether Alden’s complaint is moot.
As a preliminary matter, Georgetown argues that Alden’s complaint should be dismissed as moot because Alden seeks only injunctive relief to compel Georgetown to re-evaluate his clerkship grades, reinstate him to the medical school, and submit letters of correction to his file.
While it would be inappropriate for a reviewing court “ ‘to adjudicate the merits of the appeal ... merely to record (its) views concerning a controversy which no longer exists and to rule on a question which has become moot and purely aсademic,’ ”
Banks v. Ferrell,
B. Propriety of judicial review of Georgetown’s decision to drop Alden from its rolls.
This court has recognized that a judgment by school officials that a student has not performed adequately to meet the school’s academic standards is a determination that usually calls for judicial deference.
See Kraft v. W. Alanson White Psychiatric Found.,
In
Kraft, supra,
this court followed the lead of the Supreme Court as well as other courts across the country in declining to engage in judicial review of academic decision-making by educational institutions. In
Horowitz, supra,
the Supreme Court, in declining to decide the accuracy of a judgment by school officials that a student had not displayed the clinical ability required of a medical doctor, recognized that there were distinct differ-
is by its nature more subjective and evaluative than the typical factual questions presented in the average disciplinary decision. Like the decision of an individual professor as to the proper grade for a student in his course, the determination whether to dismiss a student for academic reasons requires an expert evaluation of cumulative information and is not readily adapted to the procedural tools of judicial or administrative decision making.
Id.
at 90,
This “judicial reluctance to intervene” is based upon “sound considerations of public policy.”
Olsson v. Board of Higher Ed.,
Public policy rеasons aside, the record on appeal simply does not support Alden’s allegation that the sole cause for his dismissal was Dr. Drood’s ill-motivated evaluation. In reality, Alden’s poor academic performance during his third year also provided a basis for his dismissal and certainly put him on notice that any further academic difficulties could potentially prevent him from graduating from Georgetown. Although Alden performed well in certain clerkship units during his third year, he also received “marginal” passes in his surgery and medicine clerkships. His surgery clerkship director wrote that Alden’s “clinical skills and assessment were both below what was expected and that his deficiency had to be compensated for by other members of the team.” Dr. Argy, Georgetown’s medicine clerkship director, noted that Alden’s “written analysis of patients lacks synthesis and did not always focus directly on the patient. It is felt that this individual is operating substantially below his intellectual capacity.” Due to his poor performance, Alden’s record came under the scrutiny of the Committee on Students, which met in the fall of 1991 and determined that Alden would have to do a remedial clerkship in medicine — well before Dr. Drood’s allegedly ill-motivated evaluation. The Committee also notified Alden by letter that it would again review his record after his remedial clerkship at its January 1992 meeting and that no decision had beеn made as to whether he would be able to graduate in 1992.
In addition, various administration documents given to Georgetown medical students discussed the requirements for successful completion of the medical curriculum.
Cf. Pride v. Howard Univ.,
A Fail in a clinical clerkship signifies a grave doubt by the faculty that the student is suitable for the study and practice of medicine. A Low Pass in a clinical clerkship raises a serious question of suitability, аnd several Low Passes may tip the scale ....
In addition, the Requirements for Retention and Graduation provided:
Passing grades in individual courses do not guarantee that a student’s performance, when viewed as a whole, will meet requirements for earning the medical degree. For example, a pattern of marginal passes or inadequacies in any area of evaluation will not be considered satisfactory.
The school of medicine reserves the right to dismiss, or to deny admission, registration, readmission, or graduation to any student who, in the judgment of the school or its administrative bodies is determined to be unsuited for the study or practice of medicine.
(Emphasis added.)
Thus, before Alden’s fourth year of studies ever began, he was placed on notice that he was on academic thin ice. Yet, as the trial court noted, Alden returned a day late from an approved absence in December, took three additional days for interviews and then, after being told that no more absences would be excused without written administration approval, left for three more days even though he was informed by the staff at Fairfax Hospital that the requisite approval had not been
Moreover, Alden received a fair and impartial hearing on his grievance, as he was given two separate opportunities to present his case, once before the Committee on Students, and once before the Committee on Student Appeals.
See Burke, supra,
For the foregoing reasons, we affirm the trial court’s decision granting Georgetown University’s motion for summary judgment. 13
Affirmed.
Notes
. Since the relevant time period at issue in this case. Dr. Alden has received a medical degree from Ross University in the West Indies in July 1994. However, to avoid any confusion in the text of this opinion, which principally сoncerns the time period during which Dr. Alden was a medical student at Georgetown, we do not refer to Dr. Alden by his title.
. See Information for Third and Fourth Year Students Georgetown University School of Medicine ("The Committee on Students ... meets monthly and (along with other business) reviews grades from clerkships or courses (including recommendations formulated by the Preclinical or Clinical Academic Performance Review Committees)."). See also Requirements for Retention and Graduation ("a pattern of marginal passes or inadequacies in any area of evaluation will not be considered satisfactory"); id. ("The school of medicine reserves the right to dismiss, or to deny admission, registration, readmission, or graduation to any student who, in the judgment of the school or its administrative bodies is determined to be unsuited for the study or practice of medicine.”).
. According to Alden, Dr. Drood later confided to him that he thought that his evaluation of Alden had been unfair and promised Alden that he would change it and talk to Drs. O’Donnell and Argy. Dr. Argy also stated in his deposition that Dr. Drood had worried aloud to him that his evaluation might have been unduly influenced by Dr. Argy’s earlier comments to Dr. Drood. However, in his deposition, Dr. Drood explained that he had made these representations to Alden in order to end the conversation and that he had no intention of changing the evaluation.
. Both Dr. Madan and Dr. Safa would have recommended Alden for a “high pass.”
. Alden argues that improper weight was given to Dr. Drood’s evaluation because the greater weight should have been given to “[t]he resident who spent the most time with the student.” In his case, Alden states that Dr. Madan actually spent the most time with him because Alden was "on call” three times with Dr. Madan, as opposed to twice with Dr. Drood. Georgetown points out, however, that there is uncontested testimony that Dr. Madan told Dr. O’Donnell that she did not believe that she had spent enough time with Alden to feel comfortable evaluating him.
. Georgetown’s "Information for Third and Fourth Year Students Georgetown University School of Medicine” sets forth the Committee on Students’ guidelines and provides in pertinent part:
2. Any student receiving a failure in one course may be dropped from the rolls of the school. This would be more apt to happen in a student who has a weak prior academic record.
.Several months after Alden’s dismissal, Georgetown officials discovered that during the application process to the medical school, Alden failed to inform the school about disciplinary sanctions imposed against him for various infractions while he was attending Princeton University as an undergraduate. In addition, Alden had not informed the school that the Association of American Medical Colleges had issued a "report of irregularity” to all the medical schools to which Alden had previously applied after discovering that he had lied about his academic record on previous medical school applications. In an affidavit, Dr. William Maxted, the Medical School’s Dean of Academic Affairs and Chairman of the School’s Admission Committee at the time Alden applied to Georgetown, stated that had the school known of Alden's history of misconduct during the time he was a student at the school, “the School would have considered him unfit for the study and practice of medicine and would have sought to have him dismissed.”
. In his initial complaint, Alden sought solely injunctive relief reinstating him as a medical student. By scheduling order entered September 2, 1994, Alden was given until December 16 as the deadline for filing his expert designation statement under Rule 26(b)(4). At the top of the order, the trial court wrote: "Both counsel informed that absent extraordinary circumstances there will be no continuances of any of the dates set out in this Scheduling Order." On December 19, 1994, Alden, intending to amend his complaint in order to seek monetary damages based on the lost value of a Georgetown University medical degree, filed his 26(b)(4) statement, designating two vocational experts and an economist and University medical degree, filed his 26(b)(4) statement, designating two vocational experts and an economist and stating that "[a] summary of the facts and opinions to which each expert is expected to testify and the grounds therefor shall be provided to Defendant.” In granting Alden's request for an extension of time to respond to Georgetown’s discovery requests, the court reiterated in a December 19, 1994 order that “all deadlines on the Scheduling Order of September 2, 1994 remain unmodified.’’ On January 20, 1994, Georgetown filed a motion to strike Alden's proposed experts, arguing that the sanction was warranted because Alden had failed to comply with Rule 26(b)(4) within the time limits established by the scheduling order. This motion was granted on February 15, 1995. In denying Alden’s subsequent motion for reconsideration on March 29, 1995, the court acknowledged that striking Alden's experts would be "tantamount to dismissing his [economic damages] claim,” but cited Alden’s apparent willful disregard of the trial court’s repeated "direct admonitions to the parties that no extensions of time would be given absent extraordinary circumstances” and stated that "any lesser sanctions would have allowed Plaintiff to make a mockery out of [the trial court’s] orders.”
. These considerations are particularly apt where the institution involved is a
private
college or university.
See Bilut, supra,
. Even, if Dr. Drood’s evaluation was a product of ill-will, his negative reaction to Alden was a result of. his perception that Alden’s absences were unexcused, and was therefore related to Alden’s academic performance.
See Doe v. Washington Univ.,
. While Alden asserts that the relationship between a student and university is contractual in nature,
see Pride, supra,
Nor has Georgetown, by virtue of the two hearings granted to Alden, breached the implied covenant of good faith and fair dealing. Alden was given an opportunity to argue his case to both the Committee on Students and the Committee on Student Appeals, as well as to supplement the record with any materials that he deemed relevant. Both committees considered Alden's entire record and his proffered reasons why his clerkship grade was invalid, yet upheld both the grade and the decision to drop him from the rolls. Alden has not argued that the committees’ decisions were based on bad faith or were arbitrary and capricious. Under these circumstances, Geоrgetown cannot be found liable for breach of the implied covenant of good faith and fair dealing.
. Because we agree with the trial court that Georgetown’s decision to drop Alden from the rolls was an academic decision to which courts traditionally have deferred, we need not decide whether an independent basis for Alden’s dismissal, i.e., his misrepresentation of his prior disciplinary record, existed. However, we note that because Alden contends that Georgetown officials knew, before admitting him, about his problems at Princeton, summary judgment on that claim would have been inappropriate because an issue of material fact remained in dispute.
. As Alden concedes, if this court affirms the grant of summary judgment, we need not address the issue of whether the trial court abused its discretion in striking his expert witnesses.
