Julie Ann Ainsworth v. Reginald M. Ainsworth
No. 87-552
Vermont Supreme Court
March 16, 1990
574 A.2d 772 | 154 Vt. 103
Present: Allen, C.J., Peck, Gibson, Dooley and Morse, JJ.
Charles D. Hickey, St. Johnsbury, for Defendant-Appellee.
Dooley, J. This action for modification of child support calls upon us to interpret Vermont‘s recently enacted child support guidelines law,
The parties were divorced on April 30, 1986. They stipulated then that defendant was to pay child support in the amount of $35 per week for each of their two children for a total of $70 per week. Mr. Ainsworth remarried on August 15, 1987, and established a new home with his wife and her son at that time. On September 21, 1987, plaintiff filed a motion for modification pursuant to
A hearing on the motion was held on November 3, 1987. The parties agreed that since the preexisting order amount was more than 15% lower than an amount calculated under the guidelines, plaintiff had shown a change of circumstances. See
As to the first question, the parties agreed that if defendant had a preexisting support obligation to his stepson, the correct guideline figure based on the parties’ gross incomes would be $121 per week for both children, and if he did not, the figure would be $141 per week. The trial court ruled that the stepfather did not have a preexisting support obligation to his stepson and that the correct figure under the guideline was accordingly $141.
As to the second question, the court held that the guideline figure of $141 per week was greater than was appropriate under the circumstances and would not leave sufficient financial resources for the needs of the defendant. Accordingly, the court held that a departure from the guideline amount was warranted and increased defendant‘s support obligation to $90 a week, $20 more than under the original order.
As discussed below, the trial court did not give detailed reasons for its conclusion or discuss the factors set forth in
In order to fully and logically analyze the issues presented by plaintiff‘s appeal, we will recategorize the issues from those used by the trial court into three questions: (1) whether the trial court may deviate from child support amounts calculated under the guidelines when defendant is supporting children in a second family; (2) if the answer to the first question is yes, whether the power to deviate applies if the children in the second family are stepchildren and not natural children; and (3) if the answer to the first two questions is yes, whether the actual order in this case was within the discretion of the trial court. Before reaching these questions, it is helpful to provide some background on the purposes and operation of the child support guidelines.
There are three main purposes behind the child support guidelines. The first is set forth in the legislative statement of purpose:
The legislature... finds and declares as public policy that parents have the responsibility to provide child support and that child support orders should reflect the true costs of raising children and approximate insofar as possible the standard of living the child would have enjoyed had the marriage not been dissolved.
Except as set forth above, the actual expenditures of the parents are not relevant to the guideline calculation. Thus, the guideline calculation for a noncustodial parent with a large mortgage payment would be the same as for a noncustodial parent with a low rent payment as long as both have the same income.
The total support obligation calculated under the guideline is “presumed to be the amount of child support needed,” upon which the noncustodial parent‘s obligation is calculated.
I.
The first question we face is whether the trial court can find an order based on the guidelines “inequitable” because of the expenses of supporting another child when the support obligation for that other child did not preexist the one for the child or children included in the guideline calculation. We believe that the trial court has this power.
We start with the wording chosen by the Legislature to describe when the court should deviate from the guidelines. The term “equitable” normally means “[j]ust; conformable to the principles of justice and right.” Black‘s Law Dictionary 482 (5th ed. 1979). Thus, the use of the term “inequitable” must give the trial court authority to look at whether a guideline-based amount is just under the circumstances. We have held that the Legislature gave trial courts broad discretion when it required an “equitable distribution” of marital property. See
Our examination of the statutory scheme demonstrates, however, that this case involves the type of situation where the Legislature intended that the court exercise discretion consistent with the policies of the act. That intent is demonstrated by the exclusion from gross income of certain support payments. See
It is important to analyze what is covered by the exclusion and what is not. First, as we construe the legislative intent, it requires that there be an actual support order. Second, it requires that the order, not merely the obligation, be preexisting at the time the calculation is made. Third, it requires that payments be made on the order.
The limits of the second requirement are particularly important. It shows that the Legislature was primarily concerned about the timing of the orders. If a noncustodial parent is sub-
There are practical reasons why the Legislature created a rule allowing a parent to deduct the expenses of other support obligations only in limited circumstances. They are explained in People in Interest of C.D., 767 P.2d at 811-12, in describing the identical Colorado rule:
Inherent in the statutory scheme is a legislative recognition that child support obligations which have been previously imposed by a court have been determined to be both necessary and reasonable in amount in proper judicial proceedings. Non-ordered support obligations, on the other hand, have not been judicially scrutinized either as to their necessity or their reasonableness, and the General Assembly accordingly has not provided for automatic income adjustments based upon those obligations, whether or not they are actually paid.
In addition, jurisdictional and practical impediments render the support schedule an ill-suited device to determine the necessity for, and the reasonableness of, support obligations for persons who are not parties to the proceedings before the court.... [T]he mere fact that a parent may have some legal duty to support other children does not indicate the extent of the support needs of the other children, whether those needs are or can be met by other persons [or] an obligor‘s actual contribution to those needs. The use of the statutory schedule under these circumstances requires the court to make assumptions concerning these matters which may not be wholly warranted.
These reasons involve practical considerations—a formula-guideline system using mathematical calculations may consider only specific, liquidated amounts that are paid periodically.
It would be unfair, however, to consider amounts paid under existing support obligations only when they are the subject of court orders. By allowing consideration of payments made to
In reaching the conclusion that the court could consider the expenses of supporting other families under
For the above reasons, we answer the first question in this case in the affirmative. The trial court may, under
II.
The second question is whether the court‘s discretion under
The trial court found no obligation of support in this case because the statutory support obligation of stepparents is limited to situations where the financial resources of the natural parents are inadequate to provide the child with a reasonable subsistence. See
Neither the trial court nor the parties have raised any question about the defendant‘s obligation to support his second wife. The general obligation to support spouses extends to defendant‘s second spouse. See
III.
Having decided that the trial court could find the application of the guidelines to be inequitable in this case, we must address whether the court properly exercised its discretion in setting a support amount. We emphasize here that the fact that the court finds the application of guidelines to be “inequitable” in a particular case does not mean that it must automatically order a substantially lower support amount. As we have held in the case of a finding of changed circumstances to allow modification of a support order, “this conclusion opens the inquiry rather than closing it.” McCormick v. McCormick, 150 Vt. 431, 437, 553 A.2d 1098, 1102 (1988). The use of
It is particularly important to emphasize that consideration of a case under
The voluntary nature of second-family obligations is not the only consideration in establishing the child support order
We have held with respect to the custody statute, when the Legislature itemized certain factors to be considered in determining parental rights and responsibilities, that the court‘s findings must show that it took each of the statutory factors into consideration. See Harris v. Harris, 149 Vt. 410, 414, 546 A.2d 208, 212 (1988). Other courts have held that when the trial court deviates from the use of guidelines, it must make findings to specify the reasons for the deviation. See, e.g., In re Marriage of Marshall, 781 P.2d 177, 180 (Colo. Ct. App. 1989). This holding is consistent with our rule that the trial court must clearly specify the basis for its support decision so we are not left to speculate on the rationale. See Towne v. Towne, 150 Vt. 286, 289, 552 A.2d 404, 406 (1988). We adopt the view, as with custody decisions, that the trial court‘s findings and conclusions must show it considered the factors specified in
The findings and conclusions here are incomplete and much too sketchy to meet the above requirements. The court had evidence from both parties on their income and expenses. The evidence from the defendant showed a high level of consumer debt connected with the purchase of a house and furnishings for his new family. Although the court found that defendant‘s new spouse had “financial resources as represented by her education and former work experience,” it apparently considered her to have no potential income when it set the support amount. In any event, the court never specified how, based on the evidence and its findings, it arrived at the figure of $90 per week as the new child support amount. Nor can we conclude that the court considered all the factors specified in
Because the findings and conclusions do not specify the reasons for the amount of support awarded and show consideration of the statutory factors, we must reverse and remand for a new hearing.
Reversed and remanded.
Morse, J., dissenting. Because I believe the Court misconstrues the child support guidelines law, I respectfully dissent.
Under
The legislature did not define what it meant by “inequitable.” Nonetheless, a reading of the statute as a whole sheds light on the legislature‘s intent on this critical issue. As is well established in our law, the primary objective in interpreting a statute is to give effect to the intent of the legislature. State v. Yudichak, 147 Vt. 418, 420, 519 A.2d 1150, 1151 (1986). If doubt exists as to the plain meaning of statutory terms,
or if the statute is ambiguous, the legislative intent “should be gathered from ‘a consideration of the whole and every part of the statute, the subject matter, the effects and consequences, and the reason and spirit of the law.‘”
Paquette v. Paquette, 146 Vt. 83, 86, 499 A.2d 23, 26 (1985) (citations omitted).
In adopting the new child support statute, the legislature stated its purpose as follows:
The legislature... finds and declares as public policy that parents have the responsibility to provide child support and that child support orders should reflect the true costs of raising children and approximate insofar as possible the standard of living the child would have enjoyed had the marriage not been dissolved.
The rule shall be based on the concept that children should receive the same proportion of parental income after separation or divorce of their parents as they would receive if their parents were living together in one household.
The priority is clear. Children come first. Their living standard should not drop “insofar as possible.”
To accomplish this overriding purpose, the Secretary of Human Services is charged to “prescribe by rule a guideline for child support which reflects the percent of combined gross income which parents living in the same household in Vermont ordinarily spend on their children.”
Defendant concedes on appeal that his “expenses were all related to a purchase of a home and furnishings for that home.” Notably, defendant has not alleged the existence of any involuntary expenses such as unexpected medical costs, nor has he alleged an involuntary reduction in disposable income, such as would arise from being laid off. In fact, his gross income from his primary job had increased about forty-five percent since the divorce decree, from $18,000 to $26,000 per year. (In addition, he earned $2,000 a year from a part-time job.) His claim that a guideline-based order would be inequitable is based solely on
Defendant‘s brief purports to compare the parties’ financial situations, alleging that plaintiff currently has a monthly disposable income of $8 while defendant suffers a shortfall of $642. This alleged discrepancy is not determinative of the issue. The courts should not further burden a custodial parent for living frugally in order to provide for her children in need and reward the noncustodial parent who, despite a higher gross income, has gone into debt. The legislature has determined that his children come first, before the obligations of his new home and furnishings; he must share, in the same proportion as his gross income compares to plaintiff‘s, in the cost of their upbringing.
While I agree with most of what is said in the Court‘s opinion, I do not construe
In light of the legislation as a whole and its evident purpose,
Whether or not defendant has a duty to support his stepson pursuant to
I am not of the view that defendant has no obligation to support his stepson. I would hold only that any such obligation must not be subtracted from his gross income in calculating the guideline child support figure. In this sense defendant‘s obligation to his stepchild is no different than his obligation to pay taxes. He may have a legal duty to pay both, but neither enters into the calculation of his child support obligation under the statutory guidelines.
It may be useful to compare the situation of a parent who is subject to a child support order stemming from a former marriage. In such a case, the earlier child support obligations, if actually paid, may reduce the parent‘s obligations to the children of the second marriage under the new statutory framework. See
I would not fashion a per se rule. Expenses for children in a second family in some instances might well warrant a departure from the guidelines. It is not necessary to broaden discretion under
Defendant emphasizes that the motion for modification was brought less than eighteen months after the original divorce decree. There may indeed be some “unfairness” to the noncustodial spouse inherent in these circumstances. He may not have expected a sudden increase in child support obligations, and he may have planned his life accordingly. But the legislature made a deliberate policy choice to prefer this “unfairness” over the unfairness both to children whose living standards would drop without sufficient support and to custodial parents bearing more than their fair share of the cost of raising their children. Besides, while defendant may not have expected the law on child support to change as it did, the law did not “strike out of
Under today‘s ruling, determination of child support is subject in large measure to the vagaries of individual judgment as to what is fair, given all the facts and circumstances of each case. The guidelines, however, are designed to give child support determinations a measure of predictability and equality and to reduce litigation. They are intended to ensure that like cases will be treated alike by judges who do not think alike in this area of subjective value judgments. If the guidelines are circumvented under the “equitable” rubric of
Accordingly, I would reverse and remand for an order setting child support at $141 per week.
Notes
(a) On motion of either parent and upon a showing of a real, substantial and unanticipated change of circumstances, the court may annul, vary or modify a child support order, whether or not the order is based upon a stipulation or agreement.
(b) A child support order, including an order in effect prior to adoption of the support guideline, which varies more than 15 percent from the amounts required to be paid under the support guideline, shall be considered a real, substantial and unanticipated change of circumstances.
