ADVISORY OPINION ON CONSTITUTIONALITY OF 1975 PA 227 (QUESTION 1)
Docket No. 57850
Supreme Court of Michigan
March 29, 1976
396 Mich. 123 | 240 N.W.2d 193
Argued March 5, 1976 (Calendar No. 11).
Ryan, J., concurred in the conclusion that the act is unconstitutional but dissented from the portion of the per curiam opinion which stated an intention to issue a second opinion on the constitutionality of the act. A determination of unconstitutionality terminates the statutory life of the act and there remains no legislation on which to issue an advisory opinion.
Levin, J., with whom Kavanagh, C. J., concurred, dissented on the grounds that the stated object of the act is to “regulate political activity” and all its provisions are germane to that single object. The act accomplishes its one primary object by regulating the pre-campaign political activity of candidates and electors, by imposing limitations on the post-election political activity of elected and appointed public officials and those who would influence their decisions, and, through the Political Ethics Commission, by providing a means of implementing and enforcing such regulations. A unifying theme and concern of the act is money for votes: the legitimate use of money to influence the votes of the electors (in political campaigns) and to influence the votes of elected and appointed public officials (through lobbyists); and the corrupt use of money to buy the
Statute declared unconstitutional.
REFERENCES FOR POINTS IN HEADNOTES
[1-8] 73 Am Jur 2d, Statutes § 119 et seq.
OPINION OF THE COURT
1. STATUTES---CONSTITUTIONAL LAW---TITLE-BODY CLAUSE---ADVISORY OPINION.
An act to regulate political activity which creates a state campaign fund for gubernatorial candidates, regulates lobbying activities, requires financial disclosure by candidates and their families, provides requirements for establishment of candidate committees, and repeals acts concerning legislative agents, general election laws, conflict of interest, and ethics, embraces more than one object and is therefore in violation of the title-body clause of the state constitution (
2. STATUTES---CONSTITUTIONAL LAW---TITLE-BODY CLAUSE---SEVERABILITY.
Severability is not available in cases challenging constitutionality of a statute on the ground that it embraces more than one object; the prohibition makes the whole act void (
3. STATUTES---CONSTITUTIONAL LAW---TITLE-BODY CLAUSE---MORE THAN ONE OBJECT.
The term “object” as used in the constitutional provision that no law shall embrace more than one object was not meant to have unlimited breadth; if the provisions of the law might have been enacted in separate laws without in any way referring to or affecting one another, then they embrace more than one object (
OPINION CONCURRING IN PART AND DISSENTING IN PART
RYAN, J.
See headnotes 1-3.
4. COURTS---STATUTES---CONSTITUTIONAL LAW---ADVISORY OPINION.
A determination in an advisory opinion by the Supreme Court that a statute is unconstitutional because it embraces more
DISSENTING OPINION
KAVANAGH, C. J., and LEVIN, J.
5. STATUTES---CONSTITUTIONAL LAW---TITLE-BODY CLAUSE---ADVISORY OPINION.
An act whose stated object is to regulate political activity and which accomplishes its one primary object by regulating the pre-campaign political activity of candidates and electors, by imposing limitations on the post-election political activity of elected and appointed public officials and those who would influence their decisions, and, through the Political Ethics Commission, by providing a means of implementing and enforcing such regulations, does not violate the title-body clause of the constitution because it has only a single object (
6. STATUTES---CONSTITUTIONAL LAW---TITLE-BODY CLAUSE---“OBJECT“.
The word “object” in the title-body clause of the constitution expresses an intrinsically elastic concept; especially in the case of a codification, the Legislature is free to conceive of the object of its endeavors in terms of a common denominator and to express that conception in umbrella words (
7. STATUTES---CONSTITUTIONAL LAW---TITLE-BODY CLAUSE---“OBJECT“.
The ultimate question in deciding whether an act violates the title-body clause of the constitution is not the congruity of its provisions, but whether there is one object (
8. COURTS---STATUTES---CONSTITUTIONAL LAW---ADVISORY OPINION.
Once the Supreme Court has declared an act unconstitutional, to issue further advisory opinions on the act involves the Court in the legislative process (
Frank J. Kelley, Attorney General, and Robert A. Derengoski, Solicitor General.
Charles D. Hackney, George M. Elworth, Varda N. Fink, Michael J. Hodge, and Norbert G. Jaworski, Assistants Attorney General, in support of constitutionality.
Amici Curiae:
Kenneth J. Guido, Jr. and Ellen G. Block for Common Cause.
Hyman & Rice for State Bar of Michigan.
Gary L. Cowan, Daniel F. Curran and Dennis R. O‘Connell for Michigan Consolidated Gas Company.
Dykema, Gossett, Spencer, Goodnow & Trigg (by James D. Tracy, Nancy C. Kurtz and Ted T. Amsden) for Consumers Power Company.
Lafferty, Reosti, Papakhian & James for Socialist Workers Party and CO DEL.
Keywell & Rosenfeld for Michigan Press Association.
Honigman, Miller, Schwartz & Cohn (by Avern Cohn, Stanley Siegel, and Joseph M. Polito) and Downs & Edwards (McClellan, Schlaybaugh & Whitbeck, of counsel) for Michigan Association of Broadcasters, Michigan State Grange, Michigan Library Association, Michigan Association of School Boards, Michigan Association of State College and University Governing Boards, Michigan Townships Association, Michigan State Building and Construction Trades Council, Michigan Community College Association, Michigan State Chamber of Commerce, Michigan State Farm Bureau, Michigan Association of Counties and County Road Association of Michigan.
Cozadd, Shangle & Smith for Michigan Association of Hospital Authorities, Inc.
PER CURIAM. On August 27, 1975, Governor William G. Milliken signed Enrolled House Bill 5250.1 This legislation was designed “to regulate
political activity“. The Act created the Political Ethics Commission as an autonomous entity within the Department of State and provided for its composition, powers and duties (§§ 31-50); provided requirements for the establishment of candidate committees (after defining “candidate” to include an elected officeholder) and provided for the filing of statements of organization and reporting of contributions and expenditures (§§ 51-98); set maximum limits on expenditures by candidates for certain offices (§§ 83-84); established a State Campaign Fund with a diversion of certain taxpayer-designated portions of income tax revenues to the fund for distribution to qualifying gubernatorial candidates (§§ 101-105); proscribed conflicts of interest (§§ 121-127); required designated individuals to file financial disclosures for themselves and members of their immediate families (§§ 131-137); required the registration and reporting of lobbying activities (§§ 141-150); and provided for the repeal of five existing laws (§ 191).
We have granted a December 9, 1975, request of the House of Representatives to review ten specific questions of law concerning the constitutionality of the Act. 395 Mich 910 (1975).
As major portions of the Act were to have gone into effect on March 31, 1976 (the effective date of some provisions of the Act was to have been delayed until July 1, 1976), and the Act was likely to have had a profound effect on the upcoming elections, we believed it imperative to review the Act before its effective date. This case was submitted to our Court on March 5, 1976, after full briefing and oral argument by the Attorney Gen-
In House Resolution 248, the House of Representatives phrased its first question of law as:
“Does Act 227 of the Public Acts of 1975, being
§ 169.1-169.200 of the Michigan Compiled Laws embrace more than one object in violation of§ 24 of art 4 of the State Constitution of 1963 which reads [in pertinent part] as follows:“‘Section 24. No law shall embrace more than one object, which shall be expressed in its title.‘”
This constitutional section embodies two separate concepts:
- That the law shall not embrace more than one object and
- That the object which the law embraced shall be expressed in its title. We do not direct attention here to the second concept but only to the first, whether or not more than one object is embraced in this law.
Justice SHARP in Kent County, ex rel Board of Supervisors v Reed, 243 Mich 120, 122; 219 NW 656 (1928), notes that:
“it is to the body of the law that we must look to determine whether it embraces more than one object“.
In that case, Justice SHARP pointed out that the first section of the questioned Act imposed upon
“Can it be said that this repeal is so connected with the object as disclosed by the provision in § 1 that it may be held to be germane to it? We think not. The provisions in these two sections might have been enacted in separate laws without either of them in any way referring to or affecting the other. The repeal of the local act was unnecessary to give legal effect to § 1. The two objects sought to be attained by the enactment have no necessary connection with each other, and, when grouped together in one act, clearly offend the constitutional provision.” Reed, supra, 122-123.
Both of the objects of the law were covered in the title. The Court concluded by saying:
“It is clear that two distinct and unrelated objects are embraced in the one act, and that it offends against the constitutional provision.” Reed, supra, 124.
In the briefs filed with this Court which discussed this issue, much attention was devoted to Fritz v Gorton, 83 Wash 2d 275; 517 P2d 911 (1974). However, in Fritz, the statute challenged was adopted by the initiative process by the voters of the State of Washington in the 1972 general election. Of the nine members of Washington‘s Supreme Court, two dissented from the holding of constitutionality and three believed that the constitutional provision there in question:
“No bill shall embrace more than one subject and that shall be expressed in the title“,
In the brief filed by Common Cause, a numerical count of items in the title represented 28 as having been listed claiming that they were “germane to the purpose of reforming the Michigan political process“. The title of the Act does not mention reforming the political process. That brief referred to Advisory Opinion re Constitutionality of 1972 PA 294, 389 Mich 441; 208 NW2d 469 (1973), in which the Court held that the subject matter constituted a code, a unified law. Justice LEVIN in a concurrence mentioned the justification for its constitutionality “Especially in the case of a codification“. In codes as enacted in Michigan, the Legislature tends to use in the title the words to “revise, consolidate and classify the laws” with respect to a particular object. Those words are typically found in code titles but not found here.
In the brief of the Attorney General urging a finding of unconstitutionality, a claim is made that this Act is exactly the type of legislation at which the framers of the Constitution directed their prohibition. We agree.
In addition to the multitude of varying activities sought to be regulated by this Act, the Act specifically repealed five individual and distinct acts. They concerned the licensing and regulation of legislative agents; the corrupt practice section of the general election law; two specific conflict of interest statutes; and an ethics act.
Severability is not available in instances chal-
“It is impossible to tell which object was intended by the Legislature, and in such case both fall under the same condemnation.” Skinner v Wilhelm, 63 Mich 568, 572; 30 NW 311 (1886).
An early reference to the concept behind the constitutional prohibition is found in colorful language in People v Collins, 3 Mich 343, 384 (1854), a case in which the Court was evenly divided on the constitutionality of an act prohibiting the manufacture of intoxicating beverages and the traffic therein. The decision discussed other challenges, but in his opinion and indicative of judicial awareness of the problem, Justice PRATT said:
“This express and positive provision was incorporated into the constitution with the avowed intention on the part of the framers, of arresting, as far as possible, corruption and log rolling in legislation---you help me and I will help you---I will support your bill and help you pass it, if you will permit me to insert a section on a certain matter, etc.; a system of legislation that has often been carried so far as to become disgraceful to representatives and deeply injurious to the public.” People v Collins, supra.
Justice COOLEY in People, ex rel Drake v Mahaney, 13 Mich 481 (1865), says with respect to the same provision of the Constitution of 1850:
“The history and purpose of this constitutional provision are too well understood to require any elucidation at our hands. The practice of bringing together into one bill subjects diverse in their nature, and having no
necessary connection, with a view to combine in their favor the advocates of all, and thus secure the passage of several measures, no one of which could succeed upon its own merits, was one both corruptive of the legislator and dangerous to the state.” Mahaney, supra, 494-495.
The act which Justice COOLEY had under review was one whose general purpose was “to establish a police government for the city of Detroit“. He said:
“The act, with great particularity, prescribes how this police government shall be rendered effectual; but this particularity can not possibly be objectionable so long as it introduces nothing foreign and incongruous, but is confined to the means supposed to be important to the end indicated.” (Emphasis added.) Mahaney, supra, 496.
This Court cannot engage in idle speculation as to whether, for instance, the provision relating to ethical conduct and conflict of interest contracts would on their own merits have been adopted by the Legislature, nor those relating to campaign contributions and expenditures, nor those establishing the state campaign fund for gubernatorial elections, nor those regulating lobbyists. Applying the tests used by this Court in Reed, supra, these provisions might have been enacted in separate laws without in any way referring to or affecting one another. The term “object” as used in
To say that the purification of the political process is the all-encompassing umbrella under which these various elements receive their protection is to beg the question. It is expected that much legislation within and without the scope of this Act is designed toward that worthy end.
This Court is mindful of the worthy purpose and high motivation of the Legislature and the proponents of the subject Act. It also is mindful of the basic dictates of the Constitution of this state. Our test cannot be one of policy but of constitutionality. On that test, the Act must fall.
WILLIAMS, COLEMAN, FITZGERALD, and LINDEMER, JJ., concurred.
RYAN, J. (concurring in part and dissenting in part). I concur in the conclusion of the per curiam opinion that 1975 PA 227 is unconstitutional as violative of
LEVIN, J. (dissenting). The stated object of the Act is “to regulate political activity“.1 All its provisions relate to that one object.
I
To regulate the “political activity” of candidates, electors, appointed and elected public officials, lobbyists and others, is one object. “Legislation, if it has a primary object, is not invalid because it embraces more than 1 means of attaining its primary object.”2 The Act accomplishes its one primary object by regulating the pre-campaign political activity of candidates and electors, by imposing limitations on the post-election political
Spending money in a political campaign is political activity. Limitations on contributions and expenditures and the filing of statements on the organization of candidate committees and reporting of contributions and expenditures regulate political activity.
Establishing a state campaign fund, “with a diversion of certain taxpayer-designated portions of income tax revenues to the fund for distribution to qualifying gubernatorial candidates“,3 regulates political activity in a gubernatorial campaign.
Political activity does not end when the votes are counted and oaths of office are administered. Regulating conflicts of interest and requiring financial disclosure by public officials are efforts to assure that the post-election political activity of officials and those who would influence their “vote, official action, or judgment”4 or “decision”5 is legitimate.
The function of the Political Ethics Commission is to implement the Act‘s object of regulating political activity. The Commission is to prescribe and furnish the forms to be filed pursuant to the Act, accept and examine the filings, furnish the public with summaries of non-confidential statements and reports, promulgate rules to carry out the Act, issue declaratory rulings, investigate complaints of a violation of the Act and initiate measures to enforce it.
The Court concludes that the Act embraces more than one object. The Act does embrace many concepts and contains diversified provisions as does any law containing more than one idea or thought, or addressing a complex problem. Our duty, if we can fairly do so, is to coalesce these multiple concepts into one object.
“Numerous cases have held that the ‘object’ of a statute is the general purpose or aim of the enactment“.6 The “object may be very comprehensive and still be without objection“.7 “[It] may include all matters germane to its object” and “all those provisions which directly relate to carry out and implement the principal object“.8 “[T]his section is not to be given a narrow or strained construction“.9 “The word ‘object’ expresses an intrinsically elastic concept. The viewer‘s focus defines the object, determining in the main whether the di-
In oft-quoted language11 this Court said:
“This provision has proved a tempting source of attack on the validity of statutes with which parties are dissatisfied, for few laws of any length are enacted where the objection cannot be plausibly urged as to details and auxiliary provisions incidental to the main purpose of the legislation appearing in the body of the act and not itemized in the title. * * * While it contains various related provisions not directly indicated or enumerated in the title, under the construction of this constitutional requirement, as many times reviewed by this court, if the act centers to one main general object or purpose which the title comprehensively declares, though in general terms, and if provisions in the body of the act not directly mentioned in the title are germane, auxiliary, or incidental to that general purpose, the constitutional requirement is met.” Loomis v Rogers, 197 Mich 265, 270, 271; 163 NW 1018 (1917). (Emphasis supplied.)
The Court relies on language in Kent County, ex rel Board of Supervisors v Reed, 243 Mich 120, 122; 219 NW 656 (1928): “The provisions in these two sections might have been enacted in separate laws without either of them in any way referring to or affecting the other“.12 That is not a workable
In Bissell v Heath, 98 Mich 472, 476-477; 57 NW 585 (1894), this Court rejected a similar approach:
“It is suggested that the title expresses two objects, which might very well be the subjects of separate acts. It may be true, of any comprehensive statute, that it might be subdivided, and several laws in pari materia enacted in place of one; but it does not follow that an act which has but one general object is in conflict with the constitutional provision. As is stated in Cooley‘s Constitutional Limitations (6th ed) p 175:
“‘There has been a general disposition to construe the constitutional provision liberally, rather than to embarrass legislation by a construction whose strictness is unnecessary to the accomplishment of the beneficial purposes for which it has been adopted.‘”
The legislation under consideration in Attorney General v Weimer, 59 Mich 580, 588; 26 NW 773 (1886), formed a county out of three townships and organized other territory into new townships. In rejecting a contention that the statute embraced more than one object, the Court said that while “there was no necessary connection between the formation of the county and the organization of the new townships, still the connection is a natural one, and the latter is clearly germane to the former“. (Emphasis added.) The one-object limitation, said the Court, was not designed “to embarrass legislation by making laws unnecessarily restrictive in their scope and operation, and thus
179 NW2d 379 (1970); Maki v East Tawas, 385 Mich 151, 159; 188 NW2d 593 (1971).
The Court appears to recognize that codifications, such as the Michigan Penal Code,15 the Insurance Code,16 Probate Code,17 Revised Judicature Act,18 the Uniform Commercial Code19 would
A codification “necessarily embodie[s] various and somewhat diversified provisions“.20 “Codification of multifarious enactments would be impossible if the constitution obliges the Legislature to define the object of a codification in narrow terms. Especially in the case of a codification, the Legislature is free to conceive of the object of its endeavors in terms of a common denominator and to express that conception in umbrella words.”21
Codifications are not exceptions to the constitutional requirement that an act embrace only one object. The object of a codification, however, like a mosaic, is many-faceted.
The Court says that it does “not direct attention here to the second concept” (“[t]hat the object which the law embraced shall be expressed in its title“), but it nevertheless seeks to distinguish the codification cases from this case because the title of this Act does not contain the phrase “revise, consolidate and classify the laws“, generally found in most codifications. If that is a prerequisite, the Uniform Commercial Code would also fall because neither those words nor a facsimile appear in its title.22
A law does not introduce “foreign and incongruous” matter if, said the Court in phrasing that obiter dictum, it “is confined to the means supposed to be important to the end indicated“.28 (Emphasis supplied.) This Legislature supposes that the regulation of campaign expenditures, state financing of gubernatorial campaigns, lobbying and financial disclosures are means “important to the end indicated” of “regulat[ing] political activity“. This Court does not say otherwise but substitutes its own supposition of the appropriate format of legislation.
“Not infrequently there will be a number of existing acts to which the new legislation would be germane, auxiliary or incidental. The legislative choice will not be held invalid merely because an alternative location for the new legislation might appear to some more appropriate.”
We rejected a claim that an amendment to the Revised Judicature Act creating the district court was defective insofar as it purports to vest criminal jurisdiction in that court: “the correct question is not whether the Legislature might have included provisions concerning the criminal jurisdiction of the district court in the Code of Criminal Procedure, but rather whether provisions establishing criminal jurisdiction are germane to the general purpose of the RJA“. (Emphasis supplied.)
The ultimate question here is not congruity, but whether there is one object. Asking the wrong question, the Court ordains a wrong conclusion.
There are five chapters in the Act. The Court does not advise the Legislature what division of the Act would be congruous. Are there one or more chapters that are congruous with each other? Are there any incongruities within any chapter? Nor does the Court indicate whether the defect it perceives can be remedied by adding to the title: “to revise, classify and consolidate“. If not, why not? How does this codification otherwise differ from other codifications?
The Court‘s advisory opinion poses more questions than it answers, puts in question the validity of many statutes the constitutionality of which heretofore was undoubted and will encourage costly and time-consuming litigation. By changing
II
The Court commits itself to issue further opinions despite its declaration of unconstitutionality.
The Constitution permits an advisory opinion “on important questions of law upon solemn occasions as to the constitutionality of legislation after it has been enacted into law but before its effective date“.
Delegate (now Secretary of State) Austin in proposing on the floor the amendment adding “after it has been enacted into law” stated that the purpose was to “prevent the supreme court from getting involved until the legislative process was completed and they would be working with a law rather than some bills or proposals for legislation“.29
The apparent purpose of issuing further opinions is to assist the Legislature in its further efforts. The Court cannot do so without “getting involved” in the legislative process.
KAVANAGH, C. J., concurred with LEVIN, J.
Notes
Street Housing Site, 291 Mich 313, 341; 289 NW 493 (1939); Attorney General v Union Guardian Trust Co, 273 Mich 554, 558; 263 NW 866 (1935); Kent County, ex rel Board of Supervisors v Reed, 243 Mich 120, 122; 219 NW 656 (1928); Loomis v Rogers, 197 Mich 265, 271; 163 NW 1018 (1917). Whether an act in fact embraces only one or more than one object can only be determined upon examination of the act itself, not by reading its title. Upon examination of this Act it is apparent that it is a codification of the laws concerning campaign expenditures, lobbyists, conflicts of interest, standards of conduct for public officials.
The acts repealed are:
- 1947 PA 214, licensing and regulation of the activities of “legislative agents” (lobbyists).
MCLA 4.401 -4.410; MSA 2.601-2.610. - 1954 PA 116, Ch XXXIV, captioned Campaign Expenses, of the Michigan Election Law,
MCLA 168.901 -168.929; MSA 6.1901-6.1929. - 1968 PA 317, regulating the conduct of public officials in respect to contracts with public entities.
MCLA 15.321 -15.330; MSA 4.1700(51)-4.1700(60). - 1968 PA 318, conflicts of interests of members of the Legislature and state officials in respect to contracts.
MCLA 15.301 -15.310; MSA 4.1700(21)-4.1700(30). - 1973 PA 196, standards of conduct for public officers and employees; creating a state board of ethics.
MCLA 15.341 -15.348; MSA 4.1700(71)-4.1700(78).
“The act, with great particularity, prescribes how this police government shall be rendered effectual; but this particularity can not possibly be objectionable so long as it introduces nothing foreign and incongruous, but is confined to the means supposed to be important to the end indicated.” People, ex rel Drake v Mahaney, supra, p 496.
The phrase “no necessary connection“, also from People, ex rel Drake v Mahaney, supra, p 495, is also obiter dictum.
It appears from his writings that Justice COOLEY was especially concerned with combinations of special interest groups to enact selective legislation benefiting their private interests.
