In 1983, thе petitioner, Albert Ray Beam, and Michael Shawn Scroggins were charged with the rape and murder of thirteen-year old Mondi Lenten. Each of the defendants, during the course of the proceedings, attempted to place the blame for the crime on the other, and a central issue in the case was which of the two was primarily responsible for the murder. For this reason, each defendant was represent
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ed by separate counsel. They were, however, tried jointly. Concerned that each defendant’s statements, which inculpated the other, would not be admissible in the other’s trial under
Bruton v. United States,
Beam’s jury found Beam guilty of premeditated first degree murder and rape. Scroggins’ jury convicted Scroggins of first degree murder, finding that he aided and abetted the crime but did not commit it directly, and also convicted him of attempted rape. Both defendants were acquitted on the separate enhancement charge of using a deadly weapon in the commission of a crime.
The trial judge sentenced Beam to death for murder and to 30 years in prison for rape. He sentenced Scroggins to death for murder and to ten years in prison for attempted rape. In both cases, he relied on three statutory aggravating circumstances, one being that “the defendant exhibited utter disregard for human life.”
Both defendants appealed to the Idaho Supreme Court. Beam’s conviction and sentence were upheld in
State v. Beam,
Judge Lodge recused himself from presiding over Scroggins’ resentencing. First, he expressed disagreement with the Idaho Supreme Court’s disparate treatment of Beam and Scroggins, stating that the actions of the two defendants were “equivalent” and that “the record in this case supports the conclusion that any disparity between Scroggins’ and Beam’s participation is a distinction with little difference.” Next, he stated that “reasonable minds could not differ” about the fact that Scroggins deserved to die. Finally, reviewing the sentencing alternatives remaining in Scroggins’ case — “a fixed sentence without chance of parole, with costs running between $28.00 and $55.00 per day, or a life sentence with eligibility of parole in ten years” — he concluded that none was “reasonable or acceptable to the conscience of this court.” Accordingly, Judge Lodge determined to have no “further involvement in these matters.” Scroggins was then re-sentenced by a different judge.
Following Scroggins’ resentencing, Beam filed a petition for post-conviction relief and a motion for a reduction of his sentence, raising a number of constitutional issues. In addition, Beam moved to disqualify Judge Lodge from sitting in the post-conviction and sentence reduction proceedings. Judge Lodge summarily denied the disqualification motion and then rejected Beam’s claims for relief. The Idaho Supreme Court affirmed.
See State v. Beam,
Beam then filed a petition for writ of habeas corpus in the United States District Court for the District of Idaho. His petition was denied, and this timely appeal followed. We affirm his conviction but vacate his death sentence'.
*1566 The Constitutionality of Beam’s Conviction
Beam contends that the use of dual juries during the simultaneous trial of Scrog-gins and himself violated his rights under the Fifth, Sixth and Fourteenth Amendment. In the absence of prejudice to the defendant, courts have on some occasions allowed the use of dual juries in non-capital cases.
United States v. Sidman,
We need not determine here whether use of a dual jury in a case resulting in capital punishment would be a ground for invalidating a conviction. Because we vacate Beam's death sentence on other grounds, we do not subject his trial to the exacting constitutional scrutiny required when a defendant’s life will be taken. Although there are some procedural requirements that are imposed on capital trials regardless of the actual sentence received by the defendant,
see, e.g., Wiggerfall v. Jones,
We do not believe that the use of dual juries in a non-capital case is by itself grounds for reversal in a habeas case. Although we were careful not to sanction the continued use of dual juries when we affirmed a dual jury conviction in
Sidman,
The issue, therefore, is whether Beam was prejudiced by the use of the dual juries. The district court determined that he was not. We agree. There is no indication in the record before us that Beam’s defense was hampered or the prosecutor’s case unfairly strengthened by the state’s use of the dual jury trial. 1 We therefore reject Beam’s challenge to the dual jury verdict in this case. 2
The Constitutionality of Beam’s Death Sentence
Beam was sentenced to death pursuant to Idaho Code § 19-2515. Under this section, a person convicted of a capital offense may not be sentenced to death unless the court finds that at least one statutory aggravating circumstance is present. See Idaho Code § 19-2515(c). If the court finds such a circumstance, it “shall sentence the defendant to death unless [it] finds that mitigating circumstances which may be presented outweigh the gravity of any aggravating circumstance found and make imposition of death unjust.” Id. Subsection (g) lists 10 statutory aggravating circumstances. See Idaho Code § 19-2515(g)(l-10).
The state court found three aggravating circumstances in Beam’s case. First, it found that “[t]he murder was especially heinous, atrocious, cruel and manifested exceptional depravity.” (Idaho Code § 19-2515(g)(5)). Next, it found that “the defendant exhibited utter disregard for human life.” (§ (g)(6)). Finally, it found that the defendant “has exhibited a propensity to commit murder which will probably constitute a continuing threat to society.” (§ (g)(8)). Having found the requisite statutory aggravating factors, the court then sentenced Beam to death, stating that “[i]t is clear from the record and the facts of this case that the mitigating cirсumstances do not outweigh the gravity of the aggravating circumstances so as to make unjust the imposition of the death penalty.”
In
Creech v. Arave,
1. Procedural Default
The state argues that Beam failed to fairly present the claim that the “utter disregard” aggravating factor is unconstitutionally vague to the Idaho Supreme Court аnd has therefore procedurally defaulted this claim. Accordingly, the state argues that Beam must demonstrate cause and prejudice for the procedural default *1568 before a federal court may entertain the claim in a habeas proceeding.
As an initial matter, it appears that the state’s assertion is incorrect. It is true that the Idaho Supreme Court’s opinion in Beam’s case never expressly refers to a constitutional challenge to the “utter disregard” factor. However, in the brief he filed in that court on direct review, Beam challenged the Idaho death penalty statute as unconstitutionally arbitrary, expressly adopting those arguments unsuccessfully pressed by Creech in his appeal before that same court and “commend[ing] them to th[e] Court for reconsideration.” Creech, in his state appeal, had argued that the “utter disregard” aggravating factor was unconstitutionally vague.
See State v. Creech,
Furthermore, even if the state were correct that Beam failed to fairly present the claim to the state supreme court, its argument that he must demonstrate cause and prejudice would nonetheless fail. As we have most recently reiterated, “a federal court will not require a habeas petitioner to demonstrate cause and prejudice unless the procedural default is independent of the federal claim and is adequate to warrant withdrawal of federal relief.”
Harmon v. Ryan,
Idaho Supreme Court review of Beam’s death sentence was conducted pursuant to Idaho Code § 19-2827. Under this provision, the Idahо Supreme Court has an affirmative duty to review the entire record in a capital case to determine,
inter alia,
whether “the sentence of death was imposed under the influence of passion, prejudice, or any other arbitrary factor.” The state court must consider possible errors in sentencing that are not raised by the defendant or were not objected to at his trial.
See State v. Osborn,
At least six Western states in addition to Idaho have adopted some form of mandatory review as part of their death penalty procedures.
See
Ariz.R.Crim.P. 31.2(b); CaLPenal Code §§ 1239(b), 1240.1(e)(1); Mont.Code §§ 46-18-307, 46-18-310; Nev. Rev.Stat. § 177.055; Ore.Rev.Stat. § 163.-150(l)(g); Wash.Rev.Code §§ 10.95.100,10.-95.130. We have never considered the effect of any of these mandatory review provisions on a habeas petitioner’s procedural default. We note, however, a distinction between the Idaho procedures and that of some of the other states. Idaho law establishes a mandatory review system in which the state supreme court is required to examine the record on its own initiative in order to determine whether certain specified types of errors occurred during sentencing. This review occurs even if the defendant himself raises no claims of such errors,
see Osborn,
Idaho is not the only Western state, however, to have adopted the requirement that its supreme court review death penalty sentences for specified types of error. Montana has mandatory review provisions that аre identical in all relevant respects to Idaho’s. In
Fitzpatrick v. State,
The United States Supreme Court considered the effect of state mandatory review provisions similar to Idaho’s on procedural defaults in
Ake v. Oklahoma,
Construed in light of the mandatory review provisions of § 19-2827, the Idaho Supreme Court’s affirmance of Beam’s death sentence necessarily included not only a determination that none of the claims Beam raised had merit but further that his sentence of death was not based on any arbitrary factor. As reliance upon an unconstitutionally vague provision would constitute reliance on an arbitrary factor, the court “either explicitly or implicitly” concluded that the “utter disregard” aggravating factor was not unconstitutionally vague. Thus, here, as in
Ake,
application
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of the procedural bar depends upon an antecedent determination of federal law and does not constitute an independent and adequate state ground.
4
Accordingly, Beam may challenge the use of the “utter disregard of human life” aggravating factor in his federal habeas petition.
See Harmon,
2. Application of Creech to Beam’s case
In
Creech,
we held that, even under the narrowing constructions given it by the Idaho Supreme Court, the “utter disrеgard for human life” aggravating factor, “as applied to Creech, was unconstitutionally vague.”
We review aggravating factors for vagueness in order to ensure that the death penalty is not imposed in an arbitrary fashion, that “valid penological reason[s]” underlie the selection “from among the many criminal defendants [of] the few who are sentenced to death.”
Spaziano v. Florida,
The above conclusion is mandated by the Supreme Court’s decisions in
Maynard v. Cartwright,
The above analysis demonstrates that Creech’s condemnation of the “utter disregard for human life” aggravating factor necessarily renders its use in Beam’s case unconstitutional.
3. The Remedy For the State’s Unconstitutional Action
Under Idaho law, the state court in a capital case determines the appropriateness of the death penalty in a particular case by weighing the aggravating circumstances against the mitigating ones.
See
Idaho Code § 19-2515.
Cf. Richmond v. Lewis,
In this case, however, the state trial judge made an additional finding with respect to the balancing process — that any one aggravating circumstance outweighed all the mitigating circumstances. In doing so, he first determined that “[t]he prognosis for any substantive rehabilitation is non-existent.” This determination was based in substantial part on the fact that “[t]he defendant has a long history of deviant sexual behavior, including incest, homosexuality, and abnormal sexual relationships with women both older and younger than the defendant.” The court then found that, as a result of the defendant’s poor chances for rehabilitation, “any one of the aggravating circumstances' found by this Court to exist outweighs the mitigating circumstances.” The state argues thаt this additional finding requires us to uphold Beam’s death sentence notwithstanding the fact that one of the aggravating factors relied on by the state court was unconstitutionally vague.
We first consider whether the additional finding is violative of constitutional principles. The finding amounted to a determination that Beam’s sexual history consisting exclusively of non-violent, consensual or involuntary conduct provides a valid penological basis for separating him from other capital defendants and placing him in the small group for which death is appropriate: a determination that an individual who has been the victim of incest, has engaged in homosexual activity, and has had “abnormal sexual relationships with women both older and younger” may be singled out for execution on the theory that he is a greater risk to society than most other first degree murderers. We believe the trial court’s finding violates the Eighth Amendment of the Constitution.
Under the Eighth Amendment, a state may not make application of the death penalty depend upon a particular characteristic of the offense or the offender if selection of such a characteristic “makes no measurable contribution to acceptable goals of punishment.”
Coker v. Georgia,
It is clear that using Beam’s nonviolent, consensual or involuntary sexual conduct as a basis for imposition of the death penalty serves no legitimate retributive purpose. The state may seek retribution only in relation to the blameworthiness of the actor in relation to the crime for which the state seeks to impose the death penalty.
See Tison,
Here, however, the state does not assert a retributive interest — or even a deterrent one — in Beam’s sexual history but rather seeks to base a finding of future dangerousness on those events. When a state asserts a penological interest (here, future dangerousness) in conduct which it cannot punish directly, we must scrutinize its actions to ensure that they have an “appropriate relation to the safety of the state.”
Herndon v. Lowry,
In
Dawson v. Delaware,
the Supreme Court recently scrutinized Delaware’s imposition of the death penalty based in part on the defendant’s membership in a racist prison organization. The Court first noted the state could not impose punishment directly for membership in the organization but that this prohibition does not necessarily preclude it from considering the defendant’s membership if it is relevant to a permissible sentencing criterion.
See
The fact that associational evidence might be relevant to a defendant’s future dangerousness was not, however, adequate *1573 to uphold its use in Dawson’s case. The state had failed to introduce any evidence related to his membership that went beyond “mere abstract beliefs on Dawson’s part” — beliefs shielded from punishment by the Constitution. Id. Because the state had failed to introduce evidence demonstrating a link between Dawson’s membership and future harmful conduct, there was a substantial danger that the sentencer had considered his membership solely because it found that membership “morally reprehensible.” For this reason, the Court said, if the state wished to rely on Dawson’s membership in a racist prison organization, it was required to introduce evidence regarding that mеmbership that went beyond abstract beliefs. See id.
We think the same is true when the state seeks to rely on a defendant’s non-violent, consensual or involuntary sexual conduct as a basis for its decision to impose capital punishment. In such case, there is a substantial danger that the sentencer will be swayed by his own moral disapproval of the conduct and will not rationally and impartially consider the relevance of the conduct to the defendant’s future dangerousness. To ensure that the conduct is properly considered, the state must introduce more than the mere facts of the defendant’s sexual history; specifically, the state must, at the least, introduce evidence demonstrating a close link between that history and the defendant’s future dangerousness.
In Beam’s case, there was no evidence before the trial court supporting the existence of a link, close or otherwise, between the facts that he was the victim of incest, had engaged in homosexual activity, or had had abnormal sexual relations with women of ages different than himself and the finding of future dangerousness. The psychological evaluation of Beam introduced in the sentencing hearing by the prosecution contains no suggestion that his sexual history indicated that he was likely to commit future violent acts. Nor does the presen-tence report draw a link between Beam’s sexual experiences and a likelihood of future violence. Finally, there was no testimony to that effect during the hearing. In short, the trial judge’s decision to draw a link between Beam’s sexual experiences and future dangerousness was not based on any evidenсe of record.
To the contrary, the link appears to be the product of the trial judge’s arbitrary pre-conceived attitudes. Beam’s presen-tence report demonstrates that he was the victim of abusive sexual conduct and not an abuser himself. His incestuous relationship with his mother was forced upon him by his father. The only other indication in the record of force or violence in his sexual relations with others was an alleged incident in which an older woman with whom he was living supposedly “undressed him and tied him up [and] then brought ten girls to the house whereupon they all had sex with him.” This incident is in all likelihood pure fantasy and in any event does not suggest that Beam was forceful or violent in his sexual behavior. In short, nothing in Beam’s “long history of deviant sexual behavior” indicates a propensity for force оr violence.
It goes without saying that society has abandoned its earlier belief that homosexuals present a danger to the community. It should also go without saying that victims of incest may not be further punished by making their misfortune the basis for their subsequent execution. As in Dawson, the danger here is too great that the sentencer merely found the behavior “morally reprehensible.” After reviewing the record, we are left with the firm conviction that the state court’s finding on which it based its conclusion that any single aggravating circumstance was sufficient to warrant Beam’s execution was simply the product of the court’s moral disapproval of Beam’s sexual experiences. We do not believe the Eighth Amendment permits the state to send a man to his doom on the basis of a sentence that is so tainted with impermissible biаs.
There is no barrier to our consideration of Beam’s Eighth Amendment rights on a writ of habeas corpus. As discussed above, the mandatory review provisions of Idaho Code § 19-2827 require the Idaho supreme court to review all death sen
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tences to ensure that the trial courts do not rely on any arbitrary factors. In this case, the state trial court’s consideration of Ream’s non-violent sexual history clearly constitutes reliance on such a factor. Accordingly, the state supreme court was required to review that aspect of the sentencing judge’s actions. Under Idaho law, we must presume that the supreme court did so, and implicitly determined, albeit erroneously, that the state trial court’s reliance on Beam’s sexual history was proper.
See Osborn,
In addition,
Teague
does not bar our application of the Eighth Amendment rule described above.
Teague’s
bar against the application of new rules on a writ of habe-as corpus does not apply to “rules forbidding criminal punishment of certain primary criminal conduct [and] rules prohibiting a certain category of punishment for a class of defendants because of their status or offense.”
Penry v. Lynaugh,
Our Eighth Amendment holding in Beam’s case falls within this exception; both parts of the Penry analysis are applicable, separately and in combination. We hold that the state is forbidden to impose the death penalty on the basis of the sen-tencer’s moral disapproval of the primary conduct here involved, a defendant’s sexual history that is unrelated to a legitimate penological goal. The error made by the state court was not that it used procedures that were later determined to be inadequate. Instead, the state court’s error was wholly substantive in nature; it based the sentence in part on its own moral disapproval of Beam’s past non-violent, consensual or involuntary sexual experiences. Because a death sentence ought never to rest оn such a basis, there is little societal interest in finality here.
In sum, the trial judge’s finding that Beam’s sexual history demonstrated that there was no possibility of rehabilitation was based on the judge’s moral disapproval of Beam’s earlier, non-violent, consensual or involuntary sexual conduct and is consequently invalid. As that finding served as a basis for the court’s conclusion that any one aggravating circumstance would outweigh all of the mitigating circumstances, that conclusion is also invalid. The only other basis on which the state court determined that Beam deserved the death penalty was its finding that all three aggravating circumstances, when combined, outweighed all the mitigating ones. However, we have determined that, when weighing all the aggravating and mitigating factors together, the state court impermissibly relied on at least one erroneous factor, the “utter disregard” aggravating circumstance. For these reasons, we cannot rely on the balancing of aggravating and mitigating circumstances performed in Beam’s case, and his death sentence — which resulted from an invalid weighing of factors— must be vacated.
See Creech,
Conclusion
We affirm, for purposes of this appeal, the district court’s denial of Beam’s claim that the use of the dual jury system violat *1575 ed his constitutional rights. We reverse the district court’s conclusion that the “utter disregard for human life” aggravating factor used in Beam’s sentencing was not unconstitutionally vague. We remand the case to the district court and direct the court to grant the petition on the ground that the state trial court relied on an improper aggravating circumstance and, moreover, committеd constitutional error when it concluded on the basis of Beam’s non-violent, consensual or involuntary sexual history that any single aggravating circumstance would be sufficient to outweigh all mitigating circumstances. The sentence will be vacated, and the state court will conduct new sentencing proceedings.
AFFIRMED IN PART, REVERSED IN PART, AND REMANDED WITH DIRECTIONS.
Notes
. The state’s use of dual juries rather than a single jury in the joint trial of Beam and Scrog-gins may have had a strategic element to it. When dual juries are used, it becomes more likely that both defendants will be convicted of the most grievous conduct alleged, thereby leading to the imposition of the death penalty on both. A single jury, on the other hand, may well assess relative blame, with the resultant imposition of a non-capital sentence on the less blameworthy of the two defendants. Any such strategic motivation has been rendered inconsequential here, however. Both juries did not convict their respective defendants of the same degree of criminal conduct; Scroggins was convicted of aiding and abetting. Further, the fact that we vacate Beam's sentence lessens our concern regarding the consequences of any strategic motive that underlay the prosecution's choice of the dual jury system.
Cf. Fisher v. United States,
. Nothing in this part of our opinion precludes Beam from raising this issue again if the state seeks to have the death penalty imposed on him following remand.
. For example, some other states have adopted procedures that may be better described as "automatic appeal” requirements rather than mandatory review ones.
See, e.g.,
Cal.Penal Code §§ 1239(b); 1240.1(e)(1). Under the automatic appeal type of procedure, the defendant is forbidden to waive his appeal to the state supreme court.
See Massie v. Sumner,
. Our decision in
Paradis
is not to the contrary. There, we refused to consider a death row habe-as petitioner’s claims of prosecutorial misconduct and improper venue because he had procedurally defaulted those claims by failing to raise them on direct appeal to the Idaho Supreme Court.
See
. The state also argues that Beam may not rely on
Creech
in his habeas proceedings because that case constitutes "new law” under
Teague v. Lane,
. Beam also claims Judge Lodge was incapable of objectively considering his sentencing claims and that this denied him his constitutional right to an impartial judge both at sentencing and at the time of his post-conviction hearing. Because we vacate Beam's sentence on other grounds, we need not reach this claim. We note however, that Beam would be free to reassert this claim were Judge Lodge to preside over his resentencing. We decline to consider the claim in advance only because Judge Lodge has left the state bench.
