Opinion
I. INTRODUCTION Andrx сhallenged Astra’s assertions of attorney-client privilege and/or work product protection for seventy-five documents for Phase IV of this trial. (See Letter from Astra to court of 5/29/02; Letter from Andrx to court of 5/24/02.) Andrx challenged the following documents, which were listed on several different privilege logs: documents 59, 334, 367, 442, 442-1, 521, 526, 527, 530, 531, 531-1, 533, 533-1, 533-2, 535, 535-1, 543, 578, 578-1, 580, 580-1, 587, 588, 616, 616-1, and 623 on the May 15, 2002, Supplemental ’281 Privilege Log; documents 116-1, 197-1, 200-2, 211-2, 217, 223, 223-1, 235-1, 237-1, 245-1, 263-1-1, 430-1, 484-1, 585,
Because of the complexity of this case, this court decided that an in camera inspection of the documents would be necessary to decide properly the issues raised by Andrx’s challenges. Astra submitted the challenged documents to the court for review in a series of five in camera submissions. The court reviеwed each of the documents individually. After conducting a complete in camera review of all of the challenged documents, the court ordered the immediate production of twenty-two of the challenged documents either in their entirety or with appropriate redactions. (See Order of 5/27/02.) The court also provided Andrx with a redacted copy of an additional document during a conference on May 30, 2002. The court addresses the issues raised by each of Andrx’s challenges in detail below.
Astra’s first in camera submission contained documents 116-1, 197-1, 200-2, 211-2, 217, 223, 223-2, 235-1, 237-1, 245-1, 263-1-1, 430-1, 484-1, 827, and 836-1. All of those documents were maintained in the files of the Korean law firm Kim and Chang and related to Korean proceedings, including those between Astra and CKD. (Ryberg Deck of 4/29/02, 112.) There are two general categories of documents at issue in the first in camera submission: (1) communications between employees of Astra in Sweden, including Astra’s in-house counsel, and Astra’s outside counsel in Korea regarding matters pending in the Korean courts and before the Korean Intellectual Property Office (“KIPO”) and (2) internal communications among Astra employees in Sweden that were transmitted to Astra’s outside counsel in Korea.
Astra’s second in camera submission contained documents 235, 246, 334, 367, 442, 442-1, 521, 526, 527, 543, 578, 578-1, 580, 580-1, 585, 587, 588, 616, 616-1, 623, 1524, 1525, 1544, 1546,1550, 2133, 2134, 2142, 2421,
Astra’s third in camera submission contained documents 503, 531, 531-1, 533, 533-1, 533-2, 535, and 535-1. All of those documents were maintained originally in the files of Birgitta Larsson, an Astra employee responsible for prosecuting, or coordinating with Astra’s outside counsel in prosecuting, patent applications around the world. (Lars-son Decl. of 5/15/02, 11111-2.) Each of the documents is a communication between Lars-son and either American or Korean outside counsel for Astra.
Astra’s fourth in camera submission contained documents 59, 712-1, 712-2, 731-1, 775-2, 984A, 990, 2289, 2292, 2412, 2413, 2414, 3059, 3059A, 3059B, 3059C, and 3059D. Those documents were maintained by Astra’s legal department, Astra’s patent department, the offices of Astra’s in-house scientific advis-ors or in the files of the Korean law firm Kim and Chang. (Ryberg Decl. of 5/23/02, 112.)
Astra’s fifth in camera submission consisted solely of document 1627, (see Letter from Astra to court of 5/29/02), which was requested after this court issued its initial order on May 27, 2002, requiring Astra to produce some of the challenged documents.
II. RELEVANCE
As a threshold issue, the court considered the relevance of each of the challenged documents. The determination of whether material is relevant in a patent case is governed by Federal Circuit law when the material relates to an issue of substantive patent law. See Advanced Cardiovascular Sys., Inc. v. Medtronic, Inc.,
III. CHOICE OF LAW
A. REGIONAL OR FEDERAL CIRCUIT
In deciding issues in a patent case, a district court applies the law of the circuit in which it sits with respect to nonpatent issues and the law of the Federal Circuit to issues of substantive patent law. Institut Pasteur v. Cambridge Biotech Corp.,
Despite those general guidelines, the Federal Circuit has held that its “own law applies to the issue whether the attorney-client privilege applies to an invention record prepared and submitted to housе counsel relating to a litigated patent.” In re Spalding Sports Worldwide, Inc.,
B. FOREIGN LAW
Most, if not all, of the challеnged documents are foreign documents; therefore, determination of the applicability of attorney-client privilege or work product protection to many of the challenged documents implicates issues of foreign law. Rule 501 of the Federal Rules of Evidence provides that questions of privilege in a federal question case are “governed by the principles of common law as they may be interpreted by the courts of the United States in the light of reason and experience.” The “common law” applied under Rule 501 includes “choice of law” questions. Golden Trade S.r.L. v. Lee Apparel Co.,
In Golden Trade, S.r.L. v. Lee Apparel Co.,
In assessing the potential availability of foreign privilege law governing communications with patent agents, most courts have engaged in a form of traditional choice-of-law “contacts” analysis ... and have thus looked to whether the client was domestic or foreign, and whether the foreign patent agent was working on foreign patent matters or assisting in efforts to obtain a United States patent.... The working standard in these cases has been summarized in general terms as follows: “any communications touching base with the United States will be governed by the federal discovery rules while any communications related to matters solely involving [a foreign country] will be governed by the applicable foreign statute.” .... [Communications by a foreign client with foreign patent agents “relating to assistance in prosecuting patent applications in the United States” are governed by American privilege law whereas communications “relating to assistance in prosecuting patent applications in their own foreign country” or “rendering legal advice ... on the patent law of their own country” are, as a matter of comity, governed by the privilege “law of the foreign country in which
the patent application is filed,” even if the client is a party to an American lawsuit.
Where, as here, alleged privileged communications took plаce in a foreign country or involved foreign attorneys or proceedings, this court defers to the law of the country that has the “predominant” or “the most direct and compelling interest” in whether those communications should remain confidential, unless that foreign law is contrary to the public policy of this forum. Golden Trade,
The court’s review of documents 442, 442-1, 616, and 616-1 implicates the law of Germany. Documents 442-1 and 616-1 are copies of a letter to Astra’s in-house counsel from Astra’s outside German counsel providing legal opinions and conveying legal advice. Documents 442 and 616 are copies of a confidential communication in Swedish between Astra’s in-house counsel and other Astra employees in Sweden forwarding copies of the opinions and advice rendered by Astra’s German counsel for the purpose of obtaining and rendering additional legal advice. The court finds that Germany has the most compelling interest in whether these documents are pro
Many of the challenged documents relate to four proceedings in Korea between Astra U.S.A. and CKD, a Korean entity. Three of those proceedings focused on Korean Patent No. 55426 — a patent owned by Astra U.S.A. (Han Decl. of 5/6/02, H 5, Ex. 2.) The first two proceedings, a preliminary injunction action and a damages/infringement action, were conducted in the Korean courts. (Han Decl. of 5/6/02,115.) The third proceeding, a confirmatiоn of scope trial, was conducted in the KIPO to determine whether a hypothetical process fell within the coverage of Astra U.S.A.’s Korean Patent No. 55426. (Id.) The fourth proceeding, an opposition proceeding in the KIPO, was brought by Astra U.S.A. against CKD’s Patent Application No. 95-15059. With respect to these proceedings, Astra’s employees and in-house legal counsel communicated with outside Korean counsel, the law firm of Kim and Chang, on behalf of Astra U.S.A. (Id.) ‘When a Korean attorney is representing a foreign client in a Korean proceeding, the Korean attorney will generally anticipate that the Korean law of privilege will apply to the attorney’s communications with the client and the work product created for that proceeding.” (Shin Decl. of 5/4/02, 119.) Under applicable principles of comity, this court will apply the law of Korea to Andrx’s challenges to the following documents, all of which rеlate to the four Korean proceedings: 116-1, 197-1, 200-2, 211-2, 217, 223, 223-1, 235, 235-1, 237-1, 245-1, 263-1-1, 430-1, 484-1, 712-1, 712-2, 731-1, 775-2, 827, 836-1, 984A, 990, 1524, 1544, 1546, 1550, 1627, 2133, 2134, 2289, 2421, 2534, 2585, 2587, and 2605.
The court finds that the following documents “touch base” with the United States: 334, 521, 526, 527, 530, 531, 531-1, 533, 533-1, 533-2, 535, 535-1, 543, 578, 578-1, 580, 580-1, 587, 588, and 623. All but one of these documents are either communications between Astra employees, including in-house counsel, and Astra’s outside American counsel or between Astra’s in-house counsel and other Astra employees relating to the prosecution of patent applications or the conduct of litigation in the United States. The remaining document, document 535, is a communication between Astra’s in-house counsel and Astra’s Korean counsel, but the communication relates to the prosecution of a patent application in the United States and was maintained by Astra in its files relating to the prosecution of that patent. Therefore, United States law applies to the court’s review of those documents. See Odone v. Croda Intern., PLC,
IV. REVIEWING THE DOCUMENTS
A. APPLYING GERMAN LAW
In support of its claims of attorney-client privilege and work product protection under German law, Astra has supplied the court with the declaration of Dr. Mathias Ricker, a Patent Attorney and partner with a German law firm. Declarant Ricker reports that German law promises confidentiality to communications between a patent attorney or agent and his clients. (Ricker Decl. of 5/16/02, 113.) German courts may not compel such a patent attorney or agent to disclose or produce those communications, whether written or oral. (Id.) This unrebutted showing suffices to establish that the documents in
Documents 442, 442-1, 616, and 616-1 would also be protected from disclosure by the attorney-client privilege under the law of this Circuit. Accordingly, the court finds that the protection of these four documents under German law “would not seriously impinge on any significant policy of this forum.” Golden Trade,
B. APPLYING KOREAN LAW
In support of its claims of attorney-client privilege and work product protection under Korean law, Astra has supplied the court with numerous declarations by Korean counsel. Korea is a civil law country. (Shin Decl. of 5/4/02, 1110.) Judges in civil law countries do not make new law in the sense that common law courts do; instead, they interpret the statutory codes of their countries. See Alpex Computer Corp. v. Nintendo Co., Ltd., No. 86 Civ. 1749,
Korean statutes do provide for a number of protections related to the concept of attorney-client privilege as it is known in this country. For example, Korea has statutory provisions that excuse attorneys from the obligation of revealing their clients’ secrets when they are testifying in court. (Shin Deck of 5/4/02, U 13.)
Courts in this District have recognized that the “fact that a [foreign] statute requires a party to keep clients’ affairs secret does not mean that a privilege exists,” and that, even in the United States, there are confidentiality requirements in the lаw that “do not create a privilege equivalent to the attorney/elient privilege.” Bristol-Myers,
However, both of these findings-lack of a statutory attorney-client privilege and work product protection in Korea-rest on the assumption that parties may be ordered or required to testify or produce documents concerning confidential communication by a Korean court during a lawsuit. The court finds that such an assumption is, in fact, erroneous. Astra has demonstrated sufficiently for the purposes of this court’s present document review that these documents would not be subject to production, whether through a discovery process or by court order, in a Korean civil lawsuit. Under Korean law, a court may only issue an order to compel document production under specific limited circumstances designated by statute.
Andrx correctly points out, however, that this court should not apply the Korean law of discovery, since law regarding document disclosure is procedural. (See Letter from Andrx to court of 5/19/02, at 3.) Courts use choice-of-law rules to determine whether to apply another forum’s substantive law but always use their own procedural rules. American Dredging Co. v. Miller,
Accordingly, this court agrees with Andrx that discovery of the Korean documents is governed by the Federal Rules of Civil Procedure. It does not agree, however, that the absence of Korean attorney-client privilege and work product provisions requires this court to order the wholesale production of all of the Korean documents in their entirety. To do so would violate principles of comity and would offend the public policy of this forum. The fact is that vastly different discovery practices, which permit only minimal discovery, are applicable to civil suits conducted in Korea. Indeed, none of the documents at issue here would be discoverable in а Korean civil suit. Under these circumstances, where virtually no disclosure is contemplated, it is hardly surprising that Korea has not developed a substantive law relating to attorney-client privilege and work product that is co-extensive with our own law. It also seems clear that to apply Korean privilege law, or the lack thereof, in a vacuum-without taking account of the very limited discovery provided in Korean civil cases-would offend the very principles of comity that choice-of-law rules were intended to protect. See United States v. First National City Bank,
Further, ordering discovery without any protection also offends the public policy of this forum, which promotes full discovery but, at the same time, prevents disclosure of privileged documents. If the court were to rule without taking Korea’s discovery practices into account, the court would be required to order complete disclosure of all of the Korean documents, many of which would be protected under either the attorney-client privilege or work product doctrine as applied in this jurisdiction. Contrary to the policies of upholding or expanding privilege to protect documents whenever they would be protected in other countries, see Golden Trade,
1. ATTORNEY-CLIENT PRIVILEGE
The attorney-client privilege is intended to encourage clients to be forthcoming and candid with their attorneys so that the attorney is sufficiently well-informed to provide sound legal advice. See Upjohn Co. v. United States,
(1) Where legal advice of any kind is sought (2) from a professional legal advisor in his capacity as such, (3) the communications relating to that purpose, (4) made in confidence (5) by the client, (6) are at his instance permanently protected (7) frоm disclosure by himself or by the legal advis- or, (8) except the protection be waived.
In re Grand Jury Subpoena Duces Tecum Dated Sept. 15, 1983,
“The privilege only protects disclosure of communications; it does not protect disclosure of the underlying facts by those who communicated with the attorney.” Upjohn,
“Attachments which do not, by their content, fall within the realm of the privilege cannot become privileged by merely attaching them to a communication with an attorney.” Sneider v. Kimberly-Clark Corp.,
2. WORK PRODUCT PROTECTION
The scope of the work product doctrine is set forth in Federal Rule of Civil Procedure 26(b)(3), which states in relevant part:
[A] party may obtain discovery of documents and tangible things otherwise discoverable ... and prepared in anticipation of litigation or for trial by or for another party or by or for that other party’s representative ... only upon a showing that the party seeking discovery has substantial need of the materials in the preparation of the party’s case and that the party is unable without undue hardship to obtain the substantial equivalent of the materials by*104 other means. In ordering discovery of such materials when the required showing has been made, the court shall protect against disclosure of the mental impressions, conclusions, opinions, or legal theories of an attorney or other representative of the party concerning the litigation.
Generally, “[t]hree conditiоns must be met in order to earn work product protection. The material must (1) be a document or tangible thing, (2) that was prepared in anticipation of litigation, and (3) was prepared by or for a party, or by or for his representative.” In re Grand, Jury Subpoenas Dated Dec. 18, 1981 & Jan. Ip, 1982,
Generally, work product immunity continues to protect documents even when the litigation is completed. United States v. Pfizer Inc.,
Even where the applicability of the work product doctrine has been established, factual material may be ordered produced “upon a showing of substantial need and inability to obtain the equivalent without undue hardship.” Upjohn,
3. DOCUMENTS PROTECTED BY ATTORNEY CLIENT PRIVILEGE
The court makes .the following findings concerning documents that are protected in their entirety from disclosure by the attorney-client privilege:
The first category of documents consists of document 245-1. This document is a confidential communication between Astra employees, including in-house lawyers, and Kim & Chang lawyers. The document relates to advice solicited by or given to Astra regarding Astra’s Korean legal proceedings with CKD. It contains advice and requests for advice regarding Korean court procedure, KIPO procedure, discussions of strategy regarding Korean legal proceedings with CKD, and other confidential information. Astra’s claim of attorney-client privilegе in this document is sustained.
The second category of documents consists of documents 263-1-1, 430-1, 484-1, 1550, 2534, and 2585. These documents are work product documents that reflect a lawyer’s involvement, such as draft pleadings, draft briefs, and other drafts or documents prepared by lawyers. Many of these docu-
The third category of documents consists of documents numbered 116-1, 197-1, 200-2, 211-2, 223, 223-1, and 836-1. These documents contain scientific information, including reports, analyses, and other scientific data communicаted between internal Astra scientists and Astra in-house lawyers and forwarded to Kim and Chang lawyers or between internal Astra scientists and Kim and Chang lawyers. These documents were prepared in response to requests by Kim and Chang lawyers, or Astra lawyers on behalf of Kim and Chang lawyers, to conduct scientific investigations of CKD’s products and to provide scientific information for the purpose of soliciting legal advice regarding Astra’s Korean legal proceedings with CKD. Additionally, documents 2421 and 2587 are communications between an Astra employee and Astra’s consulting expert
The fourth category of documents consists of documents 521, 526, 527, 543, 580, 587, and 588. These documents are confidential communications between Astra employees and Astra’s in-house lawyers or between Astra employees, including in-house lawyers, and Astra’s outside counsel in the United States. The documents related to advice solicited by or given to Astra regarding Astra’s legal proceedings in the United States, the prosecution of various patent applications in the PTO, discussions of strategy, and other confidential information. Astra’s claims of attorney-client privilege in these documents are sustained.
4. DOCUMENTS PROTECTED BY THE WORK PRODUCT DOCTRINE
The court makes the following findings concerning documents that are protected in their entirety from disclosure by the work product doctrine:
Documents 217, 235, 235-1, 237-1, 712-1, 712-2, 731-1, 775-2, 984A, 990, 1544, 2134, relate to the litigation conducted in Korea between Astra and CKD. Each of the documents was prepared or obtained because of either ongoing litigation or the prospect of additional litigation. Astra’s claims of work product protection for these dоcuments are sustained.
5. DOCUMENTS PRODUCED IN THEIR ENTIRETY
Astra has indicated that documents 246 and 2142 are copies of a letter from Kim and Chang to Astra’s in-house counsel Ivan Hjertman concerning Dr. Rhodes’ testimony in Astra’s preliminary injunction action against CKD. (Ryberg Decl. of 5/17/02, 119.) Document 1525 is apparently a portion of that same letter. {Id.) The declaration provided with Astra’s in camera submission states that “[t]his document was produced to
Astra is asserting attorney-client privilege, but not work product protection, for documents 531, 531-1, 533-1, 533-2, 535, 827, and 2289. The court finds that these documents do not contain confidential information or legal advice rendered by an attorney. Many of the documents are simply requests for or transmittals of publicly available information. The court overrules Astra’s claims of attorney-client privilege for these documents. Since Astra has not claimed work product protection for these documents, they must be produced in their entirety. (See Order of 5/27/02, at 1-2.)
Astra is also asserting attorney-client privilege, but not work product protection for document 334. Document 334 is a communication in Swedish between Astra employees in Sweden who serve as in-house counsel. Because Astra failed to provide a translatiоn of the document;
For documents 578-1, 580-1, 1524, 1546, and 2133, the court sustains Andrx’s challenges to Astra’s claims of both attorney-client privilege and work product protection. These documents must be produced in their entirety. (See Order of 5/27/02, at 1-2.)
6. DOCUMENTS PRODUCED IN REDACTED FORM
Astra’s fifth in camera submission consisted solely of document 1627, (see Letter from Astra to court of 5/29/02), which was requested after this court issued its initial order on May 27, 2002, requiring Astra to produce some of the challenged documents. The document, a facsimile letter sent from Kim and Chang to Ivan Hjertman discussing CKD’s 1992 Korean patent application and its 1995 publication, contains information extremely relevant to the issue of inventorship and the knowledge held by the inventors of the ’281 patent about those Korean documents. Andrx had been unable to obtain that same information through deposition questioning. The court understands that it is not always appropriate to redact documents for the sake of producing non-privileged portions. See Spalding,
In its Order of May 27, 2002, the court ordered the production of five documents in redacted form. {See Order of 5/27/02, at 2.) Astra asserts both attorney-client privilege and work product protection for documents 578 and 623, but Astra asserts only attorney-client privilege for documents 530, 533, and 535-1. The ordered redactions were as follows:
Document 530, redact the last paragraph (“Please ... date”);
Document 533, redact the last paragraph (“Please ... date”) in both the document and the confirmation sheet;
Document 535-1, produce only pages 01497-01504 (the translation), but not page 01496;
Document 578, redact the last paragraph (the final two sentences preceding “Best regards”);
Document 623, redact the last paragraph (the final two sentences preceding “Best regards”).
Once the stated redactions are made, the court finds that the attorney-client privilege is inapplicable to the remainder of the five documents. Moreover, the remaining portions of documents 578-1 and 623 are not shielded from production under the work product doctrine. All five documents must be produced in their redacted form.
V. CONCLUSION
For the foregoing reаsons, Astra was directed to produce the following documents in their entirety: 246, 334, 531, 531-1, 533-1, 533-2, 535, 578-1, 580, 827, 1524, 1525, 1546, 2133, 2142, 2289, and 2605. Astra was further directed to produce the following documents in redacted form: 530, 533, 535-1, 578, 623, and 1627.
The court has received the documents as submissions made by Astra in camera and has reviewed the documents in camera. As-tra is directed to file one copy of each of the five in camera submissions with the Clerk’s Office under seal.
SO ORDERED:
Notes
. Document 585 has already been produced to Andrx. That production by Astra eliminates the need for in camera review.
. Documents 217, 223, and 827 were also listed on the April 8, 2002, Kim and Chang Privilege Log.
. Document 2588 has already been produced to Andrx. That production by Astra eliminates the need for in camera review.
. Document 2292 has already been produced to Andrx with a single handwritten note appropriately redacted. That production by Astra eliminates the need for further in camera consideration of the document.
. Since none of the numbers assigned to the seventy-five challenged documents repeat, the court will refer to the documents by number, without reference to the privilege log on which the document was listed.
. The court respectfully disagrees with the conclusion reached in Softview Computer Products Corp. v. Haworth, Inc., 97 Civ. 8815,
Ultimately, this court’s decision to apply the law of either the Federal Circuit or the Second Circuit when ruling on Andrx's challenges does not affect the substance of the court’s decisions. The court finds that the outcome with respect to each document is the same regardless of which law applies. The Federal Circuit recognizes the same principles of comity that this court relies upon in determining the choice-of-law issues in this case. Moreover, the law of attorney-client privilege and work product protection, as recognized by the Second Circuit and the Federal Circuit, is not substantively different. See Softview Computer Products Corp. v. Haworth, Inc., 97 Civ. 8815,
. As discussed in detail below, even if this court were to find that any of the subject communications have more than an "incidental connection” to the United States or that the United States has the "most direct and compelling interest” in them because Astra U.S.A. was a party to all four Korean proceedings, the outcome of the court's in camera review of the documents would remain unchanged.
. Astra has asserted that both the attorney-client privilege and work product doctrine protect many of the challenged documents from disclosure. If the court has found that the attorney-client privilege applies to a particular document for which attorney work product protection was also asserted, the court has not addressed the work product doctrine with respect to that document.
. The Japanese code provision at issue in Alpex stated:
A witness may refuse to testify:
2. In cases where the witness is questioned as to the knowledge of facts which, he, being or having been, a doctor, dentist, pharmacist, mid-wife, attorney, patent agent, advocate, notary or an occupant of a post connected with religion or worship, has obtained in the exercise of professional duties and which facts should remain secret; or
3. in cases where the witness is questioned with respect to matters relating to technical or professional secrets.
Alpex,
. Article 286 of the Korean Code of Civil Procedure provides:
Article 286 (Right to Refuse to Testify)
(1) A witness may refuse to testify in the following cases: <Amended Jan. 13, 1990>
1. Where a lawyer, patent attorney, notary public, ... оr a person who was in such profession is questioned on secret matters which came to his knowledge in the course of performing his professional duties; and
2. Where he is questioned on matters relating to a technical or professional secret.
(2) The provisions of paragraph (1) shall not apply where the witness has been released from his duty to keep secret. <Amended Jan. 13, 1990>
(Shin Deck Of 5/4/02, H 13.) See also Article 26 of the Attorney-at-law Act (Duty to Maintain Confidentiality) (quoted in Shin Deck of 5/4/02, 1115), which states that "[a]ny attomey-at-law or any former attorney-at-law shall not disclose any confidential matters that he learned in the course of performing his duties: Provided, That this shall not apply to the case where such disclosure of confidential matters is especially prescribed otherwise by Acts. Such ‘Acts' might include Article 288 and 289 of the Civil Procedure Act, which
. Article 316 of the Korean Cоde of Civil Procedure sets out the three specific circumstances when documents must be produced:
Article 316 (Obligation to Produce Documents)
The holder of a document shall not refuse to produce it in the following cases:
1) When the party himself possesses the document which he has cited in the lawsuit;
2) When the applicant is entitled to request the holder of the document to deliver it or to make it available for inspection; and
3) When the document has been prepared for the benefit of the applicant, or prepared with regard to a legal relation between the applicant and the holder thereof.
Han Decl. of 5/2/02, 16. Notably, these same statutory limitations existed under Japanese law as considered by the court in Alpex. "[P]rior to January 1, 1998, documents held by parties in litigation were not generally subject to mandatory production under Article 312 of the Japanese Code, except in three instances not applicablе here.” VLT Corp. v. Unitrode Corp.,
. Some of the challenged documents referred to in this and other sections of this Opinion include communications sent to or from C.T. Rhodes. Dr. Rhodes was, and still is, a technical consultant for Astra in its worldwide litigations relating to omeprazole. Andrx has argued that all communications involving Dr. Rhodes must be disclosed because Dr. Rhodes testified as an expert during Astra's Korean proceedings. However, only some of Dr. Rhodes’ work related to actual testimony. {See, e.g., Ryberg Decl. of 5/17/02, 11117, 8, 10, 12.) Dr. Rhodes submitted an affidavit in connection with an Astra/CKD litigation on June 3, 1994, аnd subsequently testified on June 10, 1994. (Ryberg Decl. of 5/17/02, 112.) Dr. Rhodes did not testify in the Korean matters after that date. Accordingly, some communications with Dr. Rhodes relate to his work as a non-testifying expert. Andrx is only entitled to documents that formed the basis for his testimony. Some of the documents Andrx seeks, however, were created after Dr. Rhodes testified in the Korean proceedings. Id. Those documents could not form the basis for his opinions. Thus, documents dated after Dr. Rhodes testified in Korea on June 10, 1994, are not discoverable because Dr. Rhodes was a consulting expert at that time.
. In her Declaration dated May 17, 2002, Ms. Ryberg indicates that she has included a translation she prepared of document 334. (Ryberg Decl. Of 5/17/02, H 27.) However, the translation is not actually included in the submissions.
. On page one of document 1627, the court redacted the last sentence of the first paragraph and the second and third paragraphs in their entirety. On the second page of document 1627, the court redacted the second full paragraph, which appeared between the claim language and the closing, “With best regards.”
