AHMED ALI MUTHANA, INDIVIDUALLY, AND AS NEXT FRIEND OF HODA MUTHANA AND MINOR JOHN DOE v. MICHAEL R. POMPEO, IN HIS OFFICIAL CAPACITY AS SECRETARY OF THE DEPARTMENT OF STATE, ET AL.
No. 19-5362
United States Court of Appeals FOR THE DISTRICT OF COLUMBIA CIRCUIT
Argued May 15, 2020 Decided January 19, 2021
Appeal from the United States District Court for the District of Columbia (No. 1:19-cv-00445)
Scott G. Stewart, Deputy Assistant Attorney General, U.S. Department of Justice, argued the cause for appellees. With him on the brief were Joseph H. Hunt, Assistant Attorney General, William C. Peachey, Director, Office of Immigration Litigation, Anthony D. Bianco, Senior Litigation Counsel, Christopher A. Bates, Senior Counsel, and Joseph F. Carilli Jr., Trial Attorney.
Before: TATEL and RAO, Circuit Judges, and SENTELLE, Senior Circuit Judge.
Opinion for the Court filed by Circuit Judge RAO.
Opinion concurring in the judgment filed by Circuit Judge TATEL.
RAO, Circuit Judge: Hoda Muthana grew up in the United States, but at age twenty left college to join the Islamic State of Iraq and Syria (“ISIS“). After marriage to two different ISIS fighters, Hoda now seeks to return to the United States with her son, John Doe. The State Department maintains that Hoda is not a citizen and has no right to return to the United States. Hoda‘s father, Ahmed Ali Muthana (“Muthana“), initiated this lawsuit on behalf of his daughter and grandson to settle their citizenship. The district court held that Hoda and her son are not U.S. citizens, because Hoda‘s father possessed diplomatic immunity when she was born in the United States, rendering her ineligible for citizenship by birth under the
I.
Ahmed Ali Muthana served as the First Secretary of the Permanent Mission of Yemen to the United Nations. During this posting he lived in New Jersey with his wife and children. The United Nations notified the State Department of Muthana‘s appointment in October 1990, thus entitling him to diplomatic-level immunity pursuant to the U.N. Headquarters Agreement and the Vienna Convention on Diplomatic Relations, Apr. 18, 1961, 23 U.S.T. 3227 (the “Vienna Convention“).1 After several years, Yemen terminated Muthana from his diplomatic post and required him to surrender his diplomatic credentials no later than September 1, 1994. In October 1994,2 Hoda Muthana was
Later in 2014, Hoda dropped out of college, traveled to Syria, and joined ISIS. Hoda became a prominent spokeswoman for ISIS on social media, advocating the killing of Americans and encouraging American women to join ISIS. She also married two ISIS fighters in succession and had a child, John Doe, by way of her second husband, who was an ISIS fighter from Tunisia. In 2016, the State Department revoked Hoda‘s passport after determining that it had been issued in error because Hoda was not a U.S. citizen by birth and had never been naturalized. In a letter sent to Hoda‘s last known address, the State Department informed her of the passport revocation and explained that the passport had been issued based on an error of fact—the government‘s mistaken belief that at the time of Hoda‘s birth, Muthana no longer possessed diplomatic immunity. In fact, Muthana retained his diplomatic immunity until at least February 6, 1995, months after Hoda‘s birth. As the State Department explained, a child born to a diplomat is not “subject to the jurisdiction” of the United States, and therefore does not have citizenship by birth.
The next day, Muthana filed a nine count complaint in the U.S. District Court for the District of Columbia, alleging these statements effectively revoked his daughter‘s and grandson‘s U.S. citizenship in violation of the
The district court granted summary judgment to the government on the citizenship and reentry claims and dismissed the material support claim for lack of subject matter jurisdiction. The court first found Muthana could proceed as “next friend” to his daughter and grandson because he had a “significant relationship” to them and they were unavailable due to their presence in Syria. Turning to the merits, the district court converted the government‘s
II.
Although the government does not renew its challenge to standing on appeal, we have an independent obligation to ensure our jurisdiction. Grocery Mfrs. Ass‘n v. EPA, 693 F.3d 169, 174 (D.C. Cir. 2012). There is a serious question of whether Muthana can sustain next friend standing on behalf of his adult daughter Hoda. Next friend standing is a narrow exception to Article III standing, which requires that a party assert his own rights in alleging an injury in fact. Next friend standing has been generally limited to three historically grounded exceptions codified by Congress: a person may assert next friend standing on behalf of minors and incompetents, or to seek a writ of habeas corpus. See Whitmore v. Arkansas, 495 U.S. 149, 163 n.4 & 164 (1990) (“Indeed, if there were no restriction on ‘next friend’ standing in federal courts, the litigant asserting only a generalized interest in constitutional governance could circumvent the jurisdictional limits of Art. III simply by assuming the mantle of ‘next friend.‘“). Hoda does not fit within any of the established exceptions. At age twenty, she is not a minor, and Muthana has not asserted that she is incompetent. See
We need not decide whether Muthana may proceed as next friend to Hoda, however, because Muthana may proceed as next friend to his grandson.3 Federal Rule of Civil
To determine whether a person may proceed as next friend to a minor, we examine the relationship between the proposed next friend and minor. See T.W. by Enk, 124 F.3d at 897; cf. Whitmore, 495 U.S. at 163-64 (explaining that, to obtain a writ of habeas corpus as a next friend, the next friend “must be truly dedicated to the best interests of the person on whose behalf he seeks to litigate” and suggesting that a significant relationship is required). Not every person who is interested in serving as a minor‘s next friend qualifies for that role. There must ordinarily be a significant relationship between the proposed next friend and minor, see T.W. by Enk, 124 F.3d at 897, though
codified by Congress. Ali Jaber misconstrues the Supreme Court‘s decision in Whitmore, which identified serious Article III concerns with expanding next friend standing and simply reserved the question of whether next friend standing could be sustained absent statutory authorization. Whitmore, 495 U.S. at 164. Moreover, we note that a decision of our district court “do[es] not establish the law of the circuit, nor, indeed, do[es it] even establish the law of the district.” In re Executive Office of President, 215 F.3d 20, 24 (D.C. Cir. 2000) (cleaned up).
Muthana easily qualifies as next friend to his grandson. A minor‘s parent or close relative is a natural fit to serve as his next friend in most cases. The government argued below that, as his mother, Hoda was the appropriate next friend for John Doe. But when a minor‘s parent is “unable, unwilling or refuses to act” as next friend to the minor, another person may proceed as next friend. See Ad Hoc Comm. of Concerned Teachers v. Greenburgh No. 11 Union Free Sch. Dist., 873 F.2d 25, 30 (2d Cir. 1989). Hoda is unable to proceed as John Doe‘s next friend because she is inaccessible in a Kurdish camp in Syria and unable to return to the United States. Muthana is a close relative of John Doe who is able and willing to litigate his claims. Because Muthana has a significant relationship to his grandson, he may proceed as John Doe‘s next friend.
Once a court determines that a party has standing to proceed as next friend, it must determine if the real party in interest possesses standing in his own right. Here, the alleged deprivation of American citizenship without due process of law is a judicially cognizable injury in fact. See
The district court had jurisdiction to determine John Doe‘s citizenship, a question that necessarily required a determination of his mother‘s citizenship. Under the Immigration and Nationality Act, a person born outside the United States to one citizen-parent is a citizen as long as his citizen-parent lived in the United States for five years, and was at least fourteen years old for two of those years.
We review de novo a district court‘s grant of summary judgment and dismissal of a claim for lack of subject matter jurisdiction. Waggel v. George Washington Univ., 957 F.3d 1364, 1371 (D.C. Cir. 2020) (summary judgment); Ctr. for Law & Educ. v. Dep‘t of Educ., 396 F.3d 1152, 1156 (D.C. Cir. 2005) (lack of jurisdiction). Summary judgment should be
III.
Although Muthana‘s claims focus on the revocation of citizenship for Hoda and John Doe, this case requires us to first ascertain whether Hoda and John Doe were United States citizens. That question turns on whether Muthana possessed diplomatic immunity when Hoda was born. Under the
The argument proceeds as follows. First, under the Vienna Convention, diplomatic immunity continues until notification of a diplomat‘s termination to the host country. Muthana‘s arguments to the contrary cannot be squared with the plain
A.
Diplomatic immunity is governed by the Vienna Convention on Diplomatic Relations. See 23 U.S.T. 3227. When interpreting treaties, “we are guided by principles similar to those governing statutory interpretation.” Iceland S.S. Co., Ltd.-Eimskip v. Dep‘t of Army, 201 F.3d 451, 458 (D.C. Cir. 2000). Muthana argues that the Convention allows diplomatic immunity to cease on the date of his termination from his diplomatic post, which was prior to Hoda‘s birth. Because he lost diplomatic immunity before his daughter‘s birth, Muthana maintains that Hoda is a birthright citizen. The government argues that the Convention requires diplomatic immunity to continue until a reasonable period after notification of termination to the host country. Because the State Department was not notified of Muthana‘s termination until after Hoda‘s birth, she is not a citizen by virtue of her birth in the United States. “[T]he meaning attributed to treaty provisions by the Government agencies charged with their negotiation and enforcement is entitled to great weight.” Starr Int‘l Co. v. United States, 910 F.3d 527, 537 (D.C. Cir. 2018) (quoting Sumitomo Shoji Am., Inc. v. Avagliano, 457 U.S. 176, 184-85 (1982)).
The function of a diplomatic agent comes to an end, inter alia: (a) on notification by the sending State to the receiving State that the function of the diplomatic agent has come to an end; (b) on notification by the receiving State to the sending State that, in accordance with paragraph 2 of Article 9, it refuses to recognize the diplomatic agent as a member of the mission.
23 U.S.T. 3227, art. 43. Article 39 of the Convention connects the end of diplomatic functions with diplomatic immunity, providing that “[w]hen the functions of a person enjoying privileges and immunities have come to an end, such privileges and immunities shall normally cease” when the diplomat leaves the country or after a “reasonable period in which to do so, but shall subsist until that time.” Id. at art. 39. The text of the Convention plainly provides that a diplomat‘s functions end upon “notification” to the receiving state and that diplomatic immunities continue from the date of notification for a “reasonable period” or until the diplomat leaves the country.
This notification condition comports with longstanding principles of international law and state practice, which allowed diplomatic immunity to continue for a reasonable period after diplomatic service ended and thereby protected diplomats by giving them some breathing room to leave the country or to make other arrangements without exposure to the jurisdiction of the host country. See, e.g., Emer de Vattel, THE
Muthana‘s arguments, however, cannot be squared with the text, structure, purpose, and history of the Convention. As
notification and termination are distinct periods for marking the end of diplomatic immunity.
Muthana‘s reading of coexisting termination and notification standards also runs afoul of one of the purposes of the Convention, namely to provide certainty and clarity in diplomatic relations. If either termination or notification of termination could govern the end of a diplomat‘s functions, diplomats could not be certain of the continuation of their immunity and host countries would not be certain of the status of lingering diplomats. See id. at 93 (explaining that international crises have arisen due to disagreement and confusion over when diplomatic immunity terminates). The Convention seeks to establish uniform standards for the diplomatic intercourse between nations in order to promote predictability and reciprocity. See id. (highlighting the importance of a “[c]lear statement of the condition under which the consular status of an individual terminates“) (citation and quotation marks omitted); see also 23 U.S.T. 3227 pmbl. (explaining the Vienna Convention was created to ensure there is “an international convention on diplomatic intercourse” to
Finally, although the State Department has some discretion over questions of diplomatic immunity even within the terms of the Convention,8 the government does not suggest that such discretion was exercised here to deny Muthana diplomatic immunity before notification of his termination and thereby to recognize Hoda‘s citizenship by birth. To the contrary, the government maintains that at the time of Hoda‘s birth, Muthana continued to enjoy diplomatic privileges and immunities. In addition to its certification, the government presented several contemporaneous records corroborating that Muthana had diplomatic status after Hoda‘s birth. For example, it presented a file from the U.N. Office of Protocol reflecting that Muthana‘s diplomatic status continued until February 6, 1995. S.A. 109. The government maintains that the issuance of a passport to Hoda in 2005 and 2014 was in error. It would seem far afield of the judicial role to convert a government error into an exercise of executive discretion in the sensitive
Consistent with historical practice, the Vienna Convention explicitly recognizes that diplomatic functions continue until notification of termination to the host country and that immunity is maintained for some “reasonable period” after such notification. We therefore hold that Muthana‘s diplomatic immunity continued at least until the United States was notified of his termination by Yemen.
B.
Whether Hoda and John Doe are citizens depends on whether Muthana enjoyed diplomatic immunity at the time of Hoda‘s birth. Under the Vienna Convention, the question turns on one dispositive fact: when was the United States notified that Muthana was no longer a diplomat? The State Department certified to the district court that the United States received notice of Muthana‘s termination on February 6, 1995. The district court accepted this certification as conclusive proof that Muthana had diplomatic immunity when his daughter was born in October 1994. Muthana attempts to rebut this conclusion by relying on a document obtained when applying for Hoda‘s passport. That letter states Muthana was “notified to the United States Mission” as a diplomat from October 15, 1990, to September 1, 1994. In light of more than a century of binding precedent that places the State Department‘s formal certification of diplomatic status beyond judicial scrutiny, we conclude the certification is conclusive and dispositive evidence as to the timing of Muthana‘s diplomatic immunity. With no dispute of material fact, summary judgment for the government was appropriate.
The Constitution vests the President with the sole power to “receive Ambassadors and other public Ministers.”
Recognizing the vesting of these diplomatic powers with the President, courts have afforded conclusive weight to the Executive‘s determination of an individual‘s diplomatic status. See In re Baiz, 135 U.S. at 432 (Courts may not “sit in judgment upon the decision of the executive in reference to the public character of a person claiming to be a foreign minister.“). Justice Bushrod Washington, riding circuit, explained why the Constitution compels this rule:
The constitution of the United States having vested in the president the power to receive ambassadors and other public ministers, has necessarily bestowed upon that branch of the government, not only the right, but the exclusive right, to judge of the credentials of the ministers so received; and so long as they continue to be recognized and treated by the president as ministers, the other branches of the government are bound to consider them as such.
In litigation implicating the status of diplomats, the courts and the Executive have developed a practice in which the Executive submits a certification of a diplomat‘s status to the court. For example, in Carrera, we explained that the Executive‘s certification of immunity is entitled to conclusive weight when it is “transmitted to the district judge” by the State Department: “It is enough that an ambassador has requested immunity, that the State Department has recognized that the person for whom it was requested is entitled to it, and that the Department‘s recognition has been communicated to the court.” 174 F.2d at 497. We noted that this was the process that was “approved by the Supreme Court in In re Baiz.” Id.; see also United States v. Al-Hamdi, 356 F.3d 564, 569 (4th Cir. 2004); Abdulaziz v. Met. Dade County, 741 F.2d 1328, 1330-31 (11th Cir. 1984); 4A Op. O.L.C. at 208-09. In this case, the State Department has submitted under this longstanding process a formal certification that the United States was notified of Muthana‘s termination from his diplomatic position
In response, Muthana argues that the certification is not conclusive as to the dates of immunity because the district court was required to weigh the additional evidence he submitted, which he claims at least creates a dispute of material fact sufficient to prevent summary judgment. Specifically, Muthana attached a 2004 letter from Russell Graham (the “Graham Letter“), in which the United States Mission to the United Nations informed the Bureau of Citizenship and Immigration Services that Muthana was “notified to the United States Mission” as a diplomat from October 15, 1990, to September 1, 1994. Muthana argues that the district court should have given more weight to the Graham Letter than the State Department‘s certification, which was produced twenty years after Hoda‘s birth and after this lawsuit was filed. Because the Graham Letter was dated from before Hoda received her passport, Muthana suggests the Letter demonstrates that the State Department understood he was not in a diplomatic role when Hoda was born.
Even on its own terms, however, the Graham Letter creates no dispute over the relevant legal fact of when the United States was notified of Muthana‘s termination. The Graham Letter notes only two dates: Muthana‘s date of appointment as a diplomat, October 15, 1990, and his date of termination, September 1, 1994. The Graham Letter merely addresses the duration of Muthana‘s diplomatic position and when it was terminated. The Graham Letter says nothing about when the United States was notified of Muthana‘s termination and therefore when his diplomatic immunity ended.
In any event, we must accept the State Department‘s formal certification to the Judiciary as conclusive proof of the dates of diplomatic immunity. See, e.g., Carrera, 174 F.2d at 497. The Executive‘s determination cannot be attacked by “argumentative or collateral proof.” See In re Baiz, 135 U.S. at 432. When a diplomat has been recognized by the Executive, “the evidence of those facts is not only sufficient, but in our opinion, conclusive upon the subject of his privileges as a minister.” Ortega, 27 F. Cas. at 362. See also Carrera, 174 F.2d at 498 (“[T]he Secretary having certified Carrera‘s name as included in the list, judicial inquiry into the propriety of its listing was not appropriate.“); Al-Hamdi, 356 F.3d at 573 (explaining that the State Department‘s certification “is conclusive evidence as to [] diplomatic status“). The State Department made a formal certification in this case, and it cannot be undermined by collateral evidence such as the Graham Letter, a document of unknown provenance that Muthana attached to his complaint.
By accepting the certification as conclusive, we decline to second-guess the Executive‘s recognition of diplomatic status. If courts could rely upon extrinsic evidence submitted by private parties to impeach the credibility of the Executive‘s formal certification, the certification would not be conclusive, and the courts rather than the Executive would have the final say with respect to recognizing a diplomat‘s immunity.10 See United States v. Pink, 315 U.S. 203, 230 (1942) (“We
Under the Vienna Convention, immunity continues at least until notification of termination, and the State Department here certified to the district court that notification of Muthana‘s termination occurred on February 6, 1995. Thus, Muthana possessed diplomatic immunity when his daughter was born in October 1994. As a consequence, Hoda Muthana was not born “subject to the jurisdiction” of the United States and is not a citizen by birth under the
C.
Muthana also seeks equitable relief. He maintains that the government should be equitably estopped from “stripping” Hoda of her U.S. citizenship. He contends the State Department previously determined that Muthana‘s diplomatic post terminated prior to Hoda‘s birth when it issued her a passport in 2005, recognizing her right to citizenship by birth.11
Although Muthana may have had a good faith understanding that his daughter acquired citizenship at birth, an error initially shared by the State Department, the law affords Muthana no relief. As we have explained, Hoda has never been a U.S. citizen and therefore the State Department revoked her passport, but could not strip her of a citizenship she never lawfully enjoyed. Even if the State Department previously recognized Hoda as a citizen as Muthana contends, the Executive can only recognize lawful citizenship, and Hoda did not acquire citizenship at birth because her parents had diplomatic immunity. We cannot now order the State Department to recognize Hoda‘s citizenship, because she is not a citizen under the Constitution or laws of the United States. The Executive has no authority to confer citizenship on Hoda outside of the naturalization rules created by Congress.12
* * *
For the foregoing reasons, we affirm the district court‘s conclusion that Hoda Muthana and her son are not, and never have been, citizens of the United States.
IV.
Having held that Hoda and her son are not citizens, the district court properly denied Muthana‘s mandamus petition. Rather than grant the government summary judgment on this count, however, the district court should have dismissed Muthana‘s mandamus claims for lack of subject matter jurisdiction. Under
Muthana sought a writ of mandamus obligating the United States to use all available means to return his daughter and grandson to the United States. To do so, he asked the court to “order the government to affect her return to the United States, including but not limited to the use of military or other government aircraft.” Pl.‘s Mem. in Support 21, Muthana v. Pompeo, No. 1:19-cv-00445-RBW (D.D.C. Mar. 1, 2019), ECF No. 15. Not even citizens have a clear right to assistance from the U.S. government in coming to U.S. territory, so aliens certainly have none. Accordingly, Hoda and her son lack any right to this relief. We therefore remand this claim and direct the district court to dismiss Muthana‘s mandamus petition for lack of subject matter jurisdiction.
V.
Finally, the district court correctly dismissed for lack of standing Muthana‘s claim for a declaratory judgment that he would not violate the prohibition on providing material support for terrorism if he sent money and supplies to his daughter and grandson. See
To establish standing for a preenforcement challenge, a plaintiff must demonstrate first “an intention to engage in a
Preenforcement review is not a vehicle to settle questions of statutory interpretation unconnected with matters of constitutional right. Instead, preenforcement review is limited and appropriate only to relieve a plaintiff from the necessity of “first expos[ing] himself to actual arrest or prosecution” before he can “challenge [the] statute that he claims deters the exercise of his constitutional rights.” Steffel v. Thompson, 415 U.S. 452, 459 (1974). The district court properly rejected Muthana‘s standing to seek review of the applicability of the material support statute absent a claim of constitutional right.13 Accordingly, we affirm the dismissal of this count for lack of subject matter jurisdiction.
* * *
Muthana focuses his lawsuit on the hardship resulting
So ordered.
Although this case touches on a critical provision of the
The record contains two documents purporting to speak to Muthana‘s diplomatic tenure: a 2004 letter from Russell Graham stating that Muthana was “notified to the United States Mission” as a diplomat from October 15, 1990, to September 1, 1994, and a 2019 letter from James Donovan stating that Muthana and his family possessed diplomatic immunity until February 6, 1995. But as even this court agrees, Majority Op. at 21–22, nothing in the Graham letter contradicts the Donovan letter‘s statement that the United States received notification of Muthana‘s termination on February 6, 1995. We therefore could have easily resolved this case on the ground that there is no genuine issue of material fact as to the date of notification, just as the government argued in the district court, just as Judge Walton concluded, and just as the government urges here. Indeed, we could have done so by judgment.
Yet the court reaches out to affirm on the basis of an argument not raised by the government and not surfaced by the court at oral argument: that we must ignore the Graham letter entirely and look to the contents of the Donovan letter alone because that is the document the executive branch “formally” transmitted to the court in the course of litigation. Such a holding is not only unnecessary, but wrong.
The court begins its analysis with “a century of binding precedent that places the State Department‘s formal
The problem, of course, is that the record contains not one but two documents purporting to be certifications. Both the Graham and Donovan documents appear on the letterhead of the United States Mission, carry the United States seal, and bear the signature of the Minister Counselor for Host Country Affairs. Both, moreover, contain the same opening words: “This is to certify that . . . .” Joint Appendix 12, 18 (emphasis added). Based on only the four corners of the two documents, both would appear to qualify as the “best evidence to prove the diplomatic character of a person.”
The court sidesteps the problem of dueling certifications by describing the Donovan document as a “formal certification to the Judiciary” submitted to the court pursuant to a “longstanding process.” Majority Op. at 21–22. But the court never explains why the Donovan document, and not the Graham document, is “formal” despite both bearing the same indicia of institutional legitimacy. Nor does the court point to any evidence, record or otherwise, that a longstanding formal procedure for communicating the Executive‘s view of diplomatic status to the court exists. Instead, it simply assumes that the way such information reached the court in a handful of prior cases reflects a longstanding formal procedure. But those
Without saying so outright, the court appears to adopt a novel rule: that the term “certification” somehow refers only to a “formal certification to the Judiciary” submitted by the Executive in connection with litigation. Majority Op. at 22. That rule suffers from two major flaws.
First, the government nowhere advances the court‘s theory—not in its brief and not at oral argument. See Carducci v. Regan, 714 F.2d 171, 177 (D.C. Cir. 1983) (“The premise of our adversarial system is that appellate courts do not sit as self-directed boards of legal inquiry and research, but essentially as arbiters of legal questions presented and argued by the parties before them.“). To be sure, as my colleagues observe, Majority Op. at 22 n.10, the government does contend that the Donovan letter was “conclusive” and “dispositive.” Appellees’ Br. 30–31. But the government does not contend that the Donovan letter was the sole “certification,” and thus “dispositive,” by virtue of the Executive submitting it to the court during this case. The court nonetheless claims to divine such an argument from the government‘s statement that “when the Department of State certifies the diplomatic status of an individual, the courts are bound to accept that determination.” Majority Op. at 22 n.10. That statement, however, says nothing about what makes one document and not another a “certification“—the critical question here—and certainly says nothing to suggest that submission during the course of litigation is dispositive. The government simply declares that the Donovan letter “ends the factual inquiry into Plaintiff‘s diplomatic status at the time of [his daughter‘s] birth,” Appellees’ Br. 25–26, before going on to argue that the Graham letter “failed to . . . refute th[e] date” contained in the Donovan document, id. at 31. I think it especially unwise to adopt a rule
Second, no case supports the court‘s new rule. Although the court seeks to house its theory in In re Baiz, 135 U.S. 403, and Carrera v. Carrera, 174 F.2d 496 (D.C. Cir. 1949), neither case speaks to how a court differentiates between two seemingly authentic State Department documents. To be sure, the Court held in In re Baiz that “the certificate of the Secretary of State . . . is the best evidence to prove the diplomatic character of a person.” 135 U.S. at 421 (emphasis added). But in that case, the Court rejected the petitioner‘s claim to immunity because there was no certification at all, so the question of submission was not before the Court. And in Carrera, the plaintiff challenged the only purported certification on the ground that it was submitted ex parte and therefore “not properly presented to the District Court.” 174 F.2d at 497. Rejecting that argument, our court held that “the process by which the claim of immunity . . . was communicated to the court” was proper. Id. Carrera, in other words, suggests that a court can consider a State Department certification (which, per In re Baiz, is the “best evidence” of diplomatic status) no matter how that certification makes its way to the district court. Nothing in either opinion suggests that submission by the government during litigation somehow elevates one authentic State Department document over another; the issue was just not before either court.
Nor do decisions citing In re Baiz and Carrera address the issue of dueling documents. In Abdulaziz v. Metropolitan Dade County, 741 F.2d 1328 (11th Cir. 1984), for example, the Eleventh Circuit relied on a State Department certification and rejected the argument that it should conduct an independent inquiry into whether the individual fell outside the protections of the Vienna Convention, or “was apparently eligible for, but
Of course, our review is limited in this sensitive arena. Article II of the Constitution gives the President the power to “receive Ambassadors and other public Ministers,” which is precisely why the Supreme Court crafted the “best evidence” rule in In re Baiz: to prevent the judiciary from “sit[ting] in judgment upon the decision of the executive in reference to the public character of a person claiming to be a foreign minister.” 135 U.S. at 432. Nothing in the Constitution or case law, however, requires that we credit the Executive‘s litigating position to the exclusion of all other Executive evidence, no matter how authoritative.
Under the court‘s new rule, had Muthana produced a document identical to Donovan‘s letter in every way except for stating “this is to certify that the United States Mission received notification not in February 1995, but in July 1994,” it would have been improper to even consider that evidence. The case law does not require such a result, the government does not seek it, and we can straightforwardly resolve this case on the same ground Judge Walton did—that “the Graham certification . . . speak[s] to the date of [Muthana‘s] termination . . . , not the date when the United States Mission was notified of [his]
Notes
The following shall be nationals and citizens of the United States at birth: ... (g) a person born outside the geographical limits of the United States and its outlying possessions of parents one of whom is an alien, and the other a citizen of the United States who, prior to the birth of such person, was physically present in the United States or its outlying possessions for a period or periods totaling not less than five years, at least two of which were after attaining the age of fourteen years[.]
