*1 AKE, Appellant, Glen Burton Oklahoma, Appellee.
STATE of No. F-86-579. of Criminal Appeals Court of Oklahoma.
July 13, 1989. *2 Box, Clowdus, Diane Oklahoma
Irvin R. City, appellant. for Gen., Henry, Atty. Susan H. Robert Gen., Dickerson, Atty. Depu- Asst. Stewart Div., Chief, City, for ty Criminal Oklahoma appellee.
OPINION
PARKS, Presiding Judge: Ake, tried
Appellant, Glen Burton counts of First jury and of two convicted 701.7) O.S.1981, (21 Degree Murder § Shooting to Kill Intent with two counts (21 O.S.1981, 652), County in Canadian § CRF-79-302, Court, Case Nos. District CRF-79-303, and CRF-79- CRF-79-304 Cannon, Dis- Joe before the Honorable punishment dur- Judge. jury set trict stage imprisonment life ing the second Degree of First Murder and each count for (200) years imprisonment tempts, two hundred she was told to return to dress and Shooting living room, bound, each count of with Intént to Kill. where she was Judgment imposed sentence gagged lay ac- and forced to face down cordingly. We affirm. Hatch then floor. covered the heads all Douglass family. Appellant four Appellant was first convicted of these sent Hatch family car and told the appeal filed direct crimes in 1980. He *3 them, didn’t want to shoot but he didn’t and his convictions affirmed. Ake v. were they if say- know could be trusted. After (Okla.Crim.App.1983). ing, sorry “I’m talk,” but dead men don’t However, Supreme the United States once, Marilyn once, shot Brooks Richard Court, Oklahoma, in Ake v. twice and Leslie twice and fled from the 1087, 84 re- L.Ed.2d 53 house. Ap- and for a new trial. versed remanded pellant appeals the of this now convictions The two children to were able untie second trial. themselves drive and to the house of a nearby doctor. The sheriff’s office was began lеading The these facts to events summoned upon Doug- and arrival at the 15, 1979, appellant on while October and home, Marilyn Douglass lass and Richard co-defendant, Hatch, Steven were em- palm print appellant were dead. A was ployed drilling company. Early at that in found the house and the bullets recov- morning, appellant Claude Lucas drove and Douglass ered from the home identi- were Hatch On way, to work. the three cal to those appel- found at the site where stopped target appellant so could do some shooting practiced lant earlier in the day. work, practice. arriving appellant After at November, appellant and Hаtch were quit jobs and Hatch their and borrowed Craig, arrested in Colorado. Hatch was car, telling they him Lucas’ would return it wearing wedding ring Doug- of Richard During evening, later that afternoon. Appellant using lass. was a Visa credit appellant and Hatch drove to the rural belonging Marilyn card Douglass. Mrs. Douglass family. home of Richard Douglass’ wedding ring also was recov- bark, Leslie, Hearing dogs the twelve- ered. year daughter, yard old went to the front appellant and asked if he help. trial, needed He Before the second defense counsel asked for an address and she went inside to filed asking a motion appellant that be sent inup telephone Appellant look it book. testing regаrding competency and Hatch Initially, entered the house under the arriving stand trial. after pretext using phone, gain- and after Hospital, Eastern State appellant was entrance, ing guns pulled However, men incompetent. both found to be some family they later, told the would “blow their attending months doctors in- off” if they anything. heads tried formed the compe- court that was tent long to stand trial as as he remained Douglass, Marilyn Richard and who were medication, on his which consisted 1600. parts house, various were forced milligrams hearing of Thorazine. A living room, Brooks, into the as was their held to determine appellant’s competency. Marilyn son. and Brooks were led unanimously found rooms tо retrieve any money they had. competent to stand trial. They room, living were returned to the bound, gagged trial, where all but Leslie were appellant’s At sole to lay told face on the insanity down floor. of at the time of the offense. Pri- Leslie was then trial, appellant forced show requested hiding and Hatch the places” “secret provide psychia- of the trial court him access á family. Appellant phones tore the from prepare trist in order to his defense. The their connections. He granted request, then demanded Les- court and defense undress, lie and he and Hatch attempted to Dr. counsel contacted Hans Von Brau- rape chitsch, her. unsuccеssfully tried appel- who testified behalf of rape second time to her. After these at- lant. Dr. Von Brauchitsch testified that (Okla. Johnson very agitated upset a appellant was Henderson v. Crim.App.1988); days prior Appel- 1979. few to October (Okla.Crim.App.1987). quit his P.2d related to the doctor that he lant job of the that were because “enemies” length delay between the crime left after him. When work appellant’s approxi- second trial was thought enemies morning, imaginary mately years. Clearly, delay six neces- trap him. Dr. Brau- trying to Von inquiry into remaining sitates an appellant’s chitsch stated that the voices Johnson, factors. P.2d Douglass house head directed him to the There were several reasons for the them. and forced him shoot delay. Initially, we note that the did State bringing appellant trial, explained delay
Dr.
also
Von Brauchitsch
suffering
paranoid
his first
was held in
1980 and his
appellant was
year
He
second trial
held within one
of the
schizophrenia.
stated that while
*4
cured,
symp-
Supreme
not be
the
United States
Court’s reversal.
disease itself could
complain
Clearly, appellant cannot
of the
of the disease could be treated with
toms
United States v.
However,
delay
when taken off the
between trials
medication.
illness, Ewell,
121,
773, 777,
116,
prescribed to
86 S.Ct.
treat
U.S.
medications
(1966),
a
lapses back into a delusional
We therefore hold that when a defendant
O.S.1981, 1175.4(B)
Title 22
pre
demonstrates to
judge
the trial
§
that his
sanity
competent
sumes the
at the time
defendant
and re
of the offense is
significant
trial,
quires
prove
him to
factor at
incompetence by
the State
must,
minimum,
at a
convincing
assure the
evidence. Miller v.
clear and
defen-
competent
dant access
psychiatrist
(Okla.Crim.App.
appropriate
who will conduct an
examina-
1988). The test used
appel
to determine
evaluation,
tion and
preparation,
assist
competency
lant’s
is whether the accused
presentation
of the defense.
This
ability
has sufficient
to consult with his
course,
say,
not to
indigent
lawyer and has a rational as well as actual
defendant has a constitutional
understanding
proceedings against
of the
psychiatrist
choose a
personal
lik-
Beck
him.
*5
ing or to receive funds to hire his own.
(Okla.Crim.App.1981).
post-examination
Before the
competency
present case,
appellant
In
hearing, appellant
called
filed a
request
written
pоst-examination
appointment
four witnesses at
psychiatrist
aof
to aid
competency hearing,
preparing
him in
hearing.
three of these
for the
wit
being
opposed
psychiatrists.
motion,
nesses
State
stating
All three
such
doc
that
Ake
provision
tors testified he
was limited to the
competent, although
psy-
of a
expressed
chiatrist at
opinion
insanity
two
aid
an
de-
appellant
that
alternative,
fense.
suffering
paranoid
the State assert-
chronic
schiz
ed
of Ake had been met
that
mandates
ophrenia. The
appel
doctors testified that
given
because
had been
lant realized the nature
access
consequences
competent
a
psychiatrist. The
of his
district
importance
crime and
understood
court
appellant’s request, although
denied
of defense counsel and realized he needed
the basis of the ruling is not
cooperate
contained
attorneys.
with his
the record.
record also reveals that
under
stood the
judge, jury
duties
This
yet
Court has
to to determine
attorneys. Accordingly, appellant failed to whether the rationale of Ake extends to the
proof.
meet his burden of
See Fox v.
provision
psychiatrist
of a
purposes
for the
State,
60,
65-66 (Okla.Crim.App. of
competency hearing.1
a
However, as-
1974).
assignment
This
is
suming arguendo
without merit.
that Ake
an indi-
ruling
It
opinion
461,
1.
is this
denied,
writer's
that the
in Ake
237 Kan.
465
competent
only
opportunity
to obtain a
provided access
gent defendant
competency
(Emphasis
impartial
original)
for his
one.”
competent psychiatrist
made,
Djadi,
showing is
hearing
requisite
if
506.
528 A.2d at
As we stated in
process
Brown,
appellant’s due
indigent
we believe
“an
defendant is not enti
he had
rights
not
insofar as
violated
public
‘shop
tled
funds to
around’
until
competent psychiatrists
to several
access
gun’
a ‘hired
finds
with a favorable
hearing.
before the
also De
opinion.” 743
at
P.2d
State,
Bolt
164,
(Tex.
v.
604 S.W.2d
165-66
competent рsychiatrist
“[Ajccess to a
State,
Crim.App.1980); Pruett v.
287 Ark.
examina
appropriate
will conduct an
who
872,
(1985);
697 S.W.2d
876
constitutionally mandate
Bradford
tion” does
State,
v.
(Ala.Crim.App.
512 So.2d
135
given
“right
to choose
appellant be
1987). Thus, contrary to appellant’s asser
liking or to
psychiatrist
personal
of his
tion,
Ake,
process does not entitle
due
his own.”
470
receive funds to hire
psychiatric expert
sup
to a state-funded
Brown v.
1096;
105
U.S. at
S.Ct.
claim; rather,
port
process requires
due
(Okla.Crim.App.
137
P.2d
competent
1987).
no
to a
“[Tjhe
has
constitutional
that he have access
State
Ake,
obligation
promote
psy
impartial
470 U.S.
psychiatrist.
battle between
experts
‘by supplying defense
require
chiatriс
at 1096. Because this
S.Ct.
met,
assignment
counsel with funds wherewith
hunt
ment was
without
experts
may
other
who
be will
around for
merit.
defense, to
ing, as
for the
offer
witnesses
error, appel-
assignment
As
next
”
opinion that
accused’ wishes to
lant
the trial court erred
claims that
Djadi
place
jury.
before the
request
denying
Ap-
for a continuance.
(Md.App.1987), (quoting
A.2d
pellant states that a continuance was nec-
Md.App.
Swanson
A.2d
psychiatrist
allow the
essary to
(1970)).
was not
examine
while he
under
Appellant argues
forced to
“was
of medication. In his motion
the influence
an
proceed
without the benefit of
inde-
...
court, appellant
filed
ex-
with
district
*6
to aid in
pendent psychiatric examination
plained
it
take two weeks to
that would
proof
meeting
of
as to defen-
the burden
appellant from all medication and
remove
expert
as he
“no
incompetency”
dant’s
had
approximately three weeks to
would take
his
contentions.”
testimony
support
dosage.
his
to full
restore
medication
Appellant, at 23. This
argument
Brief of
grant
a continu
or denial of
First, appellant
is flawed for two reasons.
of the trial
ance is
the discretion
within
competent psychia-
by
examined
three
discretion,
an abuse of
court and absent
All
examinations
trists.
three conducted
trial court’s
this
will not disturb the
Court
determined
regarding
competency
State,
P.2d
279
v.
723
Walker
ruling.
Although
competent
to stand trial.
denied, 479
(Okla.Crim.App.1986), cert.
employed by
of
two
the doctors were
ly say if a witness will Opinion of Testimony by 2703. Bases § it, you ask consider but can will you will Expеrts they believe— or in the particular The facts data case I ask him if be- May upon MR. BOX: expert opinion an an which bases or I if may him he believes it’s ask may perceived by inference be those or lieves— possible diag- make psychiatrist to him or made know before the hear- years after the commission seven nosis ing. type reasonably relied of If of a crime? upon experts particular by in the field No, say- I’m that’s what opinions upon THE in or forming COURT: inferences you going let do. I’ll let ing not I’m or need subject, the data facts psychiatrist you listen you ask will be admissible in evidence. give it testimony and what all Disclosure of Facts or Data Un- § credit, you listen weight will Expert Opinion derlying advance, it judge in but judge it and not expert in may testify terms of going you specifically pin- let I’m not opinion give or inference reasons this, things, you point will believe will prior therefor without disclosure of that, you consider this. you will believe data, unless the underlying facts argue in it all. You can Consider expert otherwise. The court closing argument not now. your but Ob- required to disclose the under- may be jection sustained. lying or data cross-examina- facts Clearly, added) counsel was (Emphasis tion. regarding credibility asking questions 2703 and which are identical Sections judge expert of an witness. The trial 703 and 705 of Federal Sections credibility is an analysis in correct Evidence, scope Rules of broadened argued closing statements as issue to be longer expert opinions. It is no permissible fact for and is question it by required that all data relied on the ex during proceedings. not relevant voir dire evidence, “so into pert admissible be See Curtis by reasonably relied on type as it is ‘of a Hence, (Okla.Crim.App.1988). the trial forming experts field particular in the ” in re court did not abuse its discretion subject.’ upon opinions or inferences ques fusing particular to allow this line of Lawson, F.2d United States tioning voir dire examination. Cir.1981), denied, (7th 454 U.S. cert. Next, submits that reversible 71 L.Ed.2d when the trial court refused error occurred However, evidence is such admission state Dr. Yon Brauchitsch to allow of the trial court and discretion within thе diagnoses physicians which other admitted, accompanied by a if be should reaching opinion upon relied him clarify that the limiting jury instruction sanity regarding appellant’s the time of used to evaluate only evidence can argues “that the crime. The State expert’s opin testifying credibility of the diagnoses professionals consti- other L.Whinery, ion. to the Guide Okla *8 such, and, properly hearsay as (1985). tuted Code, 245, [were] 255 homa Evidence from evidence.” excluded bar, the defense In the case at expert attempted relate to the the argument The is incorrect State’s O.S.1981, diagnoses professionals which al other 12 2703 and 2705 because §§ opinion.3 The forming pros admission оf facts and data relied low for the was held objected, and a conference so ecutor which are not otherwise admissible customarily judicial psychiatrists use Although never notice that 3. Dr. Von Brauchitsch stated by diagnosis. reports tests made other doctors to make a that the and such information F,2d type reasonably upon,” (n. Lawson, 7). is “of the relied as was 653 at 302 2703, may by required Court take Section 468 Brauchitsch, diagnoses At the conclusion of this Dr. the
at the bench. Von oth- conference, agreed counsel that defense He diagnoses er doctors. claimed that the profes- diagnoses the of these actual other “underlying as were admissible facts and the and trial siоnals were not admissible upon by data” relied Dr. Von Brauchitsch. judge such evidence was not ruled that judge The trial refused to allow such testi- testimony of properly through the elicited stating mony, that if the defendant wanted judge made it Dr. Von Brauchitsch. place testimony jury, before the it doctors had sub- clear that other been the necessary would the call doctors as testify as to poenaed be called to and could witnesses order to allow cross-examina- Later, during the redirect diagnoses. their important that, tion. Also is fact the dur- Brauchitsch, Dr. Von the examination of ing examination, redirect defense counsel again. In problem response to a arose aрpellant was able elicit the fact that counsel, question by defense Dr. Von Brau- repeatedly diagnosed had mentally been as appellant chitsch testified had been ill. diagnosed by psychiatrist as men- another urges diagnoses the 1980, and tally ill in that the mental illness the other doctors would have boosted the prior least six had existed for at months credibility Brauchitsch, of Dr. Von al diagnosis. the When asked doctor which though it could not for be used substantive diagnosis, prosecutor reached this the ob- Edwards, evidence. See State v. 63 N.C. jected. judge again The trial addressed 737, 160, (1983). App. 306 S.E.2d 161 How question explained that con- his main ever, psychiatrist because inability cern was the to cross-еxamine testify tests, regarding reports, able to all opinions. these other doctors as their doctors, by and records made the other Although admission of facts data because testified that had upon expert permissible relied by diagnosed mentally 1980, ill in been 2705, under Section 2703 and the admission probative believe value such evi of such evidence remains within the sound dence diminished. While Whinery, trial discretion of the court. See crucial, claims the evidence we do 255; supra, 245, Scott v. agree insofar as could have called (Okla.Crim.App.1988); 760 Clark testify regarding these various doctors to 95 800 Okla.Cr. diagnoses opinions. See United (1952). Furman, Mich.App. 158 State Fountain, (7th F.2d (1987), States v. 840 517 Michigan 246 N.W.2d Cir.1987). Thus, say we cаnnot Appeals Court of dealt with a similar issue. defendant, charged degree in refusing with first abused its discretion court murder, insanity. the defense of asserted Dyer, this evidence. See United States v. trial, During defendant moved admit (11th Cir.1985)(trial 752 F.2d court videotaped interview of the defendant opinion of a held inadmissible doctor expert psychiatrist. the defense He ar- it although upon by testify was relied gued videotape that the should be admitted ing expert). underlying facts and data re- show the psychiatrist. upon by lied The trial assertion, As his next admission, ruling court denied its that the claims that his have confession should been tape testify would the defendant to allow suppressed as it violation of was in being subject to withоut oath or cross-ex- sup sixth amendment to counsel. As appeal, judge’s amination. On the trial rul- claims, port appellant primarily re ing upheld expert “since the defense Moulton, 159, 106 lies on Maine v. 474 U.S. testify was able to about the factual S.Ct. L.Ed.2d 481 and Michi professional opinion,” thereby of his bases Jackson, gan v. diminishing probative value vid- 1404, L.Ed.2d The State eo. Id. N.W.2d *9 appellant’s argument by pointing refutes Likewise, case, the in the instant defendant out that initiated conversation sought admit, through testimony to the right and his to counsel. waived 436, 459, 2616, 2629-30, case, record reveals U.S. present In the the that, arraignment, appellant L.Ed.2d prior his to and Shields
indicated to Officers Stedman
examination,
do
After close
we
not be-
the
to talk to them about
that he wished
holding in
Moulton
the
is determina-
lieve
to
case,
prefer
he
Douglass
but that would
present
reasoning
of the
case. The
tive
arraigned March
Appellant
was
wait.
Moulton
inapplicable
in-
insofar
the
appointed. La-
counsel
police agent
stant case does not
a
involve
afternoon,
contacted Of-
ter that
identity
appel-
whose
was concealed
cigarettes.
and asked
ficer Stedman
Instead, appellant
lant.
knew that Officers
day, appellant
p.m.
same
Around 9:00
enforcement
Stedman and Shields were law
Officer Stedman about
speak
with
asked
Furthermore,
unlike Moulton
officials.
“he
Douglass case because
had some
the
given
the
not
the
wherein
defendant was
get
his
things
mind
off
on his
wanted
opportunity
ask for
the
counsel before
1153)
(Tr.
Officers Stedman and
chest.”
“interrogation” began, appellant had the
appellant’s
notified of
re-
were
Shields
counsel,
speak
in-
opportunity to
with
but
county jail
and went
the
where
quest,
stead,
the
summoned
officers
told
being
The
appellant was
held.
transcribed
things
get
he had
“he
them
some
wanted
appellant was
reveals that
conversation
Thus,
his chest.”
some of the
off
while
taped.
being
the conversation was
aware
language in Moulton
supports appel-
broad
rights,
He was informed
his
told
theory,
ruling of
lant’s
the rаtionale and
he wanted
talk with them.
officers
dispositive.
case
not
then asked him to tell them what
officers
Michigan
v.
Appellant
also relies on
happened on October
Jackson,
to talk with us now?” to which subscribe to the author’s comments in foot- responded “yes, Accordingly, sir.” we find note I. Each case must be considered on that appellant waived his to have its own merits as to the extent of technical present during counsel the interview. This assistance that should be allowed. assignment is merit. without Finally, assignment in his last
error, appellant claims the State’s burden
proof
improperly
shifted
given regarding sanity. Spe
instructions
cifically,
argues
the State was relieved
proving
requisite
intent because the
GUY, Jr., Appellant,
Ulus
presumed
was instructed that the law
him
Although
to be sane.
this Court re
cently resolved this
issue
Brewer v.
Oklahoma, Appellee.
STATE of
(Okla.Crim.App.1986),
sumed to be sane” has endured for over a
