Lead Opinion
ORDER AND JUDGMENT
Plaintiff Ahmed M. Ajaj is a federal prisoner incarcerated at the Administrative Maximum United States Penitentiary in Florence, Colorado (ADX). In this prisoner civil rights action, brought pursuant to 28 U.S.C. § 1331 and Bivens
I.
Because the district court accurately and thoroughly set forth this case’s extensive facts and procedural history, we only set forth this matter’s background to the extent necessary to resolve this appeal. See Ajaj v. United States, No. 03-CV-1959-MSK-PAC,
The Federal Officers moved for summary judgment on “all claims.” App. at 178. The district court subsequently issued an Order Granting Qualified Immunity and Dismissing Claims. The Order granted the Federal Officers’ motion in its entirety, save Plaintiffs official capacity claim under Claim 3(B) to the extent it sought admittance to ADX’s step down program. Ajaj,
II.
We review “de novo a district court’s decision regarding qualified immunity.” Amundsen v. Jones,
III.
Plaintiff first argues that the district court erred in granting summary judgment to the Federal Officers on his Eighth Amendment failure to protect claim (Claim 2). Claim 2 averred that the Federal Officers failed to act in accordance with prescribed medical treatment or exposed Plaintiff to an unreasonable risk of harm by not moving him to a low-altitude and smoke-free prison assignment. Plaintiff contends that, contrary to the district court’s conclusion, he marshaled sufficient evidence to withstand summary judgment. The Federal Officers, however, maintain Plaintiff failed to demonstrate their conduct violated Plaintiffs constitutional rights.
To establish an Eighth Amendment inadequate medical care claim, Plaintiff must establish that the Federal Officers acted with “deliberate indifference to an inmate’s serious medical needs.” Mata v. Saiz,
First, Plaintiff has failed to satisfy the objective prong regarding ADX’s altitude. Like the district court, our review of the record reveals no evidence that the Federal Officers contravened medical instructions by placing and continuing to house him at ADX, rather than at a low-altitude prison. A 1998 “Transfer Summary”— signed by a psychiatrist and psychologist at BOP’s medical facility in Springfield, Missouri, following Plaintiffs left pneumo-nectomy — is not to the contrary. That record provides: “[Plaintiff] will experience limited exercise capacity at facilities more than 2,000 feet above sea level and should be considered for facilities with elevations lower than that.” App. at 593 (emphasis added). While the 1998 record recommended Plaintiff be considered for a low-altitude housing assignment, the physicians in no way indicated that such a placement was medically necessary or otherwise required. Hence, Plaintiffs placement and continued confinement at ADX does not contravene medical instructions or pose an unreasonable risk of harm.
Indeed, Plaintiffs treating physician at ADX never indicated that Plaintiffs health required a low-altitude housing placement. Although BOP authorized Plaintiff to undergo pulmonary function testing by an independent pulmonologist, the procedure yielded normal results, indicating that Plaintiff was “adequately compensating at [ADX’s] altitude.” App. at 588. Other medical records reveal that Plaintiffs treating physician at ADX considered him to generally be in “excellent health.” App. at 579; see also id. at 555-56, 626-27. Finally, Plaintiffs own medical expert opined in his deposition testimony that he “d[id] not believe [Plaintiff] need[ed] to be moved to a lower altitude.”
Second, even assuming without deciding Plaintiff sufficiently evidenced that his exposure to second-hand or environmental tobacco smoke (ETS) at ADX, before it became a smoke-free facility, was sufficiently serious to meet the objective prong of the Eighth Amendment test, qualified immunity in regard to this claim is also appropriate.
Further, far from ignoring Plaintiffs complaints, or the recommendations of Dr. Leyba, the Federal Officers responded by investigating Plaintiffs complaints and trying to accommodate his needs, within the high-security ADX setting. App. at 417 (noting that ADX “is the most secure prison in the federal system” with “unique security and control procedures”). For instance, Defendant Duncan, an ADX Associate Warden, testified that he responded to Plaintiffs complaints by coordinating with ADX’s facilities personnel and Plaintiffs ADX physician. With their aid, Defendant Duncan undertook an investigation into whether Plaintiff could — as he maintained — be exposed to ETS and, if so, how to minimize any such exposure. App. at 587. Defendant Duncan testified that the investigation revealed that ADX’s air filtration system was such that Plaintiff could be exposed to ETS. App. at 587 (explaining that four cells are connected together and that ETS could pass between the cells). Accordingly, Duncan stated no inmates who smoked were housed in any of the three cells adjoining Plaintiffs cell.
Additionally, in early 2003, ADX installed air filters in Plaintiffs cell. Plaintiffs Unit Manager noted in a memo to Defendant Burrell that Plaintiff told the ADX Facilities Manager that, although he continued to complain about ETS, “the filter had helped him.” App. at 667. Further, Defendant Hood testified to the best of his knowledge Plaintiff was placed “on a range which either no smokers or, if any, [Plaintiff was placed] at the far end of the range” where the cells’ configuration precluded his exposure to ETS. App. at 650. True, a June 2004 memo from a BOP official to an ADX administrator continued to draw attention to this issue. But the document reflects that the official’s concern, regarding Plaintiff not having been assigned to a smoke-free unit, was driven more by Plaintiffs litigiousness than by concern for his ETS exposure. Id. at 588; see generally Self v. Crum,
In short, the record adduces no indication the Federal Officers disregarded “a known or obvious consequence” of their actions, Bd. of County Comm’rs of Bryan County v. Brown,
IV.
Plaintiff also appeals the district court’s sua sponte dismissal of his claim under the Federal Tort Claims Act (Claim 1). In support of his position, Plaintiff points to medical instructions that stated he “would function better” in a low-altitude environment and should be assigned to smoke-free housing. See Appellant’s Br. at 33. The district court dismissed Claim 1 sua sponte, deeming it premised on the same facts as Claim 2. Ajaj,
Under the FTCA, the law of the place where the allegedly negligent or wrongful act occurred “determines the legal basis for liability.” See Gundy v. United States,
Regarding Plaintiff’s need for a low-altitude placement, as discussed above, the record is devoid of medical records recommending such an accommodation. In contrast, the record reflects that Plaintiffs treating physician at AJDX clearly recommended Plaintiff reside in a smoke-free unit. As a general matter, prison administrators do not breach their duty of care when an inmate is placed in an environment where that inmate will be exposed to ETS in reasonable quantities. See Friedman v. United States,
The district court may ultimately conclude ADX personnel acted reasonably, and find that by investigating Plaintiffs complaints, placing nonsmoking inmates in the cells adjoining Plaintiffs, and installing a special air filter, the United States satisfied the duty owed to Plaintiff. But whether anything short of placing Plaintiff in a completely smoke-free environment was a breach of Defendants’ duty of care may not be adjudged at this early stage of litigation.
V.
Next, Plaintiff appeals the district court’s ruling on his Eighth Amendment conditions of confinement claim (Claim 3(A)). Claim 3(A) asserts that the following conditions of Plaintiffs ADX confinement amount to “atypical and significant hardships,” as compared to the general population: (1) limitations on his property rights, mail, access to telephones, and recreation; (2) lock-down for 23 hours per day in extreme isolation; (3) imposition of discipline for minor offenses; (4) noise; (5) lights which remain on in his cell 24 hours per day; and (6) his indefinite confinement at ADX.
“The Eighth Amendment’s prohibition of cruel and unusual punishment imposes a duty on prison officials to provide humane conditions of confinement, including adequate food, clothing, shelter, sanitation, medical care, and reasonable safety from serious bodily harm.” Tafoya v. Salazar,
On appeal, Plaintiff contends that his deposition testimony, which he submitted as an attachment to his summary judgment response, evidenced all the conditions of confinement set forth in Claim 3(A). Principally, Plaintiffs briefing underscores his restricted access to outdoor exercise and the indefinite nature of his detention at ADX. The Federal Officers respond that the conditions of confinement Plaintiff complains of are not, as a matter of law, sufficiently serious to maintain his Eighth Amendment claim.
Undoubtedly:
It is important to consider the conditions of confinement as a whole because several deprivations “in combination” may constitute a constitutional violation “when they have a mutually enforcing effect that produces the deprivation of a single, identifiable human need such as food, warmth, or exercise-for example, a low cell temperature at night combined with a failure to issue blankets.”
Mitchell v. Maynard,
Quite simply, save Plaintiffs allegations regarding his access to exercise, the conditions of confinement he avers do not, even taken together, constitute the sort of “significant departure from the healthy habilitative environment the state is required to provide its inmates.” See Mitchell,
Regarding Plaintiffs access to exercise, we recognize:
that some form of regular outdoor exercise is extremely important to the psychological and physical well being of inmates, and some courts have held a denial of fresh air and exercise to be*584 cruel and unusual punishment under certain circumstances.
Fogle v. Pierson,
Here, Plaintiff asserts he was denied access to outdoor recreation his first year at ADX. But this deprivation of outdoor recreation is not sufficiently serious to implicate the Eighth Amendment. See Fo-gle,
Plaintiff also argues that, even after his first year at ADX, he is inconsistently afforded outdoor recreation. He asserts outdoor recreation is regularly cancelled due to inclement weather or staffing issues. Even assuming such allegations implicate the Eighth Amendment, the record clearly reflects that Plaintiff regularly declined opportunities to recreate outdoors. App. at 736, 739-805. As such, Plaintiff failed to evidence a constitutional violation and, thus, the Federal Officers are entitled to qualified immunity on Claim 3(A).
VI.
Lastly, Plaintiff maintains that his procedural due process claims related to his 2002 transfer to ADX (Claim 3(B)) — the first against Defendant Hood in his individual capacity for monetary damages, and the second against Defendants Hood, Nal-ley, and Wiley, in their official capacities for injunctive relief — remain viable.
Plaintiff appeals the district court’s grant of qualified immunity to Defendant Hood regarding his 2002 transfer to ADX. Therein, Plaintiff argues that his protected liberty interest in avoiding assignment to ADX was clearly established in 2002, thus entitling him to some form of legal process before his transfer. See Sandin v. Conner,
“The Fourteenth Amendment’s Due Process Clause protects persons against deprivations of life, liberty, or property; and those who seek to invoke its procedural protection must establish that one of these interests is at stake.” Wilkinson,
Sandin addressed whether a Hawaii prison inmate had a protected liberty interest in avoiding thirty days’ confinement in segregation as punishment for disruptive behavior. In considering the issue, the Supreme Court focused on whether thirty days in segregation “imposefd] atypical and significant hardship on the inmate in relation to the ordinary incidents of prison life.” Sandin,
Seeking to show his right to process before his transfer to ADX, a supermax facility, Plaintiff relies on the Supreme Court’s 2005 Wilkinson decision, which considered what process (if any) an inmate is entitled to upon being considered for placement at the Ohio State Penitentiary supermax facility (OSP). See Wilkinson,
In Sandin’s wake the Courts of Appeals have not reached consistent conclusions for identifying the baseline from which to measure what is atypical and significant in any particular prison system. This divergence indicates the difficulty of locating the appropriate baseline, an issue that was not explored at length in the briefs.
Wilkinson,
B.
Next, Plaintiff maintains he has an extant official capacity claim for injunctive relief regarding his initial transfer to ADX. Nothing in the evidence suggests, however, that the district court ever ruled on the merits of this claim. See, e.g., Ajaj, 2006
For the foregoing reasons, the district court’s is AFFIRMED IN PART, REVERSED IN PART, and REMANDED for further proceedings as stated here in.
Notes
This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. The Court will, however, permit citation of this decision for its persuasive value consistent with Fed.R.App. P. 32.1 and 10th Cir. R. 32.1.
. See Bivens v. Six Unknown Named Agents of Federal Bureau of Narcotics,
. As the district court explained:
ADX has a stratified housing system which allows inmates to progress through a step-down program from the most restrictive to the least restrictive housing assignment.... Ordinarily, inmates are automatically assessed every six months for purposes of determining whether they should prog-ress____ [Plaintiff] contends that he has repeatedly been denied step downs [despite meeting all of the step down criteria as of January 2005]____
Ajaj,
. The district court’s February 23, 2007 Order dismissed Claim 3(B) without prejudice. On February 20, 2007, Plaintiff filed a Notice of Appeal providing that "Plaintiff ... hereby appeal [sic] ... from an Order Granting Qualified Immunity and Dismissing Claims entered in this action on the 22nd day of December, 2006.” Because Claim 3(B) remained viable in the district court, however, Plaintiff's Notice of Appeal was premature. See Heimann v, Snead,
. We note that, in addressing Plaintiff’s physical and mental health, his January 25, 2005 BOP Progress Report notes — without any further explanation — he has "an altitude restriction." App. at 695. The district court’s order makes no reference to this document. Because (1) neither party mentions or explains the significance of this reference, and (2) there is a dearth of evidence that Plaintiff required a low-altitude housing assignment, the annotation in the Progress Report does not give us pause. See Cooperman v. David,
. We note that the district court found ADX became a smoke-free facility in July 2005, while the Federal Officers maintain "ADX became a smoke-free facility in November
. For clarity's sake, we note that concluding Plaintiff's FTCA claim remains tenable is entirely consistent with concluding that his Eighth Amendment deliberate indifference claim is appropriate for summary judgment. To sustain an Eighth Amendment deliberate indifference claim a “plaintiff must show that he is incarcerated under conditions posing a substantial risk of serious harm ... and that the prison official was deliberately indifferent to his safety.” See supra Part. Ill (emphasis added) (quoting Smith,
. The Federal Officers also argue that Plaintiff's due process claim against Defendant Hood must fail because he was not personally involved in Plaintiff's transfer to ADX. Because, as discussed below, we conclude Plaintiff’s due process claims fail in any event, we need not reach this issue.
. Because confusion remained regarding the nature, contours, and continued viability of Plaintiff’s official capacity due process claim, we ordered the parties to clarify their positions on the issue. In their supplemental response, the Federal Officers raise — for the first time in this litigation — Ajaj v. Smith,
. Although ADX admitted Plaintiff to the step-down program in 2007, he appeals the district court’s grant of qualified immunity to Defendant Hood on this Bivens claim (Claim 3(B)). Assuming arguendo Plaintiff had any protected liberty interest in admittance to the step down program, such a right was not clearly established at the time of Defendant Hood's allegedly wrongful conduct. As discussed above, the rule of Sandin continued to evolve even after Wilkinson. Defendant Hood is, therefore, entitled to qualified immunity. See Hasan,
Concurrence Opinion
concurring.
I concur in the majority’s disposition of Mr. Ajaj’s conditions of confinement claim (Claim 3A) because the record and the pleadings before the district court convince me that this deprivation does not violate the Eighth Amendment. As the majority explains, review of the record makes clear that the appellant regularly declined outdoor exercise opportunities. Also, he was allowed indoor recreation. However, I write separately to encourage the govern
On appeal, the government argues, “Ajaj appears to complain chiefly about the restrictions on outdoor recreation, alleging he was denied outdoor exercise for the first year at ADX and not consistently allowed since. However, on its face, this fails to state a claim.” Aple’s Br. at 25 (emphasis added). The government’s assertion that a prisoner, even one in administrative segregation, may not make out an Eighth Amendment claim by alleging a one-year deprivation of outdoor exercise is challenged by our caselaw. Furthermore, the government’s statement and its terse argument were unnecessary under the facts of this case.
Clearly, the Eighth Amendment “does not mandate comfortable prisons,” Barney v. Pulsipher,
Several of our sister circuits have also expressed the view that prisoners are entitled to out-of-cell recreation. For example, the Ninth Circuit has noted that “exercise has been determined to be one of the basic human necessities protected by the Eighth Amendment.” Hearns v. Ter-hune,
Federal Bureau of Prisons (BOP) regulations recognize the importance of recreation, both indoor and outdoor. According to BOP regulations, even inmates housed in “control units” — ie., inmates “who are unable to function in a less restrictive environment,” 28 C.F.R. § 541.40 — must have an “opportunity to receive a minimum of seven hours weekly recreation outside of the cell.” Id. at § 541.46(e). The regulations also provide that “staff [in control units] may offer outdoor recreation to inmates, weather permitting.” Federal Bureau of Prisons, Program Statement No. 5212.07 (Control Unit Programs), at 12 (supplying commentary for 28 C.F.R. § 541.46(e)(1)), available at http://www. bop.gov/DataSource/execute/dsPolicyLoc. The American Correctional Association’s Standards for Correctional Institutions, a publication referenced in the BOP regulations governing the recreation of general population prisoners,
Though BOP regulations do not appear to require outdoor recreation for all inmates under all circumstances, our cases demonstrate that a deprivation of outdoor exercise may amount to an Eighth Amendment violation, even when an inmate is afforded some measure of indoor exercise. This is because, as the majority opinion in this case notes:
There is substantial agreement among the cases in this area that some form of regular outdoor exercise is extremely important to the psychological and physical well being of inmates, and some courts have held a denial of fresh air and exercise to be cruel and unusual punishment under certain circumstances.
Maj. Op., at 583-84 (quoting Fogle v. Pierson,
Our cases suggest that the general rule entitling prisoners to outdoor exercise may not be violated, absent a strong justification. In Bailey, for example, we acknowledged that “a convicted murderer who had murdered another inmate and represented a major security risk was entitled to outdoor exercise.” Housley,
In Perkins v. Kansas Dep’t of Corrections,
Similarly in Fogle, we held that a prisoner who had been placed in administrative segregation after repeated escape attempts articulated an Eighth Amendment claim when he alleged he had been “denied all outdoor exercise for the three years he was in administrative segregation.”
While our cases recognize that prisoners are generally entitled to outdoor exercise, a denial of outdoor exercise is not an Eighth Amendment violation per se. See Bailey,
Particularly in light of the principle that “what constitutes adequate exercise will depend on the circumstances of each case,” Perkins,
While I disagree with the government’s apparent contention that Mr. Ajaj failed to allege an Eighth Amendment violation when he asserted that he was denied outdoor exercise for one year, I agree that the defendants are entitled to qualified immunity. As the majority correctly observes, the record generated before the district court — which the government did not address in depth before this court— demonstrates that Mr. Ajaj was offered, but refused, outdoor exercise on several occasions during his first year at ADX. The record also suggests, and Mr. Ajaj does not dispute, that prison officials afforded him regular solitary indoor exercise opportunities (as seems warranted by these facts). Therefore, I join the majority’s opinion.
Nonetheless, as noted above our cases clearly suggest that failure to allow adequate exercise (in most cases with an outdoor component) for a period of a year raises real constitutional concern. As federal prisons aspire to the standards of the ACA and must follow Eighth Amendment jurisprudence, I am perplexed that the government did not explicitly discuss the facts that allowed it to prevail.
. The government adds, ”[T]he record demonstrates that the main reason he has had less outdoor exercise is that he has refused it.” Aple's Br. at 25. This opaque reference to the record concludes the government's short discussion of Mr. Ajaj's alleged deprivation of outdoor exercise.
. The American Correctional Association (ACA) offers accreditation to correctional institutions that comply with its standards. According to the Department of Justice (DOJ), "[T]he BOP utilizes ACA to obtain an external assessment of its ability to meet the basics of corrections.” The United States Department of Justice, Strategic Plan 2000-2005, Strategic Objective 5.3, Strategies to Achieve the Objective, available at http://www.usdoj.gov/ archive/mps/strategic2000_2005/goal5.htm. Further, DOJ noted, "BOP will continue to prepare all activated facilities for accreditation with the [ACA]." Id.
. The government’s opening brief also discussed In re Long Term Segregation of Inmates Designated as Five Percenters,
