Lead Opinion
Opinion by Chief Judge Kozinski; Partial Concurrence and Partial Dissent by Judge O’Scannlain; Dissent by Judge Ikuta.
We must decide whether states have Eleventh Amendment immunity from claims under the Government Employee Rights Act of 1991 (GERA).
Facts
Lydia Jones and Margaret Ward worked in the office of then-Governor Walter Hickel of Alaska. Both were fired under disputed circumstances and filed complaints with the Equal Employment Opportunity Commission. Jones alleged that she was paid less because she is a black woman, sexually harassed and then retaliated against for complaining about the harassment. Ward alleged that she was paid less on account of her sex and that she was terminated because of statements she made supporting Jones’s complaint.
The EEOC assigned the cases to an administrative law judge. Before the ALJ, Alaska argued that Jones and Ward’s claims were barred by sovereign immunity. The ALJ disagreed. On interlocutory appeal, the EEOC denied the sovereign immunity defense and remanded for further proceedings. The state petitions for review of the EEOC’s decision.
Analysis
The Eleventh Amendment protects states from being sued without their consent. This immunity applies by its terms to the judicial power, but the Supreme Court has held that some administrative proceedings sufficiently resemble civil actions to be circumscribed as well. Fed.
Congress may abrogate this immunity in certain circumstances. To determine when it has validly done so, we must “resolve two predicate questions: ... whether Congress unequivocally expressed its intent to abrogate” and, if so, “whether Congress acted pursuant to a valid grant of constitutional authority.” Kimel v. Fla. Bd. of Regents,
1. Congress’s intent to abrogate sovereign immunity in the Government Employee Rights Act is both “unequivocal and textual.” Dellmuth v. Muth,
A “general authorization for suit in federal court” is an insufficient expression of congressional intent to abrogate state sovereign immunity, Atascadero,
The only way Congress could have been clearer would have been to say “this act abrogates state sovereign immunity.” But the Supreme Court has made it quite plain
Nevada Department of Human Resources v. Hibbs,
2. Section 5 of the Fourteenth Amendment empowers Congress to “enforce, by appropriate legislation, the provisions of’ that article, and state sovereign immunity may be abrogated in service of this goal. There are two ways in which Congress can do this. First, Congress may prohibit and provide a remedy for conduct that actually violates the Amendment. E.g., United States v. Georgia,
We therefore consider first whether Jones and Ward allege actual violations of the Fourteenth Amendment by the State of Alaska. If they do, we needn’t decide whether GERA is valid prophylactic legislation. As Georgia indicates by its method, see
a. This inquiry is straightforward for Jones and Ward’s pay discrimination claims. Jones alleges that she was “paid less than [her] male counterparts” by the Governor’s Office, and that “this was intentionally imposed due to[her] sex, female and [her] race, black.” Ward alleges that the Governor “treated [her] differently than [her] counterparts due to [her] sex, female,” specifically by paying her less than a male counterpart. Intentional race discrimination violates equal protection unless narrowly tailored to serve a compelling state interest. See Washington v. Davis,
b. We next consider Jones’s allegations of workplace harassment. She alleges that she was “the butt of sexual jokes” and “unsolicited physical contact.” According to her complaint, one of the Governor’s top deputies approached her from behind and placed his hand between her legs and, on a separate occasion, approached her as if to grab her breasts. Jones further alleges that she was retaliated against “for filing a ... complaint of sexual h[a]rassment.”
While the Supreme Court hasn’t specifically considered whether sexual harassment of a governmental employee can violate the Equal Protection Clause, several of our sister circuits have concluded that it can, and we agree. See, e.g., Southard v. Texas Bd. of Criminal Justice,
Because the suit is against Alaska, not the man who allegedly harassed Jones, we must consider whether Jones alleged that the state violated her Equal Protection rights. Jones cannot make such an allegation under a theory of respondeat superior; she must allege that Alaska has intention
Jones alleges that she reported the sexual harassment, and that the Governor’s Office responded by punishing her, rather than disciplining her harasser. This alleged conduct, if true, would constitute intentional sexual discrimination by the state. Jones need not allege that other state employees were harassed as well, or that the Governor’s Office routinely failed to respond to such harassment, to make out an Equal Protection claim. Arlington Heights v. Metro. Hous. Dev. Corp.,
c. Finally, we consider Ward’s claim of retaliatory discharge. Unlike the pay disparity and sexual harassment claims, this claim doesn’t allege differential treatment because of race or sex. Rather, Ward complains that she was punished for speaking up about the harassment of Jones. The Fourteenth Amendment’s Due Process Clause incorporates the First Amendment’s free speech guarantees, so if Ward has alleged conduct that would violate the First Amendment,
Ward alleges that, after she was interviewed at work regarding Jones’s sexual harassment charge, she received phone calls threatening termination “if [she] did not back off.” Ward instead held a press conference, publicly supporting Jones’s allegations of sexual harassment in the Governor’s Office. The Governor’s Office then placed Ward on leave while it investigated her “participation in [the] March 9, 1994, press conference, and whether, through that participation, [she] breached [her] duty of loyalty to[her] employer.” At the
The First Amendment prohibits state retaliation against a public employee for speech made as a citizen on a matter of public concern. Connick v. Myers,
That Ward’s statements arose out of Jones’s employment grievance doesn’t mean Ward wasn’t speaking as a citizen on a matter of public concern. Unlike the employee in Connick, Ward was not speaking about her “personal employment dispute,” nor were her comments directed solely at coworkers.
“[W]hen public employees make statements pursuant to their official duties, the employees are not speaking as citizens for First Amendment purposes, and the Constitution does not insulate their communications from employer discipline.” Garcetti v. Ceballos,
Conclusion
Each of Jones and Ward’s claims allege actual violations of the Fourteenth Amendment. GERA has validly abrogated Alaska’s sovereign immunity with respect to these claims. The petition for review is therefore denied and the case is remanded to the EEOC for further proceedings.
DENIED.
Notes
. A remand order is not a final agency decision, and so would not normally fall within our jurisdiction. Because this remand order turns on a claim of sovereign immunity, however, a version of the collateral order doctrine provides a basis for our jurisdiction here. See Cohen v. Beneficial Loan Corp.,
. We have independently determined that this assumption is plausible. State government employees who file a claim with the EEOC are subject to procedures that are quite different from those applicable to claims against private employers. Compare 29 C.F.R. Part 1603 with 29 C.F.R. Part 1601. The latter procedures are similar to mediation, whereas the former are adjudicative, much like those in Federal Maritime Commission.
. As the fifth vote in the majority, Justice Scalia's view as to the meaning of the Court’s opinion (as expressed in his concurrence) is entitled to substantial, if not controlling, weight.
. We need not and do not decide whether other types of sexual harassment claims brought against governmental entities under Title VII or GERA also state violations of the Equal Protection Clause. See Burlington Indus., Inc. v. Ellerth,
. As Jones's retaliatory discharge claim alleges conduct that would violate the Equal Protection clause, we do not consider whether it also alleges conduct that would violate the First Amendment.
. Ward is not seeking relief directly under the First Amendment, just as she and Jones are not seeking relief for discriminatory treatment under the Fourteenth. The relief Ward seeks is under GERA and her theory, as we understand it, is that she was retaliated against for exercising her GERA rights and that this is itself a GERA violation. Whether this is true is a matter to be answered by the EEOC in the first instance; we express no view.
. Judge O'Scannlain argues that an aide to a high-ranking official has no First Amendment right to air his policy differences with the administration. O’Scannlain dissent at 1075-76. We needn't consider this interesting hypothetical, because, as the first part of Judge O’Scannlain’s opinion ably explains, “although states can ... adopt policies that treat women differently ... they do not often ... adopt policies to harass women sexually.” Id. at 1072. It's a bit like saying that, when an employee discloses that the Governor is taking bribes, the employee is airing his differences with the official policy of accepting bribes. Ward was exposing the office's alleged illegal practice of tolerating sexual harassment; such criticisms can certainly be the basis for a First Amendment claim. See Johnson v. Multnomah County,
Concurrence Opinion
concurring in part and dissenting in part:
Although I agree with the court’s determination that the allegations of sex discrimination, if true, would establish that the State of Alaska, through its Governor’s Office, violated the Constitution’s Equal Protection Clause, I do not think the same can be said for the allegation of retaliatory discharge in violation of the First Amendment. In my view, that claim does not state an actual constitutional violation. We must therefore analyze the statute under which the claim is made, the Government Employee Rights Act of 1991 (“GERA”), to determine whether it is valid prophylactic legislation under section 5 of the Fourteenth Amendment. See generally City of Boerne v. Flores,
I
Section 5 of the Fourteenth Amendment grants Congress the “power to enforce, by appropriate legislation, the provisions of [the Fourteenth Amendment].” U.S. Const, amend. XIY, § 5. As the majority correctly explains, in order for Congress to abrogate state sovereign immunity pursuant to this enforcement power, it must “unequivocally express[ ] its intent to abrogate that immunity” and “act[] pursuant to a valid grant of constitutional authority.” Kimel v. Fla. Bd. of Regents,
A crucial threshold question, then, is whether a given claim against a state alleges conduct that would violate the Fourteenth Amendment to the Constitution. The allegations of pay discrimination state straightforward violations of the Equal Protection Clause, and I join the majority’s opinion on that issue in its entirety. With respect to the claim of sex discrimination stemming from Jones’ sexual harassment complaint, I concur in the result but remain wary of some of the majority’s reasoning. Finally, I must disagree entirely with the majority’s analysis of the purported First Amendment claim of retaliatory discharge, an analysis that wrongly enlarges the constitutional implications of employment decisions at the highest levels of state government.
A
While I agree with the majority’s conclusion regarding the so-called sexual harassment issue, I wish to clarify that I read the majority opinion to hold no more than that it would violate the Equal Protection Clause if a state deliberately refused to protect its female employees from sexual harassment. In other words, it is not the sexual harassment that Jones allegedly suffered, as such, that generates her constitutional claim. After all, she does not claim that the State of Alaska, through the official acts of its agents, sexually harassed her. Rather, the constitutional claim properly rests on Jones’s allegation that the Governor’s Office, an arm of the State, responded to her formal complaint of sexual harassment by firing her.
It is worth pausing to consider this claim carefully, for it is not the ordinary instance of unconstitutional discrimination. In most suits against a state where sexual harassment is involved, it will make more sense to characterize the claim not as one for sexual harassment “but as a claim of failure to protect against such harassment.” Bohen v. City of East Chicago,
The logical corollary to this holding is that sexual harassment, as such, does not ordinarily violate the Equal Protection Clause.
Thus, there is a crucial limitation to the majority’s statement that sexual harassment can state a violation of the Equal Protection Clause, see Maj. Op. at 1069. This possibility is limited by the bedrock constitutional principle I have discussed: sexual harassment will state a violation only where there is intentional discrimination by the state.
I dwell on this caveat in order to emphasize that, without it, we would constitutionalize the type of claim employees might bring under Title VII. Such a result would be directly contrary to Supreme Court precedent. See Davis,
Thus, I agree with the majority that Jones’ claim — that the Governor’s Office fired her rather than respond to her complaint of sexual harassment — states a violation of the Equal Protection Clause. But it is not the alleged sexual harassment but rather the “authoritative decision not to respond,” Bohen,
B
Turning now to Ward’s allegation of retaliatory discharge in violation of the First Amendment, as incorporated against the states through the Fourteenth, I note that, at oral argument, counsel for Ward admitted that his client’s actual, First Amendment claim under the relevant case law was a “tough” one to make out. No wonder. This case, it seems to me, is a prototypical example of an employee’s attempt to “constitutionalize [an] employee grievance,” a practice that the Supreme Court has explicitly discouraged. See Connick v. Myers,
In general, “[w]hen a citizen enters government service, the citizen by necessity must accept certain limitations on his or her freedom.” Garcetti v. Ceballos,
Such test has two parts. First, unless “the employee spoke as a citizen on a matter of public concern[,] .... the employee has no First Amendment cause of action based on his or her employer’s reaction to the speech.” Id. at 418,
At the threshold stage, as Garcetti illustrated, First Amendment protection attaches only to speech analogous to that which an ordinary citizen would make as part of public discourse.
2
As I read the precedents, Ward has failed to state a claim under the First Amendment for retaliatory discharge.
To state a First Amendment claim, the employee must show that he or she spoke not as an employee, but as a private citizen in public discourse. See Garcetti
The typical situation requires a court to determine whether speech was primarily an internal office matter or a contribution to the public debate. See, e.g., Connick,
The majority spends time illustrating that Ward’s speech was not part of her official duties, which is surely correct. Garcetti does not squarely dictate the result in this case for that reason. Maj. Op. at---; Garcetti,
Thus, although Ward’s press conference was not strictly part of her official duties, her importance in the Governor’s administration necessarily means that more of her conduct came within the legitimate purview of her employer. The Supreme Court has emphasized the need to “afford!] governmental employers sufficient discretion to manage their operations.” Id. at 422,
It helps to consider analogies. Take the example of an aide to a governor who criticizes publically the governor’s tax policy in a press conference. Such speech would be an undoubted contribution to the public debate, but would it violate the First Amendment if the governor fired the aide for disloyalty? I think not, and I imagine the majority would agree. And if the aide criticized not tax policy but the governor’s policy regarding internal complaints of sexual harassment? The result is the same, even though the subject of the criticism is a potentially illegal practice (ignoring sexual assault on female employees).
Such a result would only seem harsh from the myopic perspective of the conviction that the Constitution must provide remedies for all harms. We can, and should, take allegations like those Ward made very seriously without invoking the First Amendment. “As the [Supreme] Court noted in Connick, public employers should, ‘as a matter of good judgment,’ be ‘receptive to constructive criticism offered by their employees.’ ” Garcetti
II
My conclusion that the allegation of retaliatory discharge does not state an actual violation of the Constitution compels me to address, insofar as the claim is remediable under the GERA, whether that statute constitutes valid “congruent and proportional” legislation under the Supreme Court’s Boeme test.
A
Congress’ power to enforce the Fourteenth Amendment under section 5 does not allow it “to decree the substance of the Fourteenth Amendment’s restrictions on the States. Legislation which alters the meaning of the [Fourteenth Amendment] cannot be said to be enforcing [it].” Boerne,
Because prophylactic legislation prohibits or regulates constitutional conduct that supposedly leads to unconstitutional eon-
The parties do not dispute that, when Congress enacted the GERA in 1991, it made no findings regarding discrimination against state employees at the policy-making level. When it passed the Equal Employment Opportunity Act in 1972, however, Congress did make extensive factual findings. H.R.Rep. No. 92-238, at 19 (1971), reprinted in 1972 U.S.C.C.A.N. 2137, 2152 (noting the existence of “widespread discrimination against minorities ... in State and local government employment, and that the existence of this discrimination is perpetuated by the presence of both institutional and overt discriminatory practices”). The EEOC would like us to consider the latter findings in evaluating the former law for purposes of the Boeme test.
The EEOC’s theory is that, with the GERA, Congress merely finished the job it started in 1972 when it amended Title VII to cover the States as employers. It cites extensive language from Supreme Court opinions and congressional records to show that gender discrimination persisted in state government as of 1991 the way it had existed in 1972.
Furthermore, even if one could consider the 1972 findings, they do not pertain to the policymaking staff covered by the GERA. In 1972, Congress did find widespread discrimination in state and local
The background against which Congress enacted the GERA, therefore, does not illustrate that Congress had already found a pattern of unconstitutional discrimination at the policymaking level of state and local employment. Instead it shows that Congress had excluded employees at that level from protection. Because Congress explicitly excluded policymaking employees from Title VII’s reach in 1972, I do not believe this court would be justified in using the findings Congress made in doing so to support its decision in 1991 to repeal that very exclusion.
Without the 1972 findings, the EEOC can point to no evidence that Congress identified, as the Supreme Court has required it to do, a history and pattern of violations of the constitutional rights of the states against high-level personal and policy-making employees. This compels me to conclude that the GERA is not “congruent and proportional” legislation within the meaning of Boeme. It therefore cannot constitute a valid abrogation of state sovereign immunity.
Neither the EEOC nor the federal courts are empowered to entertain the non-constitutional claim against the State of Alaska, which, as I have explained, is precisely Ward’s retaliation claim. I must respectfully dissent from the majority’s conclusion to the contrary.
. I hasten to add that the conduct Jones complained of is outrageous and unsavory; I do not mean to condone it in any way. At the same time, we should acknowledge that the
. We have also recently clarified that, at the second, balancing stage, "the plaintiff bears the burden of showing the state took adverse employment action and that the speech was a substantial or motivating factor in the adverse action.” Eng v. Cooley,
. The majority conflates the supposed policy of ignoring illegality with the illegality itself, quoting back to me my observation that states sometimes adopt policies to treat women differently but not usually to harass them sexually. Maj. Op. 1070 n. 7. This only confuses the issue. My point is that the scope of an employee grievance, as opposed to a contribution as a citizen to public debate, necessarily widens the higher one climbs up the ladder of government.
. Alaska, in fact, has such a whistle-blower protection law. Alaska Stat. 39.90.100-.150.
. There is no attempt to show congressional concern for the violation of First Amendment rights per se. The EEOC's and Intervenor Ward's argument seems to be that preventing retaliatory discharges against state employees for complaining about sexual harassment is part of Congress' prophylactic remedy for unconstitutional gender discrimination. It therefore stands or falls with the legitimacy of prophylactic remedies for employment discrimination.
Dissenting Opinion
with whom
To determine whether Congress validly abrogates a state’s sovereign immunity, we must answer two questions: “first, whether Congress unequivocally expressed its intent to abrogate that immunity; and second, if it did, whether Congress acted pursuant to a valid grant of constitutional authority.” Kimel v. Fla. Bd. of Regents,
The majority concludes that the Government Employee Rights Act of 1991 (GERA), Pub.L. 102-166, title III, 105 Stat. 1071, 1088, meets this “stringent” clear-statement rule. Dellmuth, 491 U.S.
I
Atascadero and Dellmuth considered, respectively, whether the Rehabilitation Act and the Education of the Handicapped Act abrogated state sovereign immunity. Both acts naturally and logically included states as potential defendants. But the Supreme Court concluded that, in both statutes, Congress did not sufficiently express its intent to subject the states to liability.
A
In Atascadero, a case from our circuit, a graduate student sued a California state hospital for discriminating against him in violation of the conditions imposed by the Rehabilitation Act. We held that Congress adequately expressed its intent to abrogate state sovereign immunity because the Rehabilitation Act authorized suits against recipients of federal assistance, and because the “Act contains extensive provisions under which states are the express intended recipients of federal assistance.” Scanlon v. Atascadero State Hosp.,
The Supreme Court reversed our decision:
The statute thus provides remedies for violations of § 504 by “any recipient of Federal assistance.” There is no claim here that the State of California is not a recipient of federal aid under the statute. But given their constitutional role, the States are not like any other class of recipients of federal aid. A general authorization for suit in federal court is not the kind of unequivocal statutory language sufficient to abrogate the Eleventh Amendment. When Congress chooses to subject the States to federal jurisdiction, it must do so specifically.
Similarly, in Dellmuth, the parent of a child -with a learning disability brought an action against the child’s school district and Pennsylvania’s secretary of education under the Education of the Handicapped Act (later renamed the Individuals with Disabilities Education Act, see P.L. 101-476, 104 Stat. 1103, 1141-42 (1990)). See
Again, the Supreme Court reversed. The Court summarily rejected two “non-textual arguments” for abrogation: first, “that abrogation is ‘necessary to achieve the EHA’s goals,’ ” and second, that Congress had amended the Rehabilitation Act after Atascadero to expressly abrogate state sovereign immunity.
With respect to the statutory language of the Education of the Handicapped Act (the “proper focus of an inquiry into congressional abrogation of sovereign immunity”), the Court held that none of the provisions on which the Third Circuit relied met Atascadero’s dear-statement requirement. Dellmuth,
The Third Circuit also relied heavily on the Education of the Handicapped Act’s judicial review provision, which allowed parties aggrieved by the administrative process to “bring a civil action ... in any State court of competent jurisdiction or in a district court of the United States without regard to the amount in controversy.”
The Court recognized that “the EHA’s frequent reference to the States, and its delineation of the States’ important role in securing an appropriate education for handicapped children, make the States, along with local agencies, logical defendants in suits alleging violations of the EHA.” Id. at 232,
This clear-statement rule has been criticized for being exceptionally demanding. See, e.g., Will v. Mich. Dep’t of State Police,
B
Although the Atascadero-Dellmuth bar is extraordinarily high, it is not insurmountable. Applying these two decisions, the Court has held that Congress can sufficiently express its intent to abrogate state sovereign immunity in one of three ways:
First, Congress may explicitly provide that it intends to abrogate state sovereign (or Eleventh Amendment) immunity. See, e.g., United States v. Georgia,
Second, Congress may specifically define states as potential defendants. See, e.g., Nev. Dep’t of Human Res. v. Hibbs,
Third, Congress may create a statutory scheme under which states are the only possible defendants. In Seminole Tribe of Fla. v. Florida, the Court held that the Indian Gaming Regulatory Act (IGRA) expressed a congressional intent to abrogate state sovereign immunity, although the
In none of these cases, however, has the Court backed away from its holding in Atascadero and Dellmuth that nothing short of an unambiguous and textual statement will suffice. See, e.g., Gregory v. Ashcroft,
II
GERA does not meet the stringent standard set by Atascadero and Dellmuth. GERA contains no express statement of congressional intent to abrogate state sovereign immunity, and it does not specifically define the states as defendants. Indeed, GERA contains no express definition of the individuals and entities subject to claims under its provisions. The two relevant GERA provisions in effect when Ward and Jones brought their claims in 1994 simply defined what types of discriminatory conduct were prohibited
A
The majority cites GERA’s cross-reference to Title VII’s back-pay remedy and concludes, based on Title VII’s use of the word “employer,” that this cross-reference satisfies the Atascadero-Dellmwth dear-statement rule. Maj. Op. at 1067 (“GERA’s provisions, entitling state employees to ‘back pay ... payable by the employer,’ 42 U.S.C. §§ 2000e-5(g)(l), 2000e-16c, unmistakably express Congress’s intent to allow suits against states for damages.” (alterations in original)). Citing Kimel the majority states that “GERA is cut from the same cloth as the ADEA,” id. at 1076, suggesting that GERA incorporates Title VII’s definition of states as defendants in the same way that the ADEA incorporates the FLSA’s.
This analogy does not survive close examination. As Kimel explained, the ADEA incorporates various rights of action under the FLSA: the ADEA, 29 U.S.C. § 626(b), states that “[t]he provisions of this chapter shall be enforced in accordance with the powers, remedies, and
GERA, by contrast, does not incorporate the provisions of Title VII that authorize plaintiffs to maintain civil actions, 42 U.S.C. §§ 2000e-5(f), 2000e-16(c). Nor does GERA incorporate Title VII’s definition of “person[s]” subject to suit, 42 U.S.C. § 2000e(a). GERA merely provides that the remedies available to GERA claimants may include “such remedies as would be appropriate if awarded under section 706(g) and (k) of the Civil Rights Act of 1964 (42 U.S.C.2000e-5(g) and (k)).”
Because GERA does not expressly incorporate a cause of action against the states, but merely makes Title VII’s remedies available for claims otherwise authorized under its provisions, GERA’s cross-reference to Title VII does not provide a basis for concluding that it unmistakably abrogates state sovereign immunity.
B
Nor can the majority rely on the fact that some of the employees covered by GERA are employed by states. Cf. Maj. Op. at 1066 (“GERA expressly covers state employees, and expressly gives them a right to collect damages ‘payable by the employer’ — the state.” (emphasis in original)). As the majority acknowl
By the same token, the fact that state employees are within the universe of potential GERA claimants is insufficient. As explained above, GERA would have to define its potential claimants in such a way as to make states the only possible defendants before we could properly find an “unmistakably clear” intent to abrogate state sovereign immunity. Seminole Tribe,
The plain language of GERA allows claims to be brought against a variety of non-state defendants not shielded by sovereign immunity. Most important, state officials are subject to suit under GERA. GERA allows an aggrieved employee to bring a claim for prospective injunctive relief, see GERA § 307(h), codified at 2 U.S.C. § 1207(h) (1994) (incorporating the injunctive relief remedies set forth in 42 U.S.C. § 2000e-5 and 29 U.S.C. § 633a), and sovereign immunity poses no bar to a GERA action against a state official so long as the complaint “alleges an ongoing violation of federal law and seeks relief properly characterized as prospective.” Verizon Md., Inc. v. Pub. Serv. Comm. of Md.,
Moreover, because GERA covers appointees of elected officials of a “political subdivision of any State,” § 321(a), GERA claimants may also bring actions against political subdivisions of states, such as
C
In sum, GERA does not unequivocally and textually abrogate state sovereign immunity. It does not (1) expressly invoke Congress’s intent to do so, (2) specifically define states as defendants, or (3) make states the only possible defendants. Rather, the GERA provisions at issue in this case are indistinguishable from the EHA (now IDEA) provisions in Dellmuth, where the act allowed suit against recipients of federal education grants who failed to provide a “free appropriate public education” to schoolchildren. Muth,
Ill
The parties raise an additional argument as to why GERA abrogates state sovereign immunity. As noted above, the Supreme Court held in Fitzpatrick that Congress sufficiently expressed its intent to abrogate state sovereign immunity in Title VII of the Civil Rights Act of 1964, as amended. See
In light of Atascadero and Dellmuth, this argument is untenable. The proposition that GERA abrogates state sovereign immunity because its substantive prohibitions or policy goals are similar to those of Title VII is nothing if not an inference, and we cannot conclude Congress intended to abrogate state sovereign immunity unless it expressed that intent in the clearest terms. Nonetheless, Fitzpatrick remains binding precedent on the narrow issue it decided: that Title VII expresses a congressional intent to abrogate state sovereign immunity. See Agostini,
Title VII of the Civil Rights Act of 1964 prohibited employment discrimination based on race, color, religion, sex, and national origin, but it did not extend its protection to state employees. Fitzpatrick,
Two decades later, Congress enacted the Civil Rights Act of 1991, Pub.L. 102-166, 105 Stat. 1071. Title I of the Act, entitled “Federal Civil Rights Remedies,” amended various provisions of federal law, including Title VII and 42 U.S.C. §§ 1981 and 1988. Title III of the act, entitled the “Government Employee Rights Act of 1991” (GERA), created a new, self-contained act to “provide procedures to protect the right of Senate and other government employees,” § 301(b), which was subsequently codified as part of Title 2 of the United States Code (statutes relating to Congress). Nothing in Title III (GERA) amended the Civil Rights Act of 1964. Congress could have easily extended Title VII to state and local political employees by amending Title VII to eliminate the exclusion of political appointees from the definition of “person” subject to protection from discrimination. See 42 U.S.C. § 2000e(f). Congress knew how to amend Title VTI, and did so in Title I of the Civil Rights Act of 1991, see 105 Stat. 1074 (expressly amending Title VII). But Congress chose not to do so in GERA. Accordingly, Fitzpatrick does not control our abrogation analysis.
IV
Atascadero and Dellmuth instruct us that we cannot infer a congressional intent to abrogate state sovereign immunity simply because the states are logically included within the set of potential defendants. GERA does not expressly abrogate state sovereign immunity, either directly or by reference. Nor does GERA limit its universe of possible defendants to the states alone. Because the text of GERA does not meet the high threshold set by the Supreme Court’s clear-statement rule in Atascadero and Dellmuth, I would hold Jones’s and Ward’s claims against Alaska barred by sovereign immunity and grant Alaska’s petition for review. Therefore, I must respectfully dissent.
. Section 302,
All personnel actions affecting employees of the Senate shall be made free from any discrimination based on — ■
(1) race, color, religion, sex, or national origin, within the meaning of section 717 of the Civil Rights Act of 1964 (42 U.S.C. 2000e-16);
(2) age, within the meaning of section 15 of the Age Discrimination in Employment Act of 1967 (29 U.S.C. 633a); or
(3) handicap or disability, within the meaning of section 501 of the Rehabilitation Act of 1973 (29 U.S.C. 791) and sections 102-104 of the Americans with Disabilities Act of 1990 (42 U.S.C. 12112-14).
. Section 321(a) of GERA,
The rights, protections, and remedies provided pursuant to section 302 [establish*1083 ing the right of Senate employees to be free from specified discrimination] and 307(h) [establishing the remedies for violation of that right] of this title shall apply with respect to employment of any individual chosen or appointed, by a person elected to public office in any State or political subdivision of any State by the qualified voters thereof—
(1) to be a member of the elected official’s personal staff;
(2) to serve the elected official on the policymaking level;
(3) to serve the elected official as an immediate advisor with respect to the exercise of the constitutional or legal powers of the office.
Section 321 was later redesignated as Section 304 by the "Congressional Accountability Act of 1995,” Pub.L. 104-1 § 405, 109 Stat. 3, 41.
. Section 307(h) of GERA,
If the hearing board determines that a violation has occurred, it shall order such remedies as would be appropriate if awarded under section 706(g) and (k) of the Civil Rights Act of 1964 (42 U.S.C.2000e-5 (g) and (k)), and may also order the award of such compensatory damages as would be appropriate if awarded under section 1977 and section 1977A (a) and (b)(2) of the Revised Statutes (42 U.S.C. 1981 and 1981A (a) and (b)(2)). In the case of a determination that a violation based on age has occurred, the hearing board shall order such remedies as would be appropriate if awarded under section 15(c) of the Age Discrimination in Employment Act of 1967 (29 U.S.C. 633a(c)). Any order requiring the payment of money must be approved by a Senate resolution reported by the Committee on Rules and Administration. The hearing board shall have no authority to award punitive damages.
The remedies in Section 307(h) were amended and moved to Section 302(b) in 1995. See Pub.L. 104-1 § 504, 109 Stat. 3, 40-41. They are currently codified at 42 U.S.C. § 2000e-16b(b).
. Title VII does not actually contain any provision that specifically provides for suit against states, but in a pre-Atascadero case the Supreme Court held, based on a passing reference to legislative history, that Title VII’s definition of possible defendants expressed a congressional intent to abrogate state sovereign immunity. See Fitzpatrick v. Bitzer,
. Section 302 of GERA was amended in 1995, after Ward and Jones brought their claims, to refer to the state employees referred to in Section 321 (redesignated Section 304). See Pub.L. 104 — 1,
. Ward's brief notably stops short of claiming that Title III of the Civil Rights Act of 1991 (i.e., GERA) constitutes an amendment to Title VII of the Civil Rights Act of 1964, although when responding to our questioning Ward’s counsel seemed willing to accept this position:
Q: I just want to make clear what your position is on this.
A: Right. I mean, Your Honor, I would not suggest that it’s not part of Title VII. It’s certainly an amendment to Title VII, codified as part of Title VII.... Yes, this definitely amends and adds to [Title VII]; it carries with it the same principles as Title*1087 VII. It adds a new basis of liability, and so in interpreting that new basis of liability—
Q: Why are you having trouble saying 'Yes, this is Title VII’? .... You're using double negatives and beating around the bush. Is it your position that GERA is Title VII?
A: Yes, GERA is part of Title VII, absolutely-
