The parents appeal from an order of the Juvenile Court awarding custody of their three minor children to the Department of Social Services (department) and dispensing with their need to consent to adoption. See G. L. c. 210, § 3. On appeal, the parents allege that the judge’s findings are not supported by the evidence and, taken together, do not meet the clear and convincing evidentiary standard necessary
We summarize the judge’s findings. The father and mother are the natural (unwed) parents of Ellen (bom in 1987), Quentin (1989), and John (1991). At the time of the proceeding, December, 1994, the father and the mother were thirty-two and thirty-three years old, respectively.
The father was bom in San Jose, California, and raised in Oregon. He ran away from home at the age of sixteen. After living on the streets for two years, he joined the Navy. During his service, he was arrested for selling marihuana. He deserted in an attempt to evade the charges, but was arrested, and after a court martial, served five months in “the Naval brig” before being dishonorably discharged.
The father returned to Oregon to live with a woman and their infant daughter, but left after a few months, and has had no further contact with them.
In 1983, the father joined a religious organization called Orlo Templi Orientis and studied the so-called “Satanic Bible.” In January, 1984, he was convicted of grave robbing, and sentenced to two months in jail. After release, he returned to his transient life-style, alternating between Los Angeles and San Francisco.
In 1985, the father and the mother met, and soon after started living together. Between November, 1985, and July, 1987, they moved frequently, living in Oregon, California, Texas, Arkansas, Pennsylvania, and Maine. The mother became pregnant with their first child while they were living in Maine. During her pregnancy, the father left and moved to Cambridge. Soon after, the mother lost her job and joined him in Cambridge. Without work, a place to live, and a child about to be bom, they returned to California.
In April, 1991, the mother took the children to California to live with her sister. The father moved to Oregon and lived with another woman who “sparked his interest.” In November, 1991, the family reunited and moved to Massachusetts with a friend, Michael Switzer. When they arrived, the father lived in his automobile. Unemployed and homeless, the mother and father took the children with them to beg in Harvard Square in Cambridge.
In January, 1992, John was hospitalized. A report was filed pursuant to G. L. c. 119, § 51A (injured child report), alleging neglect due to failure to immunize the children and failure to provide appropriate warm clothing. These allegations were not substantiated. In February, 1992, the family moved into a two-bedroom apartment in Chelsea with Michael Switzer.
In July, 1992, a second injured child report was filed. The investigation revealed that “[t]he children were dirty, the two younger children wore only diapers, a bottle of bleach was within reach of the children, and the hot water heater and pipes were dangerously exposed in the kitchen.” Furthermore, the department expressed concern about three adults and three children living in the two-bedroom apartment. An unannounced visit in August found the children dirty, the pipes exposed, and Switzer still living with the family.
During an interview with Dr. Karen O’Connell, a clinical psychologist, the mother indicated that the father had used her public assistance money to buy drugs. She also admitted that she had no power to protect the children from their father’s inappropriate behavior. The mother was given an intelligence test by Dr. Michael A. Goldberg with the Boston Juvenile Court Clinic. She scored in the “borderline” range of intelligence, meaning that her verbal performance was “in the high end of the mentally retarded range,” and that she had the reading skills of a third grader. Dr. Goldberg concluded that “[she] has cognitive difficulties in processing information, difficulty complying with social norms, low verbal reasoning capacity, inability to remedy stressful situations and, as a
The eldest child, Ellen, was diagnosed as suffering from posttraumatic stress disorder. During an interview with Dr. O’Connell, she stated that “her ‘Daddy’s a witch;’ that ‘bad witches took my picture with no clothes on;’ that ‘[Paul, a friend of the father] calls me his girlfriend;’ that [Paul] took pictures of her with no clothes on; that [Paul] said not to tell; that she and her mother were tied up together with no clothes on while her father had no clothes on; and that the witches ‘shared weenies’ and tried to touch her with their weenies but that she ran away.” When Quentin was evaluated by Heather Ayers, a licensed clinical social worker who specialized in child trauma, he stated that his mother and father had “kissed my wee wee.” He also displayed sexual behavior of a nature that was not normal for his age, such as undressing dolls, licking the dolls’ genital areas, saying, “I’ll kiss your wee wee,” inserting toys in the area between the dolls’ legs, and lifting Ayers’s skirt and saying, “I see your wee wee.” Ayers testified that a three and one-half year old child would not kiss a doll’s genital area unless he participated in or observed such behavior. Dr. Catherine Ayoub, a psychologist with the Boston Juvenile Court Clinic, stated that preschool children do not act out or ask others to engage in adult sexual activity of the sort manifested by Quentin as part of normal development. The judge credited Dr. Ayoub’s opinion that this behavior is one of the few direct indicators of sexual abuse.
On August 19, 1992, the department was granted temporary custody of the children. When the children arrived in the foster home, they did not know how to brush their teeth, how to brush their hair, how to wipe themselves after using the toilet, or how to eat using utensils. One night, Quentin put his tongue in his foster mother’s mouth when she put him to bed. When asked where he learned that behavior, he said his mother and father.
The department referred the mother to classes for parents with learning disabilities and a domestic violence support group, but she refused to attend. In addition, the department arranged for both parents to participate in a parenting group at the Revere Counselling Center, but they refused to attend. The parents did not get along with John Oteri, the department’s case worker. They cited their personal animosity to
From August, 1992, to December, 1992, the mother visited the children once a week. The children exhibited severe anxiety, aggressive behavior, and emotional distress before and after these visits. As a result, the judge terminated the mother’s visitation rights. The children have not seen their parents since December, 1992, and remain in the care of their foster parents, who have expressed an interest in adoption.
Sufficiency of the evidence. The parents allege that the judge’s findings are not supported by the evidence
At the outset we note that the judge found that, even in the absence of evidence of sexual abuse by the parents, there was clear and convincing evidence of current parental unfitness. We shall, therefore, review the arguments of the parents without reference to the evidence of sexual abuse. Even with this limitation, the parents’ arguments border on the frivolous. In proceedings to dispense with parental consent to adoption, the judge must make specific and detailed findings demonstrating that close attention has been given to the evidence. Custody of Two Minors,
“[Sjimply because . . . parents embrace ideologies or pursue life-styles at odds with the average” is not a basis for depriving the parents of custody. Bezio v. Patenaude,
The parents claim that the judge erred in considering that the children had lived with foster parents for over one year and were adjusting well to the situation. “A comparison of the advantage the prospective custodian may offer to the child with those that may be offered by the natural parents is inappropriate.” Custody of a Minor, supra at 765. However, we have also recognized that “the lengthy separation of a
The mother argues that the judge erred in considering her mental deficiencies. When assessing parental fitness, it is not enough to state that a parent is mentally impaired, rather there must be a showing that the condition affects the parent’s ability to care for the child. See Petition of the Dep’t of Social Servs. to Dispense with Consent to Adoption,
Evidence of sexual abuse. The evidence of sexual abuse fell into three categories: (1) sexualized behavior inappropriate for such young children; (2) expert opinion; and (3) out-of-court statements of the children. The observed behavior included Quentin’s “tongue kissing” his foster mother; attempting to look at his female therapist’s genitals; and sexualized play with dolls, including kissing, licking, and placing objects in the area of the genitals. These observed events, coupled with the expert testimony credited by the judge that this kind of sexualized behavior does not occur in children so young unless they have seen or experienced it, are some evidence of sexual abuse that does not depend on the out-of-court statements of the children, which further bolsters the judge’s finding of parental unfitness.
Because the children’s out-of-court statements of alleged sexual contact were not necessary to support a conclusion of parental unfitness, we need not decide the parents’ arguments that the admission of these statements is contrary to the due process requirements of the Fourteenth Amendment to the United States Constitution and art. 12 of the Massachusetts Declaration of Rights. See Manor v. Superintendent, Mass. Correctional Inst., Cedar Junction,
We start with G. L. c. 233, § 82, which makes admissible
In Opinion of the Justices,
In 1990, the Legislature enacted G. L. c. 233, § 81 (hearsay statements of child victims in criminal matters), § 82 (hearsay statements of children in civil matters), and § 83 (such statements in foster care proceedings). St. 1990, c. 339.
In Commonwealth v. Colin C.,
These decisions provide a strong basis for concluding that § 82 is not vulnerable to constitutional attack on due process grounds. The section strikes a balance between the parents’ due process right to rebut evidence and the State’s need to protect children. The requirements outlined in § 82 are analogous to § 81. Both sections provide that an out-of-court statement made by a child under the age of ten related to sexual abuse is only admissible if: (a) a child is unavailable; and (b) the judge makes the additional finding that the statement was reliable, based on a list of enumerated factors.
Although a civil case might arise that would not require the full panoply of procedures discussed in Colin, C., supra, the better part of caution would be for judges to incorporate these procedures into § 82 proceedings as well. In Colin C., we suggested that the Commonwealth must give prior notice to the defendant that it will seek to use such statements. Id. at 64. Second, the Commonwealth must show “by more than a mere preponderance of evidence, a compelling need for use of such a procedure.” Id. at 64, quoting Commonwealth v. Bergstrom,
The judge’s order granting the petition to dispense with consent to adoption of the three children is affirmed.
So ordered.
Notes
This child is not involved in this proceeding.
Many of the parents’ arguments amount to no more than dissatisfaction with the judge’s weighing of the evidence and his credibility determinations. We see no basis for disturbing the judge’s view of the evidence. Custody of Eleanor,
It is not clear whether the parents preserved the issue. Prior to trial, the father filed a motion in limine arguing that the children were incompetent to testify, but it was denied. The parents did object to the finding that the children were unavailable and the admission of the statements. However, it is not clear that they objected on the ground that G. L. c. 233, § 82, was unconstitutional. See Adoption of Kimberly,
General Laws c. 233, § 82, states:
“(a) The out-of-court statements of a child under the age of ten describing any act of sexual contact performed on or with the child, the circumstances under which it occurred, or which identifies the perpetrator shall be admissible as substantive evidence in any civil proceeding, except proceedings brought under subparagraph C of section twenty-three or section twenty-four of chapter one hundred and nineteen; provided, however, that such statement is offered as evidence of a material fact and is more probative on the point for which it is offered than any other evidence which the proponent can procure through reasonable efforts; the person to whom such statements was made or who heard the child make such statement testifies; the judge finds pursuant to subsection (b) that the child is unavailable as a witness; and the judge finds pursuant to subsection (c) that such statement is reliable.
“(b) The proponent of such statement shall demonstrate a diligent and good faith effort to produce the child and shall bear the burden of showing unavailability. A finding of unavailability shall be supported by specific findings on the record, describing facts with particularity, demonstrating that:
“(1) the child is unable to be present or to testify because of death or existing physical or mental illness or infirmity; or
“(2) by a ruling of the court, the child is exempt on the ground of privilege from testifying concerning the subject matter of such statement; or
“(3) the child testifies to a lack of memory of the subject matter of the statement; or
“(4) the child is absent from the hearing and the proponent of such statement has been unable to procure the attendance of the child by process or by other reasonable means; or
“(5) the court finds, based upon expert testimony from a treating psychiatrist, psychologist, or clinician, that testifying would be likely to cause severe psychological or emotional trauma to the child; or
“(6) the child is not competent to testify.
“(c) If a finding of unavailability is made, the out-of-court statement shall be admitted if the judge further statement [$zc] was made under oath, that it was accurately recorded and preserved, and there was sufficient opportunity to cross-examine; or (2) after holding a separate hearing and, where practicable and where not inconsistent with the best interests of the child, meeting with the child, that such statement was made under circumstances inherently demonstrating a special guarantee of reliability.
“For purposes of finding circumstances demonstrating reliability pursuant to clause (2) of subsection (c) a judge may consider whether the relator documented the child witness’s statement, and shall consider the following factors:
“(i) the clarity of the statement, meaning, the child’s capacity to observe, remember, and give expression to that which such child has seen, heard, or experienced; provided, however, that a finding under this clause shall be supported by expert testimony from a treating psychiatrist, psychologist, or clinician;
“(ii) the time, content and circumstances of the statement;
“(iii) the existence of corroborative evidence of the substance of the statement regarding the abuse including the act, the circumstances, or the identity of the perpetrator;
“(iv) the child’s sincerity and ability to appreciate the consequences of the statement.
“(d) An out-of-court statement admissible by common law or by statute shall remain admissible notwithstanding the provisions of this section.”
We have noted that judges must strictly adhere to the statutory procedures. See Commonwealth v. Colin C.,
Contrary to the parents’ arguments, it appears that the judge adhered to the statutory directive in this case. The judge held a separate hearing to determine whether the children were unavailable. After hearing testimony from three treating clinicians, the judge made specific findings which demonstrated that testifying would cause severe psychological and emotional trauma to Ellen and Quentin. See G. L. c. 233, § 82 (b) (5).
The judge admitted the statements de bene pending a final determination of reliability. Subsequently, the judge made specific findings demonstrating that the out-of-court statements were reliable based on many of the factors indicated in G. L. c. 233, § 82 (c), including specific examples of independent corroborative evidence.
