Afanador v. United States Postal ServiceAfanador v. United States Postal Service
OPINION AND ORDER
The Court has before it Defendants’ Motion to Dismiss and/or for Summary Judgment on the two causes of action remaining in this case. For the reasons stated below, defendants’ motion is hereby GRANTED. I. Factual Background
The essential facts underlying this action are not in dispute. Plaintiff Nelson Afana-dor is at present, and was at all times pertinent to this case, a Window and Distribution Clerk with the United States Postal Service (hereinafter “Postal Service”) in San Juan, Puerto Rico. The defendants are the Postal Service Postmaster General Anthony Frank, and D.H. Tanner, a postal inspector empowered by law to execute searches, seize evidence, and make arrests based on violations of federal law.
On October 5, 1986, Afanador was interrogated at the Postal Inspection Service Office in San Juan by postal inspectors Tanner and D.J. Pinto. After the interrogation, he was informed that he was the target of an investigation growing out of a complaint filed by a client of the Postal Service. On December 8, 1986, Afanador again met with Tanner. Afanador alleges that during this meeting the two agreed that if a criminal case was pursued by the Postal Service against Afanador, he would be notified in order to allow him to surrender voluntarily, thereby avoiding a public arrest at his workplace in the presence of his co-workers.
Afanador was later informed through his superior, Mr. Pedro Casas, that he could no longer work at the post office customer window or participate in any transactions involving money since he was the subject of an ongoing investigation. Afanador alleges that at this point he became the subject of rumors circulating among his coworkers. His wife, who is also a Postal Service employee and a plaintiff in this action, claims that because of her husband’s situation, she suffered humiliation and mental distress.
On January 23, 1987, Tanner served Afa-nador with a Grand Jury subpoena at his workplace. On April 30, 1987, Tanner was informed that the Grand Jury had not returned an indictment against Afanador; however, Tanner did not inform Afanador, nor anyone else, of the results of the Grand Jury investigation. On May 20, 1987, Afa-nador was suspended from work for fourteen days based on the facts underlying the investigation. Upon his return, Afanador’s duties were limited to clerical tasks.
On July 23, 1987, Tanner, based on an information charge filed in federal court, arrested Afanador at his workplace, thereby violating the alleged agreement they had made regarding his voluntary surrender. A Federal Magistrate released Afana-dor on his own recognizance," however, upon returning to work Afanador was notified that he was once again suspended. On August 24, 1987, at a status conference with the District Court Judge presiding over the case, the criminal charges were dismissed due to the government’s failure to prosecute.
After exhausting the available administrative remedies,
1
Afanador brought the in
On February 28, 1990, this Court, in response to Defendants’ Motion to dismiss dated January 16, 1990, dismissed plaintiff’s first (malicious prosecution) and second (abuse of process) causes of action, noting that both were based on the Federal Tort Claims Act, (hereinafter “F.T.C.A.”), that the proper party to an F.T.C.A. action is the United States of America, not individual agencies or officers, and that the United States had not received proper notice of the action within the required time. See Pretrial Conference Order, Civ. No. 89-0312 (February 28,1990). The Court thereafter instructed the parties that if a settlement was not reached, the defendants should file legal memoranda discussing (i) the statute of limitations in Bivens actions, and (ii) the plaintiff’s Title VII retaliation action. In compliance with that instruction, and after plaintiff declined a settlement offer, defendants submitted their Motion to Dismiss and/or for Summary Judgment, which was opposed in Plaintiff’s Brief on the Bivens and Title VII Retaliation Actions. 2
II. The Bivens Claim
Plaintiff’s primary remaining claim is against defendant Tanner alone, in his personal capacity, under the authority of
Bivens v. Six Unknown Named Agents of Federal Bureau of Narcotics,
Defendants’ move to dismiss plaintiff’s
Bivens
action, pursuant to Rule 12(b)(1) of the Federal Rules of Civil Procedure,
4
on the ground that it is time-barred. The issue of the appropriate statute of limitations in
Bivens
actions is not new to this Court,
see, e.g., López v. Aran,
In Owens v. Okure, [488] U.S. [235],109 S.Ct. 573 ,102 L.Ed.2d 594 (1989), the Supreme Court further clarified its Wilson decision by holding that in states that have one or more limitation periods for certain enumerated intentional torts and a residual statute for all other injuries to personal rights it is the latter provision that is of application to actions under Section 1983.
The Supreme Court has further held that the body of state laws governing certain issues under Section 1983 should apply to
Bivens
suits as well.
See, e.g., Butz v. Economou,
Plaintiff asserts, and the Court concurs, that his cause of action accrued on August 24, 1987, the date that the charges in the criminal suit were dismissed, rather than July 23, 1987, the date on which plaintiff was arrested. 7 Since this date is more than seventeen months prior to the filing of plaintiffs complaint in this case, plaintiff must show that the limitations period was somehow tolled prior to August 24, 1988 for his claim to survive. Plaintiff argues that the period was in fact tolled by an extra-judicial claim. On May 25, 1988, plaintiff mailed to defendant Frank, Attorney General Edwin Meese, Caribbean Postmaster Cristóbal Lliteras, and United States Attorney for Puerto Rico Daniel Ló-pez Romo a letter which provided the recipients with notice that plaintiff intended to institute a civil action against the defendants unless his claim was disposed of at the administrative level. See 28 U.S.C. § 2675. 8 In this letter, plaintiff noted that his claims against the individual defendants were predicated on Bivens. 9 Plaintiff asserts that this letter gave the defendants notice of his administrative claim and thereby effectively tolled the statute of limitations.
State tolling provisions govern actions brought under Section 1983 and the other reconstruction statutes.
Accord Johnson v. Railway Express,
The tolling provisions prescribed by Puerto Rico law are found in Article 1873 of the Civil Code, 31 L.P.R.A. § 5303, which states:
Prescription of actions is interrupted by their institution before the courts, by extrajudicial claim of the creditor, and by any act of acknowledgment of the debt by the debtor.
In
Rodriguez Narvaez,
the First Circuit, after noting thаt under Puerto Rico law “tolling provisions must be interpreted restrictively against the person invoking their protection,” (
the claim [was] made by the holder of the substantive right (or his legal representative), it [was] addressed to the debtor or passive subject of the right, not to a third party, and it [required] or demand[ed] the same conduct or relief sought in the subsequent lawsuit.
Id. at 44 (citations omitted).
Plaintiff fails to make the required showing regarding at least one of these requirements. The letter sent by Afanador was not “addressed to” Tanner, nor was a copy even sent to Tanner.
See Gual Morales v. Hernández Vega,
Plaintiff therefore fails to show that the one-year statute of limitations on his Bivens action was tolled and the action is therefore DISMISSED due to its untimeliness.
III. The Title VII Claim
Plaintiffs other remaining cause of action is predicated on Title VII of the Civil Rights Act of 1964, as amended, 42 U.S.C. § 2000e. Specifically, plaintiff charges that the actions of various government agents, including Inspector Tanner, constituted unlawful retаliation against him in response to his filing of an administrative claim. 11 Plaintiff charges that the defendants are liable to him under Title VII for $20,000.00 in expenses and for attorneys fees and costs.
Defendants’ first ground for summary judgment on plaintiff’s Title VII action is based on an allegation that plaintiff’s claim is moot.
15
Defendants charge
If the court finds that the [defendant] has intentionally engaged in or is intentionally engaging in an unlawful employment practice ... the court may enjoin the [defendant] from engaging in such unlawful employment practice, and order such affirmative, action as may be appropriate, which may include, but is not limited to, reinstatement or hiring of employees, with or without back pay .or any other equitable relief as the court deems appropriate.
42 U.S.C. § 2000e-5(g). 16
A district court has considerable discretion in framing a remedial decree under Title VII. In the area of monetary awards, it may provide retroactive relief so that plaintiffs are made whole “for injuries suffered on account of unlawful employment discrimination.”
Albemarle Paper Co. v. Moody,
Almost every circuit court that has confronted the issue, however, has held that neither punitive nor compensatory damages are available under Title VII.
Accord Walker v. Ford Motor Co.,
Nevertheless, plaintiff may be entitled to
nominal
damages in this case, upon which a right to attorney’s fees may attach. Some courts, despite the equitable nature of Title VII remedies and the widely held view that damages are not available in Title VII actions, have awarded nominal damages to successful plaintiffs for whom no other remedy is available, or at least suggested that the remedy may be appropriate. As discussed further below, it is by no means clear whether nominal damages
The long and now confused history of this issue can be summarized as follows. In 1981,
18
the Fifth Circuit, in its opinion in
Joshi v. Florida State University,
If on remand the district court determines that [plaintiffs] gender was a factor in the defendant’s failure to consider her application but that she would not have been hired in any event because those chosen were thought to be, for any nondiscriminatory reason, better suited for the position, [plaintiff] would not be entitled to back pay;
however, the trial court should consider whether she might be entitled to other relief, if only nominal damages, which would carry with it attorneys fees. See Gillin v. Federal Paper Board Co., Inc.,
Joshi,
In the period immediately following
'Jo-shi,
several circuits cited to it for the proposition that nominal damages might be available to Title VII plaintiffs.
19
One such court was the First Circuit, which considered this issue for the first and only time in
T & S Service Associates, Inc. v. Crenson,
In 1982, however, in
Dean v. Civiletti,
... [W]e disagree with the district court’s conclusion that [plaintiff] is entitled to no relief. We find that having prevailed on the discrimination issue ... she is entitled to recover nominal damages of at least $1 as well as attorney’s fees for proceedings in the district court.
Id. at 101 (footnote omitted). The opinion, however, contains no mention, much less a discussion, of the basis on which the court decided to award nominal damages. As a result, although more affirmative than Jo-shi on the availability of nominal damages in Title VII actions, it is no more persuasive.
Nevertheless, from its inauspicious beginnings, the proposition that nominal damages are available in Title VII actions began to-grow. For example, in
Henson v. City of Dundee,
It was not until 1986, however, that a circuit court squarely addressed the issue of the availability of nominal damages in Title VII cases. In
Bohen v. City of East Chicago,
Several circuits have begun to suggest in dicta that nominal damages could be awarded in situations [where the plaintiff cannot obtain equitable relief] to create a remedy on which to tack an award of costs and attorney’s fees. We believe the better view, in accord with the majority of decisions, is that no damages are available under Title VII. If Congress wishes to amend the provisions of Title VII to provide a remedy of damages, it can do so. Until then, this court may only enforce the statute as written, and as currently written Title VII does not contemplate damages.
Bohen v. City of East Chicago,
This trend away from awarding nominal damages in Title VII suits was strengthened very recently when the Eleventh Circuit, in
Walker v. Anderson Electrical Connectors,
Although I understand why some courts permit the award of nominal damages, I do not agree With their decisions. Nominal damages are not “equitable” relief within the meaning of Title VII. The statute does not mention them,' and I could not award them without offering the defendants a jury trial. Too, "nominal” damages are not something a court awards just to keep a case alive. The traditional award of one dоllar is the remedy in a case in which compensatory relief is available in principle, but plaintiff did not establish the amount of injury and so cannot obtain a substantial award. A judge who lacks the power to award substantial damages that have been proved ... may not use nominal damages as a heart balm.
The court was faced with a claim that the Supreme Court opinion in
Carey v. Piphus,
Carey involved interpretation of 42 U.S.C. § 1983, which provides a remedy for violations of constitutional rights by persons acting under color of state law. Emphasizing the absolute nature of constitutional rights and “the importance to organized society that those rights be scrupulously observed,” Carey,435 U.S. at 266 ,98 S.Ct. at 1053 , the Court mandated the award of nominal damages upon the finding of a procedural due process violation even where no actual injury had been shown. By contrast, this case involves, not a violation of constitutional rights, but merely, a violation of purely statutory rights under Title VII. Nothing in Carey mandates the award of nominal damages for statutory violations.
Id. at 845 (footnotes omitted). 21
Therefore, given the weak support for the proposition that nominal damages are
First, earlier this year, a Rhode Island district court, reviewing almost exactly the same cases summarized above, concluded that nominal damages are available in Title VII actions. The court summarized the precedents as follows:
Compensatory and punitive damages clearly are not available to Title VII plaintiffs. Cumpiano v. Banco Santander Puerto Rico,902 F.2d 148 , 159 (1st Cir.1990). Nominal damages are considered to be an improper Title VII remedy by the Seventh Circuit.' Swanson v. Elmhurst Chrysler Plymouth, Inc.,882 F.2d 1235 (7th Cir.1989), cert. denied, [493] U.S. [1036],110 S.Ct. 758 ,107 L.Ed.2d 774 (1990). However, several other circuit courts, including the First Circuit, have suggested that nominal damages can be awarded under Title VII. T & S Serv. Assocs., Inc. v. Crenson,666 F.2d 722 , 728 n. 8 (1st Cir.1981). See, e.g., Katz v. Dole,709 F.2d 251 , 253 n. 1 (4th Cir.1983); Henson [v. City of Dundee], 682 F.2d [897] 905-06 & n. 12; [11th Cir.1982]; Joshi v. Florida State Univ.,646 F.2d 981 , 991 n. 33 (5th Cir. Unit B 1981).
Showalter v. Allison Reed Group, Inc.,
The Court finds cause for greater concern, however, arising from the Supreme Court opinion in
Meritor Savings Bank v. Vinson,
[Petitioner] contends ... that in prohibiting discrimination with respect to “compensation, terms, conditions, or privileges” of employment, Congress was concerned with what petitioner describes as “tangible loss” of “an economic character,” not “purely psychological aspects of the workplace environment.” In support of this claim petitioner observes that in both the legislative history of Title VII and this Court’s Title VII decisions, the focus has been on tangible, economic barriers erected by discrimination.
We reject petitioner’s view. First, the language of Title VII is not limited to “economic” or “tangible” discrimination. The phrase “terms, conditions, or privileges of employment” evinces a congressional intent “ ‘to strike at the entire spectrum of disparate treatment of men and women’ ” in employment. Petitioner has pointed to nothing in the Act to suggest that Congress contemplated the limitation urged here.
Meritor,
At first glance, the opinion in
Meritor
would appear to cast considerable doubt on
Upon further review, however, it becomes clear that the effect of
Meritor
does not extend beyond the field of certain gender discrimination cases. The
Meritor
Court reached its conclusion bаsed on several unique aspects of Title VII claims based on gender discrimination. First, the Court reviewed the legislative history behind Title VII’s prohibition of discrimination based on sex and concluded that while the history is sparse, it suggests an inclination on the part of Congress to afford separate treatment to employment discrimination based on sex. More significantly, the Court discussed the case of
Bundy v. Jackson,
In conclusion, despite the considerable confusion surrounding this issue, the Court finds that nominal damages are not available to the plaintiff in this case. And since plaintiff is also not entitled to the compensatory damages he seeks in his complaint, plaintiff is not entitled to any sort of monetary award. Finally, a Title VII plaintiff who receives no sort of remedy is not a prevailing party and is therefore not entitled to an award of attorney’s fees.
Accord
42 U.S.C. § 1988;
Hensley v. Eckerhart,
IT IS SO ORDERED.
Notes
. Plaintiff filed a claim under the Federal Tort Claims Act, 28 U.S.C. § 2675, оn April 21, 1988, which was denied by the Postal Service on September 13, 1988.
. Defendants also filed, pursuant to an Order of the Court dated October 11, 1991, a "Reply to Plaintiffs Brief on Equitable Tolling of the Bivens Claim," dated October 29, 1991.
. Plaintiff also alleges violations of his Fourteenth Amendment rights; however, given that defendant Tanner is a federal agent acting under color of federal law, the Fourteenth Amendment, which controls state conduct, is inapplicable.
.It is not entirely clear which procedural devices defendants intend to have applied to each of their arguments. Since the challenge to the Bivens claim is based on the statute of limitations, and is therefore an issue of subject matter jurisdiction, the Court assumes defendants’ motion on this issue is predicated on Rule 12(b)(1). The Court notes that since defendants’ motion is viewed as submitted under Rule 12(b)(1), the Court’s determination of the issue was made solely on thе pleadings in this case. Cf. text accompanying footnote 12.
. See also Rodríguez Narvaez, 895 F.2d at 42 n. 6:
. The Second Circuit adopted this approach in
Chin
v.
Bowen,
both Bivens and section 1983 actions are designed to provide redress for constitutional violations. Though the two actions are not precisely parallel, there is a ‘general trend in the appellate courts to incorporate § 1983 law into Bivens suits.’ The same immunity standard applies to both actions. Courts of Appeals have held that section 1983 concepts of state action apply in determining whether action was taken 'under color of state law’ for Bivens purposes, and that the preemptive effect of a habeas corpus remedy is the same in prisoners’ section 1983 and Bivens suits.
Id. at 24 (citations omitted).
.The issue of the accrual of plaintiffs cause of action is a matter of federal law.
Accord Rubin v. O’Koren,
Plaintiffs contention that the accrual date is the date on which the criminal charges were dismissed is based on an Equal Employment Opportunity Commission decision related to the Title VII action in this case. In the decision, which grew out of plaintiffs appeal of the Commission’s rejection of this Title VII complaint on limitations grounds, the EEOC office of Review and Appeals stated:
Until the nature of the charge against him went on record, appellant had not basis for contending that [his] arrest on July 23 had been motivated by retaliatory animus. Accordingly, we find that the dismissal of the charge on August 24, rather than the arrest on July 23 was the incident which caused appellant to believe that he had been discriminated against.
EEOC Office of Review and Appeals, Appeal No. 01881195 at 2-3 (June 19, 1988). The standard that the EEOC applies to determine accrual dates is parallel to that used in federal courts.
See, e.g., Reeb v. Economic Opportunity Atlanta, Inc.,
. 28 U.S.C. § 2675(a) provides:
An action shall not be instituted upon a claim against the United States which has been presented to a federal agency, for money damages for injury or loss of property or personal injury or death cause by the negligent or wrongful act or omission of an employee of the government while acting in the scope of his authority, unless such federal agency has made final disposition of the claim.
. The letter states, at pages 5-6: "Mr. Afanador will exert his claim judicially under 28 USC 2674 (Liability of the United States); 42 USC 2000e-16 (Employment by Federal Government); and against the individual officers involved under
Bivens v. Six Unknown Federal Agents,
. See, supra, text at pages 264-266.
. To demonstrate a prima facie claim of retaliation under 42 U.S.C. § 2000e-3(a), a plaintiff
must show by a preponderance of the reliable evidence that (1) she engaged in a protected activity as an employee, (2) she was subsequently discharged from employment, and (3) there was a causal connection between the protected activity and the discharge.
Hochstadt v. Worcester Foundation for Experimеntal Biology, Inc.,
Because the Court dismisses plaintiffs Title VII action based on its mootness, the contours of plaintiff’s prima facie case, and defendants' responses thereto, are not herein discussed.
. See, supra, footnote 4.
. Rule 12(b) provides, in pertinent part:
... If, on a motion asserting the defense numbered (6) to dismiss for failure of the pleading to state a claim upon which relief can be granted, matters outside the pleading are presented to and not excluded by the court, the motion shall be treated as one for summary judgment and disposed of as provide in Rule 56, and all parties shall be given reasonable opportunity to present all materials made pertinent to such a motion by Rule 56.
See also 5A C. Wright & A. Miller, Federal Practice and Procedure Civil § 1366 at p. 485 (“Although the conversion provision in Rule 12(b) expressly applies only to the defense described in Rule 12(b)(6), it is not necessary that the moving party actually label his motion as one under that provision in order for it to be converted into a motion for summary judgment.”)
. A "genuine" issue is one that is dispositive, and which consequently must be decided at trial.
Mack v. Great Atlantic and Pacific Tea Co.,
.The constitutional cases and controversies limitation, U.S. Const. Art. Ill, sec. 2, prevents federal courts from deciding moot questions.
Aetna Life Ins. Co.
v.
Haworth,
. 42 U.S.C. § 2000e-5(g) is specifically incorporated into the provisions at 42 U.S.C. § 2000e-16(c) relating to federal sector offenses.
. Under Rule 12(b)(6), a complaint should not be dismissed where, despite the plaintiffs inability to obtain the relief requested, the court can ascertain that some form of relief may be granted. 5A C. Wright & A. Miller,
Federal Practice and Procedure:
Civil 2d § 1357, p. 339 (1990);
see also Neitzke v. Williams,
. Severаl district court opinions appeared pri- or to 1981 in which courts either discussed the possibility or actually awarded nominal damages in a Title VII context.
Accord Compston v. Borden, Inc.,
.
See, e.g., Katz v. Dole,
In the event [plaintiff] prevails on this appeal, and subsequently is reinstated ... the award of injunctive or declaratory relief could be appropriate. In addition, even if [plaintiff] does not regain her job, [she] might be entitled to nominal damages and attorneys fees. See Joshi v. Florida State University,646 F.2d 981 , 991 n. 33 (5th Cir.1981), cert. denied,456 U.S. 972 ,102 S.Ct. 2233 ,72 L.Ed.2d 845 (1982).
.
See also Bohen
v.
City of East Chicago,
. Several other cases have been located that touch on the issue of the availability of nominal damages in Title VII actions; however, they are of little use in understanding the issues involved. They generally, involve cases in which trial courts, as part of a relief package involving back pay, reinstаtement, and other awards of significant value, also granted plaintiffs nominal damages. The circuit court opinions, some of which upheld the lower court decision and some of which remanded, all failed to discuss the issue of nominal damages, presumably because such awards are themselves monetarily insignificant and, when granted along with other types of relief, their effect on the availability of attorney's fees is significantly diminished.
Accord Baker v. Warehaeuser Co.,