Albert Pierson appeals the district court’s denial of his petition for a writ of habeas corpus pursuant to 28 U.S.C. § 2254. Pierson argues that the district court erred in finding that his petition was untimely because it was not filed within the one-year period of limitation imposed
I. Background
Pierson was convicted in Missouri state court on October 19, 1998 of first-degree robbery and armed criminal action. He was sentenced to thirty years in prison on the robbery conviction and ten years in prison for the armed criminal action, to be served concurrently. The Missouri Court of Appeals affirmed his conviction on January 11, 2000.
State v. Pierson,
On April 13, 2000, Pierson filed a motion for state post-conviction relief in a Missouri circuit court. The court denied relief on July 6, 2001. The Missouri Court of Appeals affirmed the denial of post-conviction relief on September 17, 2002.
Pierson v. State,
Pierson then filed this petition for a writ of habeas corpus in the United States District Court for the Eastern District of Missouri. Pierson’s habeas petition was deemed filed on October 21, 2003, when he placed his petition in the prison mail system.
See Sulik v. Taney Co., Mo.,
The district court initially denied Pier-son’s habeas petition because it was untimely. Under 28 U.S.C. § 2244(d)(1), a person in custody pursuant to the judgment of a state court has one year in which to file a writ of habeas corpus in federal court. Absent other circumstances not present in this case, the one-year limitations period runs from “the date on which the judgment became final by the conclusion of direct review or the expiration of the time for seeking such review.”
Id.
§ 2244(d)(1)(A). In its order, dated February 24, 2006, the court first determined the date Pierson’s state proceedings became final. Citing
Smith v. Bowersox,
The one-year period is tolled while a properly filed motion for state post-eonviction relief is pending. 28 U.S.C. § 2244(d)(2). The court found that three days elapsed between April 10, 2000 and
Pierson argued that the limitations period should have been tolled until October 23, 2002, the date on which the Missouri Court of Appeals issued its mandate in his state post-conviction case. The district court rejected this argument. Instead, it added the remaining 362 days of the one-year statutory period to October 2, 2002, and found that Pierson was required to file his habeas petition no later than September 30, 2003. Because he did not place his petition in the mail until October 21, 2003, the district court held that his petition was untimely. The court did not issue a certificate of appealability.
On March 17, 2006, our court issued its decision in
Payne v. Kemna,
On April 3, 2006, Pierson wrote a letter to the district court clerk’s office stating that he had received the district court’s amended judgment and the certificate of appealability signed by the district court judge. In the letter, Pierson inquired whether he must pay the required filing fee under Federal Rules of Appellate Procedure 5(d)(1)(A), how much the fee was,
The district court did receive the May 17, 2006 letter. It was stamped as received by the district court clerk on May 22, 2006 and appears in the docket. On May 23, 2006, the district court clerk’s office responded to Pierson’s third letter, informing him of the necessary forms and fees for filing a notice of appeal. Pierson’s formal notice of appeal was filed on June 2, 2006.
On appeal, Pierson argues that his habe-as petition was timely filed. Specifically, he argues that our en banc decision in
Nichols v. Bowersox,
The state first argues that we lack jurisdiction to hear this appeal because Pierson did not file his notice of appeal within thirty days of the district court’s order. See Fed. R.App. P. 4(a)(1)(A). The state also argues that the March 29, 2006 judgment itself is not valid because the district court does not have the power to sua sponte vacate its decision under Fed. R.Civ.P. 60(b). Regarding the merits, the state concedes that if Pierson is entitled to the ninety-day period, his habeas petition is timely. The state argues, however, that Nichols does not control in situations such as this where the petitioner did not seek transfer to the Missouri Supreme Court. We hold that Nichols does control here, and that Pierson’s habeas petition was timely.
II. Discussion
A. Jurisdictional Arguments
We first address the state’s jurisdictional arguments. The state contends that the district court’s March 29, 2006 judgment is invalid because the court had no power to
sua sponte
vacate and reconsider its February 24, 2006 order. The court did not specifically indicate the basis on which it vacated its February 24, 2006 order, but we interpret the district court as having relieved Pierson from a final judgment pursuant to Federal Rule of Civil Procedure 60(b).
3
Rule 60(b) allows the
Whether a district court has the authority to grant a party relief pursuant to Rule 60(b)
sua sponte
is an open question in this circuit,
4:20 Commc’ns, Inc. v. Paradigm Co.,
The Second, Ninth, Fifth, and Fourth Circuits all disagree with that analysis. In
Fort Knox Music Inc. v. Baptiste,
The Ninth Circuit also discussed decisions by the Fourth and Fifth Circuits, which held that Rule 60(b) does not “de-priv[e][a] court of the power to act in the interest of justice in an unusual case in which its attention has been directed to the necessity of relief by means other than a motion,”
Id.
at 351 (quoting
United States v. Jacobs,
We agree with the reasoning of the Second, Fourth, Fifth, and Ninth Circuits, and hold that a district court can grant relief from a judgment pursuant to Rule 60(b)
sua sponte.
We note, however, that
Here, however, the lack of notice to the parties is at most harmless error. During district court proceedings, Pierson squarely addressed the issue of whether the one-year statute of limitations under 28 U.S.C. § 2244(d)(1)(A) is tolled pursuant to § 2244(d)(2) until the Missouri Court of Appeals has issued the mandate in the state post-conviction case. The state had an opportunity at this point to brief the issue, and the district court agreed with the state that the one-year period is not tolled until the issuance of the mandate. Our intervening decision in Payne addressed this very same legal issue and held that the one-year period is tolled until the issuance of the mandate in the case — a result opposite to that found by the district court in it February 24, 2006 order. Remanding for a hearing or allowing the parties supplemental briefing at this point, then, would be a mere formality, as both parties acknowledge that our decision in Payne changed the date calculations made by the district court in its first order. Under these circumstances, we hold that the district court had the power to sua sponte vacate its February 24, 2006 order to provide relief under Rule 60(b).
The state also argues that we lack jurisdiction over this case because Pierson’s notice of appeal was untimely.
4
“The requirement of a timely notice of appeal is mandatory and jurisdictional.”
Dieser v. Cont’l Cas. Co.,
Pierson’s formal notice of appeal, which was received by the district court clerk on June 2, 2006, was late. In cases where the defendant is representing himself, however, as Pierson was, “letters addressed to the judge or the clerk within the prescribed time which manifest an intent to appeal” are “sufficient to constitute a notice of appeal.”
Howard v. United States,
In order for our court to have jurisdiction over a case, the petitioner must simply allege facts necessary for jurisdiction.
See Titus v. Sullivan,
B. Certified Issue
The district court issued a certificate of appealability on the issue of whether, under 28 U.S.C. § 2244(d)(1), Pierson is entitled to the benefit of the ninety-day period for seeking a writ of certiorari from the United States Supreme Court even though he did not seek transfer to the Missouri Supreme Court. Pierson argues that our decision in
Nichols
is controlling, and that he is entitled to the ninety-day period. We review de novo the district court’s interpretation of the one-year limitation provision.
Payne,
Absent other circumstances not present here, under 28 U.S.C. § 2244(d)(1)(A), a state prisoner must file his application for a writ of habeas corpus within one year of the date the judgment became final by the conclusion of direct review or the expiration of the time for seeking such review. Under our precedents, the one year statute of limitations is triggered by either:
(i) the conclusion of all direct criminal appeals in the state system, followed by either the completion or denial of certio-rari proceedings before the UnitedStates Supreme Court; or (ii) if certio-rari was not sought, then by the conclusion of all direct criminal appeals in the state system followed by the expiration of the time allotted for filing a petition for the writ.
Smith,
Thus, if Pierson had filed a motion for transfer to the Missouri Supreme Court there is no question he would have been entitled to the expiration of the time allotted for filing a petition for a writ of certio-rari to the United States Supreme Court.
Id.
The difference here is that Pierson’s state proceedings ended at the Missouri Court of Appeals. Pierson did not file a motion to transfer to the Missouri Supreme Court. The Supreme Court in Missouri exercises discretion in taking appeals. A case disposed of by an opinion in the Court of Appeals may be transferred to the Missouri Supreme Court “by order of a majority of the participating judges ... on their own motion or on application of a party.” Mo. R. Civ. P. 83.02. Under the rule, the party has fifteen days in which to file this motion in the Court of Appeals. Mo. R. Civ. P. 83.02. Pierson did not file a motion to transfer to the Missouri Supreme Court, and Pierson’s case was not transferred to the Missouri Supreme Court by any other method under the rules.
6
Arguably, then, the United States Supreme Court could not have taken the case.
See
28 U.S.C. § 1257(a) (stating that “[fjinal judgments ... rendered by the highest court of a State in which a decision could be had, may be reviewed by the Supreme Court by writ of certiorari”);
Banks v. California,
Circuits are split on whether a state prisoner who fails to appeal to a discretionary state court of last resort is entitled to the ninety-day period. The Seventh Circuit has held that a petitioner is entitled to the ninety-day period even if he does not seek discretionary review.
See Balsewicz v. Kingston,
Any independent analysis of this issue is foreclosed, however, by our decision in
The state argues that the statement in Nichols is mere dicta, which should be ignored in this case. Assuming the statement is dicta, we are loathe to ignore such strong dicta from an en banc court. Moreover, we are not convinced the statement is dicta. We believe that it was necessary for the court in Nichols to reach the result granting Nichols the ninety-day period in order to reach its ultimate decision that his petition was timely filed.
As the district court noted, Missouri district courts have relied on
Nichols
and given petitioners the benefit of the ninety-day period, even if they had not sought discretionary review from the Missouri Supreme Court.
See e.g., Mayer v. Dormire,
No. 4:03CV1562,
Applying this decision to the facts at hand, we find that Pierson’s habeas petition was timely filed. The ninety-day period runs from the date of the judgment from which he appealed.
See
Sup.Ct. R. 13.3 (“The time to file a petition for a writ of certiorari runs from the date of entry of the judgment or order sought to be reviewed, and not from the issuance date of the mandate (or its equivalent under local practice).”);
Nichols,
III. Conclusion
For the foregoing reasons, we reverse the judgment of the district court and remand for proceedings consistent with this decision.
Notes
. Because Pierson filed his motion on April 13, 2000, we note that only two days lapsed between April 10, 2000 and April 13, 2000.
. Because Pierson filed his motion on April 13, 2000, we note that only fifty-seven days lapsed between February 15, 2000 and April 13, 2000.
. As the state points out, the court could not have acted under Federal Rule of Civil Procedure 59 because it did not act within ten days of the entry of the February 24, 2006 judgment. See Fed.R.Civ.P. 59(d) and (e).
. Pierson suggests that a notice of appeal may not be necessary in this case because he obtained court permission to appeal when the district court granted a certificate of appeala-bility. Federal Rule of Appellate Procedure 5, which governs "Appeal[s] by Permission,” states that in cases where the appeal is within a court of appeals' discretion, ''[a] notice of appeal need not be filed. The date when the order granting permission to appeal is entered serves as the date of the notice of appeal for calculating time under these rules.” Fed. R.App. P. 5(d)(2). While not basing our decision on Rule 5, we have held that a pro se
application
for a certificate of probable cause to appeal a denial of a habeas petition "is sufficient to constitute a notice of appeal.”
Turner v. Armontrout,
. Federad Rule of Appellate Procedure 3(c)(1) states that a proper notice of appeal must “(A) specify the party or parties taking the appeal ... (B) designate the judgment, order, or part thereof being appealed; and (C) name the court to which the appeal is taken.” Pier-son's April 3 letter satisfies the first two requirements. Rule 3 also provides that "[a]n appeal must not be dismissed for informality of form or title,” Fed. R.App. P. 3(c)(4), and we have held that Rule 3 is to be applied liberally. Turner, 922 F.2d at 494. The April 3, 2006 letter is sufficient.
. If a judge dissents from a Missouri Court of Appeals majority opinion and certifies that the opinion is ‘'contrary to any previous decision of an appellate court” of Missouri, that case is transferred to the Missouri Supreme Court. See Mo. R. Civ. P. 83.030062. Also, if the Missouri Court of Appeals has denied a party's Rule 83.02 motion for transfer to the Missouri Supreme Court, the party may then file a motion to transfer in the Missouri Supreme Court itself. See Mo. R. Civ. P. 83.04. According to the Rules, however, transfer by the Missouri Supreme Court under Rule 83.040066 "is an extraordinary remedy that is not part of the standard review process for purposes of federal habeas corpus review.”
. This fact is contained in the district court’s March 29, 2006 order in Pierson’s case and is based on a review of the Nichols state court record. This same record was presumably before the en banc court in Nichols. The state does not contest this fact.
. Because Pierson filed his motion on April 13, 2000, we note that only two days lapsed between April 10, 2000 and April 13, 2000.
