Al-Haramain Islamic Foundation, Inc. v. ObamaAl-Haramain Islamic Foundation, Inc. v. Obama
OPINION
This case, which comes before us a second time, is one of many related to the United States government’s Terrorist Surveillance Program, a program that “intercepted international communications into and out of the United States of persons alleged to have ties to A1 Qaeda and other terrorist networks.” Al-Haramain Islamic Found. v. Bush (“Al-Haramain I”),
The threshold issue in this appeal is whether the district court erred in predicating the United States’ liability for money damages on an implied waiver of sovereign immunity under
This case effectively brings to an end the plaintiffs’ ongoing attempts to hold the Executive Branch responsible for intercepting telephone conversations without judicial authorization. However, we cannot let that occur without comment on the government’s recent, unfortunate argument that the plaintiffs have somehow engaged in “game-playing.”
In early 2004, the Treasury Department announced an investigation of Al-Hara-main Islamic Foundation, Inc. Then in late 2004, for the first time publicly alleged links to terrorism involving Al-Haramain. Also in 2004, the plaintiffs received a copy of a document from the Office of Foreign Assets Control (the “Sealed Document”), which may or may not have suggested certain of the plaintiffs or their lawyers had been electronically surveilled. In 2005, a New York Times article revealed that the National Security Agency “had obtained the cooperation of telecommunications companies to tap into a significant portion of the companies’ telephone and email traffic, both domestic and international.”
Over the last six years, the plaintiffs have faced a moving and shrinking target. In 2008, Congress narrowed the list of potential defendants by granting telecommunications providers retroactive immunity. See In re Nat’l Sec. Agency Telecomms. Records Litig.,
In light of the complex, ever-evolving nature of this litigation, and considering the significant infringement on individual liberties that would occur if the Executive
Background
I. Al-Haramain I
In Al-Haramain I, Al-Haramain Islamic Foundation and two of its lawyers (collectively “Al-Haramain”) “claimed that they were subject to warrantless electronic surveillance in 2004 in violation of the Foreign Intelligence Surveillance Act.”
We held that the suit itself was not precluded by the state secrets privilege, although the privilege protected the Sealed Document. Id. Without the Sealed Document, the Al-Haramain organization could not establish that it suffered injury-in-fact and therefore did not have standing to bring suit. Id. at 1205. As to the attorney plaintiffs, we remanded to the district court to consider whether “FISA preempts the common law state secrets privilege.” Id. at 1193.
II. District Court Proceedings on Re- . MAND
On remand, the district court held extensive proceedings and issued multiple orders on the various remaining legal issues, including three published decisions. At the outset, the district court held that “FISA preempts or displaces the state secrets privilege ... in cases within the reach of its provisions.” In re Nat’l Sec. Agency Telecomms. Records Litig.,
Concluding that
In light of the Sealed Document, the court ruled it was necessary for the Al-Haramain plaintiffs to establish they were “aggrieved parties” under FISA using non-elassified information. The district court dismissed the complaint with leave to amend the FISA claims, and Al-Haramain filed an amended complaint. The district court then concluded that “[without a doubt” the amended complaint “alleged enough to plead ‘aggrieved person’ status so as to proceed to the next step in proceedings under FISA’s sections 1806(f) and 1810.” In re Nat’l Sec. Agency Telecomms. Records Litig.,
On the merits, the district court granted summary judgment in favor of Al-Hara-main with respect to governmental liability under FISA. Id. at 1202. Al-Haramain then accepted the court’s invitation to voluntarily dismiss the remaining claims “in order to take the steps necessary for the entry of judgment on the FISA claim.” Id. at 1203. The district court also dismissed claims against FBI Director Robert Mueller in his individual capacity. Id.
In a follow-up order on remedies, the court first denied damages to the Al-Hara-main organization because it was a “foreign power or an agent of a foreign power” under FISA’s broad definition of that term, and therefore ineligible to recover damages under the statute.
Analysis
I. Sovereign Immunity
The key and dispositive issue on appeal is whether the government waived sovereign immunity under FISA’s civil liability provision,
We have the benefit of the Supreme Court’s most recent pronouncement in this area. Earlier this year, the Court interpreted the waiver provision of the Privacy Act of 1974, which, like FISA, protects individuals against the government’s collection, use, and disclosure of information. FAA v. Cooper, — U.S. -,
An aggrieved person, ... who has been subjected to an electronic surveillance or about whom information obtained by electronic surveillance of such person has been disclosed or used in violation of section 1809 of this title shall have a cause of action against any person who committed such violation....
A “person” who may have committed the violation is defined as “any individual, including any officer or employee of the Federal Government, or any group, entity, association, corporation, or foreign power.”
(a) A person is guilty of an offense if he intentionally
(1) engages in electronic surveillance ... except as authorized by ... any express statutory authorization ...
(2) discloses or uses information obtained under color of law by electronic surveillance, knowing or having reason to know that the information was obtained through electronic surveillance not authorized by ... express statutory authorization....
(d) There is Federal jurisdiction ... if the person committing the offense was an officer or employee of the United States at the time the offense was committed.
In considering whether
We need not comb the United States Code for disparate examples of sovereign immunity waivers; such examples-are available -closer to home within FISA. Congress included explicit waivers with respect to certain sections of FISA as part of the USA PATRIOT Act,
Any person who is aggrieved by any willful violation of ... sections 106(a), 305(a), or 405(a) of the Foreign Intelligence Surveillance Act of 1978 (50 U.S.C. 1801 et seq.) may commence an action in United States District Court against the United States to recover money damages.3
Although our decision is grounded solely in the text of the statute itself, the legislative history surrounding
Contrasting
Consistent with the congressional scheme, unlike
Al-Haramain reads volumes into the definition of a “person.”
Al-Haramain’s interpretation of the term “person” is problematic both in the context of
Thus, Al-Haramain’s redundancy argument cannot seriously be that, as to sovereign immunity, the government’s interpre
If Congress shared Al-Haramain’s aversion to the potential redundancy of the term “employees and officers of the federal government,” its behavior with respect to other sections of the statute is inexplicable.
Apart from the absence of an explicit grant of sovereign immunity and the stark contrast between
In other words, to be liable under § 1809 and
Congress can and did waive sovereign immunity with respect to violations for which it wished to render the United States liable. It deliberately did not waive immunity with respect to
II. Personal Liability of FBI Director Mueller
During the many years this case was litigated in the district court, Al-Haramain’s suit against FBI Director Mueller in his individual capacity was nothing more than a sideshow, overshadowed by the core claims against the government. Al-Haramain never vigorously pursued its claims against Mueller. Rather, in a hearing at the district court, Al-Haramain emphasized that “we believe Mr. Mueller is a corollary we needn’t get to.” In re Nat’l Sec. Agency Telecomms. Records Litig.,
Al-Haramain’s bare-bones allegations against Mueller are insufficient to survive summary judgment. The allegations, in their entirety, consist of two simple statements: Mueller “threatened to resign because of concerns about the legality of the warrantless surveillance program;” and “Mueller testified before the House Judiciary Committee that in 2004 the FBI, under his direction, undertook activity using information produced by the NSA through the warrantless surveillance program.” These allegations do not appropriately allege a claim under FISA. See Ashcroft v. Iqbal,
Conclusion
Because there is no explicit waiver of sovereign immunity, we reverse the district court’s determination that
AFFIRMED IN PART, REVERSED IN PART, AND JUDGMENT VACATED. The parties shall bear their own costs on appeal.
Notes
. James Risen & Eric Lichtblau, Bush Lets U.S. Spy on Callers Without Courts, N.Y. Times, Dec. 16, 2005, at Al.
. "[S]overeign immunity is a limitation on the district court’s subject matter jurisdiction.” Adam v. Norton,
. These sections of FISA correspond to
. Al-Haramain argues that since
. Al-Haramain also notes that courts have inferred a sovereign immunity waiver in Title VII because the statute renders department heads liable; it contends that the reference to federal employees in FISA is analogous to Title VII's reference to heads of departments. Brown v. General Services Administration, upon which Al-Haramain relies, concerns administrative exhaustion requirements and does not address sovereign immunity.