MEMORANDUM OPINION
Plaintiffs Alaska Forest Association (“AFA”) and Southern Southeast Alaska Building Industries Association (“Building Association”) bring this action against Secretary of Agriculture Thomas Vilsack and other employees of the United States Department of Agriculture (“USDA”) and the United States Forest Service (“USFS”) acting in their official capacities. Plaintiffs seek injunctive relief from a 2008 USFS Forest Plan amendment that reduced the amount of commercial forestland in the Tongass National Forest in Alaska. Plaintiffs claim that the procedures used and the substantive decisions made in approving the amended Forest Plan violated the National Forest Management Act (“NFMA”), 16 U.S.C. § 1604, and the National Environmental Policy Act (“NEPA”), 42 U.S.C. §§ 4321^370h. Pursuant to the Administrative Procedure Act (“APA”), 5 U.S.C. § 706(2), plaintiffs seek declaratory relief vacating the Forest Plan amendment and requiring the USFS and USDA to amend the Forest Plan in a manner that complies with federal law. Now before the Court is [29] defendants’ motion to dismiss plaintiffs’ claims. For the reasons explained below, defendants’ motion will be granted.
I. Background
The Tongass National Forest encompasses about 17 million acres and is the largest national forest in the United States. Am. Compl. ¶ 11. In 1980, Congress passed the Alaska National Interest Lands Conservation Act (“ANILCA”), which directed the USFS to “ ‘maintain the timber supply from the Tongass National *139 Forest’ ” at a rate set by statute. Am. Compl. ¶ 14 (quoting 16 U.S.C. § 539d (1988)). In 1990, Congress enacted the Tongass Timber Reform Act (“TTRA”), which directs the Secretary of Agriculture, “ ‘to the extent consistent with providing for the multiple use and sustained yield of all renewable forest resources ... to provide a supply of timber from the Tongass National Forest’ ” that meets both the annual market demand and the market demand for “each planning cycle” for timber. Am. Compl. ¶ 15 (quoting 16 U.S.C. § 539d(a)).
The NFMA directs the USFS to revise and update its land-use plans for each of the national forests “at least every fifteen years.” 16 U.S.C. § 1604(f)(5). In 2008, pursuant to the NFMA, the USFS prepared a record of decision (the “Tongass Decision”) for an amendment to the Tongass National Forest Plan. Am. Compl. ¶ 18. The Tongass Decision amended the Forest Plan and reduced the amount of land available for commercial foresting from 2.4 million acres to 676,000 acres. Id. ¶¶ 16-20. The Tongass Decision also adopted an adaptive strategy for managing lands for timber sale that plaintiffs claim reduces the acreage capable of supporting financially feasible timber sales to approximately 103,000 acres. Id. ¶ 23.
The USFS’s action drew two court challenges. On September 17, 2008, the Southeast Conference and several other Alaskan cities and municipal organizations (“Southeast Conference”) filed suit against the Secretary of Agriculture and other USDA and USFS defendants acting in their official capacities. Compl. ¶ 1,
Se. Conference v. Vilsack,
A little under two months after Southeast Conference initiated their lawsuit, the plaintiffs in the present case filed their complaint, alleging that the USFS decision resulted in substantive and procedural violations of the NFMA, NEPA, and TTRA. Compl. ¶¶ 25-45. Recognizing the related issues in the two cases, the parties in a joint statement agreed that either staying the present case or consolidating it with Southeast Conference would be appropriate, and proposed a stay of this case on April 3, 2009. Joint Meet & Confer Statement & Request for Extension of Time to Submit Proposed Scheduling Order [Docket Entry 7] at 2-3. Because Southeast Conference was pending before this Court, the present case was reassigned to the undersigned judge as a related matter under Local Rule 40.5. This Court granted the requested stay on June 16.
While the present case was stayed pending the outcome in
Southeast Conference,
the defendants there questioned Southeast Conference’s standing in that case. Mem. in Reply to Defs.’ Opp’n to Pis.’ Mot. for Partial Summ. J. & Pis.’ Opp’n to Defs.’ Mot. for Summ. J. at 1,
Se. Conference v. Vilsack,
Following this Court’s decision in Southeast Conference, the plaintiffs in the present case filed a status report on March 29, 2010, indicating their desire to file an amended complaint and “to resolve any preclusive effect concerns with federal defendants prior to filing an amended pleading.” Pis.’ Status Report [Docket Entry 17] at 2. During the same period, defendants’ counsel communicated to plaintiffs’ counsel that he was “considering, and in the process of researching, the potential preclusive effect of the Court’s judgment in Southeast Conference on this case.” Defs’ Reply in Support of Mot. to Dismiss (“Defs.’ Reply”) [Docket Entry 33], Ex. 9 ¶ 5. Defendants’ counsel mentioned that he “wanted to review the case law regarding the definition of a ‘claim’ for the purposes of preclusion” on April 17, 2010. Id. ¶ 7.
Plaintiffs then amended their complaint. The Amended Complaint [Docket Entry 24] claims that the USFS and USDA, by promulgating the Tongass Decision and related land management strategy, committed substantive violations of the NFMA and procedural violations of the NFMA and NEPA. Am. Compl. ¶¶ 26-38. Defendants subsequently moved to dismiss all of plaintiffs’ claims.
II. Standard of Review
“[I]n passing on a motion to dismiss, whether on the ground of lack of jurisdiction over the subject matter or for failure to state a cause of action, the allegations of the complaint should be construed favorably to the pleader.”
Scheuer v. Rhodes,
Under Rule 12(b)(1), the party seeking to invoke the jurisdiction of a federal court — plaintiff here — bears the burden of establishing that the court has jurisdiction.
See U.S. Ecology, Inc. v. U.S. Dep’t of Interior,
In reviewing a motion to dismiss pursuant to Rule 12(b)(6), the Court is mindful that the Federal Rules of Civil Procedure require only that a complaint contain “ ‘a short and plain statement of the claim showing that the pleader is entitled to relief,’ in order to ‘give the defendant fair notice of what the ... claim is and the grounds upon which it rests.’ ”
Bell Atl. Corp. v. Tioombly,
III. Discussion
Defendants contend that plaintiff AFA is barred from challenging the Tongass Decision under the doctrine of res judicata. Federal Defs.’ Stmt, of Points & Auth. in Supp. of Mot. to Dismiss (“Defs.’ Mot.”) at 12. Defendants also argue that plaintiff Building Association does not have standing to challenge the government’s Tongass Decision. Id. at 20. Plaintiffs respond that AFA’s claims are not barred by res judicata, and argue in the alternative that defendants waived their res judicata defense by allowing the Southeast Conference case to proceed to final disposition before raising the defense in the present case.
A. Res Judicata
Res judicata
bars relitigation of claims and issues that were or could have been litigated in a prior action.
See Taylor v. Sturgell,
1. AFA’s Representation by Southeast Conference
Res judicata
bars the parties or their privies from relitigating the same claims in multiple suits.
NRDC v. EPA,
In general, “[a] person who is not a party to an action but who is represented by a party is bound by and entitled to the benefits of a judgment as though he were a party.” Restatement (Second) of Judgments § 41 (1982);
accord Democratic Cent. Comm. of Dist. of Columbia v. Washington Metro. Area Transit Comm’n,
2. Same Cause of Action
Defendants argue that AFA is barred from challenging the Tongass Decision under the doctrine of
res judicata
because the present case involves claims that were or could have been litigated in the
Southeast Conference
case challenging the same decision. Defs.’ Mot. at 12. “Whether two cases implicate the same cause of action turns on whether they share the same nucleus of facts.”
Apotex, Inc. v. FDA
Plaintiffs contend that AFA’s claims are distinct from the claims Southeast Conference advanced in its case. Pis.’ Opp’n to Defs.’ Mot. to Dismiss [Docket Entry 31] at 10 n.4; Tr. of Mot. Hr’g (“Hr’g Tr.”) at 21-28. They note that
Southeast Conference
involved substantive challenges to the Tongass Decision under the NFMA, TTRA and ANICLA, while the present case challenges the procedures used in making the Tongass Decision under the NFMA and NEPA, and makes a different substantive NFMA claim. Hr’g Tr. at 21-23. Plaintiffs argue that even though both suits challenge the Tongass Decision, evaluation of the claims in each suit involves different facts within the administrative record.
Id.
(relying on
Albert v. Chesapeake Bk. & Trust (In re Linton Props.),
The Court disagrees. In both Southeast Conference and this case, the core claim is that the Tongass Decision is arbitrary, capricious, an abuse of discretion, and otherwise not in accordance with the law. Compare Am. Compl. ¶¶ 29, 34, 38 with Se. Compl. ¶¶ 51, 55. Both complaints allege procedural failures by the Forest Service in adopting a method to determine the suitable land base for timber production in Tongass National Forest. Compare Am. Compl. ¶¶ 34, 36, 37 with Se. Compl. ¶¶ 47, 53.
Although plaintiffs are correct that the claims in this case involve challenges to different substantive and procedural requirements than those challenged in Southeast Conference, defining a cause of action for res judicata purposes turns on defining the claims that “might and should have been advanced in the first litigation.” See 18 Charles Man Wright et al., Federal Practice and Procedure § 4406 (2d ed.2002). Here, plaintiffs clearly “might” have pursued the claimed violations of NFMA and NEPA in the original suit. Indeed, the initial complaint in Southeast Conference claimed violations of the NFMA and NEPA, see Se. Compl. at 18 (“First Claim for Relief (TTRA, NFMA, and NEPA)”), but the Southeast Conference plaintiffs chose to abandon the NFMA and NEPA claims at the summary judgment stage. For res judicata purposes, the claims “should” have been brought together. The NFMA and NEPA claims in the present case turn on the same facts as the claims in Southeast Conference; both sets of claims require analysis of whether the USFS improperly elevated environmental concerns over the concerns of the timber industry, compare Am. Compl. ¶ 28 with Se. Compl. ¶¶ 48-49, and whether the USFS followed proper procedure in adopting its land management strategy for the Tongass National Forest, compare Am. Compl. ¶¶ 33, 37 with Se. Compl. ¶ 53.
Plaintiffs argue that the two sets of claims rely on different facts in the administrative record, and cite a single bankruptcy court case to support them argument that
res judicata
therefore does not apply. Hr’g Tr. at 21-23 (citing
Albert,
This Court therefore finds that the claims in the present case share the same “nucleus of facts” as the claims in
Southeast Conference, see Apotex, Inc.,
3. Waiver of Res Judicata Defense
Plaintiffs assert that even if their claims are barred by res judicata, defendants waived their opportunity to present a res judicata defense in the present action when they failed to raise it before Southeast Conference was decided on the merits. Pis.’ Opp’n at 9-15. By not raising the defense, plaintiffs argue, defendants implicitly consented to allow plaintiffs to split their claims between Southeast Conference and this case. Id. at 9-10; see also Second Restatement of Judgments § 26(l)(a) (1982) (“[T]he general rule [extinguishing split claims] does not apply ... [when t]he parties have agreed in terms or in effect that the plaintiff may split his claim, or the defendant has acquiesced therein.”); id. § 26 cmt. a (“Where the plaintiff is simultaneously maintaining separate actions based upon parts of the same claim, ... [t]he failure of the defendant to object to the splitting of the plaintiffs claim is effective as an acquiescence in the splitting of the claim.”).
Defendants respond that they first became aware that AFA was adequately represented in Southeast Conference (and thus barred from pursuing the claims in this case) when AFA submitted its affidavit supporting the Southeast Conference plaintiffs’ standing in that case in June 2009. Defs.’ Reply at 6-8; see also Se. Pis.’ Mem. at 5. Because the present case was stayed in June 2009, defendants argue, they did not need to pursue their res judicata defense in this case until proceedings resumed. Defendants explain that after Southeast Conference was decided in February 2010, they communicated their intent to raise a res judicata defense to plaintiffs in March and April 2010. Defs.’ Reply at 16-19. Therefore, defendants argue, their actions were sufficiently timely to avoid waiver of their res judicata defense.
Neither party has supported its position with case law that addresses the unique facts before this Court. Plaintiffs cite to several cases for the proposition that if a defendant explicitly states his desire for split claims or acquiesces through silence to splitting claims across multiple suits, then the defendant is barred from later advancing a
res judicata
defense.
See, e.g., Rotec Indus., Inc. v. Mitsubishi Corp.,
The D.C. Circuit and other federal court decisions provide little guidance for resolution of this issue. There is one state court decision analogous to this case,
Lighthouse Landings, Inc. v. Conn. Light & Power Co.,
The circumstances of the present case are similar to those in Lighthouse Landings. In that case, a party took actions that established the preclusive effect of one case while another case was stayed. Plaintiffs, by submitting the AFA affidavit in Southeast Conference while the present case was stayed, created a situation where defendants became aware that they could advance a res judicata defense against AFA in this action. Defendants timely pursued their defense as soon as the stay was lifted and proceedings resumed in this case. There was no agreement, express or implied, by defendants to allow AFA to split its claims between Southeast Conference and the present case. Therefore, there is no justification for estopping defendants from advancing their res judicata defense. AFA had the opportunity to litigate its claims in the Southeast Conference case, either by virtue of organizational representation by Southeast Conference or by consolidating the present case with that ease. Absent any agreement on splitting claims, AFA does not get a second opportunity to bring claims that should have been brought earlier.
>¡í }£ ;|j i¡;
Defendants have shown that all elements of their res judicata defense are met: AFA was properly represented by Southeast Conference in the Southeast Conference case; AFA might and should have brought the claims in the present case in the earlier case because the two sets of claims relate to the same “nucleus of facts”; and this Court issued a final decision on the merits in Southeast Conference that precluded future litigation on the same claims. Plaintiffs’ contention that defendants waived their res judicata defense is unavailing; they first received sufficient notice that AFA was adequately represented by Southeast Conference for res judicata purposes while this case was stayed and then timely raised their defense after proceedings resumed. Hence, this Court finds that plaintiff AFA’s claims are barred by res judicata and will dismiss them from the suit.
B. Standing of Building Association
Because AFA is barred from pursuing its claims under the doctrine of
res
*146
judicata,
plaintiff Building Association is the only remaining plaintiff in this case. Defendants argue, and plaintiffs acknowledge,
see
Hr’g Tr. at 40-41, that Building Association, absent AFA’s presence as a plaintiff, does not have standing to challenge the Tongass Decision. Defs.’ Mot. at 19-20. Building Association claims that its members use and enjoy the Tongass National Forest for aesthetic and other recreational purposes, and claims that the Tongass Decision will cause injury to those interests. Am. Compl. ¶ 6. But these interests are not germane to Building Association’s organizational purpose, which is to promote “the policies that make housing and home ownership a priority in Alaska,” id. ¶ 5, so Building Association cannot bring suit on behalf of its members for this purpose.
See Hunt v. Wash. State Apple Adver. Comm’n,
IV. Conclusion
For the reasons explained above, the Court will grant defendants’ motion to dismiss. A separate order will accompany this opinion.
