Lead Opinion
Reversed and remanded with instructions by published opinion. Judge NIEMEYER wrote the opinion, in which Judge SHEDD joined. Judge KING wrote a dissenting opinion.
OPINION
Seventy-two Iraqis, who were seized in Iraq by the U.S. military and detained at various locations throughout Iraq, commenced this action against L-3 Services, Inc., a military contractor, and one of its employees, Adel Nakhla (collectively, “L-3 Services”). L-3 Services was retained by the military to provide translation services in connection with interrogations of persons detained at various detention sites in the Iraq war zone. The plaintiffs allege that L-3 Services’ employees and military personnel conspired among themselves and with others to torture and abuse them while they were detained and to cover up that conduct.
The factual context alleged in the complaint is, for purposes of the issues before us, the same as stated in Al-Shimari v. CACI International, Inc.,
L-3 Services filed a motion to dismiss the complaint on numerous grounds, including law of war immunity; the political question doctrine; federal preemption under Boyle v. United Technologies Corp.,
On the contractor’s appeal, we reverse and remand with instructions to dismiss this case for the reasons given in Al Shimari v. CACI International. We conclude that the plaintiffs’ state law claims are preempted by federal law and displaced by it, as articulated in Saleh,
As an additional issue in this case, the plaintiffs challenge our jurisdiction to decide these issues on L-3 Services’ interlocutory appeal. They contend that all of the requirements for collateral order review have not been satisfied. See Will v. Hal-lock,
L-3 Services responds by arguing that the plaintiffs’ arguments overlook the fact that the district court’s opinion included final determinations that “law of war immunity (i) does not apply to government contractors, (ii) does not apply to suits brought in U.S. courts, and (iii) does not extend to violations of the law of war.” Moreover, it argues, to deny immunity now would subject it to discovery and perhaps trial, against which immunity is designed to protect it. See McMahon v. Presidential Airways, Inc.,
As a baseline for our discussion, we recognize that jurisdiction of the courts of appeals extends, as a general matter, only to appeals from “final decisions of the district courts of the United States.” 28 U.S.C. § 1291 (emphasis added); but see id. § 1292 (listing exceptions). This proscription, however, has long been construed to allow appeals from “orders other than final judgments when they have a final and irreparable effect on the rights of the parties.” Cohen v. Beneficial Indus. Loan Corp.,
The collateral order doctrine is intended to be modest in scope so as to prevent it from
overpowering] the substantial finality interests § 1291 is meant to further: judicial efficiency, for example, and the “sensible policy ‘of avoiding] the obstruction to just claims that would come from permitting the harassment and cost of a succession of separate appeals from the various rulings to which a litigation may give rise.’ ”
Will,
The Supreme Court has recognized courts of appeals’ jurisdiction under the collateral order doctrine in a number of contexts. For example, citing separation-of-powers interests, the Court has held that denying the President absolute immunity is immediately appealable. Nixon v. Fitzgerald,
Consistent with this line of cases, we conclude that the interlocutory appeal in this case falls within that “narrow class” of cases that are immediately appealable. First, this case presents substantial issues relating to federal preemption, separation-of-powers, and immunity that could not be addressed on appeal from final judgment. The plaintiffs’ complaint, in essence, alleges that military functions carried out eonspiratorially in a war zone by military personnel and civilian contract employees violated rules and norms adopted for those functions by the military. Allowing the case to proceed would allow judicial scrutiny of military policies and practices in a way that could not be remedied in an appeal from the final judgment. Second, the district court effectively determined conclusively the question of whether state tort law can be applied to a battlefield context. Just as immunity from suit must be recognized in the early stages of litigation in order to have its full effect, battlefield preemption must also be recognized in order to prevent judicial scrutiny of an active military zone. Third, the disputed questions are collateral to resolution on the merits. The issues raised both here and in the district court are entirely separate from the merits. Indeed, in reaching our decisions here and in Al Shimari v. CACI International, we have accepted as true the plaintiffs’ allegations that the defendants engaged in a conspiracy with military personnel to torture them, abuse them, and cover up those actions. Fourth and finally, and perhaps most important to exercising jurisdiction in this case, we conclude that the federal preemption doctrine underlying our opinion represents a strong public policy interest, where wartime actions within a United States military prison are being challenged in a civilian court under state tort law.
The dissent recognizes that the existence of such a strong public policy is “a necessary prerequisite to a collateral order appeal,” but it argues that recognizing the public policy interest is not the “end of the inquiry.” Post, at 208 n. 3. Instead, it focuses on what it asserts is “ ‘[t]he crucial question,’ ” “ ‘whether deferring review until final judgment so imperils the interest as to justify the costs of allowing immediate appeal of the entire class of relevant orders.’ ” Id. (quoting Mohawk Industries, Inc. v. Carpenter, — U.S.-,
In reaching this conclusion, however, the dissent overlooks the fact that the interest presented by this case is not simply to prevent liability for government contractors but, more broadly and importantly, the “elimination of tort from the battlefield, both to preempt state or foreign regulation of federal wartime conduct and to free military commanders from the doubts and uncertainty inherent in potential subjection to civil suit.” Saleh,
“Arguments for preemption of state prerogatives are particularly compelling in times of war,” Saleh,
For these reasons, we reject plaintiffs’ challenge to our jurisdiction; reverse the district court’s order denying L-3 Services’ motion to dismiss; and remand with instructions to dismiss.
REVERSED AND REMANDED WITH INSTRUCTIONS
Dissenting Opinion
Because we lack jurisdiction to decide whether the plaintiffs’ state law torture claims are preempted by federal law, I am compelled to dissent. Contrary to the majority’s holding, the collateral order doctrine offers no basis for the majority’s preemption ruling. Although the district court’s denial of immunity to defendant L-3 Services, Inc., under the laws of war might afford us jurisdiction to address that discrete issue, the majority declines to so resolve this appeal. Rather, the majority disposes of the plaintiffs’ state law claims solely on the ground that they are preempted by federal law. An interlocutory denial of dismissal for preemption, however, fails to satisfy the exacting requirements for collateral order review. Moreover, L-3’s assertion of a preemption defense is not sufficiently interconnected with the immunity issue that both ought to be definitively resolved prior to moving forward with the litigation. Consequently, the preemption aspect of L-3’s appeal should be dismissed.
A.
The United States military (the “government”) contracted with L-3 to provide civilian translators to assist with interrogating Iraqi detainees at Abu Ghraib prison and approximately twenty other government facilities in Iraq. The plaintiffs are seventy-two Iraqi citizens who were detained at these facilities. According to the operative Second Amended Complaint (the “Complaint”), the allegations of which we are bound to take as true at this stage of the proceedings, the plaintiffs suffered torture and other mental and physical mistreatment at the hands of L-3.
In particular, L-3’s translators “have admitted ... to participating in interrogations where detainees were hit, kept in stress positions until they collapsed, made to do push-ups until they collapsed, kept awake for long periods, exposed to extreme temperatures and choked by the throat.” Complaint ¶ 427.
In accordance with Rules 12(b)(1) and 12(b)(6) of the Federal Rules of Civil Procedure, L-3 moved to dismiss the Complaint, asserting, among other things: (1) that it was immune to suit under the laws of war; (2) that it was otherwise entitled to immunity derived from its association with the sovereign; and (3) that the suit raised a nonjusticiable political question. Prior to the hearing on the motion, the district court invited argument on a fourth ground endorsed by the District of Columbia Circuit in a case arising out of similar circumstances: that the plaintiffs’ state law claims were preempted, having arisen in the context of combat activities conducted in the federal interest. See Saleh v. Titan Corp.,
Following the hearing, the district court denied the motion to dismiss in all respects. See Al-Quraishi v. Nakhla,
B.
The majority treats the district court’s interlocutory ruling denying L-3’s motion to dismiss as an appealable collateral order within the meaning of Cohen v. Beneficial Industrial Loan Corp.,
As to this last point, the majority characterizes the Complaint as alleging “that military functions carried out conspiratorially in a war zone by military personnel and civilian contract employees violated rules and norms adopted for those functions by the military.” Ante at 205. Permitting the case to proceed before the district court would, according to the majority, “allow judicial scrutiny of military policies and practices in a way that could not be remedied in an appeal from the final judgment.” Id. at 205. The majority therefore concludes that we possess jurisdiction over the district court’s denial ruling, and it reverses and remands the cause for dismissal exclusively on Saleh preemption grounds.
II.
The primary problem with the majority’s approach is that the lone underpinning of its substantive ruling — Saleh preemption — affords no basis whatsoever for its
A.
The final-judgment rule codified in 28 U.S.C. § 1291 is a venerable jurisdictional principle. Although the collateral order doctrine imparts a “practical ... construction” on § 1291, Cohen v. Beneficial Indus. Loan Corp.,
The Supreme Court’s concern, as expressed through its consistent admonitions, is amply justified. First, the appellate courts are of limited jurisdiction, and the review of prejudgment appeals as a matter of course would “undermine[ ] efficient judicial administration and eneroach[ ] upon the prerogatives of district court judges, who play a special role in managing ongoing litigation.” Mohawk,
B.
1.
Although a properly appealable collateral order must of course satisfy all of the Cohen requirements, its hallmark is the encapsulation of a right whose abridgement is “effectively unreviewable” should appellate review await final judgment. See Henry v. Lake Charles Am. Press LLC,
In assessing whether the right sought to be protected constitutes a true immunity and not merely a defense, “§ 1291 requires [the court] of appeals to view claims of a ‘right not to be tried’ with skepticism, if not a jaundiced eye.” Digital Equip.,
2.
The district court’s denial of L-3’s preemption claim falls squarely on the side of being a defense to liability and not an immunity from suit. In today’s companion case, Al Shimari v. CACI International, Inc.,
Similarly, the Fifth Circuit in Martin concluded that “the combatant activities exception is not subject to a sui generis exemption from the ordinary jurisdictional requirements for denials of preemption claims.”
3.
The majority is mistaken when it insists that Boyle preemption “operates more in effect like sovereign immunity,” in that it “leaves no federal law addressing the claim.” Al Shimari,
Even if the majority were correct in drawing parallels between Boyle preemption and sovereign immunity, any resemblance would be superficial and of no moment. Though Boyle preemption, like sovereign immunity, may be invoked to bar state law claims, the encapsulated rights serve distinct purposes. State law claims are preempted under Boyle simply because imposing liability in such situations is irreconcilable with uniquely federal interests. Indeed, in Al Shimari, the majority describes Boyle preemption as merely insulating contractors “from state law liability where such protection was necessary to safeguard uniquely federal interests.” Al Shimari,
The right conferred through federal preemption, in other words, is the right not to be bound by a judgment stemming from state law duties. By contrast, immunity is a limited protection against the burden of litigation altogether. See Mitchell v. Forsyth,
It is no answer for the majority to raise the specter of a more generalized conflict stemming from the FTCA’s combatant activities exception. First, any such conflict is not attributable to some inherent tension between state law claims and federal interests, but rather only to the specific test the majority chooses to adopt. That is, assessing preemption based on “the degree of integration that, in fact, existed between” contractors themselves and the military, rather than simply based on the contracts and the military’s regulations, “invitefs] the wide-ranging judicial inquiry ... that the court rightly abjures.” Saleh v. Titan Corp.,
Second, assessing collateral order appealability in a categorical sense, as the law requires, leads me to conclude that the denial of a preemption claim stemming from the combatant activities exception would not invariably (or even frequently) entail significant scrutiny of sensitive military issues.
Indeed, the district court in Saleh had conducted extensive discovery “regarding the military’s supervision of the contract employees as well as the degree to which such employees were integrated into the military chain of command,”
Third, even if sensitive government interests were implicated here, they would fail to warrant collateral order review. As the Fifth Circuit explained in Martin, a district court possesses a variety of tools by which it can prevent undue intrusion: limiting discovery to the preemption defense; resolving the defense as early as possible; and, where appropriate, certifying appeal of an order denying the preemption defense for appellate review pursuant to 28 U.S.C. § 1292(b). There is no risk that military personnel will be improperly haled into court or their depositions taken in suits against private contractors, because “[wjhere discovery would hamper the military’s mission, district courts can and must delay it.” Saleh,
A.
Of the remaining grounds for dismissal before the district court, only the denial of immunity under the laws of war could afford a basis for L-3 to appeal. The interlocutory denial of derivative sovereign immunity did not conclusively resolve that issue, in that the court reserved final judgment pending production of the contract. See Will v. Hallock,
B.
Assuming, arguendo, the appealability of the district court’s denial ruling on laws-of-war immunity grounds, we yet lack pendent jurisdiction to decide the viability of the Saleh preemption defense. See United States v. Wampler,
Neither Sivint scenario presents itself here. Preemption is not “inextricably intertwined with” the question of L-3’s immunity under the laws of war because those inquiries are wholly distinct. The parties have framed the latter issue ’ as prompting an evaluation of the plaintiffs’ status as enemy aliens or ordinary foreign nationals, and also necessitating a determination of whether wartime immunity may be claimed by a defendant alleged to have violated international norms. Such considerations stand in stark contrast to those involved in resolving the preemption defense, which requires us to discern the intent of domestic lawmakers, identify and weigh discrete state and federal interests, and explore the degree to which both may be accommodated. Manifestly, we could decide whether the laws of war shield L-3 from submitting to further proceedings without having to resolve whether it ultimately cannot be held liable to the plaintiffs in that the federal government’s need to effectively wage war trumps Maryland’s interest in governing the conduct of its citizens.
IV.
Inasmuch as we are unquestionably bereft of jurisdiction — either through direct or corollary means — to reach the preemption question, I respectfully dissent from the majority’s decision to reverse the district court’s judgment on that ground.
Notes
. Dismissal obviously would end the appeal without any consideration of L-3's preemption defense. Were I to address the merits thereof, I would conclude that the plaintiffs' claims are not preempted, for the reasons I have discussed in my dissenting opinion in our companion case of Al Shimari v. CACI International, Inc.,
. The Complaint is found at J.A. 14-85. (Citations herein to "J.A.-" refer to the contents of the Joint Appendix filed by the parties to this appeal.)
. Apparently mindful of the Will Court’s admonition that a collateral issue be not only separate but important, the majority stresses that "the federal preemption doctrine underlying our opinion represents a strong public policy interest, where wartime actions within a United States military prison are being challenged in a civilian court under state tort law.” Ante at 205. Although the presence of a "substantial public interest,” or "some particular value of a high order,” is a necessary prerequisite to a collateral order appeal, Will,
. The majority concludes specifically “that the plaintiffs' state law claims are preempted by federal law and displaced by it.” Ante at 203 (emphasis added). Accordingly, I do not understand the majority to have disturbed that part of the district court's ruling declining to dismiss the plaintiffs' federal law claims pursuant to the Alien Tort Statute, 28 U.S.C. § 1350. See Al-Quraishi,
. The Supreme Court has properly dismissed the mistaken notion that Midland Asphalt's "explicit ... guarantee" requirement is in tension with the immediate appealability of an order denying qualified immunity, a term that by its inherent equivocalness, appears to connote only an implicit guarantee against the burdens of trial. Any tension can only be characterized as chimerical, however, in light of qualified immunity's "good pedigree in public law,” which more than makes up for its implicitness. Digital Equip.,
. The majority acknowledges, at least implicitly, that Saleh preemption is not immunity, but it nonetheless equates the two for jurisdictional purposes by insisting that "the denial of immunity and preemption in the battlefield context must be immediately appealable ...
. Indeed, the Boyle Court repeatedly framed the preemption it recognized as creating a mere defense to liability. See, e.g.,
. Whether to recognize an order as collateral is not "an individualized jurisdictional inquiry,” but rather is based "on the entire category to which a claim belongs.” Mohawk,
. The majority’s fear that not permitting L-3 to pursue an immediate appeal will result in impermissible judicial scrutiny of government policies is unfounded. This fear appears to stem from the plaintiffs' allegation of a conspiracy between L-3, its employees, and certain military personnel. The conspiracy allegation, however, does not transform this civil action into a challenge to the government’s policy or interests, or into an attempt to hold its contractors liable for acting in accord with governmental decisions. Just as in Saleh, where some of the plaintiffs alleged a similar conspiracy, "there is no allegation, and no evidence, that” the "low-level soldiers” alleged to be acting in conspiracy with contractor personnel "had any control, de jure or de facto, over the” contractor personnel.
. Before jurisdiction can be invoked under the collateral order doctrine, a district court must issue a "fully consummated decision” that constitutes "a complete, formal, and ... final” resolution of the issue. Abney v. United States,
. In Doe, the D.C. Circuit was confronted with the same argument the majority makes here: that the denial of a dismissal motion premised on the separation of powers falls under the collateral order doctrine because an immediate appellate review "is necessary to protect the executive branch from judicial intrusion into sensitive foreign policy matters” that could not be remedied on appeal from final judgment.
