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Alcalde v. State
74 P.3d 1253
Wyo.
2003
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*3 C.J., GOLDEN, HILL, and Before KITE, VOIGT, LEHMAN, JJ.

HILL, Chief Justice. (Alcalde) ap- Diego Alcalde Olmos

[T1] kidnapping in for viola- peals his conviction 6-2-201(a)(@H1), §§ Wyo. Ann. tion of Stat. (c). (b)G) claims error Alcalde juror after delib- of an alternate substitution challenges the commenced and eration had statute, constitutionality kidnapping 6-2-201, unconstitutionally alleging it is § in this facially applied vague, both reject claims that 6-2- Alcalde's case. We However, con- we unconstitutional. 201 is of the alternate the substitution clude that begun constitut- after deliberations Accordingly, prejudicial error. ed remand for a conviction and Alcalde's verse trial. new

ISSUES on frames his two issues Alcalde appeal as follows: I

ISSUE court committed the district Whether a dis- it substituted error when reversible juror for a charged alternate had commenced of hours? number II ISSUE whereupon help. she cried for The victim's father, just apart- who had come out of the § 6-2-201 is unconstitution- [sic] Is W.S. ment, Alcalde, managed chased after who facially ally vague and as get escape into car the scene. Al- case, denying due [Alcalde] facts apprehended shortly by calde was thereafter law, process provides because it no stan- police and identified as the assailant of conduct or notice of forbidden con- dard victim, brother, her and father. arbitrary duct and it allows for and dis- criminatory enforcement? charged with one count kidnapping Wyo. The State sets forth the issues in violation of before us Ann. Stat. (b)) (c) (LexisNexis 6-2-201(a)(if), §§ followinglanguage: 2003).1 The matter went before a I. Did the district court commit revers- *4 parties trial and after the presented had ible error when it substituted alter- closing arguments, their the district court juror regular nate for a juror: dismissed the alternate begun? deliberations had Earlier when we drew the name of the Wyo. § II. Is 6-2-201 Stat. constitution- alternate, that was done so that if some- ally vague, facially either or as body in the course of the trial ill became or to conduct? [Alealde's] finish, disabled or somehow unable to we'd have an alternate to fill place. FACTS Happily, point we've arrived at this with- Early morning August on the of any out so identify misfortunes. We'll now young Alcalde followed woman to her and excuse the alternate. apartment parking parking lot. After his car The alternate should understand that way in such a that she could not move her received, until the always verdict is there's vehicle, approached Alcalde her under the possibility the the alternate could be guise being lost. The woman remained upon, called so the instruction is not to sitting in legs her car but with her out the remaining discuss the case until the alter- open driver's side door. While the woman nate hears that there is a verdict. attempting give directions, was to Alcalde he alternate, juror]? Who is the [name of lunged pinned her inside the car. Al- alternate], you Now, [The are excused. began her, choking calde prevented which depending your view, point you on don't erying was, her from out. The woman how get you to or help don't have to with ever, able to reach the car horn and sound it you very deliberations. Thank much for Complaining "just twice. that she had to do participating, and we will be in recess until that," Alcalde forced the woman out of the we've heard that there's a verdict. dragged car and her about 15 to 20 feet to a privacy fence. approximately deliberations, After a min During sent a series ute, abruptly stopped the assault requesting of notes clarification of the terms apartment returned to the parking "vicinity" lot where and "confined" as used the kid- he was confronted the victim's napping brother statute and whether or not a verdict sister, who apart had come out of their had to be consulting unanimous. After with upon ment hearing Meanwhile, the car horn. parties, counsel for both the court sent a the victim had come back around stipulated the fence reply jury: 1. Kidnapping; penalties; (b) 6-2-201. effect of A removal or confinement is unlawful if release of victim. accomplished: it is (a) guilty force, A kidnapping (i) By deception;. if he threat or ... unlawfully (c) another from his voluntarily If the defendant releases the removes residence vicinity or business or from the substantially victim unharmed and in a safe where he was at the time the removal, or if trial, place prior kidnapping felony is a unlawfully he person, confines another with punishable by imprisonment for not more than the intent to: (20) twenty years. (iii) bodily injury Inflict on or to terrorize

the victim or another. protect safeguards procedural adequate yes. question the first The answer process. deliberative unanimous. must be Any verdict lan analysis with the begin our words [¶ 7] We are the "Vicinity" and "confined" portion of W.R.Cr.P. relevant from the are guage listed elements statute. added): statute, parts using (emphasis from taken in this may direct the evidence apply to jwrors.-The could Alternate apply. could portions The other jurors case. addition than six that not more impanelled further be called but, cannot again, we sorry, I'm Alternate jurors. dictionary. to sit as [sic] provide define they are jurors in the order jury over defense's excused The court who, prior jurors replace called shall not been a verdict objection when consider its retires to the time day first of deliber- by the end of reached to be un- verdict, are found become or ations. perform their disqualified able or court was morning, The next drawn shall be Alternate duties. excused juror sought to be that a notified manner, have the same shall the same con A reasons. panel for medical subject to the same shall be qualifications, court, held in chambers ference challenges, take shall examination juror. The parties, for both counsel *5 func- the same have oath and shall same After the by phone. appeared juror's doctor privileges tions, powers, facilities the questioned counsel parties' court juror An alternate jurors. regular the the doctor, the court dismissed juror and his regular juror replace a does not who condition. medical of a serious juror because jury discharged retires after the be shall the dismissed that then indicated The court enti- Each side is verdict. consider its to the alternate replaced with juror be would challenge in addi- peremptory one tled to conference. into the called juror, who was if by law allowed otherwise to those tion the replacing objected to counsel Defense im- jurors to be are alternate or two one the but the alternate juror with exeused if challenges peremptory two panelled, The alternate him. overruled court jurors are to be alternate or four three he had dis or not to whether questioned as chal- peremptory and three impanelled, his dis anyone since the case cussed jurors are to alternate lenges if five or six satisfying itself day After before. missal the peremptory The additional impanelled. be case, the dis the had not discussed that he an alter- against may be used challenges join the to alternate court directed trict peremptory the other juror only, and nate its deliberations. continue jury, may not by rules these challenges allowed later, jury de minutes Approximately 50 juror. alternate against an used guilty a verdict. livered mandatory word of the the use Alcalde cites an al- that contention support his to "shall" DISCUSSION prior juror regular a only replace can ternate Alternate Juror to deliberate I. Substitution retires time the retire, the alternate jury does that once that contends Initially, Alcalde discharged. must be authority to substi lacks the court a district fed corresponding Prior to 1999 juror regular juror for alternate tute an Wyoming's. See to identical rule was eral Pursu have commenced. once deliberations 24(c) cir In those it Fed.R.Crim.P. 24(e), argues that ant to W.R.Cr.P. to fed looked cumstances, generally have to dis court mandatory the district for interpreta guidance case law eral jurors when charge any alternate procedure. criminal rules of of the tion alterna In an a verdiet. consider retires to (Wyo.1999). State, 465 P.2d 981 if Brock even that Alcalde contends argument, tive adopted the view courts The federal juror substituted can be juror during mid- of an alternate begun, substitution have juror deliberations language of plain violated deliberations to take failed in this case the district Quiroz-Cortez, the rule. United States v. quirements of Crim.P. great. (5th Cir.1992). However, 960 F.2d juror Where an alternate is inserted into the federal courts a harmless error process deliberative jurors which some only standard and would reverse conviction may opinions have formed regarding the if prejudice the defendant had suffered guilt innocence, defendant's there is a the substitution. Id. The appellate federal real danger juror the new will not prejudice courts evaluated to the defendant have a opportunity realistic express his by examining, "among things, other persuade views and to others.... More- length jury's of the deliberations before and over, juror the new will not part have been after substitution of the alternate and the dynamics of the prior deliberations, district court's jury upon instructions to the including interplay among of influences charging substitution begin its jurors, and between that advanced the oth- anew." (citing Id. United along er paths their to a deci- (5th Phillips, States v. 664 F.2d 971 at 995-96 sion.... juror Nor will the new have had Cir.1981)). Consideration given was also the benefit of juror's unavailable whether or not the trial court had ensured Finally, views.... a lone who cannot the alternate had not discussed good conscience vote for conviction anyone case with exposed nor been might great pressure be under extrinsic feign information about the case in the illness in order to the burden of interim between discharge and the time Quiroz-Cortez, of substitution.2 960 F.2d at decision on an alternate. 420; Guevara, United States v. 823 F.2d Burnette, (citations 775 P.2d at 588 and foot (11thCir.1987). omitted). note noting While that the substi majority [T9] of the state courts to tution presumption raises a prejudice consider the adopted issue have the federal right trial, the defendant's to a fair the court *6 2000-NMSC-021, See, approach. e.g., Sanchez, State v. held presumption that the could be overcome 16-22, 129 N.M. ¶¶ showing a that the trial court took ade ¶¶ (2000) 16-22 cases); (collecting quate procedural precautions to obviate the generally, Sweet, Annotation, David B. Pro- danger prejudice to the defendant. Id. at pricty, Rule, Under State Statute or Court analysis, 587-88. In its the Colorado court Substituting State Trial Juror With Alter- (1) cited the following safeguards: whether mate Case Has Been Submitted to After juror the alternate adequately was instructed Jury, 88 A.L.RA" 711 People v. upon discharge not to discuss the case and Burnette, (Colo.1989), 775 P.2d 583 the Colo avoid extrinsic information about the case Supreme rado Court recalling held that a (2) that him; could influence whether discharged alternate replace regular to a ju questioned alternate was about his

ror after activities deliberations have begun violated during period from discharge his Colorado Rule of to recall 24(e), Criminal Procedure present ability which at his that time jury; serve on Wyo identical to (8) ming Rule at issue whether remaining here. Id. at regular jury 586-87. The Colorado court potential noted the prejudices members had been instructed to recommence inherent when substitution regular juror of a deliberations anew they and whether occurs mid-deliberation: capable be disregarding previous their de potential prejudice for any opinions occasioned liberations and during formed

by a deviation from the mandatory re- those deliberations. Id. at 590-91. 24(c) 2. In 1999 the federal cides rule jurors, to retain the alternate was amended it shall pre-submission eliminate references to substitu- they ensure that do not discuss the case with tion and discharge of alternate any they other unless replace and until when deliberations have commenced. The feder- regular juror during deliberations. If an provides: al rule now replaces juror alternate after deliberations (3) Retention of Alternate Jurors. When begun, have the court shall instruct the verdict, retires to consider begin its deliberations anew. may court in its discretion retain the alternate 24(c)(3) (2002 Ed.). Fed.R.Crim.P. Second Rev. jurors during deliberations. If the court de- Alealde's conviction and must reverse the authori we concur with We possible new trial. plain mand for a hold that above and ties noted permit does not language of W.R.Cr.P. Stat, Ann. Constitutionality Wyo. juror II. alternate for of an the substitution § 6-2-201 have com juror once deliberations regular of an alternate The substitution menced. issue, Alcalde In his second pre raises a cireumstances in those constitutionality of the kid challenged the prejudice to a defendant sumption of (b)) 6-2-201(a)(iii), statute, §§ napping showing however, upon a can, rebutted be unconstitutionally (c), claiming that it is safeguards were procedural adequate him. applied to vague on its face and as to ensure that by the trial court undertaken Alcalde's convie Although we have reversed Specifi trial. received a fair the defendant claim, will address this on his other tion (1) must: instruct cally, the trial court trial possibility of a new because of the issue discharge that his oath is still upon alternate upon remand. ren until a verdict has been applicable and jury discharged, he dered following apply the [T13] We discussing the case with must refrain vagueness: facial analysis to claims of information anyone and avoid extrinsic challenged vague- may A statute be judge the ability impartially may affect particu- ness "on its face" or recall, (2) record case; inquire on the upon challenged conduct. a statute lar When did, fact, com whether the face, the court exam- vagueness on its (8) instructions; instruct ply with the court's only light of the not ines the statute begin the reconstituted conduct, might it but also as complainant's (4) anew; whether inquire on the record applied in other situations. See be original jury remaining members Gardner, F.2d 1341 Schwartzmiller and set previous deliberations ignore the can (9th Cir.1984). appro Facial review is during them. If any opinions formed aside priate all cases. that all of cannot establish the trial court is not com- vagueness review "[Flacial met, may then the court safeguards are these judicial canons mon because alternate, and the matter not substitute permit party whose restraint do not 283(b); may proceed pursuant to W.R.Cr.P. adequately de- particular conduct otherwise, may declared. a mistrial *7 to 'attack by a criminal statute scribed case, clearly In the record this language because [the statute] procedural safeguards adequate shows that warning fair give not similar properly taken. The district were not might spect to other conduct discharging the alternate before instructed ambit!" and literal within its broad recall, and, inquired he upon whether him omitted). (quot- Id. at 1846 (Emphasis The complied with those instructions. 733, 94 ing Levy, v. 417 U.S. Parker into the the alternate district court then sent (1974)). 2547,2562,41 L.Ed.2d 439 S.Ct. jury not jury The reconstituted room. in described principle is sometimes This Nor begin deliberations anew. instructed Levy, supra v. standing. Parker terms of or not the inquiry as to whether was there an 2561; Hegge, 89 at State v. 94 S.Ct. set aside their remaining regular could (1978). 386, 584, 574 P.2d 389 Wash.2d any opinions previous requirement is relaxed standing The fail This during those deliberations. formed "a substantial reaches when a statute prejudice noted potential ure raises the con- constitutionally protected amount of poten Supreme Court. The by the Colorado Flip v. Village Estates duct." evi situation is prejudice this tial for of Hoffman Inc., 489, Estates, side, 455 U.S. original by the fact that denced Hoffman 1186, 1191, L.Ed.2d 362 71 102 S.Ct. previous afternoon with for the deliberated 352, Lawson, (1982); U.S. [461 v. Kolender managed to reach reaching a verdict but out (1983)].The 1855, 903 75 L.Ed.2d 103 S.Ct. the alter participation of a with the verdict when a statute requirement also relaxed Accordingly, juror in than an hour. nate less 1260 G vague

is shown to be 'not in the sense "merely notice that forcefully moving some- " requires person a it to conform his only one 20 only feet and for under 80 see- imprecise conduct comprehensive onds could result in felony but kidnapping con- standard, normative but rather Thus, viction." he claims the statute does sense that speci- no standard of conduct is specify not a standard of conduct. sup- To " fied at Levy, all Parker v. supra 94 S.Ct. port contention, Alcalde cites the fact that at (quoting 2561 City Coates v. Cincin requested his case definition of nati, 611, 1686, 1688, 402 91 U.S. S.Ct. 29 "vicinity" and "confine"from the court three (1971)). L.Ed.2d 214 See also Schwartz different Accordingly, times. he concludes Gardner, miller supra v. 752 F.2d 1341. must have found the terms State, ambiguous Griego 973, vague. v. (Wyo.1988). 761 P.2d 975 challenge' "A 'facial [to a statute] is available strong pre [T15] There is a (1) only two situations: when the statute sumption that a statute is constitutional and reaches a substantial amount of constitution any doubt is resolved favor of constitution ally protected conduct, (2) when the stat ality. State, 116, Reiter v. ¶ 7, 2001 WY 36 ute specify is shown to no standard of con ¶ 7 586, (Wyo.2001). P.3d begin We with the State, duct at all." Ochoa v. 1359, words of the statute that Alcalde claims are (Wyo.1993). 1363 In regard applied" to "as ambiguous vague. or mean challenges, we have said: ings of the words are: In making this determination we must de- Vicinity-1. quality or state being cide whether the provides statute sufficient near: proximity 2: a surrounding area or person notice to a of ordinary intelligence neighborhood district: appellant's illegal conduct was Confine-1. a: to hold within a location b: whether the facts of the case demonstrate imprison 2: keep within limits arbitrary discriminatory enforcement. Collegiate Merriam-Webster's Dictionary When evaluating a statute to determine (10% ed.1998). 1316 and 242 plain terms, whether provides notice, it sufficient prohibits the statute from unlawful- again must only consider statutory ly removing another from his of resi- language any but also prior court decisions dence or business or from the "surrounding placed which have a limiting construction area or district" where he was at the time of on the statute or have specific it to removal, or if he unlawfully"holds within Illinois, conduct. 767, Ward v. 431 U.S. 97 a location imprisons" person. another Al- 2085, S.Ct. (1977); 52 L.Ed.2d 738 Rose v. calde claims that the statute establishes no Locke, 48, 423 243, U.S. 96 S.Ct. standard of conduct at all. That claim fails (1975); L.Ed.2d 185 Stone, Wainwright v. when against considered plain meaning 21, 190, U.S. 94 S.Ct. 38 L.Ed.2d 179 the words used in the statute. As we have (1973); York, Winters New 333 U.S. already noted, a employs standard, statute S.Ct. 92 L.Ed. 840 " purposes vagueness, 'by if [its] terms *8 Griego,761P.2d at 976. or as authoritatively [applies] construed [T14] The language that Alcalde chal- question without activities, to certain but lenges appears (a) in subsection of the kid- application whose to other behavior is uncer- napping statute, Wyo. Stat. Ann. 6-2-201: tain'" Griego, 761 P.2d at 976 (quoting (a) person A guilty is of kidnapping if he Smith Goguen, 566, v. 577-78, 415 U.S. 94 unlawfully removes another from his 1242, 1249, S.Ct. (1974)(em 39 L.Ed.2d 605 of residence or business or from the vicini- phasis original)). The prohibits statute ty where he was at the time of the remov- the unlawful removal person of a from the al, or if he unlawfully confines another area in which person the occupied person, ... [.] unlawful holding person of a within a loca Specifically, Alcalde claims that the words tion. The statute is not unconstitutionally "vicinity" and vague "confines" are vague. and am- "[Tlo succeed on vagueness a facial biguous. He contends that the statute does challenge legislative to a measure that does put not of intelligence on not threaten constitutionally protected con-

1261 CONCLUSION identify more than must do party ... a duet of application the in which instances some alternate of the The substitution [¶ 18] ambiguous; uncertain or may be the statute begun had without deliberations after imper- 'the law is that demonstrate he must jury to recom instructing reconstituted applications' all its vague in missibly of beginning con from deliberations mence Cal.App.4th37, 44- Moore, 75 v. People ..." Accordingly, we error. prejudicial stituted (1999) (quoting 914, 918 45, Cal.Rptr.2d 88 for a and remand conviction Alcalde's reverse Court, 44 Cal.3d Superior v. Evangelatos new trial. 629, P.2d 585 753 1188, 1201, Cal.Rptr. 246 The stat original)). (Cal.1988) (emphasis Justice, concurring, LEHMAN, specially not and is conduct specified prohibits ute Justice, KITE, joins. with whom vague on its face. unconstitutionally majority's reason- agree I with [{T19] as Alcalde's disagree with alsoWe law, [¶ 16] and case application of established ing, unconstitutionally the statute reaching sertion its interpretation rule relevant noted As his conduct. applied to vague as and the facts under determination ultimate "vicinity" nor "con above, the term neither matter. in this exist cireumstances ordinary usage. this in its vague by fine" is Nevertheless, not bothered I am while the victim case, approached certainty Alcalde holding provides majority's which car so as parking his and following her home the trial courts future for guidance readiness used her points exit. He her this case to block litigants, I believe to W.R.Cr.P. assault physically modification opening need for an out the him as help to honk managed jurors. 24(e) the victim alternate her. After the use of regarding her forcefully horn, removed Alcalde her present condition Frankly, 15 to dragged her her vehicle from rule defeats alternate established our he had success Onee privacy fence. to a feet selecting alternate very reason basic could area that to an the victim fully moved re-try having to namely, prevent jurors, complex, apartment not be seen jurors one case should entire ground victim to pinned the assigned complete their unable to become her. choked economy. judicial promote thus duties suggest respectfully I would Accordingly, was confronted court Another 24(e) allow modified that W.R.Cr.P. was confined the victim in which a case original place of take the removed for minutes and five approximately have com jurors even after 150 feet. State only 100 to a distance set forth safeguards those under menced Morris, 160 N.W.2d 281 Minn. (Colo.1989) Burnette, People v. argued in that case defendant majority. by adopted inci merely behavior actions were that his not and were assault an indecent to W.R.Cr.P. dental Modification [T21] legislature to consti by the state's that a defendant only assure intended not would Su Quoting by California review kidnapping. impartial fair and tute ceives against forci alleged victim was charges case where preme peers Court of those economy, feet, judicial the Minnesota only 22 furtherance bly moved him in the fact, trust and stated, promote "It is the enhanced also eloquently but legal system. consti in our distance, public removal forcible confidence *9 (quoting Id. state." kidnapping in this tutes Chessman, 38 Cal.2d

People uncon (1951)). The statute is

1001, 1017 be to Alcalde vague

stitutionally intelligence any person of

cause illegal his acts were on notice statute.

under the

Case Details

Case Name: Alcalde v. State
Court Name: Wyoming Supreme Court
Date Published: Aug 22, 2003
Citation: 74 P.3d 1253
Docket Number: 01-188
Court Abbreviation: Wyo.
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