Lead Opinion
Opinion for the Court filed by Circuit Judge TATEL.
Concurring opinion filed by Circuit Judge HENDERSON.
Dissenting opinion filed by Circuit Judge KAVANAUGH.
A company whose workers recently voted to unionize refuses to bargain with them, claiming that most of those who voted are undocumented aliens. The company argues that undocumented aliens are prohibited from unionizing because they do not qualify as “employees” protected by the National Labor Relations Act. Because the company’s argument ignores both the Act’s plain language and binding Supreme Court precedent, we deny its petition for review.
I.
Petitioner Agri Processor Co. is a wholesaler of kosher meat products based in Brooklyn, New York. In September 2005, the company’s employees voted to join the United Food and Commercial Workers union. When the company refused to bargain, the union filed an unfair labor practice charge with the National Labor Relations Board.
The Board’s General Counsel issued a complaint charging that Agri Processor’s refusal to bargain violated sections 8(a)(1) and 8(a)(5) of the National Labor Relations Act, 29 U.S.C. §§ 151-169, which make it “an unfair labor practice for an employer — (1) to interfere with, restrain, or coerce employees in the exercise of the rights guaranteed in [the Act]; ... [or] (5) to refuse to bargain collectively with the representatives of his employees.” Id. § 158(a)(1), (5). In a hearing before an administrative law judge, the company claimed that after the election it put the Social Security numbers given by all the voting employees into the Social Security Administration’s online database and discovered that most of the numbers were either nonexistent or belonged to other people. Based on this evidence, the com
Relying on Supreme Court precedent and the Board’s decision in Concrete Form Walls, Inc., 346 N.L.R.B. No. 80 (Apr. 13, 2006), the ALJ rejected the company’s arguments, sustained the charged violations, and ordered Agri Processor to bargain with the union. Agri Processor Co., 347 N.L.R.B. No. 107, at 3 (Aug. 31, 2006). The Board unanimously adopted the ALJ’s recommendations. Id. at 1. Though one Board member noted that “the average person” might find it peculiar that an employer must bargain with illegal aliens, he acknowledged that the NLRA compelled this result. Id. at 1 n. 2.
The company petitions for review, still arguing that undocumented aliens are not employees under the NLRA and may not belong to the same bargaining unit as legal workers. The Board cross-petitions for enforcement.
II.
According to the Board, Agri Processor’s contention that undocumented aliens are not “employees” protected by the NLRA ignores the Act’s plain language and the Supreme Court’s decision in Sure-Tan, Inc. v. NLRB,
The NLRA defines the term “employee” expansively and lists only a few limited exceptions:
The term “employee” shall include any employee ..., but shall not include any individual employed as an agricultural laborer, or in the domestic service of any family or person at his home, or any individual employed by his parent or spouse, or any individual having the status of an independent contractor, or any individual employed as a supervisor, or any individual employed by an employer subject to the Railway Labor Act ..., or by any other person who is not an employer as herein defined.
29 U.S.C. § 152(3). In Sure-Tan, the Supreme Court held that this definition clearly includes undocumented aliens:
The breadth of [the NLRA’s] definition [of “employee”] is striking: the Act squarely applies to “any employee.” The only limitations are specific exemptions for agricultural laborers, domestic workers, individuals employed by their spouses or parents, individuals employed as independent contractors or supervisors, and individuals employed by a person who is not an employer under the NLRA. See 29 U.S.C. § 152(3). Since undocumented aliens are not among the few groups of workers expressly exempted by Congress, they plainly come within the broad statutory definition of “employee. ”
Remarkably, Agri Processor’s brief neither acknowledges this controlling language in Sure-Tan nor even quotes the NLRA’s definition of “employee.” Instead, the company focuses exclusively on the Immigration Reform and Control Act of 1986 (IRCA), Pub.L. No. 99-603, 100 Stat. 3359, which made it illegal for companies knowingly to employ undocumented aliens, 8 U.S.C. § 1324a(a)(l), and on Hoffman Plastic Compounds, Inc. v. NLRB,
To begin with, nothing in IRCA’s text alters the NLRA’s definition of “employee.” NLRA section 2(3), 29 U.S.C. § 152(3), continues to define “employee” exactly the same way it did when the Sure-Tan Court held that “undocumented aliens ... plainly come within the broad statutory definition of ‘employee.’ ”
Moreover, “[ajmendments by implication, like repeals by implication, are not favored,” United States v. Welden,
It is not the intention of the Committee that the employer sanctions provisions of the bill be used to undermine or diminish in any way labor protections in existing law, or to limit the powers of federal or state labor relations boards, labor standards agencies, or labor arbitrators to remedy unfair practices committed against undocumented employees for exercising their rights before such agencies or for engaging in activities protected by existing law. In particular,*5 the employer sanctions provisions are not intended to limit in any way the scope of the term “employee” in Section 2(3) of the National Labor Relations Act (NLRA), as amended, or of the rights and protections stated in Sections 7 and 8 of that Act. As the Supreme Court observed in Sure-Tan Inc. v. NLRB,467 U.S. 883 [104 S.Ct. 2803 ,81 L.Ed.2d 732 ] (1984)[,] application of the NLRA “helps to assure that the wages and employment conditions of lawful residents are not adversely affected by the competition of illegal alien employees who are not subject to the standard terms of employment.”
H.R.Rep. No. 99-682, pt. 1, at 58 (1986), as reprinted in 1986 U.S.C.C.A.N. 5649, 5662. Similarly, the House Education and Labor Committee Report says that no provision of IRCA
limit[s] the powers of State or Federal labor standards agencies such as the Occupational Safety and Health Administration, the Wage and Hour Division of the Department of Labor, the Equal Employment Opportunity Commission, the National Labor Relations Board, or Labor arbitrators, in conformity with existing law, .to remedy unfair practices committed against undocumented employees for exercising their rights before such agencies or for engaging in activities protected by these agencies. To do otherwise would be counter-productive of our intent to limit the hiring of undocumented employees and the depressing effect on working conditions caused by their employment.
Id. pt. 2, at 8-9, as reprinted in 1986 U.S.C.C.A.N. 5757, 5758. These two passages are the only places in IRCA’s legislative history where Congress discussed the NLRA. Rather than showing that IRCA was “clear[ly] and manifestly]” intended to amend the NLRA’s definition of “employee,” Rodriguez,
Perhaps Agri-Processor is arguing that in making it unlawful for employers to hire undocumented aliens, Congress must have intended to end job protections for such workers, even though it never said as much anywhere in IRCA’s text or history. But this hardly follows, for it is quite possible that even as Congress barred employers from hiring undocumented aliens, it still intended for the NLRA to apply to such aliens. The Sure-Tan Court explained: “Application of the NLRA [to illegal aliens] helps to assure that the wages and employment conditions of lawful residents are not adversely affected by the competition of illegal alien employees who are not subject to the standard terms of employment.”
In sum, there is absolutely no evidence that in passing IRCA Congress intended to repeal the NLRA to the extent its definition of “employee” includes undocumented aliens. Thus, the NLRA’s plain language, as applied by the Supreme Court in Sure-Tan, continues to control after IRCA, as the Seventh, Ninth, and Eleventh Circuits have all held. See NLRB v. Concrete Form Walls, Inc.,
The dissent, instead of attempting to show implied repeal under the Supreme Court’s established rules for doing so, creates its own rule. It claims we should read IRCA as implicitly amending the NLRA not because of anything Congress said in IRCA’s text or history, but rather because of something the Sure-Tan Court said two years before IRCA’s enactment in a passage Agri Processor never cites. Specifically, after the Sure-Tan Court held that “undocumented aliens ... plainly come within the [NLRA’s] broad statutory definition of ‘employee,’ ”
More fundamentally, even if the Supreme Court had said immigration law would inevitably conflict with the NLRA’s definition of “employee” if hiring undocumented aliens became unlawful, the Court never explained haw it would resolve such a conflict. And rather than applying the Supreme Court’s rule for determining whether two statutes irreconcilably conflict so that we must read the later as implicitly repealing the earlier, the dissent reverses the rule, stating: “if Congress in [passing IRCA] wished to say that illegal immigrant workers ... [rem'ain] ‘employees’ protected by the NLRA, it would have said so in the text of IRCA.” Dissenting Op. at 14. Thus, instead of making “repeals by implication ... disfavored,” Reg’l Rail,
Of course, the dissent is correct that “[w]hen the Supreme Court has issued a statutory decision and Congress then acts to change the relevant law, it flouts congressional will for a lower court to ignore the new statute and rely reflexively on the result of the old Supreme Court case.” Dissenting Op. at 12. But this principle has no application here because Congress never “change[d] the relevant law.” As we have shown above, IRCA neither explicitly nor implicitly amended the NLRA. Thus, this case is nothing like the examples the dissent cites in which the Supreme Court interpreted a statute and Congress later amended that statute. See id. at 12. In those examples, Congress obviously overturned the Supreme Court’s decisions — it expressly changed the statutory provision the Court had interpreted to achieve the opposite result. By contrast, after the Sure-Tan Court read the plain language of the NLRA’s definition of “employee” to cover undocumented aliens, Congress did not change the NLRA to “expressly exempt! ]” undocumented aliens from its coverage. Sure-Tan,
The dissent also criticizes our use of legislative history. But because IRCA, by its terms, does not amend the NLRA, it is the dissent tha1> — at least under the Supreme Court’s rules for implied repeal— must find in IRCA’s history “clear and manifest” legislative intent to amend the NLRA. Rodriguez,
Returning now to Agri Processor’s arguments, we think the company’s reliance on Hoffman Plastic is entirely misplaced. In that case, the Supreme Court addressed only what remedies the Board may grant undocumented aliens when employers violate their rights under the NLRA. Nowhere in Hoffman Plastic did the Court hold that IRCA leaves undocumented aliens altogether unprotected by the NLRA. Indeed, the Court explicitly declined to revisit Sure-Tan’s holding that undocumented aliens are employees under
Even were we less certain about the meaning of Hoffman Plastic and IRCA, we would still reach the same result. First, if we thought that Hoffman Plastic’s reasoning cast some doubt on Sure-Tan’s clear holding — which we don’t — we would still follow Sure-Tan, for as the Supreme Court held in Rodriguez de Quijas v. Shearson/Am. Express, Inc.,
Second, even were it unclear whether the NLRA’s definition of “employee” included undocumented aliens — which it isn’t — we would still defer to the Board’s decision to include them. “Since the task of defining the term ‘employee’ is one that ‘has been assigned primarily to the [Board],’ the Board’s construction of that term is entitled to considerable deference, and we will uphold any interpretation that is reasonably defensible.” Sure-Tan,
Finally, Agri Processor suggests that if neither Hoffman Plastic nor IRCA requires the result it seeks, we should still rule in its favor “in light of the recent policy changes and debate over the burden of illegal immigration in this country.” Pet’r’s Opening Br. 32. Given Sure-Tan and the NLRA’s broad definition of “employee,” however, the company must make this argument to Congress, not this court.
III.
This brings us to Agri Processor’s second argument — that the Board may not place undocumented aliens and legal workers in the same bargaining unit. NLRA section 9(b) “vests in the Board authority to determine ‘the unit appropriate for the purposes of collective bargaining.’ ” NLRB v. Action Auto., Inc.,
Agri Processor argues that undocumented aliens and legal workers lack a community of interest in two respects. First, the company argues that “[t]he incorporation of the undocumented workers with otherwise lawful and eligible workers as members of the bargaining unit ... caused the votes of the eligible workers to become diluted, resulting in the disenfranchisement of the bargaining unit’s lawful and eligible workers.” Pet’r’s Opening Br. 83. As we have already explained, however, undocumented aliens qualify as employees under the NLRA, so their votes are just as valid as those of legal workers.
Second, Agri Processor maintains that because undocumented aliens have no legitimate expectation of continued future employment, their interests differ from those of legal employees. But as the Board explains:
[Ujndocumented workers’ fear of detection and termination does not prevent them from sharing a community of interest with their coworkers. That fear is counterbalanced by a hope of continuing their employment indefinitely, giving them a similar expectation of future employment as ‘regular’ at-will employees who hold their jobs at the whim of their employers. Resp’t’s Br. 21. The Board also correctly points out that “expected tenure is not necessarily dispositive of the community-of-interest inquiry.” Id. Indeed, the Board has previously approved — and we have upheld — allowing workers to vote even when, at the time of the election, the workers knew they would soon leave for another job. See, e.g., Saint-Gobain Indus. Ceramics, Inc. v. NLRB,810 F.3d 778 , 782-83 (D.C.Cir.2002).
Furthermore, “the focus of the community of interests test is on the interests of employees as employees, not their interests more generally.” Speedrack,
In short, Agri Processor has failed to show that the interests of undocumented workers as employees differ in any way from those of legal workers. Indeed, the company has come nowhere close to making the type of showing needed to overcome the high degree of deference we owe the Board’s unit determinations.
IV.
For the reasons stated above, we deny Agri Processor’s petition for review and grant the Board’s cross-petition for enforcement.
So ordered.
Concurrence Opinion
concurring:
It seems “somewhat peculiar” indeed, as Board Member Kirsanow observed, to order an employer “to bargain with a union representing employees that the [employer] would be required to discharge under the Immigration Reform and Control Act, 8 U.S.C. § 1324a.” Agri Processor Co., 347 N.L.R.B. No. 107, at 1 n. 2 (2006). Moreover, as the dissent makes clear, it is hard to ignore Sure-Tan’s reliance on the absence of any provision in the Immigra
Dissenting Opinion
dissenting:
Their immigration status apparently unbeknownst to their employer, illegal immigrant workers voted in a union election and affected the election’s outcome. The employer later discovered that the workers were illegal; terminated them as required by federal immigration law; and sought to overturn the tainted union election. The NLRB ruled that the union election must stand because illegal immigrant workers are “employees” under the National Labor Relations Act and thus are entitled to vote in union elections. The majority opinion agrees.
I respectfully dissent. The result reached by the majority opinion not only is “somewhat peculiar,” as Judge Henderson acknowledges, but also is inconsistent with Supreme Court precedent and the Immigration Reform and Control Act of 1986. As the Supreme Court has explained, the term “employee” in the NLRA must be interpreted in conjunction with the immigration laws. See Sure-Tan, Inc. v. NLRB,
* * *
In 1984, the Supreme Court considered whether an employer committed an unfair labor practice by reporting illegal immigrant workers to immigration officials in response to the workers’ union activity. Sure-Tan, Inc. v. NLRB,
For whatever reason, Congress has not adopted provisions in the INA making it unlawful for an employer to hire an alien who is present or working in the United States without appropriate authorization .... Moreover, Congress has not made it a separate criminal offense for an alien to accept employment after entering this country illegally. Since the employment relationship between an employer and an undocumented alien is hence not illegal under the INA, there is*11 no reason to conclude that application of the NLRA to employment practices affecting such aliens would necessarily conflict with the terms of the INA.
Id. at 892-93,
As I read the decision, the Court in Sure-Tan thus applied a straightforward analytical framework to govern the question whether illegal immigrant workers are “employees” under the NLRA. If federal law does not prohibit employment of illegal immigrant workers, then the workers can be “employees” under the NLRA. If on the other hand federal law prohibits employment of illegal immigrant workers, then the workers are not “employees” under the NLRA.
When it decided Sure-Tan in 1984, the Court was well aware of the significance of tying the NLRA’s definition of “employee” to the immigration laws’ prohibition or non-prohibition on employment of illegal immigrant workers. The Court decided Sure-Tan in the midst of an intense congressional debate on immigration legislation. At oral argument in Sure-Tan, moreover, one of the Justices asked a direct question about proposed legislation banning employment of illegal immigrant workers. See Transcript of Oral Argument, Sure-Tan,
Two years after Sure-Tan, as the Court had foreshadowed, Congress passed and President Reagan signed a comprehensive immigration bill that prohibited employment of illegal immigrant workers. The landmark Immigration Reform and Control Act of 1986, known as IRCA, “forcefully made combating the employment of illegal aliens central to the policy of immigration law.” Hoffman Plastic Compounds, Inc. v. NLRB,
The majority opinion and the Board rely on the result in Sure-Tan. See Maj. Op. at 2-3; Board Br. at 12-13. But Sure-Tan explained that the interpretation of “employee” depends on the status of the immigration laws.
Turning next to a logic textbook, the majority opinion contends that Sure-Tan is not as clear as it could have been on how the NLRA’s coverage of “employees” would be affected by a change in the immigration laws. See Maj. Op. at 6. But we nonetheless have to decide whether the better reading of Sure-Tan is that the NLRA’s coverage of illegal immigrant workers as “employees” (i) depends on whether illegal immigrant workers may be lawfully employed in the United States; or (ii) does not depend on whether illegal immigrant workers may be lawfully employed in the United States. In my judgment, the first reading — that the NLRA’s coverage of illegal immigrant workers as “employees” depends on whether illegal immigrant workers may be lawfully employed in the United States — is far and away the better interpretation of Sure-Tan. After all, under the majority opinion’s reading, Sure-Tan’s discussion of the interaction of the NLRA and the immigration laws would be entirely meaningless. See
The majority opinion also refers to the plain language of the NLRA. See Maj. Op. at 2-3. But according to the Supreme Court, that’s only half the equation. The other half of the equation is the plain language of the immigration laws. Sure-Tan established that the NLRA’s definition of “employee” is not to be considered in isolation, but rather in conjunction with the immigration laws and whether those laws prohibit the employment of illegal immigrants. See
The majority opinion and the Board imply that Hoffman reaffirmed Sure-Tan. See Maj. Op. at 4, 7-8; Agri Processor Co., 347 N.L.R.B. No. 107, at 3 (2006); see also Concrete Form Walls, Inc., 346 N.L.R.B. No. 80, at 4 (2006). That is incorrect. The Hoffman Court did not hold that, after IRCA, illegal immigrant workers are still “employees” under the NLRA. Rather, the Hoffman Court stated that it was not addressing the “employee” issue. See
The majority opinion also relies on two House committee reports issued in connection with IRCA. See Maj. Op. at 4-5. The usual cautions apply to this kind of legislative history: Committee reports are highly manipulable, often unknown by most Members of Congress and by the President, and thus ordinarily unreliable as an expression of statutory “intent.” Committee reports are not passed by the House and Senate and presented to the President, as required by the Constitution in order to
In considering the majority opinion’s legislative history argument, it bears emphasis that the Court in Sure-Tan had stated that the NLRA’s definition of “employee” depends on whether Congress prohibits employment of illegal immigrants. Given that analysis, Congress was necessarily aware that prohibiting employment of illegal immigrants could affect the NLRA’s coverage of illegal immigrant workers. Indeed, someone on Capitol Hill in 1986 knew that IRCA, analyzed in light of Sure-Tan, could remove illegal immigrant workers from the NLRA’s definition of “employee,” because one of the committee reports purports to say that IRCA would not affect Sure-Tan’s holding. The problem is that this committee report is “in no way anchored in the text” of IRCA, and we thus cannot rely on it. Shannon v. United States,
Contrary to the suggestion in the majority opinion, since IRCA only one other court of appeals has analyzed this issue in an opinion; it reached the same conclusion as the majority opinion here. See NLRB v. Kolkka,
Applying Sure-Tan and Hoffman in the wake of IRCA, I would hold that an illegal immigrant worker is not an “employee” under the NLRA. I would vacate the Board’s order upholding the union election because the Board’s order rested on the incorrect conclusion that illegal immigrant workers are “employees” under the NLRA. This particular case involves a union election and thus does not affect or
Notes
. In Sure-Tan, Justice Powell and Justice Rehnquist dissented, arguing that even without a specific congressional prohibition against employing illegal immigrant workers, it is "unlikely that Congress intended the term 'employee' to include — for purposes of being accorded the benefits of that protective statute [the NLRA] — persons wanted by the United States for the violation of our criminal laws.” Sure-Tan,
. The doctrine of Rodriguez de Quijas v. Shearson/American Express, Inc.,
. According to the majority opinion, we cannot read the NLRA's coverage of “employees” to be affected by the immigration laws because that would suggest that the immigration laws implicitly repealed the NLRA, which courts do not lightly find. See Maj. Op. at 4. With respect, the majority opinion’s discussion of the repeal-by-implication doctrine is a sideshow because the Supreme Court has already taken the step that the majority opinion here criticizes. In Sure-Tan, the Court explained that the immigration laws can affect the NLRA’s coverage of employees and that a prohibition on employment of illegal immigrant workers means they are not employees under the NLRA. See
