Adler v. Duval County School BoardAdler v. Duval County School Board
Appellants are four former high school students1 in the Duval County, Florida, school system who brought this action under
I.
Appellants Adler, Laura Jaffa, and Robin Zion filed a two-count complaint on June 2, 1993. Count one alleged that the
On June 7, 1993, appellants Adler, Jaffa, and Zion graduated from Mandarin, one of the schools in the Duval County system. On June 10, 1993, they amended their complaint to include, inter alia, a request that the court certify their action as a class action. They amended their complaint a second time on November 1, 1993, to add appellant Rand, a student at another school in the Duval County system, as a plaintiff.3
The plaintiffs, defendants, and defendant-intervenors filed cross-motions for summary judgment on March 3, 1994. On May 4, 1994, the district court denied the appellants’ motion and granted the appellees’ motions. In its dispositive memorandum opinion and order, the court found the policy constitutional and entered final judgment for the appellees. Adler, 851 F. Supp. at 456. Appellants filed their notice of appeal on May 9, 1994.
Appellant Rand subsequently graduated in June 1994. Because all four appellants have graduated, we find that to the extent they seek declaratory and injunctive relief, their case is moot. The only justiciable controversy in this case is the appellants’
II.
We begin by noting that appellants’ claims for declaratory and injunctive relief are moot. All appellants have graduated, and none are threatened with harm from possible prayers in future Duval County graduation ceremonies. In short, the appellants have no legally cognizable need for relief declaring the policy unconstitutional and preventing the School Board from allowing prayers at future graduations.
Article III of the Constitution limits the jurisdiction of the federal courts to the consideration of certain “Cases” and “Controversies.”
To apply the doctrine of mootness to this case, we must distinguish the appellants’ claims for equitable relief from their claim for money damages. Although neither the appellants nor the district court treated the appellants’ claim for damages as distinct from their claims for equitable relief, these claims are distinct by nature. Equitable relief is a prospective remedy, intended to prevent future injuries. In contrast, a claim for money damages looks back in time and is intended to redress a past injury.
Frequently, a plaintiff will seek both forms of relief in the same cause of action when challenging a defendant‘s course of conduct that began before the initiation of the lawsuit and is likely to continue in the future. The plaintiff requests money damages to redress injuries caused by the defendant‘s past conduct and seeks equitable relief to prevent the defendant‘s future conduct from causing future injury.
When the threat of future harm dissipates, the plaintiff‘s claims for equitable relief become moot because the plaintiff no longer needs protection from future injury. This is precisely what happened in this case.
Appellants argue that, despite their graduation from high school, their claims for declaratory and injunctive relief are not moot because the original injury is “capable of repetition,
[I]n the absence of a class action, the “capable of repetition, yet evading review” doctrine [is] limited to the situation where two elements combine[]: (1) the challenged action [is] in its duration too short to be fully litigated prior to its cessation or expiration, and (2) there [is] a reasonable expectation that the same complaining party [will] be subjected to the same action again.
Weinstein v. Bradford, 423 U.S. 147, 149, 96 S. Ct. 347, 349, 46 L.Ed.2d 350 (1975) (per curiam). This case does not satisfy the second element. Because the complaining students have graduated from high school, there is no reasonable expectation that they will be subjected to the same injury again. See DeFunis v. Odegaard, 416 U.S. 312, 319-20, 94 S. Ct. 1704, 1707, 40 L.Ed.2d 164 (1974) (finding challenge to law school admission policy moot because petitioner “will never again be required to run the gauntlet of the Law School‘s admission process“).
Appellants contend, however, that two of the named plaintiffs, Karen Adler and Robin Rand, are parents of other children who will graduate sometime in the future from high schools in Duval County and may be subjected to the same injury. In the complaint, however, the caption notwithstanding, neither parent is described as a plaintiff and no theories have ever been advanced to support an individual action by either parent, nor were any allegations made in the complaint regarding the existence of other children. The former students are the only
Because any claim for equitable relief has been rendered moot by the appellants’ graduations, we must vacate the district court‘s grant of summary judgment to the appellees on the appellants’ claims for declaratory and injunctive relief and remand the case to the district court with instructions to dismiss those claims. See, e.g., Lewis v. Continental Bank Corp., 494 U.S. 472, 482, 110 S. Ct. 1249, 1256, 108 L.Ed.2d 400 (1990). Having disposed of the appellants’ claims for equitable relief, we are left with their claim for money damages, which we now address.
III.
Because the appellants’ claim for money damages does not depend on any threat of future harm, this claim remains a live controversy. See Havens Realty Corp. v. Coleman, 455 U.S. 363, 371, 102 S. Ct. 1114, 1120, 71 L.Ed.2d 214 (1982) (“Given respondents’ continued active pursuit of monetary relief, this case remains ‘definite and concrete, touching the legal relations of parties having adverse legal interests.’ “) (quoting Aetna Life Ins. Co. v. Haworth, 300 U.S. 227, 240-41, 57 S. Ct. 461, 464, 81 L. Ed. 617 (1937)).
We accordingly turn our focus to the basis for the appellants’ claim for damages. The complaint alleges that a “senior class chaplain” delivered a prayer at the June 7, 1993, Mandarin graduation ceremony at which appellants Adler, Jaffa, and Zion graduated.7 The only past injury for which the
The district court based its decision to grant the appellees’ motion for summary judgment on its conclusion that the policy was not unconstitutional. Because we find that the district court‘s order must be affirmed regardless of the constitutionality of the policy, we abstain from ruling on this
The only issue the appellants raise on appeal is whether the district court erred in holding the policy constitutional. While the constitutionality of the policy may have been central to the now moot issue of whether equitable relief is warranted to prevent the policy from being implemented at future graduations, it does not dispose of the issue of whether the appellants should be awarded money damages for being subjected to the prayer at their graduation. In other words, any claim for damages does not depend on the constitutionality of the policy in the abstract or as applied in other Duval County schools. Even if the policy is unconstitutional, the defendants might not be liable if, for example, they did not implement the policy at the ceremony in question or if the prayer would have been delivered without the policy. On the other hand, if the district court was correct in finding the policy constitutional, defendant Epting, Mandarin‘s principal, might nonetheless be liable if he implemented the policy in an unconstitutional manner.9
For these reasons, even if we were to find fault with the district court‘s constitutional analysis of the policy, this conclusion by itself would not answer the question of whether the court erred in granting the appellees summary judgment on the damages claim. The appellants offer no other grounds in their briefs for finding trial court error.
After considering the appellants’ briefs and oral argument, we are convinced that they either fail to understand the basis for their damages claim or do not seriously seek damages.10 They have offered us no connection between the prayer and their damages claim; their briefs offer no indication as to any of the
If they had desired to preserve their damages claim on appeal, they should have included all this information in their initial brief pursuant to the rules of appellate procedure. See
In fact, the only references to their claim for damages were two cursory statements, one in their initial brief and one at oral argument. Their brief indicated that they initiated the lawsuit “seeking declaratory and injunctive relief, as well as damages,” but never again mentioned their damages claim or its underlying legal theory. After contending at oral argument that their case fit within the “capable of repetition, yet evading review” exception to the mootness doctrine discussed above, appellants suggested in passing that their case was not moot because the complaint contained a prayer for money damages.11
We cannot agree with Judge Vining‘s conclusion that this cursory treatment is sufficient to preserve their damages claim on appeal. Without the benefit of developed argument from both sides regarding the propriety of the district court‘s grant of summary judgment on the damages claim, we cannot effectively review that decision. For us to rule on this issue would deny the appellees the opportunity to argue that they were not legally responsible for the prayer delivered at the appellants’ graduation. As we noted in Federal Savings & Loan Ins. Corp. v. Haralson, 813 F.2d 370 (11th Cir. 1987):
The waiver rule requires that the appellant state and address argument to the issues the appellant desires to have reviewed by this Court in the appellant‘s initial brief because “[i]n preparing briefs and arguments, an appellee is entitled to rely on the content of an appellant‘s brief for the scope of the issues appealed.”
Id. at 373-74 n.3 (quoting Pignons S.A. de Mecanique v. Polaroid Corp., 701 F.2d 1, 3 (1st Cir. 1983)).
For all these reasons, we hold that they have waived their damages claim on appeal.12 See, e.g., Braun v. Soldier of Fortune Magazine, 968 F.2d 1110, 1121 n.13 (11th Cir. 1992) (refusing to review issue not raised and argued in appellant‘s initial brief), cert. denied, 506 U.S. 1071, 113 S.Ct. 1028, 122 L.Ed.2d 173 (1993). We therefore affirm the district court‘s order to the extent it denied the appellants’ motion for summary judgment and granted the appellees’ motions for summary judgment on the appellants’ damages claim.
IV.
For the foregoing reasons, we VACATE the district court‘s order granting the appellees summary judgment on the appellants’ claims for declaratory and injunctive relief and REMAND the case with instructions that the district court dismiss those claims. We AFFIRM the district court‘s denial of the appellants’ motion for summary judgment and its grant of summary judgment for the appellees on the appellants’ damages claim.
It is SO ORDERED.
VINING, Senior District Judge, concurring in part and dissenting in part:
While I concur in the majority‘s conclusion that the appellants’ requests for injunctive and declaratory relief are moot, I cannot agree with its finding that the appellants have waived
As the majority observes, the appellants specifically alleged in their complaint that a member of the senior class delivered a prayer at the June 7, 1993, Mandarin Senior High School graduation exercises at which appellants Adler, Jaffa, and Zion graduated. Consistent with this allegation and their request for money damages, the appellants also alleged that the prayer was a direct consequence of the Duval County School District policy at issue in this case.13
On May 4, 1994, the district court granted the appellees’ motion for summary judgment, concluding that the Duval County School District policy was not unconstitutional. The district court neither discussed nor analyzed the appellants’ claim for money damages in its memorandum opinion and order.14 Instead, after dismissing all of the appellants’ constitutional challenges
Despite the uncontroverted fact that the district court never addressed or analyzed the appellants’ claim for money damages in its memorandum opinion and order, the majority concludes that the appellants’ failure to “fully brief” their money damages claim on appeal constitutes a waiver of that claim.16 Because I find that the appellants properly and adequately briefed and argued on appeal the only issue actually addressed and decided by the district court, i.e., the constitutionality of the instant policy, I disagree with the majority‘s decision.17
As the district court implicitly recognized, it was
Since I conclude that the appellants sufficiently raised their claim for money damages in their complaint, properly alleged that such damages were the direct consequence of an unconstitutional policy, and properly and adequately challenged in their appellate briefs and during oral argument the only issue actually addressed and decided by the district court, I cannot agree that the appellants have waived their claim for money damages on appeal. Consequently, I would reach the merits of the constitutional arguments raised in this case and would, if necessary, remand the matter to the district court for a hearing on all relevant factual and legal issues relating to the appellants’ claim for money damages.19
Notes
The parties agree that a student delivered the following message:
First and foremost, we give thanks to our parents for providing the love and support that we have too many times taken for granted. We thank our teachers for challenging our minds and inspiring us to greater achievement. And finally to our special friends who are present today, we thank you for sharing our joy.
We, as a class, are entering a new chapter in our lives. As we enter this new time, there will be many decisions to be made, decisions that will shape our future.
We ask for divine guidance, strength, and a burning desire to move ahead and succeed. In God‘s name we pray. Amen.
We assume without deciding that this message constitutes a religious prayer for First Amendment purposes. See DeSpain v. DeKalb County Community Sch. Dist. 428, 255 F.Supp. 655, 655-56 (N.D. Ill. 1966) (finding verse “We thank you for the flowers so sweet; /We thank you for the food we eat; /We thank you for the birds that sing; /We thank you for everything” did not constitute prayer for First Amendment purposes), rev‘d, 384 F.2d 836 (7th Cir. 1967) (finding same verse did constitute prayer), cert. denied, 390 U.S. 906, 88 S.Ct. 815, 19 L.Ed.2d 873 (1968); see also Engel v. Vitale, 370 U.S. 421, 424, 82 S.Ct. 1261, 1264, 8 L.Ed.2d 601 (1962) (describing prayer as “solemn avowal of divine faith and supplication for the blessings of the Almighty“).
For example, the district court based its conclusion that the policy did not violate the Constitution under the test enunciated in Lemon v. Kurtzman, 403 U.S. 602, 91 S.Ct. 2105, 29 L.Ed.2d 745 (1971), in part on its finding that the policy did not have the primary effect of advancing religion because it did “not mandate, require, or direct that religious expression or prayer occur at any graduation ceremony.” Adler, 851 F. Supp. at 453. Similarly, it held that the policy was not unconstitutional under Lee v. Weisman, 505 U.S. 577, 112 S.Ct. 2649, 120 L.Ed.2d 467 (1992), because the policy did “not solicit or mandate invocations or benedictions.” Adler, 851 F. Supp. at 456.
Assuming that both these conclusions are correct, Epting still might be liable for a constitutional tort under either of these tests if he “mandate[d], require[d], or direct[ed] that” the prayer be delivered at the Mandarin gradation.
Judge Vining suggests that the proper disposition of this case is to reach the merits of the district court‘s ruling and, if we were to find it erroneous, remand the case for further proceedings on the damages claim. Such a disposition is logically appealing, but does not take into account the significance of the appellants’ failure on appeal to (1) articulate any theory connecting the actions of the appellees to a cognizable injury suffered by the appellants, (2) discuss any facts relevant to the Mandarin graduation ceremony, other than the existence of the policy, or (3) request that we remand the case with directions that the district court either award money damages or, at the very least, conduct further proceedings to determine whether damages are warranted. These glaring omissions clearly demonstrate that the appellants have not advanced their damages claim on appeal.
Perhaps the appellants did state a valid damages claim in their complaint, and the evidence available to them may very well support that claim. Had the appellants perceived that any claim for injunctive relief based solely on the policy was moot, we have little doubt that they would have fully briefed their damages claim on appeal. In the absence of plain error, however, it is not our place as an appellate court to second guess the litigants before us and grant them relief they did not request, pursuant to legal theories they did not outline, based on facts they did not relate. See
We recognize that we have discretion to overlook technical noncompliance with
While the constitutionality of the instant policy is not dispositive of the appellants’ money damages claim, the appellants’ claim for money damages, like their requests for injunctive and declaratory relief, clearly does depend upon the constitutionality of the subject policy. I disagree with the majority‘s assertion to the contrary. The appellants’ only claim for money damages relates to the prayer delivered at the Mandarin graduation. As I have previously explained, the appellants specifically alleged in their complaint that this prayer was given as a direct result of the policy at issue in this case.
The appellants did not allege in their complaint, or assert at any time in the course of this litigation, that any individual defendant acted unconstitutionally, except when acting pursuant to the purportedly unconstitutional Duval County School District policy. For example, the appellants did not allege in their complaint that the Mandarin principal, Dalton Epting, acted independently, rather than pursuant to the policy at issue, when he permitted the senior class representative to deliver the prayer at the Mandarin graduation ceremony. The majority‘s suggestion that Epting might be liable if he independently mandated, required, or directed that a prayer be given appears only in the majority opinion. The appellants have never advanced this theory of liability, and there are no factual allegations in their complaint to support such a theory. Thus, consistent with the appellants’ allegations in their complaint, the claim for money damages does depend directly upon the constitutionality of the subject policy.
I am cognizant of the fact that the constitutionality of the instant policy is not dispositive of the issue of money damages. Even if this court were to find that the subject policy is unconstitutional, the appellants would not automatically be entitled to money damages. Rather, the appellants would still be required to prove, as they alleged in their complaint, that the prayer delivered at the Mandarin graduation was given as a result of the subject policy.
If this court were to conclude that the instant policy is unconstitutional, the appellees, contrary to the majority‘s assertion otherwise, would have an ample opportunity to “argue that they were not legally responsible for the prayer delivered at the appellants’ graduation.” If this court concluded that the subject policy did not survive constitutional scrutiny, the court would then remand the damages issue to the district court. On remand, both the appellants and appellees would have the opportunity to argue the merits of the appellants’ damages claim. After reviewing all of the relevant evidence and hearing arguments from the appellants and appellees, the district court would thereafter determine whether the appellants were entitled to the money damages that they have requested.