In re R.T., a Person Coming Under the Juvenile Court Law. ALAMEDA COUNTY SOCIAL SERVICES AGENCY, Plaintiff and Respondent, v. PAULA T. et al., Defendants and Appellants; D.K. et al., Movants and Appellants. [and one other case]
No. A140144 | No. A140781
First Dist., Div. Three
Jan. 9, 2015
232 Cal. App. 4th 1284
POLLAK, J.
Counsel
Valerie E. Sopher, under appointment by the Court of Appeal, for Defendant and Appellant Paula T.
Konrad S. Lee, under appointment by the Court of Appeal, for Defendant and Appellant David D.
Gorman Law Office and Seth F. Gorman for Movants and Appellants.
Donna R. Ziegler, County Counsel, and Victoria Wu, Assistant County Counsel, for Plaintiff and Respondent.
Opinion
POLLAK, J.—Before the court are appeals from proceedings in which the social services agency and the juvenile court disregarded the statutory mandate that preference in the placement of a child removed from the custody of his parents be given to qualified family relatives. Not only was this statutory mandate disregarded, but the parents were denied their right to
I. Statement of Facts
Paula T. (mother) and David D. (father) appeal from an order terminating their parental rights and placing their minor son R.T. for adoption (
R.T. was born drug exposed to methamphetamine, marijuana, opiates, and benzodiazepines. Days later, on July 31, 2012, the agency filed a juvenile dependency petition. (
Gabriel was 16 years old when he was removed from his parents’ home in 2011 and was almost 18 years old at the time of R.T.‘s birth. The parents separated when Gabriel was three years old and renewed their relationship years later, when he was a teenager. Gabriel told a social worker that renewal of his parents’ relationship created problems at home. Gabriel was placed with Victoria D., father‘s ex-girlfriend with whom he had three children close in age to Gabriel. The agency reported that Victoria had known Gabriel “since he was an infant and had informally cared for him at times throughout his childhood.” The agency deemed Victoria and her husband to be Gabriel‘s nonrelated extended family members. (
On August 13, 2012, the agency filed a report in advance of the jurisdictional and dispositional hearing recommending that R.T. be declared a dependent child and the parents denied reunification services because they failed to reunite with their older son. (
The combined jurisdictional and dispositional hearing was held on August 27, 2012. The agency attorney argued that R.T. was “thriving” with Victoria and should remain in her care with the “specific goal” that he be adopted by her and her husband. The child‘s counsel also urged the court to keep R.T. with his brother in Victoria‘s home. One of the paternal aunts testified at the hearing that the agency had discouraged her request for placement, but she remained interested in assuming custody of the child and adopting him. Both parents, through their attorneys, urged the court to place the child with one of the paternal aunts. The requests were denied. The court adopted the agency‘s recommendations that the parents be denied reunification services because they failed to unite with their older son (
The paternal aunts’ home inspections were completed by October 2012, when R.T. was three months old, and their homes approved. The agency refused to consider moving the child from his placement with Victoria and there is no indication in the record that the agency ever evaluated the relatives for placement under the relevant statutory criteria. (
A hearing on the modification motion was conducted over several intermittent days extending from February to September 2013. Multiple witnesses testified, including agency social workers, mother, Victoria and her husband,3 aunt and uncle, and a child psychologist.
R.T.‘s caseworker testified that an agency placement worker conducted a home assessment of the paternal aunts because the agency is “required to do relative assessments” but the agency never considered the paternal aunts for placement, and told them so. The caseworker was asked, “Have you ever thought or even considered that [aunt and uncle] could be a potential placement of their nephew” and she replied, “No, I haven‘t considered that.”
The caseworker‘s supervisor testified that it is the agency‘s policy to consider relative placements, but relative placements do not receive preference. The supervisor said assessments are done on a “case-by-case” basis and the critical factor in placing R.T. with Victoria was the presence of a sibling and half siblings in the family. The supervisor acknowledged that the siblings and half siblings were, at the time of the hearing, adults no longer living at home or about to leave the home shortly, but assumed R.T. “would still have access and contact with his siblings” if adopted by Victoria. The supervisor also said placement with Victoria was equivalent to a relative placement “because there is a full-blooded relative sibling in the home.”
The court did not rule on aunt and uncle‘s modification motion until September 30, 2013, when R.T. was 14 months old. The court rejected the applicability of the relative preference under
At the same time that the court was considering the motion to modify R.T.‘s placement, the parents pursued efforts to relinquish their parental rights and to designate the aunt and uncle as the adoptive parents. Parents may relinquish a child for adoption by designated individuals. (
On March 22, 2013, the parents filed a motion asking the court to review and correct the agency‘s “failure to comply with the law and the parents’ rights to relinquishment.” The agency opposed the motion, arguing it has unfettered discretion to refuse a parent‘s relinquishment of parental rights and the court is without power “to override and order the agency to accept it.” The court did not hear and resolve the motion until October 2013, at which time the court found that a relinquishment of parental rights is not effective unless and until an adoption agency accepts it. The court said it lacked authority “to require the agency to accept a relinquishment” and denied the motion. The parents and aunt and uncle appealed denial of the motion. Aunt and uncle also appealed the earlier denial of their modification motion in which the court rejected applicability of the relative placement preference.
The
II. Discussion
A. The agency and the court failed to apply the statutory preference for placing a dependent child with a relative.
The agency and the court failed to properly apply the statutory preference for placing a dependent child with a relative. Juvenile dependency laws are meant “to preserve and strengthen the minor‘s family ties whenever possible.” (
1. The agency failed to notify relatives of their option to participate in the dependent child‘s placement.
The agency here disregarded the statutory mandate for relative preference. Upon removing R.T. from his parents’ custody, the agency was required to identify and locate adult relatives for possible placement, including relatives suggested by the parents. (
2. The agency and the court failed to consider relatives for placement.
More fundamentally, in addition to its failure to provide written notification, the agency failed to consider the relatives for placement when they came forward. (
The paternal aunts’ home studies were not yet complete when the agency proceeded with a combined jurisdictional and dispositional hearing on August 27, 2012, at which the agency recommended placement with Victoria and the scheduling of a
The court found Victoria to be a nonrelative extended family member (NREFM), under
Even if Victoria were properly considered an NREFM, it was error to award her permanent placement of R.T. without first considering a relative‘s request for placement. “A social worker is required to consider an NREFM for placement only when there is not a custodial parent, a relative given preferential consideration or a relative who is willing and able to provide appropriate care for the child. [Citations.]” (In re Michael E., supra, 213 Cal.App.4th at p. 677.) The agency and court were well aware of the paternal aunts’ requests for custody of R.T., and their pending home studies, at the time of the combined jurisdictional and dispositional hearing. One of the aunts testified at the hearing that she remained interested in adopting the child despite the agency‘s discouragement. Both parents urged the court to order the agency to assess the aunts for placement. R.T.‘s aunts were entitled to preferential consideration and should have been evaluated for placement under the applicable statutory criteria before selecting an NREFM for permanent placement. (
3. The court erred in denying aunt and uncle‘s modification motion.
On November 30, 2012, when R.T. was just four months old, aunt and uncle filed a motion to modify the child‘s placement, asserting they had been denied preferential consideration for placement and expressing their desire for custody and adoption. (
The court erred in failing to apply the correct standards. “Any parent or other person having an interest in a child who is a dependent child of the juvenile court . . . may, upon grounds of change of circumstance or new evidence, petition the court . . . for a hearing to change, modify, or set aside any order of court previously made . . . .” (
Nor was the placement error in the dispositional order “irrelevant” when challenged by the November 2012 modification motion. The motion was filed early in the dependency process, before a permanent planning hearing, when R.T. was only four months old. A relative placement evaluation at that time would have permitted the court to assess the appropriateness of relative placement under the applicable statutory standards. (
The court erred in deeming relative preference under
The grant or denial of a
B. The juvenile court erred in failing to determine if the agency abused its discretion in refusing to accept parental relinquishment of the dependent child for adoption by designated relatives.
Parents may relinquish a child for adoption by designated individuals. (
1. Procedures for agency adoption
A parent may voluntarily relinquish a child for adoption and, when doing so, may designate the person with whom the parent intends the child to be placed. (
The regulations do not specify how an agency determines if it “is able to place the child for adoption.” (Cal. Code Regs., tit. 22, § 35135, subd. (a)(2).) This provision has been understood to mean that an agency will not accept a designated relinquishment until it completes an approved home study of the designated placement and determines the placement to be in the child‘s best interest. (In re R.S. (2009) 179 Cal.App.4th 1137, 1149, fn. 5 [101 Cal.Rptr.3d 910].) The agency here seems to use this standard, asserting it has discretion to reject a proffered designated relinquishment “based on a child‘s best interest.”
When accepted, an effective relinquishment is accomplished “by a written statement signed before two subscribing witnesses and acknowledged before an authorized official” of the State Department of Social Services (department), county adoption agency or licensed adoption agency. (
The agency accepting the relinquishment must file it with the department within 10 days of the document‘s signing, unless the parent agrees to a longer holding period. (Cal. Code Regs., tit. 22, §§ 35141, subd. (a)(1), 35165, subd. (b).) With limited exceptions, the relinquishment is final 10 business days after the department‘s receipt of the filing. (
Following relinquishment, the prospective adoptive parent submits an application to the agency which conducts an in-depth assessment. (Cal. Code Regs., tit. 22, §§ 35177, 35181.) In assessing the adoptive applicant, the agency considers a number of specified factors, including “the applicant‘s commitment and capability to meet the needs of a child,” “[a]dequacy of housing,” and “[f]inancial stability.” (Cal. Code Regs., tit. 22, § 35181, subd. (c)(2), (5) & (7).) If the assessment meets agency standards, the child is provisionally placed with the prospective adoptive parent and the agency supervises the placement for six months. (Cal. Code Regs., tit. 22, §§ 35201, subd. (b), 35203, subd. (c).) The agency‘s placement decision is subject to court review for abuse of discretion. (Department of Social Services v. Superior Court, supra, 58 Cal.App.4th at p. 725.)
Upon placement, the prospective adoptive parent may file a court petition for adoption. (
2. Adoption of dependent children
Parents of a dependent child under court jurisdiction pursuant to
A kinship adoption process was established that allows for continuing contact between birth parents and child if contact is found by the court to be in the best interest of the child. (
These measures were enacted to encourage adoption by relatives by offering an alternative to “the adversarial juvenile court process that requires finding the birth parent unfit” and severing family ties. (Sen. Com. on Judiciary, com. on Assem. Bill No. 1544 (1997-1998 Reg. Sess.) Aug. 26, 1997, p. 4.) “By offering relatives an alternative to traditional adoption, this bill attempts to move more children out of the foster care system and into permanent homes.” (Ibid.) These measures also expedite permanent placement for dependent children by obviating the need for reunification services, a hearing to terminate parental rights, and an appeal from an order terminating parental rights. A child relinquished voluntarily achieves “the stability of a final adoption without the delay attendant upon the exhaustion of the parents’ appeal from an involuntary termination of parental rights.” (In re R.S., supra, 179 Cal.App.4th at p. 1154, fn. omitted.)
An agency accepting a parent‘s relinquishment of a dependent child for adoption provides written notice of the relinquishment to the court and counsel in the dependency case. (
3. An agency‘s discretion to refuse parental relinquishment of a dependent child for adoption is subject to judicial review for abuse of discretion.
The agency here did not accept the parents’ relinquishment and contends it may refuse a designated relinquishment based on a child‘s best interest. We agree that a public agency has such discretion, but it may not be abused. Regulations provide that an agency must determine it “is able to place the child for adoption” before accepting a relinquishment. (Cal. Code Regs., tit. 22, § 35135, subd. (a).) While the regulations do not explicitly so state, the child‘s best interests undoubtedly should be taken into account in determining whether to accept a designated placement. (In re R.S., supra, 179 Cal.App.4th at p. 1149, fn. 5.) The parents do not contend otherwise. Mother asserts only that the agency should not have “summarily” refused relinquishment when presented with a relinquishment form, without further assessment.
The record here fails to show the agency made a reasoned assessment of the child‘s best interest. Agency counsel told the juvenile court the agency rejected the designated relinquishment because honoring the parents’ choice of adoptive parents would entail moving the child “to a place he never lived before.” The potential disruption of a current placement is of course a relevant consideration. “[A] primary consideration in determining the child‘s best interest is the goal of assuring stability and continuity.” (In re Stephanie M., supra, 7 Cal.4th at p. 317.) However, the fact that a child has been temporarily placed in a foster care home, including a home into which the child might ultimately be adopted, is not dispositive. In addition to
An evaluation of the best interest of a child offered for adoption requires a balanced evaluation of the benefits and detriments of the proposed adoption. A guideline for making such an evaluation is found in a regulation used to assess an applicant for adoption. (Cal. Code Regs., tit. 22, § 35181.) In assessing adoptive applicants, the agency weighs a variety of factors that include the applicant‘s personal characteristics, financial stability, and “commitment and capability to meet the needs” of the child. (Cal. Code Regs., tit. 22, § 35181, subd. (c).) The agency here did not assess the proposed adoptive parents and weigh the benefits and detriments of adoption, as it was required to do.
The agency argued below that the juvenile court has no power of review and contends on appeal that the agency “has discretion to reject voluntary relinquishments without court intervention” in the dependency proceeding. The agency asserts that the decision to accept or reject a parent‘s designated voluntary relinquishment of a child for adoption is an executive function, subject to administrative review. The agency relies upon a regulation that provides: “Upon written request from an applicant or a prospective adoptive parent, the agency shall provide for a grievance review hearing on any action taken by the agency before a petition for adoption is filed.” (Cal. Code Regs., tit. 22, § 35215, subd. (a).) The agency asserts that any redress for an agency‘s refusal to accept a designated relinquishment is limited to the regulatory grievance process followed by a petition for writ of administrative mandate. (
The regulatory grievance process, however, is available only to an applicant or a prospective adoptive parent seeking placement of a child freed for adoption. It is questionable whether individuals designated by birth parents in a rejected relinquishment petition are considered prospective adoptive parents for this purpose, and the birth parents themselves clearly are not mentioned in the regulation. In any event, characterization of the agency‘s action as an executive function and the possible availability of administrative review does not foreclose judicial review within the context of a dependency proceeding. “The ultimate responsibility for the well-being of a dependent child rests with the juvenile court. [Citations.]” (In re Shirley K., supra, 140 Cal.App.4th at p. 73.) A juvenile court is charged with “the protection and safety” of children within its jurisdiction (
In re Esperanza C., noted that “[t]he [a]gency‘s decision not to grant an exemption for a criminal conviction is an executive one, subject to administrative review. [Citation] . . . [But t]his does not necessarily mean the criminal records exemption process is immune from judicial review within the context of the child‘s dependency proceedings. [Citations.]” (In re Esperanza C, supra, 165 Cal.App.4th at p. 1059.) “The administrative grievance process is designed to protect the rights and interests of the applicant. [Citations.] It does not necessarily safeguard the interests of the court, the child, the parent and the social worker in the child‘s prompt placement in the home of an appropriate relative. [Citations.] If the juvenile court lacks jurisdiction to review the agency‘s criminal records exemption process, the child and the parent are left without any timely, and therefore effective, means to challenge the agency‘s decision.” (Id. at pp. 1059-1060.)
Given the important interests involved, the juvenile court may similarly review for abuse of discretion an agency‘s rejection of a parent‘s voluntary relinquishment of a dependent child for adoption. In such matters, the “juvenile court is to assess whether the agency ‘acted arbitrarily and capriciously, considering the minor‘s best interests.’ [Citations.]” (In re Esperanza C., supra, 165 Cal.App.4th at p. 1059 [applying abuse of discretion standard].) An abuse of discretion is also established if the agency applies an incorrect legal standard to the facts (id. at p. 1061) or if the “agency‘s decision is ‘patently absurd or unquestionably not in the minor‘s best interest‘” (In re R.C. (2008) 169 Cal.App.4th 486, 495 [86 Cal.Rptr.3d 776]).
Mother argues the juvenile court should exercise its independent judgment to determine whether accepting a designated relinquishment is in the child‘s best interest. We disagree. A juvenile court exercises its independent judgment when it is responsible for making certain decisions, as in the placement of a dependent child before the termination of parental rights and referral for adoption. (Cesar V. v. Superior Court, supra, 91 Cal.App.4th at pp. 1033-1034.) But the juvenile court is limited to determining whether a
C. Appropriate relief
Because the juvenile court erred in failing to apply the statutory preference for relative placement, and in failing to determine if the agency abused its discretion in rejecting the parents’ relinquishment of the child for adoption by their designated relatives, none of the orders on appeal may stand and remand is necessary. Since the agency itself failed to consider the proper standards, the agency should be directed to submit new reports and recommendations which update the relevant facts and apply the correct standards. Initially, the agency shall redetermine whether to accept the parents’ offer to relinquish their son for adoption by his paternal relatives, considering the best interests of the child. Should the agency again decline to do so, it must then proceed to make an explicit determination whether relative placement is appropriate under applicable statutory standards (
We recognize that what is in the child‘s best interests at this point, almost two and one-half years after his birth, may well differ from what would have been his best interests when he was still an infant. The passage of time may have strengthened R.T.‘s bonds with his caretakers and other circumstances may have developed that bear on an evaluation of his best interest. Meaningful redress for past mistakes may not be possible, but we cannot unwind the clock. The interests of stability and continuity may or may not prevail over familial bonds. This difficult question must be decided in the first instance by the juvenile court under the governing legal standards, which must be applied to the circumstances as they exist at the time of the hearing on remand.
III. Disposition
The order terminating parental rights is reversed and the matter is remanded for further proceedings as specified above.
McGuiness, P. J., and Jenkins, J., concurred.
A petition for a rehearing was denied January 29, 2015, and respondent‘s petition for review by the Supreme Court was denied April 15, 2015, S224487.
