Lead Opinion
Appeals dismissed by published opinion. Judge KING wrote the opinion, in which Chief Judge TRAXLER and Judges MOTZ, GREGORY, DUNCAN, AGEE, DAVIS, KEENAN, WYNN, DIAZ, and FLOYD joined. Judge DUNCAN wrote a concurring opinion, in which Judge AGEE joined. Judge WYNN wrote a concurring opinion. Judge WILKINSON wrote a dissenting opinion, in which Judge NIEMEYER and Judge SHEDD joined.
OPINION
Following the 2003 invasion of Iraq, the United States military took control of Abu Ghraib prison near Baghdad, using it to detain criminals, enemies of the provisional government, and other persons thought to possess information regarding the anti-Coalition insurgency. The United States contracted with CACI International, Incorporated (with CACI Premier Technology, Incorporated, together referred to herein as “CACI”), and Titan Corporation, now L-3 Services, Incorporated (“L-3”), to provide civilian employees to assist the military in communicating with and interrogating this latter group of detainees.
On June 30, 2008, a number of Iraqis who had been detained at Abu Ghraib and elsewhere filed lawsuits against CACI and L-3 in the Southern District of Ohio and the District of Maryland, alleging that the contractors and certain of their employees were liable in common law tort and under the Alien Tort Statute (“ATS”), 28 U.S.C. § 1350, for torturing and abusing them during their incarceration. Following the unopposed transfer of the Ohio action to the Eastern District of Virginia, where CACI is headquartered, Suhail Najim Abdullah A1 Shimari and three co-plaintiffs submitted an Amended Complaint asserting that CACI, through its employees, agents, and government coconspirators, deprived them of basic human necessities, beat them and ran electric current through their bodies, subjected them to sexual abuse and humiliation, and traumatized them with mock executions and other sadistic acts. In the operative Second Amended Complaint filed in the companion litigation, seventy-two plaintiffs, headed by Wissam Abdullateff Sa’eed AI-Quraishi, detailed similar allegations against L-3 and Adel Nakhla, an L-3 employee residing in Maryland.
I.
A.
On September 15, 2008, CACI moved to dismiss the Amended Complaint filed in the Eastern District of Virginia, maintaining generally that, among other things: (1) the dispute presented a nonjusticiable political question; (2) the inevitable application of the law of occupied Iraq rendered CACI, as part of the occupying power, immune from suit under Coleman v. Tennessee,
L-3’s motion to dismiss the Second Amended Complaint in the Maryland action, filed on November 26, 2008, and in which Nakhla joined, was predicated essentially along the same lines as CACI’s, though it characterized Mangold as involving the application of derivative sovereign immunity instead of absolute official immunity. As CACI had previously done, L-3 invoked the political question doctrine, cited the Supreme Court’s decisions in Coleman and Dow (the “law-of-war defense”), and requested (through supplemental briefing) that the court adopt the combatant activities exception ultimately applied in Saleh {“Saleh preemption”). L-3 similarly advocated for dismissal of the ATS claims on substantially the same grounds identified by CACI.
1.
On March 19, 2009, the district court in Virginia entered a Memorandum Order dismissing the ATS claims against CACI, but permitting the common-law tort claims to proceed. See Al Shimari v. CACI Premier Tech., Inc.,
The dividing line between the bona fide military and its civilian support personnel also fueled the district court’s uncertainty that the latter could have engaged in wartime activities as a “combatant” for purposes of adopting the D.C. Circuit’s theory of FTCA preemption. See Al Shimari,
Regarding CACI’s claim of derivative immunity under Mangold, the district court set forth its view that the validity of such a claim depends on whether its proponent, in committing the act complained of, was “ ‘exercising discretion while acting within the scope of their employment.’ ” Al Shimari,
2-
The assertion of Mangold immunity was viewed much the same way by the district court in Maryland, which, in its Opinion of July 29, 2010, concluded that, “relying on the information in the [Second Amended] Complaint, it is clearly too early to dismiss Defendants.” Al-Quraishi v. Nakhla,
B.
The appeals in Alr-Quraishi were consolidated and argued in seriatim with the Al Shimari appeal before a panel of this Court on October 26, 2010. Apart from urging our affirmance on the merits, the plaintiffs in each matter alternatively maintained that we lacked appellate jurisdiction over the district courts’ non-final orders denying the contractors’ respective motions to dismiss. On September 21, 2011, we issued opinions in both cases, in which a majority of the panel concluded that jurisdiction was proper in this Court, and that the district courts had erred in permitting the claims against the contractors to proceed. See Al Shimari v. CACI Int’l, Inc.,
On November 8, 2011, upon the timely petitions of the plaintiffs, see Fed. R.App. P. 35(b)-(c), we entered an Order granting en banc rehearing of all three appeals, thereby vacating our prior judgments. The appeals were thereafter consolidated for purposes of oral argument, which was conducted before the en banc Court on January 27, 2012.
II.
A.
Except for the limited categories of interlocutory orders set forth at 28 U.S.C. § 1292, federal appellate jurisdiction is reserved for “final decisions of the district courts of the United States.” 28 U.S.C. § 1291. It is undisputed that the decisions underlying these putative appeals are interlocutory, at least in the procedural sense, in that no final order or judgment has been entered by either district court.
Consequently, the only way we may be entitled to review the orders on appeal is if they are among “that small class [of decisions] which finally determine claims of right separable from, and collateral to, rights asserted in the action, too important to be denied review and too independent of the cause itself to require that appellate consideration be deferred until the whole case is adjudicated.” Cohen v. Beneficial Indus. Loan Corp.,
Cohen involved a stockholder’s derivative action for mismanagement and fraud, in which the Supreme Court reviewed the district court’s threshold decision declining to enforce a state law requiring plaintiffs in such cases to post security ensuring payment of attorney fees in the event the defendant corporation prevailed. Deeming the appeal properly taken, the Court declared no exception to the jurisdictional prerequisites of 28 U.S.C. § 1291, but instead described what would subsequently be coined the “collateral order doctrine,” MacAlister v. Guterma,
The federal courts of appeals have consistently been charged with keeping a tight rein on the types of orders suitable for appeal consistent with Cohen. We are therefore bound to maintain “a healthy respect for the virtues of the final-judgment rule.” Mohawk Indus., Inc. v. Carpenter, — U.S. —,
The Supreme Court’s concern, as expressed through its repeated admonitions, is amply justified. The appellate courts are, by design, of limited jurisdiction; thus, accepting prejudgment appeals as a matter of course would “undermine[ ] efficient judicial administration and encroach[ ] upon the prerogatives of district court judges, who play a special role in managing ongoing litigation.” Mohawk,
Moreover, there is no need to construe Cohen broadly given the existence of a suitable alternative. The “safety valve” of discretionary interlocutory review under 28 U.S.C. § 1292(b) is frequently a “better vehicle for vindicating [certain] serious ... claims than the blunt, categorical instrument of [a] § 1291 collateral order appeal.” Digital Equip. Corp. v. Desktop Direct, Inc.,
B.
Although a properly appealable collateral order under Cohen must of course satisfy all of the Will requirements, its hallmark is the encapsulation of a right whose abridgement is “effectively unreviewable” should appellate review await final judgment. See Henry v. Lake Charles Am. Press LLC,
In assessing whether the right sought to be protected constitutes a true immunity and not merely a defense, “§ 1291 requires [the court] of appeals to view claims of a ‘right not to be tried’ with skepticism, if not a jaundiced eye.” Digital Equip.,
III.
In Doe v. Exxon Mobil Corp.,
That case yet appears to be lacking, and the appellants do not contend to the contrary. L-3, however, ventures that an appellate court may determine whether an action is a political question or otherwise nonjusticiable when it has proper jurisdiction over a different issue pursuant to Cohen or § 1292(b), if consideration of the former is “necessary to ensure meaningful review.” Swint v. Chambers Cnty. Comm’n,
L-3’s argument necessarily supposes the existence of an otherwise valid jurisdictional basis for its appeal. Absent an independently reviewable issue with which the political question doctrine may be inexorably bound, or one that cannot be reviewed in a meaningful fashion without addressing the justiciability of the underlying dispute, we are without authority to make any pronouncement on that aspect of the appellants’ defense. We therefore withhold for the moment substantive comment on the political question doctrine, at least until we evaluate whether the law-of-war defense, Saleh preemption, or Mangold immunity provides the jurisdictional green light for us to proceed.
A.
The appellants characterize their former presence in Iraq as “occupying forces” (L-3) or “occupying personnel” (CACI) that are answerable “only to their country’s criminal laws,” Opening Br. of CACI at 25, and thus “not subject to civil suits by the occupied,” Opening Br. of L-3 at 22-23. In that regard, the appellants equate their situation with those of the Civil War soldiers in Coleman v. Tennessee,
Some differences between the disputes at bar and those underlying Coleman and Dow are readily evident. Most salient is that the civilian employees of CACI and L-3 assigned to Abu Ghraib were not soldiers. The idea that those employees should nonetheless be treated like full-fledged members of the military pervades this litigation, though the concept resonates with more force as to some of the appellants’ other defenses, particularly Saleh preemption and Mangold immunity. But cf. Ford v. Surget,
Another distinction is that the appellants attempt to invoke the law-of-war defense exclusively on the assertion that them alleged wrongs will be evaluated under Iraqi law, and not the laws of Virginia, Maryland, or another state. If true, that may or may not be enough to bring Coleman and Dow into play, inasmuch as the overriding concern in those cases appears to have been less about the application of the criminal law of Tennessee or of Louisiana tort law (there being no suggestion that either differed significantly from the analogous law applied by the defendants’ states of citizenry), and more about the jurisdiction of the “foreign” courts. See Coleman,
Even assuming that the facts before us can be viewed in such a fashion to permit Coleman and Dow to apply, there is no indication from the opinions in those cases that the Supreme Court intended to construe the law-of-war defense as an immunity from suit, rather than merely an insulation from liability. See Dow,
Indeed, it seems a bit curious to imagine the nineteenth century Court regarding its decisions in the Civil War cases as having durable precedential effect; the appeals afforded an unusual opportunity for substantive domestic review of what were, in effect, foreign pronouncements of judgment. But to the extent that Coleman and Dow possess continued relevance beyond their immediate context, it is nonetheless clear that the issues presented in those cases were effectively reviewed and disposed of on appeal, and, as such, the manner in which the Supreme Court chose to resolve them fails to compel the conclusion that immunity must be accorded all prospective defendants who insist they are similarly situated. The law-of-war defense thus provides no basis for an interlocutory appeal in this case.
B.
In a like fashion, Saleh preemption falls squarely on the side of being a defense to liability and not an immunity from suit. Immunity, according to the Supreme Court, derives from “an explicit statutory or constitutional guarantee that trial will not occur.” Midland Asphalt Corp. v. United States,
We are not the first court to arrive at this ineluctable conclusion. In Martin v. Halliburton,
It is tempting, we suppose, to blur the line between an eventual frustration of liability and the more immediate right to avoid suit altogether. One might be persuaded to consider the words “preemption” and “immunity” as mere labels that are more or less synonymous with each other, or to presume that the former can effectively operate as the latter. But merely repackaging for the sake of convenience the preemption defense derived from Boyle as “combatant activities immunity,” as our good colleague Judge Niemeyer does in speaking for the dissenters, post at 259, is patently incorrect.
Though Boyle preemption, like sovereign immunity, may be invoked to bar state law claims, the encapsulated rights serve distinct purposes. State law claims are preempted under Boyle simply because the imposition of liability in such situations is irreconcilable with uniquely federal interests. The right conferred through federal preemption, in other words, is the right not to be bound by a judgment stemming from state law duties.
In stark contrast, immunity has consistently been administered as a protection against the burden of litigation altogether. See Mitchell v. Forsyth,
Importantly, the law requires that we assess the appealability of a potentially qualifying collateral order in a categorical sense, and not on a case-by-case basis.
Moreover, the district court in Saleh had conducted extensive discovery “regarding the military’s supervision of the contract employees as well as the degree to which such employees were integrated into the military chain of command,”
When properly conducted, suits against private contractors pose minimal risk that military personnel will be improperly haled into court or their depositions taken, because “[w]here discovery would hamper the military’s mission, district courts can and must delay it.” Saleh,
C.
Before jurisdiction can be invoked under the collateral order doctrine, a district court must issue a “fully consummated decision” that constitutes “a complete, formal, and ... final” resolution of the issue. Abney v. United States,
A question in dispute cannot be said to have been conclusively resolved if a district court “ma[kes] clear that its decision [is] a tentative one, ... and that it might well change its mind” after further proceedings. Jamison v. Wiley,
Manifestly, with respect to the appellants’ attempts to invoke Mangold immunity in their respective actions, sufficient information was lacking. The Maryland and Virginia district courts each perceived that the validity of such invocations depended in significant part on whether the contractor involved was acting within the scope of its agreement with the United States. One could hardly begin to answer that question without resort to any and all contracts between the appellants and the government pertinent to the claims, defenses, and related matters below. See, e.g., Al-Quraishi v. Nakhla,
It is more accurate to say that orders denying dismissal motions, insofar as those motions are based on immunities that are not absolute but conditioned on context, such as qualified immunity in a § 1983 action or the derivative immunities at issue here, are, in accordance with Behrens and Iqbal, sometimes immediately appealable. Winfield makes the point:
[W]e possess no jurisdiction over a claim that a plaintiff has not presented enough evidence to prove that the plaintiffs version of the events actually occurred, but we have jurisdiction over a claim that there was no violation of clearly established law accepting the facts as the district court viewed them.
In Iqbal, the Supreme Court framed the genuineness-materiality distinction as one between “fact-based” or “abstract” issues of law, with only the latter supplying a proper foundation for immediate appeal.
Hence, insofar as an interlocutory appeal of a denial of immunity requires resolution of a purely legal question (such as whether an alleged constitutional violation was of clearly established law), or an ostensibly fact-bound issue that may be re
Behrens, then, confers jurisdiction of these appeals only if the record at the dismissal stage can be construed to present a pure issue of law. We might discern such an issue if we were of the opinion, as the dissenters evidently are, that persons similarly situated to the appellants are inevitably and invariably immune from suit premised on any and all conduct occurring (1) when they are in a war zone, by virtue of (2) a contract with the government. But not even Saleh, which receives a ringing endorsement in both dissents, went that far.
The court in Saleh adopted the following rule; “During wartime, where a private service contractor is integrated into combatant activities over which the military retains command authority, a tort claim arising out of the contractor’s engagement in such activities shall be preempted.”
The appellants are requesting immunity in a context that has been heretofore unexplored. These are not disputes in which facts that might be material to the ultimate issue have been conclusively identified. Moreover, those facts that may have been tentatively designated as outcome-determinative are yet subject to genuine dispute, that is, a reasonable fact-finder could conclude in favor of either the plaintiffs dr the defendants. See Metric/Kvaerner Fayetteville v. Fed. Ins. Co.,
Thus, although Mangold immunity confers upon those within its aegis the right not to stand trial, the appellants have yet to establish their entitlement to it. See Martin,
There being no independent basis for appellate jurisdiction premised on the law-of-war defense, Saleh preemption, or Man-gold immunity, we are without pendent jurisdiction to further consider the appellants’ contentions that the plaintiffs’ claims present nonjusticiable political questions. Our rejection of each of the three proffered bases also precludes the exercise of jurisdiction regardless of whether the appellants’ political question defense is inextricably intertwined with any of them, or whether those bases are similarly interdependent with one another.
IV.
Pursuant to the foregoing, these consolidated appeals must be dismissed.
APPEALS DISMISSED
Notes
. CACI and L-3 were each initially named as defendants in both lawsuits. Within a couple of months following commencement of the litigation, however, CACI was voluntarily dismissed from the Maryland action and the same was accomplished with respect to L-3 in the Virginia proceedings. See Fed.R.Civ.P. 41(a)(l)(A)(i). On March 9, 2009, the district court in Maryland denied without prejudice L-3’s motion to transfer venue of that case to the Eastern District of Virginia.
. The Maryland district court denied L-3’s dismissal motion as to the ATS claims. See infra at 212. L-3 maintains on appeal that this ruling was in error, but it confines its argument to the identical grounds urged in support of its primary contention that the court below incorrectly declined to dismiss the state-law tort claims.
. In Mangold, we reversed the district court’s denial of immunity to the defendant government contractor and its employees in a lawsuit brought by an Air Force officer and his wife for statements the contractor made to military officials investigating the officer's alleged misconduct. L-3 and CACI have each relied heavily on Mangold for the proposition that our decision in that case likewise entitles them to immunity for the tort claims asserted by the plaintiffs here. The Maryland district court, noting the defendants' additional reliance on Butters v. Vance International, Inc.,
The distinction drawn by the district court finds support in the text of Mangold, as expressed by our careful observation that the public policy justifying the grant of absolute immunity to federal officials exercising job-related discretion "provide[d] only a partial foundation for protecting” the defendant contractor in that case. Mangold,
The difference between derivative sovereign immunity and derivative absolute official immunity (including any offshoots thereof) appears to be a fine one that may depend on the degree of discretion afforded the contractor by the government, which, at this stage of the litigation, is not a question capable of final resolution in either proceeding. Were that not the case, the distinction could be crucial, in that fully developed rulings denying absolute official immunity are immediately appeal-able, while denials based on sovereign immunity (or derivative claims thereof) may not be. See Hous. Cmty. Hosp. v. Blue Cross & Blue Shield of Tex., Inc.,
. We released both of our panel opinions on September 21, 2011, following the Supreme Court’s denial of certiorari in Saleh on June 27, 2011. We had previously, on March 11, 2011, placed these appeals in abeyance pending resolution of the Saleh certiorari petition.
. At our invitation, the Department of Justice, on behalf of the United States, submitted an amicus brief and participated in oral argument. Therein, the government took the position that we were without jurisdiction to decide these appeals. Just prior to argument, we granted the defendants leave to submit supplemental briefs in response to the government’s amicus submission, after which the plaintiffs moved to tender their own supplemental briefs. We grant the plaintiffs' motions and accept their supplemental replies for consideration.
.The arguments and contentions before us in these appeals, though not identically presented or emphasized, are nonetheless substantially similar enough that we are content to continue the appeals’ consolidation for purposes of decision. Hereinafter, we shall refer to L-3 and Nakhla together as "L-3,” and both of them collectively with CACI as the "appellants.”
. This "modest scope” is apparent from the short list of orders approved by the Supreme Court for immediate review under Cohen. See Osborn v. Haley,
. The D.C. Circuit was presented in Doe with the same argument the appellants make here: that the denial of a dismissal motion premised on the separation of powers doctrine is an appealable collateral order under Cohen because immediate review “is necessary to protect the executive branch from judicial intrusion into sensitive foreign policy matters” that could not be remedied on appeal from a final judgment.
. The Supreme Court has properly dismissed the mistaken notion that Midland Asphalt's "explicit ... guarantee” requirement is in tension with the immediate appealability of an order denying qualified immunity, an inherently equivocal term that appears to connote only an implicit guarantee against the burdens of trial. Any tension can only be characterized as chimerical, however, in light of qualified immunity’s "good pedigree in public law,” which more than makes up for its implicitness. Digital Equip.,
. See also Rodriguez v. Lockheed Martin Corp.,
. Whether to recognize an order as collateral is not "an individualized jurisdictional inquiry," but rather is based "on the entire category to which a claim belongs.” Mohawk,
.It is of no moment that the plaintiffs have alleged a conspiracy among the contractors, their employees, and certain military personnel. The conspiracy allegation does not transform this civil action into a challenge to the government’s policy or interests, or into an attempt to hold its contractors liable for acting in accord with governmental decisions. Just as in Saleh, where some of the plaintiffs alleged a similar conspiracy, "there is no allegation, and no evidence, that” the "low-level soldiers” alleged to be acting in conspiracy with contractor personnel "had any control, de jure or de facto, over the” contractor personnel.
. The government’s amicus submission agrees, observing that concerns over postponing review "can and should be addressed by careful limitation and close supervision of any necessary discovery by the district courts, and by the use of existing mechanisms for interlocutory appellate review, including certification under 28 U.S.C. § 1292(b).” Br. for the United States as Amicus Curiae at 4.
. And, indeed, it remains to be seen whether we will adopt the substantive concept of "battlefield preemption” espoused by the Saleh majority. For the purposes of our decision today, however, we assume but do not decide that such a defense may be available to the appellants.
. As the Virginia district court pointed out, the contracts "will shed much light on the responsibilities, limitations and expectations that [the appellants] were bound to honor as government contractors. In addition, consideration of [their] course of dealing with the
. See also Jenkins,
. Judge Wilkinson, on behalf of our dissenting friends, assumes as fact that the contractors were “integrated into wartime combatant activities under control of the U.S. military,” post at 226, notwithstanding that there is no record evidence to support that assumption, or even what “integration” means in the context of war. Judge Wilkinson appears to equate integration with the plaintiffs' assertion of a conspiracy. See post at 227 (citing conspiracy allegations of Amended Complaint in Al Shimari in support of notion "that the contractors here were acting in collaboration with U.S. military personnel”); see also supra note 12. But there is simply no reason to believe that the integration of separate entities into a more or less unified whole is necessarily the legal equivalent of a collaboration or conspiracy between those entities.
It is also far from clear that, with respect to the torture and abuses alleged by the plaintiffs, the appellants were "acting under U.S. military authority,” post at 230, as presumed by Judge Wilkinson. If one felt constrained to form a conclusion on the authorization question based on the available record, then one would be better served to reference the pertinent allegations of the plaintiffs that, for example, "CACI knew that the United States government has denounced the use of torture and other cruel, inhuman, or degrading treatment,” Al Shimari Amended Complaint at ¶ 95; "L-3 permitted [its] translators to ignore — repeatedly—the military’s instructions to abide by the Geneva Conventions,” AlQuraishi Second Amended Complaint at V 430; and "L-3 affirmatively hid the misconduct of its employees from the United States military,” id. at ¶ 433.
. The Supreme Court's recent decision in Filarsky v. Delia, - U.S. -,
. The same lack of jurisdiction obtains with respect to L-3’s attempted appeal of the Maryland district court's denial of its motion to dismiss the ATS claims, insofar as that appeal is grounded in any of the derivative immunities we have discussed. See supra note 2 (observing winnowing of L-3’s ATS arguments from those presented to the district court). Similar unsettled questions pertain
Concurrence Opinion
concurring:
I concur fully in the thoughtful and well-reasoned majority opinion in these cases. I write separately only to underscore the prudence of the majority’s restraint, which promotes both “efficient judicial administration” and “the prerogatives of district court judges, who play a special role in managing ongoing litigation.” Mohawk Indus., Inc. v. Carpenter, — U.S. —,
With respect to the latter consideration, I feel compelled to reiterate the majority’s holding that our limited appellate role leaves us without jurisdiction at this stage of the litigation to consider the underlying merits of these appeals. Likewise, as noted in the majority opinion, “facts that might be material to the ultimate issue have [not yet] been conclusively identified” in these cases, which are on appeal from motions to dismiss. Ante at 223.
Accordingly, today’s opinion offers no guidance to the district court on the underlying merits of these matters. To do otherwise would, in my opinion, potentially usurp the role of the district court or risk overstepping our own. See United States
Dissenting Opinion
dissenting:
The majority in this case tries to present its view as some sort of innocuous jurisdictional disposition. But the jurisdictional ruling is wrong, and the decision is anything but innocuous. It inflicts significant damage on the separation of powers, allowing civil tort suits to invade theatres of armed conflict heretofore the province of those branches of government constitutionally charged with safeguarding the nation’s most vital interests.
I fully join Judge Niemeyer’s fine dissent. My good colleague has ably addressed many of the failings of today’s decision, and I see no need to repeat those points here. I write separately only because the difficulties with these actions are so legion that no single dissent could hope to cover them all.
The majority and I disagree on much, but there is no disagreement about the Abu Ghraib photographs that have apparently inspired this litigation. See ante at 209. Americans of good will were sickened by those photographs and the depraved conduct that would be reprehensible whenever, wherever, and against whomever it was applied. But acknowledging that fact answers only the question of whether this is a hard case. It does not answer the question whether it is bad law whose lasting consequences and abiding damage will long outlive the distressing photographs that have prompted the suits herein.
The actions here are styled as traditional ones and wrapped in the venerable clothing of the common law. Even on common law terms, however, they are demonstrably incorrect, and the impact which tort doctrine will have on military operations and international relations magnifies the difficulties immeasurably. I dare say none of us have seen any litigation quite like this and we default if we accept uncritically or entertain indefinitely this novel a violation of the most basic and customary precepts of both common and constitutional law.
Sadly, the majority’s opinion does precisely this. After reading its decision, one could be forgiven for thinking that the issue before us is a simple jurisdictional question arising out of ordinary tort suits. But these are not routine appeals that can be quickly dismissed through some rote application of the collateral order doctrine. This case instead requires us to decide whether the contractors who assist our military on the battlefield will be held accountable through tort or contract, and that seemingly sleepy question of common law remedies goes to the heart of our constitutional separation of powers. Tort suits place the oversight of military operations in an unelected judiciary, contract law in a politically accountable executive. And in the absence of some contrary expression on the part of the Article I legislative branch, the basic principles of Arti
The majority emphatically decides this weighty question by pretending not to decide, as its dismissal of these appeals gives individual district courts the green light to subject military operations to the most serious drawbacks of tort litigation. But arrogating power to the Third Branch in a contest over military authority is the wrong call under our Constitution, and there is no garb for this decision so benign as to obscure the import of what the majority has done.
We tread this territory at our peril. This decision is contrary to decades of Supreme Court admonitions warning federal courts off interference with international relations. Of course military contractors should be held accountable, and it is important that a framework be set in place to accomplish this task. But instead of establishing that framework, the majority succumbs to mere drift and in so doing places courts in the most damaging and least defensible legal landscape possible. None of us have any idea where exactly all this is headed or whether the damage inflicted on military operations will be only marginal or truly severe. At a minimum, however, today’s decision breaches a line that was respected by our predecessors on courts high and low. I would not cross this boundary even if the collateral order doctrine could cloak my steps. With all respect for my fíne colleagues, I would remand these actions to the district court with direction that they be dismissed.
Part I of my dissenting opinion discusses the utter unsuitability of tort actions such as these in the context of an international theatre of war. Part II addresses why contract law is compatible with the separation of powers and the responsibilities allocated the executive branch under Article II of our Constitution. Part III explains why the majority’s application of the collateral order doctrine goes beyond being incorrect to inflicting damage on American interests overseas.
I.
Tort regimes involve well-known tradeoffs. They may promote the public interest by compensating innocent victims, deterring wrongful conduct, and encouraging safety and accountability. However, tort law may also lead to excessive risk-averseness on the part of potential defendants. And caution that may be well-advised in a civilian context may not translate neatly to a military setting, where the calculus is different, and stakes run high. Risks considered unacceptable in civilian life are sometimes necessary on a battlefield. In order to secure high-value intelligence or maintain security, the military and its agents must often act quickly and on the basis of imperfect knowledge. Requiring consideration of the costs and consequences of protracted tort litigation introduces a wholly novel element into military decisionmaking, one that has never before in our country’s history been deployed so pervasively in a theatre of armed combat.
The majority acquiesces in judicial control over these sensitive military judgments. It opens the door for the plaintiffs to conduct broad discovery based on boilerplate complaints alleging a laundry list of state law claims, including “assault and battery,” “sexual assault and battery,” “intentional infliction of emotional distress,” and “negligent hiring and supervision.” By allowing such claims to go forward against contractors integrated into wartime combatant activities under control of the U.S. military, the majority raises thorny questions of whose law should apply, compromises the military’s ability to utilize contractors in the future, and nudges foreign policy and war powers away from the
The complaint makes clear, and the contractors do not dispute, that the contractors here were acting in collaboration with U.S. military personnel. See, e.g., Al Shimari Amended Complaint ¶¶ 1, 70, 71, 118, 124, 135. The majority nonetheless draws the odd distinction that contractors and the military may be in a “conspiracy” without somehow being “integrated.” See ante at 222 n. 17. In addition to the forementioned paragraphs, the complaint in fact provides ample allegations of integration. For example, the Al-Quraishi plaintiffs claim that “L-3 employed all the civilian translators used by the military in Iraq,” Al-Quraishi Amended Complaint ¶ 78, and that “Defendants’ acts took place during a period of armed conflict, in connection with hostilities” in which the U.S. military was engaged, id. ¶280. Indeed, they allege integration so complete that civilian interrogators were giving orders to military personnel. Id. ¶ 221. For its contrary view, the majority departs from the well-established rule that we take the assertions of the complaint on a motion to dismiss as true. While the whole gravamen of the complaint is military-contractor cooperation and collaboration, the majority would have us believe they were more akin to strangers in the night.
The majority also suggests that the contractors may have departed from military instructions. See ante at 222 n. 17. If the contractors did depart from the military’s instructions, that would allow the government to pursue a breach of contract claim. See infra Part II. Ironically, the complaint itself speaks specifically in terms of a failure to “abide[ ] by the contract terms,” Al-Quraishi Amended Complaint ¶ 247, even though the plaintiffs were in no sense a party to the same. But any breach of contract does not begin to confer a cause of action in tort on the part of detainees in a theatre of armed conflict. There is no indication that Congress or any other law-making authority, federal or state, wanted foreign nationals in detention to litigate in tort the relationship between military contractors and the U.S. military when the government itself as a party to the contract has posited no need to do so.
A.
From this point, the problems with this litigation only multiply. First, due largely to their inventive nature, these suits present the difficult question of whose law should govern them. The majority clears the way for one federal court, sitting in Maryland, to apply Iraqi tort law to the alleged conduct — in an Iraqi war zone — of a Virginia-headquartered contractor integrated into wartime combatant activities of the U.S. military, and for another federal court, sitting in Virginia, to apply Virginia tort law to a similarly situated contractor for alleged conduct also occurring in an Iraqi war zone. This is, to put it mildly, no way to run a railroad.
1.
The court below in Al-Quraishi v. Nakhla,
The majority does not point to a single case in which foreign citizens were allowed to sue the occupying authority in its own courts under foreign causes of action. Likewise, it offers no support for its assertion that Dow and Coleman do not apply to military contractors, citing only Ford v. Surget,
Moreover, the majority is simply wrong in suggesting that the Dow and Coleman Courts were concerned only with protecting the occupying authority from foreign tribunals, in contrast to foreign laws. See, e.g., Dow, 100 U.S. at 165 (“When, therefore, our armies marched into ... the enemy’s country, their officers and soldiers were not subject to its laws, nor amenable to its tribunals for their acts. They were subject only to their own government, and only by its laws, administered by its authority, could they be called to account.” (emphases added)); id. at 170 (“The question here is, What is the law which governs an army invading an enemy’s country? It is not the civil law of the invaded country....” (emphasis added)); Coleman,
The application of Iraqi tort law to U.S. military contractors creates practical problems as well. American courts are ill-suited to decide unsettled questions of Iraqi law. The district court in Al-Quraiski, for instance, considered ‘Whether Aiding and Abetting and Conspiracy are Recognized Torts Under Iraqi Law and Whether Iraqi Law Allows Punitive Damages.”
Given that the district court had trouble deciding such rudimentary questions as whether aiding and abetting and conspiracy are even causes of action under Iraqi law, and whether Iraqi law allows punitive damages, how can we expect the court to decide the far more challenging issues necessary to a full-scale trial? For instance, how will it decipher the standard of care for each cause of action, and determine whether there was a breach? It can rely on expert testimony, of course, but Iraqi law experts appear to disagree as to whether these causes of action are even cognizable. See id. Accordingly, the majority allows a federal court to go forward with litigation in which Iraqi citizens sue a U.S. contractor working hand-in-hand with the U.S. military in a war zone under Iraqi causes of action that may not even exist.
Under the majority’s decision, military contractors face the prospect of drawn out lawsuits under the substantive tort law of every country in which they operate. Such a regime is unworkable in an era where the military has no choice but to contract with private corporations. In the present cases, for example, “a severe shortage” of military intelligence personnel “prompt[ed] the U.S. government to contract with private corporations to provide civilian interrogators and interpreters.” J.A. 408. This use of private contractors was deemed essential to the achievement of U.S. military objectives. Yet, under the reasoning of the Al-Quraishi district court, which the majority allows to stand, the contractors should have paused to consider their potential liability under the substantive tort law of Iraq before agreeing to supply the military needed personnel under the government contract.
Of course, corporations generally must weigh their potential liabilities before agreeing to specific projects. The possibility of defending a lawsuit every time a foreign citizen claims a violation of foreign tort law might substantially alter the profitability of government contracts. Thus, before agreeing to perform the most critical intelligence functions in support of the U.S. military, contractors would be forced to investigate and analyze the substantive tort law of every country in which its employees might work. This unenviable task would be even more burdensome when the substantive tort law varies from jurisdiction to jurisdiction within a country, as it does in the United States.
In other words, a court that understandably had difficulty deciding such elementary questions as “Whether Aiding and Abetting and Conspiracy are Recognized Torts Under Iraqi Law and Whether Iraqi Law Allows Punitive Damages,” Al-Quraishi,
Like the courts, military contractors must rely on legal experts to analyze for
2.
Unlike the district court in Al-Quraishi v. Nakhla,
First, there is no indication whatsoever that the Commonwealth of Virginia has any interest in having its tort law applied abroad in these types of cases. Absent a contrary legislative intent, we assume that legislatures do not want their tort law to apply extraterritorially. For instance, in EEOC v. Arabian American Oil Co. (“Aramco”),
Citing Aramco, the Supreme Court recently reiterated these principles in Morrison v. National Australia Bank Ltd., — U.S. —,
Similarly, in Gregory v. Ashcroft,
Aramco, Morrison, and Gregory all involved the “longstanding principle” that “ ‘legislation of Congress, unless a contrary intent appears, is meant to apply only within the territorial jurisdiction of the United States.’ ” Aramco,
It defies belief that, notwithstanding the constitutional entrustment of foreign affairs to the national government, Virginia silently and impliedly wished to extend the application of its tort law to events overseas. Or further, that it would do so in active disregard of Supreme Court pronouncements. For the Court has repeatedly stated that the federal government has exclusive power over foreign affairs, and that states have very little authority in this area. In Chae Chan Ping v. United States,
Such interference is precisely what we invite by ascribing to the fifty states the unexpressed wish that their tort law govern the conduct of military operations abroad. The principle against such interference holds even where the executive branch insists that the state law does not interfere with the foreign relations power. For instance, in Zschernig v. Miller,
We deal here with the basic allocation of power between the States and the Nation. Resolution of so fundamental a constitutional issue cannot vary from day to day with the shifting winds at the State Department. Today, we are told, Oregon’s statute does not conflict with the national interest. Tomorrow it may.
Id. at 443,
3.
So too here, we are hardly required to defer to the Justice Department’s statements that these cases should go forward. The Department urges us to
hold that state tort law claims against contractors are generally preempted if similar claims brought against the United States would come within the FTCA’s combatant activities exception and if the alleged actions of the contractor and its personnel occurred within the scope of their contractual relationship with the government, particularly if the conduct occurred while contractor personnel were integrated with the military in its combat-related activities.
Br. of United States at 2-3.
So far, so good. And one would think that this would be the end of it. However, the Department carves out an exception where “a contractor has committed torture as defined in 18 U.S.C. § 2340,” the federal anti-torture statute. Id. at 3. The government then elaborates further on its proposed exception by implying that state-law tort remedies need not be available going forward “in light of measures subsequently instituted by Congress and the Executive Branch, and other developments in the aftermath of Abu Ghraib.” Id. at 23. Like the Justice Department’s brief in Zschemig, this vaguely explained and inexplicably derived exception is not entitled to deference by this court. As the Supreme Court only recently reiterated, “[T]he separation of powers does not depend on ... whether ‘the encroached-upon branch approves the encroachment.’ ” Free Enteiyrise Fund v. Pub. Co. Accounting Oversight Bd., — U.S. —,
The government does not point to a single expression of congressional intent in support of permitting state law tort claims to apply overseas based solely on the nature of the allegations. Instead, it asserts that “in the limited circumstances where the state law claim is based on allegations that the contractor committed torture, as defined in 18 U.S.C. § 2340, courts should take into account the strong federal interests embodied in that federal law.” Br. of United States at 22. In these circumstances, the government suggests, “the totality of the federal interests is different and does not require that state-law tort suits against contractors be preempted.” Id. at 3.
It is difficult to see how 18 U.S.C. § 2340 — which exhibits an interest in punishing torture through federal criminal prosecution — demonstrates any congressional interest in permitting torture-based state tort claims. The federal anti-torture statute, 18 U.S.C. § 2340 et seq., does not even contain a private right of action. And in any event, courts have no license to create exceptions based on helter-skelter application of federal criminal statutes, exceptions that permit otherwise preempted state tort claims to go forward.
It is elemental that a federal court cannot simply engraft on its own a federal criminal law standard onto state tort claims. The federal judiciary is not permitted to reconfigure the elements of a state law cause of action. For as the “[Supreme] Court recognized in [Lingle v. Norge Division of Magic Chef, Inc.,
This court requested the government’s submission of an amicus brief here, and I am appreciative of that submission. However, the government’s amicus position is at odds with its own conduct. If the government believes that there have been contractual or criminal violations on the part of its own contractors, then it should proceed to exercise its unquestioned contractual and prosecutorial authority to go after the culpable party. See infra Part II.B. If it does not believe such violations have occurred, it should say so. But given the significance of this case, the exclusive competence of the federal government in the field of foreign affairs, and the principles articulated in Aramco, Morrison, and Gregory, neither the federal executive nor the federal judiciary is entitled to assume that states want their tort law applied extraterritorially absent a plain statement to the contrary.
Here there is no indication that the Commonwealth of Virginia intended to apply its laws of assault, battery, sexual assault, intentional and negligent infliction of emotional distress, and negligent hiring and supervision to the battlefield conduct of contractors integrated into the wartime activities abroad of the U.S. military. A state’s interest in employing a tort regime is largely confined to tortious activity within its own borders or against its own citizens. It is anything but clear that Virginia has any interest whatsoever in providing causes of action that allow foreign citizens that have never set foot in the Commonwealth to drag its own corporations into costly, protracted lawsuits under who-knows-what legal authority.
Notwithstanding the presumption against extraterritorial application of state law and the absence of any indication that the Commonwealth wants its tort law ap
4.
Even if the Commonwealth had somehow intended the extraterritorial application of its tort law, which it has not, the Supreme Court has made clear that state laws aimed at influencing foreign relations cannot stand when they conflict with federal objectives. In Crosby v. National Foreign Trade Council,
Similarly, in American Insurance Ass’n v. Garamendi,
There is ... no question that at some point an exercise of state power that touches on foreign relations must yield to the National Government’s policy, given the ‘concern for uniformity in this country’s dealings with foreign nations’ that animated the Constitution’s allocation of the foreign relations power to the National Government in the first place.
Id. at 413,
Under Crosby and Garamendi states are prohibited from obstructing the foreign policy objectives of the federal government. There can be no question that there is obstruction here, where the federal law, speaking with one voice, can potentially be supplanted by the fifty different voices of varying state tort regimes, each one potentially working at cross-purposes with federal aims. Thus, even if Virginia wanted to extend its tort law to overseas battlefield conduct of military contractors,
B.
In contrast to the Commonwealth of Virginia, Congress has a constitutionally protected role in foreign affairs. See U.S. Const, art. I, § 8, els. 1, 11-15. Congress undoubtedly has the power to allow private parties to pursue tort remedies against war-zone contractors operating under military authority. “[T]he Constitution contemplated that the Legislative Branch have plenary control over ... regulations, procedures and remedies related to military discipline.... ” Chappell v. Wallace,
Plaintiffs contend that the Federal Tort Claims Act (“FTCA”) permits private parties to bring state law tort suits against military contractors for wartime conduct. In analyzing this claim, we must adhere to the longstanding presumption that Congress does not permit private parties to interfere with military operations absent explicit statutory authorization. “[U]nless Congress specifically has provided otherwise, courts traditionally have been reluctant to intrude upon the authority of the Executive in military and national security affairs,” Dep’t of Navy v. Egan,
To adopt plaintiffs’ reading of the FTCA would require us to abandon this tradition of restraint. This broadly phrased statute does not contain anything close to a congressional authorization to private parties to hale war-zone military contractors into civilian courts. At most, it provides that “the term ‘Federal agency’ ... does not include any contractor with the United States.” 28 U.S.C. § 2671. But that broad definitional provision does not mean that “contractors ... are expressly excluded from the FTCA’s reach” in the area of battlefield torts. Al Shimari,
That provision is the combatant activities exception, which preserves the government’s sovereign immunity against “[a]ny claim arising out of the combatant activities of the military or naval forces, or the Coast Guard, during time of war.” 28 U.S.C. § 2680(j). Multiple textual clues in this exception indicate that Congress wanted to keep tort law out of the battlefield regardless of a defendant’s status as a soldier or a contractor.
To start with, the exception bars claims “arising out of’ combatant activities, id., and this phrase is among the broadest in the law. “[I]n workmen’s compensation statutes,” for instance, “[t]he arising-out-of test is a familiar one used ... to denote any causal connection between the term of employment and the injury.” Saleh v. Titan Corp.,
The exception’s use of the term “combatant activities” does not denote a narrow subset of military operations but a legislative intention to prevent tort from entering the battlefield. This term encompasses “not only physical violence, but activities both necessary to and in direct connection with actual hostilities,” Johnson v. United States,
Indeed, as the District of Columbia Circuit recognized, “the policy embodied by the combatant activities exception is simply the elimination of tort from the battlefield.” Saleh,
If this textual evidence were not enough, the Supreme Court has refused to read the FTCA to authorize tort suits against defense contractors, albeit in a slightly different context. See Boyle v. United Techs. Corp.,
I recognize that the temptation exists to exalt the brave men and women who defend our nation in time of war, and then, in the next breath, to disparage contractors as some sort of evil twin responsible for wars’ inevitable missteps and excesses. But the FTCA does not permit such a dichotomy. It makes even less sense than in Boyle to shield the military from litigation for the battlefield activities of soldiers but not contractors. In Boyle, the Supreme Court did not even require a military-specific exception before insulating military contractors from design-defect liability. Instead, the Court relied on the discretionary function exception, which is not specific to military operations but instead broadly precludes claims “based upon the exercise or performance or the failure to exercise or perform a discretionary function or duty on the part of a federal agency or an employee of the Government.” 28 U.S.C. § 2680(a); Boyle,
In addition to enacting the combatant activities exception, Congress has indicated its desire to keep tort law off the battlefield by subjecting certain military contractors to other forms of discipline for war-zone conduct. For instance, the Uniform Code of Military Justice (“UCMJ”) applies not only to members of our military, but to “persons serving with or accompanying an armed force in the field” in “time of declared war or a contingency operation” as well. 10 U.S.C. § 802(a)(10). The Military Extraterritorial Jurisdiction Act likewise subjects these contractors to domestic criminal sanctions by punishing anyone who, “while employed by or accompanying the Armed Forces” abroad, “engages in conduct outside the United States that would constitute an offense punishable by imprisonment for more than 1 year if the conduct had been engaged in within the special maritime and territorial jurisdiction of the United States.” 18 U.S.C. § 8261(a)(1). Unlike the application of state tort law, these procedures for holding contractors accountable were approved by Congress.
Ignoring the military risks and legal constraints that prohibit extraterritorial application of state tort law, the majority inserts tort into the battlefield by allowing these suits to go forward. But before applying state tort law to the combat activities of contractors working under the U.S. military, we should make certain that the legislative branch has authorized us to do
C.
Instead of deferring to Congress’s valid exercise of its constitutionally granted powers, the majority places contractor accountability in the hands of the unaccountable. Thanks to the majority’s efforts, contractors that were previously subject to the control of the executive have new judicial masters. But when unelected judges render contestable decisions about military policy in the course of applying tort law to contractors, the public will be unable to remove them from them posts. This flies in the face of our constitutional tradition of ensuring some popular control over the prosecution of a war. As the Supreme Court has explained, “[Mjatters of war-making belong in the hands of those who are ... most politically accountable for making them.” Hamdi v. Rumsfeld,
No one will contend that tort law, however derived and defined, is a field excelling in precision. The vagueness and indeterminacy of these cut-and-paste causes of action will permit judicial discretion and jury variability to govern this most sensitive of areas. Courts must henceforth set the standards of care in matters of wartime captures, detentions, and interrogations as well as the measure of damages for the same. Not only that, but methods of interrogation and procurement of intelligence will be at the sufferance of a single judicial officer, safely ensconced in a secure courtroom, passing judgment on battlefield conduct thousands of miles away. Litigants will plead as a matter of course to the breach of whatever may seem the prevailing standard of care, thus setting in motion logistical problems inherent in transcontinental tort suits of such novel stripe.
The results of the rising tide of litigation will be both unpredictable and contradictory, as particular judges and juries debate and disagree over which methods of detention and interrogation are permissible. And as detention of the enemy becomes a more litigious enterprise, the incentives to shortcut capture with more lethal and unmanned measures may rise. Whether or not one approves of transplanting the delicacy and etiquette of the judicial branch into a theatre of war is not the question. These lawsuits presage a massive transfer of authority reserved to the political branches under Articles I and II of our Constitution into judicial hands, and to a single trial judge and jury to boot. This is a subject one would expect Congress to address in great and meticulous detail, as it has, for example, in the Military Commissions Act of 2009, Pub.L. 111-84, 123 Stat. 2190, 2574-614, the Military Commissions Act of 2006, Pub.L. 109-366, 120 Stat. 2600, and the Detainee Treatment Act of 2005, Pub.L. 109-148, 119 Stat. 2739, and I respectfully take issue with the matter-of-fact manner in which the gravity of the step taken is not even acknowledged by the majority, much less addressed.
By opening the door to the extraterritorial application of different state tort regimes, the majority allows for unlimited variation in the standard of care that is applied to critical combatant activities.
Contractors can be forgiven for not wanting to entrust their employees to the vagaries and caprice of individual verdicts and trials. Add to that the prospect of punitive damages and other uncertain measures of recovery, and one will introduce into the detention and interrogation process a degree of risk aversion that could well result in the gathering of as little vital intelligence as possible. While some may regard reduced interrogations with satisfaction, those whose lives and fortunes depend upon the acquisition of vital intelligence are not likely to join any chorus of approval.
The majority’s response is undoubtedly that all these questions remain to be “ironed out.” But such words are small comfort to those who must make critical decisions in the field while we sit here in Virginia or Maryland or whatever other venue is doing the “ironing.”
By dismissing these appeals, the majority only drifts and dawdles, sparing itself the need to come to grips with the issues, and kicking the can far down the road. The majority fails to recognize that this is a matter of some urgency. Just for starters, commanders in the field need actionable battlefield intelligence in order for soldiers to survive. Few wars have been or will be prosecuted successfully without intelligence that permits units to plan accurate strikes against enemy forces, and every bit as importantly, to know when lethal force is plotted against Americans themselves. Actionable intelligence has always had both offensive and defensive value. In other words, intelligence not only assists us in prevailing; it saves American lives.
While there is legitimate debate about how intelligence is best obtained, a tort suit is probably the very worst forum in which that issue can or should be resolved. The judges and juries who review those matters cannot fairly be expected to possess a background in the utility of different forms of military intelligence, and to ask them to decide such sensitive, delicate, and complicated questions is, in a word, unrealistic. See Carmichael v. Kellogg, Brown & Root Servs., Inc.,
II.
A.
While the present suits may focus upon methods of interrogation and conditions of detention, the issue is larger even than that. In assuming that tort suits are a preferred method of policing the contractors who assist military operations, the majority obscures the fact that there exists a more proper remedy in this area. In the absence of some contrary expression by the Congress, the most basic precepts of separation of powers require that the alleged abuses of military contractors must be addressed through the medium of contract, not through tort. In short, without a clear manifestation of Article I congressional intent, Article II mandates that contractual, not tort remedies, be utilized.
It is a truism that government, including the military, must contract. Few, if any, governmental tasks are undertaken today without some form of public-private partnership. The federal government routinely carries out sensitive public functions through private entities, from running background checks, see United States v. Virginia,
Apart from being necessary, the military’s partnership with private enterprise has salutary aspects as well. For one thing, it permits our all-volunteer military to handle troop shortages in a cost-efficient manner. According to the Army Field Manual, “[rjecent reductions in military structure, coupled with high mission requirements and the unlikely prospect of full mobilization, mean that to reach a minimum of required levels of support, deployed military forces will often have to be significantly augmented with contractor support.” U.S. Dep’t of the Army, Field Manual 3-100.21, Contractors on the Battlefield Preface (2003). Because of these changes in our military, “the future battlefield will require ever increasing numbers of often critically important contractor employees.” Id.
These partnerships also allow the military and its contractors to pool their respective expertise and bring the best of public service and private industry to bear on the mission at hand. This reliance on contractor expertise will become only more necessary as warfare becomes more technologically demanding. As the Army Field Manual notes, “the increasingly hi-tech nature of our equipment ... [has] significantly increased the need to properly integrate contractor support into all military operations.” Id. War is not a static enterprise, and our military will need every bit of the edge that technological expertise affords in order to face the
B.
Given these realities, it is illusory to pretend that these suits are simply ordinary tort actions by one private party against another. Instead, because contractors regularly assist in “the type of governmental action that was intended by the Constitution to be left to the political branches directly responsible ... to the electoral process,” see Gilligan v. Morgan,
For one thing, contract law is a more textually precise field than tort law, allowing the executive branch to set the standard of care in the terms of the contract. In contrast to tort suits in which judges would have to decide what constitutes a “reasonable bombing,” McMahon v. Presidential Airways, Inc.,
Contract law also gives the executive branch, as party to the contract, the opportunity to pursue a variety of remedies. In addition to being able to sue a contractor in the event of a breach, the executive can create more tailored sanctions in the terms of the contract itself. The government, for example, could contractually reserve the right to demand that its contractor “remove ... any employee for reasons of misconduct,” see Ibrahim,
These contractual tools are not the only ones available to the executive branch. They are augmented by a web of regulations to which contractors subject themselves by partnering with the military. Army Regulations, for example, permit commanders to “apprehend and detain contractors for violations of the law” as well as “restrict or revoke ... access to Army facilities or installations for disciplinary infractions.” Army Reg. 715-9 § 4-2(e). What is more, the government
When combined with contractual tools, these laws provide the executive branch with an arsenal of remedies ranging from removal of a specific contractor to criminal punishment. The executive requires “a degree of discretion” in the area of national security, see United States v. CurtissWright Export Corp.,
In sum, it is silly to think that without tort suits, military contractors will simply be wandering around war zones unsupervised. What the chain of command does for military officers, contract law does for military contractors. As the Army Field Manual notes, “The military chain of command exercises management control through the contract.” U.S. Dep’t of the Army, Field Manual, supra, § 1-25. “[Pjroper military oversight of contractors is imperative” to integrating these private actors into military operations, id. § 1-23, and contract law achieves this goal in ways that tort law cannot. Even though contractors are not formally “part of the operational chain of command,” they are “managed in accordance with the terms and conditions of their contract” through the Contracting Officer Representative, who “serves as the operational commander’s primary oversight.” Army Reg. 715-9 § 4—1(c)—(d). Thus, contract law ensures that these contractors are “subject to military direction, even if not subject to normal military discipline.” Saleh,
Tort law, however, conflicts with rather than complements these contractual mechanisms of control by “interfering] with the federal government’s authority to punish and deter misconduct by its own contractors.” See Saleh,
It is disquieting to say the least that the majority now believes it can displace, or to use a euphemism, “supplement” executive control of military contractors with judicial oversight. The costs of that decision will be severe. For one thing, it bleeds together two areas of law — tort and contract— that are conceptually distinct. No one disputes that those contractors who actually engage in torture breach those provisions of their contracts that require them to act in accordance with federal law. But a “[bjreach of contract is not a tort,” XCO Int’l Inc. v. Pac. Scientific Co.,
C.
At bottom, the majority’s facilitation of tort remedies chills the willingness of both military contractors and the government to contract. I have previously discussed the chilling effect today’s decision will have on private contractors, see supra Part I, but I fear that the majority’s efforts will discourage the government from partnering with private industry as well. Congress might well think the defense budget large enough without courts adding the prospect of uncertain tort liabilities. By increasing through prospective tort suits the costs of employing contractors on the battlefield, the majority interferes with the executive branch’s capacity to carry out its constitutional duties. To the Defense Department in an era of cost consciousness, the threat of tort liability can chill both the government’s ability and willingness to contract by raising the price of partnering with private industry, and that is particularly true here. Boyle noted, in fact, that burdens of “tort suits” against military contractors “would ultimately be passed through ... to the United States itself, since defense contractors will predictably raise their prices to cover ... contingent liability.”
III.
Rather than engage in a frank discussion of the consequences that will ensue from its ruling, the majority seeks a cubby hole in the collateral order doctrine. This argument misses the mark- — -for many of the same reasons that tort law does not belong on the battlefield, this case does not belong back before the district court. We are engaged in a lot of semantic word games here, losing completely the forest for the trees. The collateral order doctrine is not a matter of legalistic banter, but of letting an appellate court confront in a timely manner issues presenting grave, far-reaching consequences. Before us is a deeply unfortunate instance of litigation creep where doctrines that postpone appeals in a domestic context are transposed to an international setting without recognition of the gravity of such a shift of gears.
The collateral order doctrine is premised on the eminently reasonable conclusion that immunities from suit should be recognized sooner rather than later, because the “rigors of trial” can often be every bit as damaging as an adverse judgment. Digital Equip. Corp. v. Desktop Direct, Inc.,
Here, the asserted immunity can take on different labels — “law-of-war immunity,” “Boyle preemption,” or an inherently political question — but the underlying premise is the same: that suits for damages against private defendants arising out of military contracts performed in a theatre of war are not cognizable by the federal courts under state tort law. The point of this immunity is not to determine after all the vicissitudes of litigation who should win and who should lose. Rather, it is a recognition that sensitive military matters should be insulated at the outset from judicial scrutiny, and the cases to this effect are legion.
The majority’s contrary holding is animated by a single mistaken belief: that “the denial of a preemption claim stemming from the combatant activities exception would not ... entail significant scrutiny of sensitive military issues.” Ante at 218-19. The majority expresses this confidence despite its observation that “the questions that will require proper answers ... have yet to be fully ascertained.” Id. at 223. At a minimum, it seems clear that the majority’s pursuit of “the luxury of a complete record developed through discov
But this is not just another day at the ranch. This is an extraordinary case presenting issues that touch on the most sensitive aspects of military operations and intelligence. The majority’s proposed inquiry, “foeuse[d] on whether the contractor complied with the government’s specifications and instructions,” id. at 219, must perforce entail bringing the military personnel who gave those instructions before a court halfway around the world. The Supreme Court has long cautioned against “compelled depositions ... by military officers concerning the details of their military commands,” which will only “disrupt the military regime.” Stanley,
Domestically, this sort of “broad ranging discovery and the deposing of numerous persons ... can be peculiarly disruptive of effective government.” Harlow v. Fitzgerald,
Because military contractors work at such close quarters with the military, judicial “inquiry into the civilian activities [will] have the same effect on military discipline as a direct inquiry into military judgments.” Johnson,
This quite plainly is the stuff of immunity, not just some affirmative defense. Despite the Supreme Court’s explicit admonition to the contrary, both parties frankly seek to “require members of the Armed Services” and their contractors “to testify in court as to each other’s decisions and actions” in an attempt to sort out “the degree of fault,” thereby undermining the private-public cooperation and discipline necessary for the execution of military operations. See Stencel Aero Eng’g Corp. v. United States,
By pitting uniformed soldiers and military contractors against one another, we will only “hamper the war effort and bring aid and comfort to the enemy,” which will relish the opportunity to drag American soldiers into our “own civil courts” and thereby divert their “efforts and attention from the military offensive abroad to the legal defensive at home.” Johnson v. Eisentrager,
Rather than allow this court to address the merits of the immunity question and decide once and for all whether the demands of national security preclude this suit, the majority prefers sending this litigation back to a lone district judge with no more guidance than to say that he should keep his finger in the dike and avoid discovery that imperils national security. The ringing klaxons that the Supreme Court has sounded in this area do not permit this casual approach. By the time this case gets back to this court for consideration of the selfsame immunity questions that we could perfectly well address right now, the litigation process may well have done its damage.
These were precisely the sort of concerns that animated the Supreme Court’s extension of the collateral order doctrine to appeals pertaining to qualified immunity in Mitchell v. Forsyth,
To justify this conclusion, the majority relies on semantics, ignoring the Supreme Court’s instruction that the collateral order doctrine is to be given a “practical rather than a technical construction.” Cohen v. Beneficial Indus. Loan Corp.,
First, the majority relies on a literal reading of the dictum that collateral appeals are reserved for “explicit statutory or constitutional guaranteed that trial will not occur.” Midland Asphalt Corp. v. United States,
Second, the majority examines Boyle with a microscopic eye, honing in on the fact that the case uses the word “liability” rather than “immunity.” See ante at 217-18. First, this observation is not even correct — both the majority and the dissent in Boyle also describe the result as “immunity.” See, e.g., Boyle,
Given the fact that these cases simply bristle with novel, unprecedented questions, their duration is likely to be measured in years. It will in all likelihood be a long time indeed before they ever again reach the court of appeals, especially in view of the fact that the vote here will operate as a disincentive for any future certified appeals under 28 U.S.C. § 1292(b). District courts have been given a signal from this court that we do not want to be bothered by these appeals no matter how significant the issues might be. Today’s opinion gives the district courts a green light to plunge without a scintilla of direction into the intractable difficulties and significant pitfalls of this litigation. The danger is precisely that which the collateral order doctrine is meant to forestall, namely the expenditure of years of litigation involving a succession of national security concerns in cases that plainly should be dismissed at the very outset. See Will,
I recognize that people on both sides of these questions have the noblest intentions in mind, but we should not be oblivious to the profound changes that are occurring. It was once the case that judges of all persuasions went to great lengths to restrain themselves from entering theatres of armed conflict with prescriptions of their own, and this was true whether the conflict was regional or worldwide in its dimensions. See, e.g., Holtzman v. Schlesinger,
Under the majority’s view of pertinent precedent, an officer denied qualified immunity for a wrongful arrest would be entitled to an immediate appeal of that decision, but the weighty questions of war and wartime policy at issue here must take their turn at the back of the line. What stands to be “irretrievably lost in the absence of an immediate appeal,” Richardson-Merrell Inc. v. Roller,
The Al-Quraishi district court also declined to dismiss plaintiffs’ Alien Tort Statute claims because, in its judgment, "Plaintiffs’ claims constitute recognized violations of the law of nations, appropriately assertable against Defendants.”
Dissenting Opinion
dissenting:
The majority today disregards controlling Supreme Court precedents and belittles the gravity of the issues presented in these cases, purporting to find comfort in its narrow application of the collateral order doctrine. Its effort is regrettably threadbare.
Military contractors performing work in the Iraqi war zone under the command and control of the United States military have invoked our jurisdiction, claiming immunity from tort suits brought by foreign nationals detained as part of the war effort. As a matter of convenience, the majority ducks making a decision on this issue of greatest importance to the public interest because it feels that discovery and further district court proceedings would assist it in making a decision. But in giving that as a reason, the majority fails to follow the Supreme Court’s command in Behrens v. Pelletier,
It is simply too easy to claim, as does the majority, that unresolved facts bar consideration now of the defendants’ immunity claims. There are always unresolved facts. Without any explanation, the majority fails to recognize that the undisputed facts of the plaintiffs’ claims alone allow a court to rule on the defendants’ immunity claims as a matter of law.
It would appear that only the Supreme Court can now fix our wayward course.
The majority refuses to address whether the defendants enjoy any of the immunities asserted, holding that the district courts’ decisions made on Rule 12(b)(1) and Rule 12(b)(6) motions are not final appealable orders and that we do not have appellate jurisdiction. With that decision, the majority subjects the defendants to litigation procedures, to discovery, and perhaps even to trial, contrary to the deep-rooted policies inherent in these immunities.
I would reject each of the reasons given by the majority for not deciding the immunity issues at this stage of the case and conclude that we undoubtedly have appellate jurisdiction now to consider them under the well-established principles of Cohen v. Beneficial Industrial Loan Corp.,
Each of the majority’s reasons for denying review now is demonstrably flawed. In rejecting the right to appeal the district courts’ denials of the derivative absolute immunity described in Mangold, the majority ignores well-established precedent that a district court’s denial of an immunity from suit based on the facts as alleged in the complaint is a final, conclusive order that is immediately appealable as a collateral order. And in rejecting the right to appeal rulings on Saleh and law-of-war immunities, the majority rests heavily on a distinction between an immunity that provides “an insulation from liability” and “an immunity from suit,” concluding that the immunities in this case only protect defendants from civil liability. This analysis misses the point, however. The Supreme Court has found orders denying immunity in its common law sense to be appealable by examining the function performed by parties claiming immunity, the interfer
If there ever were important, collateral decisions that would qualify under Cohen as reviewable final decisions, the district courts’ denials of immunity in these cases are such decisions. The defendants in these cases were engaged by the U.S. military to assist in conducting interrogations under the command and control of U.S. military personnel, and the decisions about the scope and nature of these interrogations were an integral part of the military’s interests. Moreover, the military desperately needed to receive contractor assistance in its interrogations because of a substantial shortage of personnel. Thus, the interrogations were a major component of the war effort, designed to gather military intelligence. These strong public interests merit our consideration of the federal common law immunities claimed by the defendants as protection from any civil suit and from any potential civil liability under state tort law.
Because we have appellate jurisdiction to address one or all of the forms of immunity claimed by the defendants, we would, at the outset, be required to decide our subject matter jurisdiction. See Steel Co. v. Citizens for a Better Env’t,
Accordingly, I would dismiss these appeals and remand them with orders to dismiss the cases as nonjusticiable attempts to engage the judiciary in questions reserved by the Constitution for Congress and the Commander-in-Chief to resolve.
I
In 2003, a multi-national force, led by the United States and Great Britain, invaded Iraq. During the course of the war, the U.S. military seized and detained Iraqi citizens suspected of being enemy combatants or thought to have value in possessing useful intelligence regarding the insurgency or other terrorist activities. These detainees were imprisoned in Abu Ghraib prison and other prisons throughout Iraq. Although these prisons were operated by the U.S. Army in an active war zone, “a severe shortage” of military intelligence personnel “prompt[ed] the U.S. government to contract with private corporations to provide civilian interrogators and interpreters.” J.A. 408. These contractors included CACI Premier Technology, Inc., a subsidiary of CACI International, Inc. (collectively herein, “CACI”) and Titan Corporation, now L-3 Services, Inc. (“L-3”). CACI and L-3 were required to comply with Department of Defense interrogation policies and procedures when conducting “[ijntelligence interrogations, detainee debriefings, and tactical questioning” of persons in the custody of the U.S. military. J.A. 270-71. Secretary of Defense Donald Rumsfeld testified before Congress that the linguists and interrogators provided by contractors at Abu Ghraib were “responsible to [the military intelligence] personnel who hire[d] them and ha[d] responsibility for supervising them.” Hearing of the U.S. Senate Committee on Armed Services 44 (May 7, 2004). Acting Secretary of the Army Les Brownlee also testified that civilian linguists and interrogators “work[ed] under the supervision of officers or non-commissioned officers in charge of whatever team or unit they are on.” Id.
The complaints purport to state causes of action under various state-defined torts and under the Alien Tort Statute, naming as defendants CACI, L-3, and Adel Nakhla, an individual employee of L-3, and they demand compensatory damages for physical, economic, and mental injuries; punitive damages to punish defendants for engaging in human rights abuses and to deter similar behavior in the future; and attorney’s fees. Complaint ¶¶ 2, 468-559, 560 (Al-Quraishi)-, Complaint ¶¶2, 113-204, 205; see also Al Shimari v. CACI Premier Tech., Inc.,
The defendants filed motions to dismiss all of the claims pursuant to Federal Rules of Civil Procedure 12(b)(1) and 12(b)(6), alleging that the claims were (1) nonjusticiable because they presented a political question, relying on Tiffany v. United States,
A panel of this court reversed the district courts’ orders in two opinions released on the same day, concluding that the district courts should have dismissed the claims on the basis of the government contractor defense recognized in Saleh. Al-Quraishi v. L-3 Servs., Inc.,
II
Section 1291 of Title 28, authorizing “appeals from all final decisions of the district courts of the United States,” codifies the “final judgment rule,” representing “Congress’ determination since the Judiciary Act of 1789 that as a general rule ‘appellate review should be postponed ... until after final judgment has been rendered by the trial court.’ ” Kerr v. U.S. Dist. Ct. for the N. Dist. of Cal.,
Falling within the category of appealable final decisions under § 1291 are certain collateral orders that are “other than final judgments” but “have a final and irreparable effect on the rights of the parties.” Cohen v. Beneficial Indus. Loan Corp.,
The Supreme Court has noted that the “collateral order doctrine” is of “modest scope,” Hallock,
Some or all of the defendants’ claims of immunity in these cases are thus entitled to our review under the collateral order doctrine, and I address them seriatim.
A. Derivative Absolute Immunity
Immunity generally protects government officials from liability based on their office, their function, and the public interest. And when litigation is commenced to enforce liability against them, the officials are, if the public interest is sufficiently strong, also protected from defending the suit itself, even when the official is accused of misconduct. See Nixon,
In this case, the defendants claim, among other immunities, derivative absolute immunity based on their role in carrying out the U.S. military’s mission in the Iraq war zone under the ultimate direction and control of the military. As alleged in the complaints, the defendants were retained by the U.S. military to perform interrogation and translation services in the interrogation of military detainees in military prisons throughout the Iraqi war zone. Complaint ¶¶8, 435, 436, 442 (AlQuraishi); Complaint ¶¶ 1, 10, 64 (Al Shimari ). Indeed, the complaints assert that the defendants were functioning on behalf of the U.S. military and in conspiracy with military personnel “during a period of armed conflict, in connection with hostilities.” Complaint ¶ 497 (AUQuraishi); Complaint ¶ 142 (Al Shimari).
Regardless of whether these facts are ultimately proved, they were alleged by the plaintiffs in their complaints and admitted by the defendants in asserting immunity. And on the basis of these facts, both district courts below conclusively determined that the defendants were not entitled to the derivative immunity recognized in Mangold. In one decision, the district court stated that it “rejected] both arguments” made by the defendant that it was immune under the “doctrine of derivative absolute official immunity” because it could not “determine the scope of Defendants’ government contract, the amount of discretion it afforded Defendants in dealing with detainees, or the costs and benefits of recognizing immunity in this case without examining a complete record after discovery has taken place.” Al Shimari v. CA CI Premier Tech., Inc.,
In the other decision below, the district court concluded that “relying on the information in the Complaint, it is clearly too early to dismiss Defendants on the basis of derivative sovereign immunity,” explaining that “the contract between [the contractor] and the military is not before the Court at this time,” making it impossible to “determine] both the scope of the contract and whether that scope was exceeded.” Al
Thus, both of these opinions take the facts as alleged by the plaintiffs in their complaints as true and conclude that the defendants were not entitled to derivative immunity.
As both the Supreme Court’s precedents and our precedents clearly establish, when a district court refuses to grant an immunity from suit on the basis of the facts alleged in a complaint, the refusals are immediately appealable. Whether they are rightly or wrongly decided, we have jurisdiction to review such rulings to protect the defendants from the costs and distraction of litigation, which undermine the public interest in protecting the governmental function of war zone interrogations. The district courts’ refusals to recognize this immunity can undoubtedly be immediately appealed under the collateral order doctrine. See Ashcroft v. Iqbal,
The majority does not take issue with the defendants’ claim of immunity under the doctrine of derivative absolute immunity, nor does it take issue with the principle that this immunity protects defendants from suit. Ante, at 223 (“Mangold immunity confers upon those within its aegis the right not to stand trial”). Rather, the majority defers any ruling on the immunity because the “record [was not] sufficiently developed through discovery proceedings to accurately assess any claim, including one of immunity.” As the majority explains:
The Maryland and Virginia district courts each perceived that the validity of such invocations [of immunity] depended in significant part on whether the contractor involved was acting within the scope of its agreement with the United States. One could hardly begin to answer that question without resort to any and all contracts between the appellants and the government pertinent to the claims, defenses, and related matters below.
Ante, at 220. Thus, the majority concludes that because the district courts deferred ruling on derivative immunity until the record was more developed, their decisions lack finality and fail the requirements of Hallock,
The majority fails to recognize, however, that its conclusions are contrary to well-established Supreme Court and Fourth Circuit precedents and that the district courts’ decisions in refusing to grant immunity on motions to dismiss based on Rules 12(b)(1) and 12(b)(6) are appealable final determinations under the collateral order doctrine.
In Behrens,
More recently, in Iqbal, the Supreme Court reaffirmed Behrens and its principle that “a district court’s order rejecting qualified immunity at the motion-to-dismiss stage of a proceeding is a ‘final decision’ within the meaning of § 1291.” Iqbal,
Until this decision by the majority, we have applied the reasoning of Mitchell and Behrens faithfully and consistently, holding that the denial of a motion to dismiss based on an immunity that is properly characterized as an immunity from suit, even if on the basis that more discovery is necessary, is a collateral order over which we have jurisdiction under 28 U.S.C. § 1291. In Jenkins v. Medford,
Again, in McVey,
[I]n rejecting the immunity defense “at this early stage,” the district court necessarily subjected the commissioners to the burden of further trial procedures and discovery, perhaps unnecessarily. [The district court’s] order implicitly ruled against the commissioners on ... legal questions.... These questions do not raise factual questions concerning the defendants’ involvement, which would not be appealable.... On the contrary, they are answered with the facts of the complaint assumed to be true as a matter of law. They are therefore the very questions that Mitchell held were appealable.
Id. at 276 (emphasis added) (internal citations omitted).
Although the majority acknowledges these precedents, it attempts to distinguish them by noting that Behrens “confers jurisdiction of these appeals only if the record at the dismissal stage can be construed to present a pure issue of law.” Ante, at 222. It finds that in these cases “those facts that may have been tentatively designated as outcome-determinative are yet subject to genuine dispute, that is, a reasonable factfinder could conclude in favor of either the plaintiffs or the defendants,” and thus we lack jurisdiction because the “courts’ immunity rulings below turn[ed] on genuineness.” Ante, at 223. The majority’s new “genuineness” addition to the collateral order doctrine, however, finds no
The majority’s claim that it could only discern a “pure issue of law” if it “were of the opinion, as the dissenters evidently are, that persons similarly situated to the appellants are inevitably and invariably immune from suit,” ante, at 222, demonstrates the fundamental error of its approach. If the majority believes that the defendants cannot establish their claims to immunity from suit, accepting as true the facts in the complaint, then it should deny the derivative immunity defense on the merits and allow the district courts to proceed and develop a fuller factual record. Indeed, Behrens considers this very possibility, allowing the defendants to pursue a second immunity appeal after the denial of summary judgment even if they have already unsuccessfully appealed the district court’s denial of their motion to dismiss.
Whether it is to avoid the difficulty presented by the political question doctrine or to evade the other difficult questions the merits of these important cases present, the majority chooses to decimate existing collateral order jurisprudence by finding a “genuine” dispute of material fact in a case in which we are asked to review district court decisions denying derivative immunity based only on undisputed facts, those alleged in the complaint. See McVey,
Rather than following these binding precedents of the Supreme Court and our court, the majority chooses to rely on a distinguishable Fifth Circuit decision that refused to consider a claim of immunity because it was neither “substantial” nor
Under our decision in Mangold and its progeny, there can be no serious argument that, based on the complaint, the defendants in these cases failed to present a substantial basis for the immunity. See Mangold,
And recently, the Supreme Court has reaffirmed the need to protect those who perform government junctions with immunity regardless of whether they are public employees, such as military officers, or private individuals retained to perform the same function. See Filarsky v. Delia, — U.S. —,
But the majority never disputes this, nor even discusses why the allegations in the complaint present only a frivolous and unsubstantial claim to derivative immunity. Instead, it frames the dispositive question as one of finality. In so doing, the majority ignores the fundamental and well-established principle that a district court’s denial of a motion to dismiss based on an immunity from suit is a final, immediately appealable collateral order. Whether discovery could help make the issue more clear or whether the district courts wanted a fuller record before ruling on the merits of immunity is irrelevant. The defendants claim entitlement to be protected from the litigation process, and the court’s refusal to grant the immunity denied them that protection and was therefore an appealable decision under Mitchell, Behrens, Iqbal, Jenkins, Winfield, and McVey. It is most regrettable that the majority so readily tramples on these precedents, which clearly provide us with appellate jurisdiction at this stage of the proceedings to consider the substantial claims of immunity asserted by the defendants on the basis of the facts alleged in the complaint.
The defendants also asserted an immunity from suit based on the combatant activities exception to the Federal Tort Claims Act and the D.C. Circuit’s application of that immunity in Saleh v. Titan Corp.,
Again, in response to the allegations of the plaintiffs’ complaints, the defendants claimed that their immunity is based on the United States’ interests, as embodied in the combatant activities exception and as applied in Saleh. Under this immunity, when claims arise out of federal combatant activities, the federal interests preempt the application of state tort law to its contractors and then replace state tort law with federal common law, which recognizes an immunity for claims against contractors arising out of combatant activities. The United States’ interest in its contractors’ performance in the course of combatant
The district courts denied the claimed immunities. The court in Al-Quraishi refused to recognize the unique federal interests embodied in the combatant activities exception. Al-Quraishi,
The majority now refuses also to review these district court orders, thus denying the defendants the combatant activities immunity. It does so mainly by relying on an unexplored labeling problem. It states eonelusorily, “Boyle preemption (and, thus, Saleh preemption) is, ipso facto, not immunity.” Ante, at 217. And again, repeating its labeling reliance, it declares, “Saleh preemption falls squarely on the side of being a defense to liability and not an immunity from suit.” Ante, at 217. The only analysis the majority accords the issue is an observation that immunity “derives from an explicit statutory or constructive guarantee that trial will not occur” (internal quotation marks omitted), and that Boyle, “from which Saleh preemption is derived, [did not rely] on any such explicit guarantee.” Ante, at 217. The majority’s opinion, however, neither considers what Saleh actually held in order to prove its assertion, nor analyzes the text of the combatant activities exception and the unique federal interests it embodies. Moreover, it assumes, without analysis, that Boyle and Saleh are identical for purposes of its collateral order analysis.
Surely our jurisdiction to consider the district courts’ orders cannot depend wholly on labels such as “preemption” and “immunity.” Nonetheless, if a vote on labels were critical, the majority would have little support, as virtually every court that has considered the government contractor defense set forth in Boyle takes it as a two-step defense leading to immunity. Under the first step, the court preempts state tort law, and under the second, it recognizes the federal common law providing immunity to such contractors. See In re Katrina Canal Breaches,
Rather than counting labeling votes, however, we must, in determining our appellate jurisdiction over the defendants’ claim of Saleh immunity, inquire whether the assertion of Saleh immunity falls within the category of collateral orders that the Supreme Court has held appealable under the collateral order doctrine.
We begin by looking to the methodology in Boyle, which was employed by Saleh to identify the unique federal interests in these cases. In Boyle, the Supreme Court referred to the “displacement” of state law with federal common law,
In Boyle, the father of a deceased helicopter pilot sued the helicopter’s manufacturer, a private government contractor, under Virginia tort law, alleging that the helicopter’s escape hatch had been defectively designed because it opened out rather than in. Id. at 502-03,
The Boyle Court reached its conclusion through a two-step process. First, it recognized that the subject matter of the suit implicated “uniquely federal interests,” because it involved the “performance of federal procurement contracts,” which “border[ed] upon two areas that [the Court] ha[d] found to involve such ‘uniquely federal interests’ (1) the rights and obli
The Boyle case thus works the displacement of state law, through preemption, with federal common law and then describes the content of the federal common law government contractor defense, looking for that purpose to the discretionary function exception in the FTCA.
This case, however, does not involve the government contractor defense recognized in Boyle, but rather a defense based on the combatant activities exception, a common law immunity recognized in the FTCA. See 28 U.S.C. § 2680© (retaining sovereign immunity for claims “arising out of the combatant activities of the military or naval forces, or the Coast Guard during time of war”); see also Filarsky,
Saleh indeed did apply the Boyle methodology to circumstances identical to those before us. Thus the Saleh court concluded that Congress intended the combatant activities exception to “eliminat[e] ... tort from the battlefield, both to preempt state or foreign regulation of federal wartime conduct and to free military commanders from the doubts and uncertainty inherent in potential subjection to civil suit.” Sa
In the context of the combatant activities exception, the relevant question is not so much whether the substance of the federal duty is inconsistent with a hypothetical duty imposed by the State or foreign sovereign. Rather, it is the imposition per se of the state or foreign tort law that conflicts with the FTCA’s policy of eliminating tort concepts from the battlefield. The very purposes of tort law are in conflict with the pursuit of warfare. Thus, the instant case presents us with a more general conflict preemption, to coin a term, “battle-field preemption”: the federal government occupies the field when it comes to warfare, and its interest in combat is always “precisely contrary” to the imposition of a non-federal tort duty.
Saleh,
Thus, to reject the defendants’ claim of sovereign immunity under Saleh amounts to subjecting government contractors engaged in the war effort of the military to suits, thereby interfering with the very combatant activities intended to be protected from suit by federal statutory and common law. The government’s unique interest can only be protected and preserved if the Saleh defense to a potential suit is preserved by our review at the outset of litigation. This is because the Saleh immunity serves the interests of freeing officers engaged in combatant activities from “the doubts and uncertainty inherent in potential subjection to civil suit.” Saleh,
Although the legislative history of the combatant activities exception is “singularly barren,” courts have long recognized that the exception serves to exempt activities that “by their very nature should be free from the hindrance of a possible damage suit.” Johnson v. United States,
Moreover, in Filarsky, the Supreme Court relied on the same public interest in holding that common law immunity protects not only government employees but also private contractors when performing the government’s work:
The public interest in ensuring performance of government duties free from the distractions that can accompany even routine lawsuits is also implicated when individuals other than permanent government employees discharge these duties. Not only will such individuals’ performance of any ongoing government responsibilities suffer from the distraction of lawsuits, but such distractions will also often affect any public employees with whom they work by embroiling those employees in litigation.
Filarsky,
In short, the unique federal interest embodied in the combatant activities exception to the FTCA is an interest in freeing military actors from the distraction, inhibition, and fear that the imposition of state tort law by means of a potential civil suit entails. It makes no difference whether the military actors are low-level soldiers, commanders, or military contractors. The Supreme Court has made clear that immunity attaches to the function being performed, and private actors who are hired by the government to perform public functions are entitled to the same immunities to which public officials performing those duties would be entitled. See Filarsky,
This case presents just such an example. The military had a need for specialized language and interrogation skills and hired private individuals to work with the military in performing its public function. Because potential suit and liability would result in “unwarranted timidity” on the part of these government contractors, they must share the common law immunity enjoyed by the military and retained by the FTCA combatant activities exception. These interests underlying this immunity are only protected if the immunity is not only an immunity from liability, but also an immunity from suit.
Thus, the denial of a combatant activities defense will be effectively unreviewable at final judgment because the defendants will no longer be able to vindicate their right to avoid the burdens and distractions of trial. Military contractors will have to undertake future actions “arising out of combatant activities” with the understanding that they are presumptively subject to civil tort law and must abide by state law duties of care in the middle of a foreign war zone. The result will be exactly what the Supreme Court cautioned against in Filarsky: “those working alongside [government employees] could be left holding the bag — facing full liability for actions taken in conjunction with government employees who enjoy immunity for the same activity.”
At bottom, it is readily apparent that the district courts’ orders denying Saleh immunity fall comfortably within the collateral order doctrine. As the Supreme Court has said in summarizing its collateral order precedents:
In each case, some particular value of a high order was marshaled in support of the interest in avoiding trial: honoring the separation of powers, preserving the efficiency of government and the initiative of its officials, respecting a State’s dignitary interest, and mitigating the government’s advantage over the individual. That is, it is not mere avoidance of a trial, but avoidance of a trial that would imperil a substantial public interest, that counts when asking whether an order is “effectively” unreviewable if review is to be left until later.
Will v. Hallock,
C. Law-of-War Immunity
Finally, CACI and L-3 claimed protection from suit and from the application of Iraqi law under law-of-war immunity, as recognized in the Supreme Court’s decision in Dow v. Johnson,
The plaintiffs agree that the district courts conclusively decided that defendants were not entitled to law-of-war immunity and that the issue is collateral to the merits. They contend, however, that this immunity is not an immunity from suit but a doctrine of jurisdiction, depriving courts in an occupied territory of jurisdiction over the occupying forces.
In its amicus brief, the United States noted, without explanation, that “Dow and the policies it reflects may well inform the ultimate disposition of these claims,” but the United States was “not prepared ... to conclude that the contractor defendants have demonstrated a right to immediate review of their contentions based on Dow alone.”
The majority again resorts to labels to resolve this immunity issue, noting that Dow does not use the word “immunity.” The fact that Dow does not use the specific term “immunity,” however, has little relevance to the question of whether a ruling denying application of its holding is immediately appealable. Dow characterized the defense at issue as an “exemption from ... civil proceedings,”
Rather than fuss with a label, however, we must determine the nature of the defense recognized in Doio so as to be able to determine whether its rejection is immediately appealable.
The majority finds it “curious to imagine the nineteenth century [Supreme] Court regarding its decisions in the Civil War cases as having durable precedential effect,” citing no authority to reach that conclusion, and implies they may not “possess continued relevance beyond their immediate context.” Ante, at 217. By contrast, at oral argument, the United States postulated that the “principles of Dow may have further life in other doctrines,” and specifically argued that these principles may be “given effect” by courts in their recognition of the federal common law defense identified in Saleh based on the combatant activities exception. Dow and other cases of its era were decided as a matter of federal and international common law at a time when the Supreme Court recognized the validity of such common law. See Ford v. Surget,
Although the invocation of federal common law was restricted severely with the Supreme Court’s decision in Erie Railroad Co. v. Tompkins,
The majority relies heavily on the Supreme Court’s statement that an immunity from suit must typically be derived from “an explicit statutory or constitutional guarantee that trial will not occur.” Ante, at 217. Thus, the majority would conclude that Saleh preemption cannot be an immunity from suit, because there is “no contention that the Supreme Court in Boyle [], from which Saleh preemption is derived, relied on any such explicit guarantee embodied in statute or in the Constitution.” Ante, at 217. Retreating almost immediately from this categorical statement, however, the majority then admits in a footnote that the Supreme Court has recognized an implicit immunity from suit when such immunity has a “ ‘good pedigree in public law,’ which more than makes up for its implicitness.” Ante, at 217 n. 9 (quoting Digital Equip.,
Therefore, for the same reasons that the denial of the federal common law defense recognized in Saleh is immediately appeal-able, inasmuch as the exemption from suit will effectively be unreviewable on appeal, the denial of the law-of-war immunity is immediately appealable, either independently or as part and parcel of the Saleh defense. The similarity in language is striking. Dow asks, “[wjhat is the law which governs an army invading an enemy’s country,” and concludes that “[i]t is not the civil law of the invaded country; it is not the civil law of the conquering country: it is military law, — the law of war.”
The denial of any one of the three immunities claimed by CACI and L-3 is undoubtedly immediately appealable under the collateral order doctrine. Not only has the denial of such immunities, even on 12(b)(6) motions, traditionally been found
Ill
Upon the necessary recognition of our appellate jurisdiction to consider the immunities on an interlocutory basis, we must, at once and as the next immediate step, consider our subject matter jurisdiction, as well as the subject matter jurisdiction of the district courts. “On every writ of error or appeal, the first and fundamental question is that of jurisdiction, first of this court, and then of the court from which the record comes. This question the court is bound to ask and answer for itself....” Steel Co. v. Citizens for a Better Env’t,
Even when faced with a collateral order immunity appeal, we are not relieved of the duty to ask first whether the district courts and then whether our court have Article III jurisdiction to hear these eases. See In re Methyl Tertiary Butyl Ether Prods. Liab. Litig.,
The plaintiffs in these cases were seized in a war zone by the military, having been suspected of hostile activity or of possessing useful intelligence. The function of detaining and interrogating such persons to obtain intelligence was undoubtedly critical to the success of military strategies and campaigns. The judgment of whom to interrogate, what to inquire about, and the techniques to use fell comfortably within the powers of the Commander-in-Chief and his subordinates in the chain of command. And CACI and L-3, as civilian contractors of the military, worked side by side with the military to carry out these military operations under the ultimate supervision and command of the military “during a period of armed conflict and in connection with hostilities.” They were engaged by the military to pursue interrogations under the command and control of military personnel with respect to persons detained by the military. And, consistent with the close connection between the military and the military contractors, the complaints allege that the military and the civilian contractors conspired in their abuse of the military detainees.
For the reasons I gave in my panel concurrence in Al Shimari,
Accordingly, while we undoubtedly have appellate jurisdiction under Cohen to con
. The majority also inexplicably dismisses L-3's arguments relating to the Alien Tort Stat
Although the district court in Al Shimari dismissed the plaintiffs’ claims under the ATS, the district court in Al-Quraishi failed to dismiss the ATS claims against L-3 and its employee. L-3 contends on appeal that the denial of its motion to dismiss the ATS claims on account of derivative immunity, among other defenses, was an error. L-3’s claim to derivative absolute immunity in the ATS context is thus undeniably "substantial.” In Sanchez-Espinoza v. Reagan,
Thus, the defendants' claims to derivative immunity as to the ATS claims in Al-Quraishi are obviously substantial because plaintiffs must allege as a jurisdictional necessity either state action or that the defendants were "parties” to the armed conflict in Iraq. Both allegations add further weight to the contention that the defendants were performing a state function and thus entitled to the same immunities afforded public officials performing that function. See Filarsky,
. The majority’s assertion that we are "repackaging for the sake of convenience the preemption defense derived from Boyle as 'combatant activities immunity,’ ” ante, at 218, ignores the fact that Boyle and Saleh, though they both apply preemption, then proceed to apply different principles of federal common law to the issue at hand. Thus, not only are we not applying the common law applied in Boyle, we are also not repackaging anything from Boyle. Rather, we are analyzing the content of the federal common law that the Boyle methodology instructs us to apply. Saleh analyzed the content of this law as well, and the majority simply ignores that there is any such content in its singular focus on the "preemption” label.
. In Al-Quraishi, the district court determined that Iraqi law would apply to the action under Maryland's adherence to the lex loci delicti rule in analyzing choice of law in tort actions.
. Compare this language with the Supreme Court’s more recent characterization that qualified immunity “shields government agents from liability for civil damages,” Behrens,
. Some of these courts have considered jurisdictional questions by exercising pendent appellate jurisdiction over the question, reasoning that determining subject matter jurisdiction is "necessary to ensure meaningful review” of the immunity question. See Kwai
Concurrence Opinion
concurring:
I respect the majority’s well-reasoned opinion in this case and therefore fully concur in its conclusion that we lack jurisdiction to hear this appeal. I write separately only to express my hope that the district courts in these consolidated appeals will give due consideration to the appellant’s immunity and preemption arguments — especially in light of the Supreme Court’s recent opinion in Filarsky v. Delia, — U.S. —,
Judge Agee has authorized me to indicate that he joins in this concurrence.
