Lead Opinion
Opinion for the Court filed by Circuit Judge SENTELLE.
Concurring opinion filed by Circuit Judge D.H. GINSBURG.
This appeal arises from a motion for summary judgment granted by the United States District Court for the District of Columbia upholding the Department of the Interior’s (“Interior” or “DOI”) refusal to apply the Indian hiring preference afforded by 25 U.S.C. § 472 to positions within the Department’s Office of Construction Management (“OCM”).
Appellant Albuquerque Indian Rights Association (“AIRA”), an organization of American Indians employed at the Office of Facilities Management (“OFM”), brought suit alleging that appellees violated § 12 of the Indian Reorganization Act (“IRA” or “Act”), 25 U.S.C. § 472 (1988),
I. Background
A. The Statutory Language
In an effort to give Indian people control over their own affairs, Congress adopted the Indian Reorganization Act. See Morton v. Mancari,
The Secretary of the Interior is directed to establish standards of health, age, character, experience, knowledge, and ability for Indians who may be appointed to the various positions maintainеd, now or hereafter, by the Indian Office, in the administration of functions or services affecting any Indian tribe. Such qualified Indians shall hereafter have the preference to appointment to vacancies in any such positions.
25 U.S.C. § 472 (1988). The term “Indian Office” is nowhere defined in the statute, nor is it the official name of any known agency within or without the Department of the Interior. DOI has traditionally interpreted the term “Indian Office” broadly to include all units within DOI “directly and primarily related to the providing of services to Indians,” not limiting application of the preference solely to positions within the BIA. United States Department of the Interior, Office of the Solicitor, Memorandum Opinion dated 13 June 1979 (interpreting Indian preference provision to apply outside of BIA); United States Department of the Interior, Office of the Solicitor, Memorandum Opinion dated 6 May 1986 (same); see also Comptroller General Opinion Letter dated 20 Seрtember 1977, p. 10.
DOI most recently has reversed its earlier statutory interpretation, however. DOI now chooses to interpret the term “Indian Office” narrowly, construing it to mean only the BIA itself, and all units removed intact from the BIA. See The Scope of Indian Preference Under the Indian Reorganization Act, United States Department of the Interior, Office of the Solicitor, Memorandum Opinion dated 10 June 1988 (“Scope of Indian Preference ”). It is this statutory interpretation appellant challenges.
B. Factual Background
In 1979, Congress established the Office of Construction Management and placed it under the supervision of the Assistant Secretary of the Interior for Policy, Budget,
In September, 1987, AIRA, an organization of Indian employees at OFM, submitted a formal protest claiming that DOI was wrongfully failing to apply the Indian preference to OCM positions. AIRA alleged that under § 472, any DOI position that directly and primarily provides services to Indians or to Indian tribes should be subject to the preference. AIRA later claimed to have members who would have applied for jobs with OCM had OCM exercised the Indian preference in filling vacant positions. Nо AIRA member actually applied for a job with OCM, however. AIRA contends that its members knew the statutory preference did not apply because OCM omitted any reference to the preference in its employment advertisements and believed, therefore, that it was futile for AIRA members to apply in the absence of the preference.
DOI never directly responded to AIRA’s formal protest. But on June 10, 1988, the DOI Solicitor issued an opinion which concluded that the Indian preference did not apply to positions within OCM. DOI, in a reversal of its earlier position, now rejects the broad definition of “Indian Office” as meaning any office “directly and primarily” related to serving Indians, and instead construes the term “Indian Office” to mean only those offices within the BIA itself, or those removed intact from the BIA. See Scope of Indian Preference, J.A. at 40-53. The DOI Solicitor’s memorandum opinion considered the legislative history of the Indian Reorganization Act, its treatmеnt in the courts, and the historical application of the Indian preference at DOI. It also spelled out reasons for differing with earlier opinions issued by the Comptroller General and former Solicitor. Those earlier opinions took the opposite view on a related issue involving the statutory preference. Compare Scope of Indian Preference (limiting application of Indian hiring preference to within BIA), with Comptroller General Opinion Letter dated 20 September 1977 (interpreting Indian hiring preference to apply outside BIA); United States Department of the Interior, Office of the Solicitor, Memorandum Opinion dated 13 June 1979 (same); United States Department of the Interior, Office of the Solicitor, Memorandum Opinion dated 6 May 1986 (same); The Solicitor’s new, narrowed interpretation fueled DOI’s refusal to apply the preference to OCM.
AIRA then brought suit in district court asserting that OCM positions should be subject to Indian preference and thаt DOI’s position (as articulated in the Solicitor’s memorandum opinion) was an impermissible post hoc rationalization. DOI challenged AIRA’s standing claim and rejected AIRA’s interpretation of the provision. DOI further argued that its interpretation warranted deference. In a memorandum opinion (“Mem.Op.”) issued May 31, 1989, the district court, although determining that AIRA enjoyed standing to bring suit, granted summary judgment in favor of DOI.
The district court determined that AIRA alleged sufficient facts to warrant standing because
[AIRA’s members] applying would have been a futile effort. The gravamen of*53 plaintiff’s complaint is that the defendants are not properly applying Indian preference. Plaintiff has a[t] least two members, if the claim is true, who are harmed by the defendants’ action of not applying Indian preference to OCM positions.
Mem.Op. at 5. The district court held that the “injury” suffered by appellant’s members was in OCM’s refusal to utilize the Indian hiring preference.
In granting thе agency’s motion for summary judgment, however, the district court determined that DOI’s interpretation was a “permissible construction” of the statute. Mem.Op. at 11-12 (relying on Chevron U.S.A. Inc. v. Natural Resources Defense Council, Inc.,
Appellant appeals the dismissal of its complaint, renewing the claims it put forward below. Appellee DOI seeks affirmance, arguing: (1) that appellant lacks standing and (2) that the language, history, and purpose of the Indian hiring preference provision are consistent with DOI’s statutory interpretation, and that this interpretation is entitled to considerable deference by this Court under Chevron.
II. Analysis
A. Appellant’s Standing
As a threshold matter, we must determine whether appellant AIRA has standing to bring this action. See Linda R.S. v. Richard D.,
an association has standing to bring suit on behalf of its members when: (a) its members would otherwise have standing to sue in their own right; (b) the interests it seeks to protect are germane to the organization’s purpose; and (c) neither the claim asserted nor the relief requested requires the participation of individual members in the lawsuit.
Id.,
AIRA unquestionably meets the second criterion of this test. “Germaneness” is satisfied by a “mere pertinence” between litigation subject and organizational purpose. Humane Soc’y v. Hodel,
However, DOI challenges appellant’s standing with respect to the first prong of the Hunt test. Specifically, DOI contends that the district court erred in finding that any individual AIRA members “would otherwise have standing to sue in their own right.” The critical inquiry, therefore, is whether AIRA satisfies the first Hunt criterion. Accordingly, we turn to an analysis of AIRA’s members’ standing under Article III.
Constitutional Requirements
The requirement of standing “[i]n both [its constitutional and prudential] dimensions ... is founded in concern about the proper — and properly limited — role of the courts in a democratic society.” Warth,
This role requires that courts respect coordinate branches of the national government and decide only causes that are actual, concrete “cases or controversies.” The Supreme Court has articulated the role of judicial power in our tripartite system of government:
[t]he power to declare the rights of individuals and to measure the authority of governments ... “is legitimate only in the last resort, and as a necessity in the determination of real, earnest and vital controversy.” Otherwise, the power “is not judicial ... in the sense in which judicial power is granted by the Constitution to the courts of the United States.”
Valley Forge Christian College,
No more fundamental component of standing doctrine exists than the requirement of a presently demonstrable injury in fact directly traceable to the defendant’s supposedly unlawful actions. See Gladstone, Realtors v. Village of Bellwood,
In short, a member of an organization establishes standing in her own right by demonstrating: (1) an actual or threatened injury that is more than a generalized grievance shared by the population at large; (2) an injury causally related to the actions of the defendant; and (3) an injury which is likely to be redressed by judicial relief against the defendant. See Diamond v. Charles,
The reviewing court “must police its jurisdiction” carefully by “examin[ing] each of plaintiff's alleged injuries for compliance with the requirement that they be personal and concrete.” Kurtz v. Baker,
Although there is, admittedly, some ambiguity in defining what constitutes a “distinct and palpable” injury, Gladstone, Realtors,
extensive body of case law ... hardly leaves courts at sea in applying the law of standing. Like most legal notions, the standing concepts have gained considerable definition from developing case law. In many cases the standing question can be answered chiefly by comparing the allegations of the particular complaint to those made in prior’standing cases.
Allen v. Wright,
The injury alleged by appellant is DOI’s failure to apply the Indian hiring preference to OCM, a failure supposedly preventing AIRA’s members from gaining the benefit of that preference. AIRA, however, has failed to assеrt that any of its members actually applied for or otherwise sought to fill vacant OCM positions. AIRA merely claims that several of its members were “interested in applying for available OCM positions.” Amended Complaint for Declaratory Judgment and Preliminary and Permanent Injunctive Relief ¶ 12. In response to Interior’s motion for summary judgment, AIRA proffered short affidavits from six members stating that they “would have applied” for OCM positions had they been advertised with the Indian preference. The district court rightly found that one of the affiants, by stating simply that he was “interested” in an OCM position did “not suggest that he was qualified for the position or he would actually have applied.”
Of the three remaining affiants, one stated that she was “a GS-11 Contract Specialist” and “would have been interested in the Contract Specialist position advertised by OCM at a GS-12/13 level,” but gave no indication of whether she would have met any qualifications for the higher-level position. Hence, four of the affiants failed to state affirmatively that they would have been qualified under any sort of preference OCM might have applied. Cf. DKT Memorial Fund, Ltd. v. Agency for Int’l Dev.,
Furthermore, this is not a case where the mere fact of appeal would allow us to assume that appellant’s members were qualified. See National Maritime Union v. Commander, Military Sealift Command,
Only two of the affiants stated that they were otherwise qualified and would have applied for an OCM position had it been subject to the Indian hiring preference. See Affidavit of Frances D. Hayes, Affidavit of Judith A. Bodo. Thus, these are the sole AIRA members who could possibly benefit from judicial intervention. However, at no point in the proceedings below did appellant tender evidence that either of these members (or any others) actually applied for a position at OCM or that to do so would have resulted in a denial of their applications. The present case is distinguished from those in which the courts have framed plaintiff’s injury as the loss of an opportunity to compete. See, e.g., C.C. Distributors, Inc. v. United States,
In a situation at least partially analogous to that of the present case, the Supreme
The district court, in granting AIRA standing on the basis of the two affidavits alleging that affiants were “otherwise qualified” and “would have applied” absent OCM’s failure to apply the Indian preference, determined that applying for a position at OCM by these AIRA members “without Indian preference ... would have been a futile effort.” Mem.Op. at 5. Although we note that “otherwise qualified non-applicants may have standing to challenge a disqualifying statute or regulation, ” DKT Memorial Fund, Ltd. v. Agency for Int’l Dev.,
Although the district court “recognize[d]” that applying for a position by two of appellant’s members would have been “futile,” thereby supposedly providing the injury necessary to establish standing, the record does not support this conclusion. AIRA never offered any evidence relating to the asserted “futility” of applying at OCM. Nor did OCM refuse to consider any of appellant’s members for employment because of a failure to -apply the Indian hiring preference. The Court in Moose Lodge expressly declined to hold that the “chilling effect” of such an alleged discriminatory practice could confer standing on persons who never applied for membership. Moose Lodge,
Obviously, as appellant lacks standing to litigate the present claim, we will not determine the case on its merits. Nonetheless, we note that if we were evaluating the merits, it would pose a difficult task because of the scant agency record available in the present case. Should DOI choose to reevaluate its present interpretation of the Indian preference provision, it may wish to conduсt a rulemaking process, thereby providing a reviewing court with a more informative record. While we recognize that this is the Department’s choice and not ours, we make the suggestion in light of several genuine difficulties appellant raises in the present litigation.
First, when faced with a justiciable lawsuit, Interior would have to justify its departure from past departmental interpretations of the statute. In deciding what deference to afford an agency’s statutory interpretation, courts do “consider the consistency with which an agency interpretation has been applied, and whether the interpretation was contemporaneous with the enactment of the statute being construed.” NLRB v. United Food & Commercial Workers Union, Local 23,
The departure might be especially problematic in the area of regulations applicable to American Indian affairs. Federal law has long recognized that the United States government, in view of “a distinctive obligation of trust incumbent upon [it] in its dealings with [the] dependent and sometimes exploited” Indian nations, “has charged itself with moral obligations of the highest responsibility and trust.” Seminole Nation v. United States,
The same special relationship of trust and enhanced obligation of moral dealing could create a further problem in any future review of the Department’s decision to narrow its definition of terms and its application of the hiring preference. Notably, certain canons of construction may apply with greater force in the area of American Indian law than do other canons in other areas of law. More specifically, DOI’s interpretation may compel it to confront the longstanding canon that “statutes are to be construed liberally in favor of the Indians, with ambiguous provisions interpreted to their benefit.” Montana v. Blackfeet Tribe of Indians,
However, in the area of American Indian law, the Department may wish to consider that the liberality rule applied in Blackfeet Indians and other cases involving native Americans derives from principles of equitable obligations and normative rules of behavior, rather than from ordinary statutory exegesis. It is true that at least one of our sister circuits has treated this rule of liberal construction in favor of Indians as it would treat other canons, deferring to the “agency charged with [the statute’s] administration.” Haynes v. United States,
We certainly do not rule and do not intend to imply that the Department cannot successfully defend its new interpretation. We merely suggest that in order to prepare for doing so, should a justiciable case arise, the Department might give serious consideration to re-examining its interpretation in a forum providing more due process, allowing more opportunity for input from interested parties, and creating a more reviewable record, rather than simply adopting an ex parte memorandum followed by the posting of an employment notice.
III. Conolusion
For the foregoing reasons, we conclude that AIRA lacks standing to challenge DOI’s interpretation of the Indian preference provision. The district court’s judgment is therefore
Affirmed.
Notes
. Count II of appellant’s Amended Complaint asserted that appellees violated the same § 472 Indian preference provision by filling the OCM Director’s position without announcing the position and without providing for the Indian hiring preference. Count III of the Amended Complaint alleged that appellees violated the Buy Indian Act, 25 U.S.C. § 450e(b)(2) (1988), when they awarded a "Support Design and Engineering Services” contract for OCM technical support to a non-Indian engineering firm. The district court granted summary judgment in favor of appellees on all three counts. Appellant seeks review only with respect to Count I of the Amended Complaint.
. Although the district court concluded that appellant had stаnding to pursue this cause, this Court may affirm the district court’s dismissal on grounds other than those upon which the district court relied. See SEC v. Chenery Corp.,
. Congress described OCM as an operation that "provide[s] department[-]wide services.” Act of November 27, 1979, P.L. 96-126, 93 Stat. 954, 966.
. In the district court, DOI argued that AIRA failed the third criterion of the Hunt test solely with respect to appellant’s claims for retroactive relief. AIRA elected to abandon all claims for retroactive relief if the district court found it necessary to have individual members participate in the suit. When the district court found that it was necessary for individual participation in the suit with respect to those positions already filled at OCM, appellant chose to pursue only prospective relief.
. At least one member of this Court previously concluded that where a party challenging an employment policy fails to "pursue the matter of employment” because he assertеdly was deterred from applying by the policy itself, he is left “with none of the elements necessary to standing to complain in court of the actions” of the alleged wrongdoers. American Jewish Congress v. Vance, 575 F.2d 939, 947 (D.C.Cir.1978) (McGowan, J., concurring). Judge McGowan observed that a "wholly negative course of action” gives the employment policy “no chance whatever to be operative" and thus fails to focus the issues before the court in a concrete, personal way. Id. at 947. Although Judge Tamm, who wrote for the Court, agreed that the appellant in American Jewish Congress lacked standing, he reasoned that the deterrent effect appellant allegedly suffered was not fairly traceable to the action of the federal defendants. Id. at 946-47. The third member of the panel dissented. Id. at 948 (Robinson, J., dissenting).
. Appellant’s failure to establish an injury in fact makes it unnecessary for this court to address causation and redressability concerns or other prudential considerations.
Concurrence Opinion
concurring in the judgment:
I write separately becausе my analysis of the standing issue is different from that put forward by the court. I agree, however, that the AIRA was not properly before the district court, and for that reason I decline to join the court’s obiter dicta regarding the merits.
I. Standing
My analysis of the standing issue differs from the court’s in three respects. First, I believe that in the circumstances of this case an AIRA member need not demonstrate that but for the agency’s unlawful conduct, she would be qualified for the position she seeks; the DOI has failed to promulgate separate Indian preference criteria, with the result that there are no standards against which a potential applicant can measure her qualifications. Al
Second, I believе that, where it would be useless to do so, a potential employee need not submit an application in order to have standing to challenge an agency’s employment policy in court. The court does not hold to the contrary, but it does find that the “AIRA never offered any evidence relating to the asserted ‘futility’ of applying at OCM.” Ct.op. at 57. Since at least one affiant appears to assert without contradiction from the DOI that, absent Indian preference, it would have been futile to apply for the position she wanted, the court is mistaken in resolving the standing issue against her on this ground.
Third, I conclude that none of the affi-ants was eligible to bring suit against the DOI, because none had given the DOI notice (either individually or through the AIRA as her representative) (1) of her desire to apply for a particular position and (2) of her belief that, but for the agency’s improper failure to give an Indian prеference, she would qualify for that position.
A. Eligibility under Indian Preference Criteria
The court concludes that four affiants do not have standing because they do not claim that they would have been eligible for employment even if the DOI had given Indians preference. See Ct.op. at 56 (stating that two affiants — Delphi Montoya and Fern B. Reyna — “never provided any of their own credentials or indicated whether they were otherwise qualified”); Ct.op. at 56 (stating that another affiant — Patricia Dyer — “gave no indication of whether she would have met any qualifications” for a particular position); Ct.op. at 55 (approving the district court’s finding that Perry Patron did “not suggest that he was qualified”); and Ct.op. at 56 (“affiants must state that they were, in fact, qualified for the OCM positions”).
As the Ninth Circuit recognized in a similar action, however, the DOI’s failure to promulgate Indian preference criteria for a position makes it impossible to determine whether a putative applicant would have been eligible if the agency had done so. A plaintiff cannot reasonably be required, in order to secure her standing, to demonstrate her eligibility pursuant to non-existent criteria. Preston v. Heckler,
The failure to promulgate any criteria at all clearly distinguishes this case from DKT Memorial Fund, Ltd. v. Agency for International Development,
Even without the benefit of any specific criteria, the court might be able to determine that a particular plaintiff is so “wholly unqualified by any rational standards” that it simply cannot view the agency’s refusal to give an Indian preference as the cause of her failure to receive a position. See Preston,
would require the court to construct job qualification requirements.... This is a far different task than evaluating job qualification requirements that have been adopted by the Secretary. It is a task that courts are not particularly well suited to, and ordinarily will decline to perform.
Id. at 1366 & n. 7.
The court here appears to state a similar, “no realistic possibility” standard in determining the affiants’ standing, see Ct.op. at 56, but in application the test seems to
Although it is the plaintiffs burden to allege the facts that support its standing, United Presbyterian Church in the USA v. Reagan,
B. Futility of Applying
The DOI does argue that each affiant lacks standing because she neither (1) applied for a position, nor (2) showed that applying would surely have resulted in her rejection. The relevance of these omissions can be assessed, however, only after clarifying the nature of the injury that the plaintiff asserts.
The AIRA might be asserting either of two “injuries”:
(1) the DOI’s failure to apply Indian preference to the OCM positions; or
(2) an AIRA member’s inability to get a particular job.
There are indications throughout the AIRA’s briefs that its claim to standing is based upon an “injury” of the first type. E.g., AIRA Br. at 39-40 (§ 472 “provides a whole package of rights, and the harm caused by their denial begins at the point when the agency establishes the qualifications for the position offerеd.”); R.Br. at 17-18 (“whether or not any members of AIRA could have been hired in a hypothetical sense is irrelevant to the issues in this case, i.e. whether Indian preference should apply, and whether OCM positions should therefore be advertised and processed under [Indian preference].”). While the court’s discussion of the necessity of either applying or showing futility suggests that it views the asserted injury as the affiants’ inability to get jobs, it too confuses the issue when it describes the injury as the “OCM’s refusal to utilize the Indian hiring preference.” Ct.op. at 53; see also Ct.op. at 55 (injury is the “DOFs failure to apply the Indian hiring preference to OCM”).
An “injury” of the first type — manifested, for example, as an Indian’s concern that the Executive Branch is refusing to implement congressional policy that Indians should when possible govern Indian affairs — would exist even if the same person would have been selected for a job regardless of whether Indians were accorded a рreference. Thus, a plaintiff would not need to show that her application had been rejected, and a non-applicant would not need to show that it would have been futile for her to have applied. For that matter, even a successful applicant could sue! Clearly, however, such an “injury” is too abstract to be cognizable in court. See Allen v. Wright,
Failure to receive a job, on the other hand, is a concrete, not an abstract injury and is cognizable in court. A plaintiff could demonstrate that injury by showing that she had applied for a position and been rejected when the agency failed to accord her an Indian preference. A plaintiff normally must apply and be rejected to have standing, but that requirement can be waived where application would clearly be futile. In DKT Memorial Fund, this court
As the court points out, the district court used such a futility theory to find standing despite the affiants’ failure to apply. And the affidavit of Frances Hayes appears to allege facts supporting that theory:
I would have applied for the Education & Facilities Program Coordinator, GM-301-14 (Announcement No. 88-128(b)), opening August 15, 1988 and closing date September 6, 1988 if the position had been advertised as a GM-301-13/14 under Indian preference. I don’t have any time-in-grade as a GS-13, so I cannot qualify for a GS-14 position.
Because one member of the AIRA appears to assert that she was not eligible for the position she wanted without the Indian preference, but “would have applied” if the preference had been available, the AIRA’s lack of standing cannot be based upon the affiant’s failure to apply.
C. Failure to Notify the DOI of Injury to any Individual
Although Hayes’ standing is not defeated by her failure to fill out an application for employment, she still should not be heard to complain in district court about the DOI’s failure to accord an Indian preference; neither she nor the AIRA gave the DOI notice, prior to instituting suit, of her desire to apply for a particular position and of her claim that, in the absence of Indian preference, she would not qualify. The AIRA did, without referring to any potential applicant, register a “formal protest” with the director of the OCM. Its letter of protest set out legal arguments to the effect that the DOI is required to apply Indian preference to the OCM, and threatened that “if any effort is made by OCM to fill any position with a non-Indian until this grievance and protest is resolved, it will be necessary for me to seek a federal court order enjoining OCM from taking such action.” It failed to state that any individual member of the AIRA (named or even unnamed) sought or was being foreclosed from a job opportunity by reason of the DOI’s failure to apply Indian preference. So far as appears from that letter, therefore, the AIRA was simply taking the opportunity, as an organization dedicated to the advocacy of Indian interests, to assert a position that could benefit one or more Indians.
In sum, I believe that the filing of an application by Hayes was neither necessary nor — assuming that an application would not by itself provide notice of her objection — sufficient to establish her right to sue. Notice that an adversely affected person objects to the agency’s policy is the important thing, not the form in which it comes. The policies supporting the congeries of related doctrines that limit judicial power to the resolution оf actual disputes requires no less. For example, a plaintiff who fails to give an agency notice that application of a particular employment policy would harm her arguably has no injury, since if she had given such notice, the agency might not have applied the policy to her. Although the court errs in concluding that it would not have been futile for Hayes to apply, it is arguably correct in determining that Hayes has no injury, because requesting that the DOI apply Indian preference criteria to her might not have been futile. That this analysis would tend to fold all exhaustion arguments into standing arguments shows only that these doctrines are based upon a common understanding that litigation is a last resort for parties that have not been able to resolve their differences by means less expensive to society. Litigation tends to polarize the positions of the parties. While that may be advantageous to ideological advocacy groups in some cases, neither the courts nor society at large can count such magnification of disputes as anything but a misfortune.
A dismissal based on the lack of prior notice to the DOI might also be characterized as a dismissal based on want of equity.
Whether we characterize this case as one in which the plaintiff lacks standing, or one in which it failed to exhaust its administrative remedies, or one in which there is a want of equity, the result and the rationale for it are the same. “The power to declare the rights of individuals and to measure the authority of governments ... ‘is legitimate only in the last resort, and as a necessity in the determination of real, earnest and vital controversy.’ ” Valley Forge Christian College v. Americans United for Separation of Church and State,
II. The Merits
As the court points out, standing and other doctrines of justiciability are “founded in concern about the proper — and properly limited — role of the courts in a democratic society.” Warth v. Seldin,
