Albert L. Pierson, Petitioner - Appellant, v. Dave Dormire, Respondent - Appellee.
No. 06-2545
United States Court of Appeals FOR THE EIGHTH CIRCUIT
Submitted: January 8, 2007; Filed: April 4, 2007
Before WOLLMAN, BEAM, and MELLOY, Circuit Judges.
United States Court of Appeals FOR THE EIGHTH CIRCUIT
MELLOY, Circuit Judge.
Albert Pierson appeals the district court’s denial of his petition for a writ of habeas corpus pursuant to
I. Background
Pierson was convicted in Missouri state court on October 19, 1998 of first-degree robbery and armed criminal action. He was sentenced to thirty years in prison on the robbery conviction and ten years in prison for the armed criminal action, to be served concurrently. The Missouri Court of Appeals affirmed his conviction on January 11, 2000. State v. Pierson, 24 S.W.3d 720 (Mo. Ct. App. 2000) (per curiam). Under Missouri law, Pierson had fifteen days (until January 26, 2000) in which to file a motion for rehearing in the Missouri Court of Appeals, see
On April 13, 2000, Pierson filed a motion for state post-conviction relief in a Missouri circuit court. The court denied relief on July 6, 2001. The Missouri Court of Appeals affirmed the denial of post-conviction relief on September 17, 2002. Pierson v. State, 85 S.W.3d 701 (Mo. Ct. App. 2002) (per curiam). Again, Pierson had fifteen days, or until October 2, 2002, in which to file a motion for rehearing or a motion to transfer to the Missouri Supreme Court. He did not file either motion, and the Missouri Court of Appeals issued its mandate denying Pierson’s claim for state post-conviction relief on October 23, 2002.
Pierson then filed this petition for a writ of habeas corpus in the United States District Court for the Eastern District of Missouri. Pierson’s habeas petition was deemed filed on October 21, 2003, when he placed his petition in the prison mail system. See Sulik v. Taney Co., Mo., 316 F.3d 813, 815 (8th Cir. 2003) (noting that “the benefits of the prison mailbox rule” extend to “pro se state prisoners who file
The one-year period is tolled while a properly filed motion for state post-conviction relief is pending.
Pierson argued that the limitations period should have been tolled until October 23, 2002, the date on which the Missouri Court of Appeals issued its mandate in his
On March 17, 2006, our court issued its decision in Payne v. Kemna, 441 F.3d 570 (8th Cir. 2006). In Payne, we held that under Missouri state court procedures, post-conviction relief proceedings are not final until the issuance of the mandate following the appeal of the denial of relief. Id. at 572. Following this decision, which was contrary to the calculation the district court made in its February 24, 2006 order, the district court sua sponte vacated its February 24, 2006 order so that it could reconsider whether Pierson’s habeas petition was timely filed. In a new order, dated March 29, 2006, the court found that “upon closer examination,” Pierson was not entitled to the ninety-day period in which to petition the Supreme Court for a writ of certiorari because he did not seek discretionary relief from the Missouri Supreme Court. Therefore, according to the court, Pierson’s state proceedings became final on February 15, 2000, the date the Missouri Court of Appeals issued its mandate. The court then calculated that fifty-eight days2 of his one-year statutory period ran before Pierson filed his state post-conviction petition on April 13, 2000, leaving 307 days excluding tolling. The court found that Pierson’s time limit was tolled from April 13, 2000 until October 23, 2002, the date the Missouri Court of Appeals issued its mandate in his state post-conviction appeal. Then, adding 307 days to October 23, 2002, the district court determined that Pierson had until August 26, 2003 to file his federal habeas petition. Again, the court held that Pierson’s October 21, 2003 petition was untimely. On the same day, the district court filed a separate order, which issued
On April 3, 2006, Pierson wrote a letter to the district court clerk’s office stating that he had received the district court’s amended judgment and the certificate of appealability signed by the district court judge. In the letter, Pierson inquired whether he must pay the required filing fee under
The district court did receive the May 17, 2006 letter. It was stamped as received by the district court clerk on May 22, 2006 and appears in the docket. On May 23, 2006, the district court clerk’s office responded to Pierson’s third letter, informing him of the necessary forms and fees for filing a notice of appeal. Pierson’s formal notice of appeal was filed on June 2, 2006.
On appeal, Pierson argues that his habeas petition was timely filed. Specifically, he argues that our en banc decision in Nichols v. Bowersox, 172 F.3d 1068 (8th Cir. 1999) controls in this case; therefore, Pierson contends that his state conviction was not final for purposes of
The state first argues that we lack jurisdiction to hear this appeal because Pierson did not file his notice of appeal within thirty days of the district court’s order. See
II. Discussion
A. Jurisdictional Arguments
We first address the state’s jurisdictional arguments. The state contends that the district court’s March 29, 2006 judgment is invalid because the court had no power to sua sponte vacate and reconsider its February 24, 2006 order. The court did not specifically indicate the basis on which it vacated its February 24, 2006 order, but we interpret the district court as having relieved Pierson from a final judgment
Whether a district court has the authority to grant a party relief pursuant to Rule 60(b) sua sponte is an open question in this circuit, 4:20 Commc’ns, Inc. v. Paradigm Co., 336 F.3d 775, 779 (8th Cir. 2003), and other circuits are split on the issue. The Sixth and Tenth Circuits have held that a district court cannot grant relief under Rule 60(b) without a motion by one of the parties. See Pauley, 321 F.3d at 581 (holding that courts may not grant Rule 60(b) relief “except upon a motion from the affected party”) (quotation omitted); Dow v. Baird, 389 F.2d 882, 884-85 (10th Cir. 1968) (same). The Sixth Circuit reasons that “because Rule 60(b) explicitly requires relief under the rule to occur ‘on motion,’” a court cannot grant such relief without a motion from the affected party. Pauley, 321 F.3d at 581. The Tenth Circuit based its decision on the fact that while Rule 60(a) allows a district court to correct clerical errors “of its own initiative,” Rule 60(b) lacks that language, therefore permitting corrections only upon a motion of the parties. Dow, 389 F.2d at 884-85.
The Second, Ninth, Fifth, and Fourth Circuits all disagree with that analysis. In Fort Knox Music Inc. v. Baptiste, 257 F.3d 108 (2d Cir. 2001), the Second Circuit noted that “there can be no question that [a] district court ha[s] the power to vacate its
The Ninth Circuit also discussed decisions by the Fourth and Fifth Circuits, which held that Rule 60(b) does not “depriv[e] [a] court of the power to act in the interest of justice in an unusual case in which its attention has been directed to the necessity of relief by means other than a motion,” Id. at 351 (quoting United States v. Jacobs, 298 F.2d 469, 472 (4th Cir. 1961)), and that a district court is free to vacate a judgment under the rule on its own motion. Id. at 352 (citing McDowell v. Celebrezze, 310 F.2d 43, 44 (5th Cir. 1962)). The Ninth Circuit determined that the language of the rule “allow[s] for either construction,” but that “the Fourth and Fifth Circuit position makes better practical sense.” Id.
We agree with the reasoning of the Second, Fourth, Fifth, and Ninth Circuits, and hold that a district court can grant relief from a judgment pursuant to Rule 60(b) sua sponte. We note, however, that the holdings of these cases are premised on the fact that the parties had notice of the district courts’ actions before the courts issued new orders. See, e.g., Fort Knox Music Inc., 257 F.3d at 111 (stating that granting such relief sua sponte is allowed as long as all parties have notice) (internal marks omitted); Kingvision Pay-Per-View Ltd., 168 F.3d at 352 (stating that notice is required under the Due Process Clause before vacating a judgment). We agree that providing notice and an opportunity for the parties to be heard is the preferable means of action in such a case.
The state also argues that we lack jurisdiction over this case because Pierson’s notice of appeal was untimely.4 “The requirement of a timely notice of appeal is
Pierson’s formal notice of appeal, which was received by the district court clerk on June 2, 2006, was late. In cases where the defendant is representing himself, however, as Pierson was, “letters addressed to the judge or the clerk within the prescribed time which manifest an intent to appeal” are “sufficient to constitute a notice of appeal.” Howard v. United States, 396 F.2d 867, 869 (8th Cir. 1968). Pierson contends that he sent a letter dated April 3, 2006 to the district court clerk. The letter, which was never received by the district court but appears in the record, states that Pierson received the district court’s amended judgment and certificate of appealability dated March 29, 2006. The letter asked, under
B. Certified Issue
The district court issued a certificate of appealability on the issue of whether, under
Absent other circumstances not present here, under
(i) the conclusion of all direct criminal appeals in the state system, followed by either the completion or denial of certiorari proceedings before the United States Supreme Court; or (ii) if certiorari was not sought, then by the conclusion of all direct criminal appeals in the state system followed by the expiration of the time allotted for filing a petition for the writ.
Smith, 159 F.3d at 348.
Circuits are split on whether a state prisoner who fails to appeal to a discretionary state court of last resort is entitled to the ninety-day period. The Seventh Circuit has held that a petitioner is entitled to the ninety-day period even if he does not seek discretionary review. See Balsewicz v. Kingston, 425 F.3d 1029, 1032 (7th Cir. 2005); see also Anderson v. Litscher, 281 F.3d 672, 674-75 (7th Cir. 2002) (stating that “[b]ecause the plain terms of section 2244 include the period for seeking direct review, regardless of whether or not a petitioner chooses to avail himself or herself of that opportunity,” the ninety-day period is included when calculating the statute of limitations under
Any independent analysis of this issue is foreclosed, however, by our decision in Nichols. Nichols did not file a motion for transfer to the Missouri Supreme Court, and the Missouri Court of Appeals was the last court to hear his case on direct review.7 Nevertheless, in Nichols, we stated that “we can say with certainty that Nichols’ judgment became final within the meaning of
As the district court noted, Missouri district courts have relied on Nichols and given petitioners the benefit of the ninety-day period, even if they had not sought discretionary review from the Missouri Supreme Court. See e.g., Mayer v. Dormire, No. 4:03CV1562, 2005 WL 2454028, at *1 (E.D. Mo. Oct. 3, 2005). We agree with their interpretations of Nichols. We therefore hold that under Nichols, a Missouri state prisoner’s judgment becomes final within the meaning of
Applying this decision to the facts at hand, we find that Pierson’s habeas petition was timely filed. The ninety-day period runs from the date of the judgment from which he appealed. See
III. Conclusion
For the foregoing reasons, we reverse the judgment of the district court and remand for further proceedings consistent with this decision.
