358 F.3d 828 | 11th Cir. | 2004
Lead Opinion
We vacate and withdraw the previous opinion dated June 30, 2003, 335 F.3d 1269 (11th Cir.2003), and substitute the following opinion.
Albert Adefemi, a citizen of Nigeria, petitions for review of a decision of the Board of Immigration Appeals, challenging its determination that the Immigration and Naturalization Service (“INS”) presented sufficient evidence to demonstrate that he could be deported on the basis of a firearms offense.
After entering the United States in 1977 without inspection, Adefemi became a lawful temporary resident on August 17, 1987 and a permanent resident on March 20, 1989. In 1993, the INS initiated deportation proceedings on the basis of two theft offenses of which Adefemi was allegedly eonvieted in 1991. Adefemi did not contest his deportability, applying instead for discretionary relief under section 212(c) of the Immigration and Nationality Act (“INA”), as amended, 8 U.S.C. § 1182(c) (repealed 1996). At that time, section 212(c) authorized the Attorney General to determine whether equitable considerations, such as a family in the United States or a negligible criminal record, favored sparing an immigrant the hardship of deportation. Acting on the Attorney General’s authority, the same immigration judges (“IJs”) who preside over deportation proceedings also considered applications for discretionary waivers under section 212(e).
Over the course of seven years, the INS twice amended its charges against Adefe-mi, eventually alleging that he was deport-able on the basis of a 1991 firearms conviction as well as the theft offenses. Adefemi was found deportable on all grounds. An IJ deemed the INS to have established the firearms conviction “by evidence which is clear, convincing and unequivocal.” Oral Decision of the Immigration Judge, Nov. 10, 1999, at 8. The judge then determined that Adefemi was ineligible for a waiver of deportation under Section 212(c) because controlling administrative precedent limited such relief to persons who are deporta-ble for a reason that would also warrant an alien’s “exclusion” prior to admission into the United States. Because Adefemi’s firearms offense does not have an analogue in the exclusion context, the court determined that it “must” find Adefemi ineligible for discretionary relief under section 212(c) because of the fireax-ms offense. Id. at 11.
Adefemi appealed and in 2000 was denied relief by the Board of Immigration Appeals (“BIA” or “Board”), which had
DISCUSSION
The upheaval in immigration law effected by two pieces of 1996 legislation, the Antiterrorism and Effective Death Penalty Act, Pub. L. No. 104-132, 110 Stat. 1214, and the Illegal Immigration Reform and Immigrant Responsibility Act (“IIRIRA”), Pub.L. No. 104-208, 110 Stat. 3009, has raised numerous and ponderous questions regarding both the substantive law to be applied in immigration proceedings and the extent of federal judicial authority to review determinations made by administrative tribunals. One particularly vexing matter has been the extent to which convictions for certain statutorily enumerated crimes operate as complete bars to discretionary relief from deportation. See, e.g., INS v. St. Cyr, 533 U.S. 289, 121 S.Ct. 2271, 150 L.Ed.2d 347 (2001). In the case before us, the parties agreed at oral argument that a remand to allow Adefemi to apply for discretionary relief will be appropriate should we decide he is not deporta-ble on the basis of the asserted firearms offense.
I. JURISDICTION
Because deportation proceedings against Adefemi commenced before April 1, 1997, and a final deportation order was entered more than thirty days after September 30, 1996, our jurisdiction is governed by former Section 106(a) of the INA, 8 U.SC. § 1105a (1996), as amended by the transitional rules set forth in Section 309(c) of the IIRIRA (reprinted in 8 U.S.C.A. § 1101 (historical notes)). See Al Najjar v. Ashcroft, 257 F.3d 1262, 1276-77 (11th Cir.), reh’g en banc denied, 275 F.3d 1085 (2001). The jurisdiction of the courts of appeals under IIRIRA is triggered by the entrance of a “final order” of deportation. See IIRIRA, § 309(c)(4)(C) (providing for petition for review to be filed not later than 30 days after date of “final order”); 8 U.S.C. § 1105a(a)(l) (referring to review of “final deportation order”). A deportation order becomes final “upon dismissal of an appeal by the Board.” 8 C.F.R. § 241.31 (2002). Because the Board did not conclusively dismiss Adefemi’s appeal until its October 4, 2000, decision, its earlier decisions in 1997 and 1999 were not final orders.
The transitional rules provide that:
there shall be no appeal permitted in the case of an alien who is inadmissible or deportable by reason of having committed a criminal offense covered in section 212(a)(2) or section 241(a)(2)(A)(iii), (B), (C), or (D) of the Immigration and Nationality Act (as in effect as of the date of the enactment of this Act)....
IIRIRA § 309(c)(4)(G). At the time of IIRIRA’s enactment, one of the statutes incorporated by this transitional rule directed as follows:
Any alien who at any time after entry is convicted under any law of purchasing, selling, offering for sale, exchanging, using, owning, possessing, or carrying, or of attempting or conspiring to purchase, sell, offer for sale, exchange, use, own, possess, or carry, any weapon, part, or accessory which is a firearm or destructive device (as defined in section 921(a) of Title 18) in violation of any law is deportable.
INA § 241(a)(2)(C), 8 U.S.C. § 1251(a)(2)(C) (1996).
It is by now well established that we retain jurisdiction in such cases to the extent necessary to review whether the statutory prerequisites of Section 309 apply. Farquharson v. U.S. Attorney Gen., 246 F.3d 1317, 1320 (11th Cir.2001) (citing Lettman v. Reno, 168 F.3d 463, 465 (11th Cir.1999)); cf. Calcano-Martinez v. INS, 533 U.S. 348, 350 n. 2, 121 S.Ct. 2268, 150 L.Ed.2d 392 (2001) (noting government’s concession that “the courts of appeals have the power to hear petitions challenging the factual determinations thought to trigger [a substantially identical] jurisdiction-stripping provision”). We therefore have jurisdiction to determine whether Adefemi is (1) an alien who is (2) deportable (3) by reason of a firearms offense. Farquharson, 246 F.3d at 1320.
The transitional rule set forth in Section 309(c)(4)(G) creates a certain ambiguity as to when an alien is deportable “by reason of a firearms offense.” Whereas the transitional rule refers generally to aliens “de-portable by reason of having committed ” a range of crimes, the underlying statute which it incorporates by reference makes aliens “deportable” only when they have been “convicted under any law” of a quali
Our jurisdictional inquiry thus merges with the merits of Adefemi’s challenge, which rests on his assertion that the INS failed to prove a qualifying firearms conviction by sufficient evidence. We therefore proceed to the merits on the understanding that we have jurisdiction to grant relief if the government failed to prove that Adefemi was convicted of a firearms offense.
II. SUFFICIENCY OF EVIDENCE DEMONSTRATING CONVICTION
In the administrative proceedings under review, the INS relied exclusively on a single piece of evidence in support of its charge that Adefemi was deportable on the basis of a firearms conviction. This was a two-sided, preprinted document that would be colloquially termed a traffic “ticket.” On the front appears a uniform citation form used to charge drivers with moving violations. On the reverse is boilerplate language for use in recording several types of action taken in the City Court of Atlanta, such as the receipt of a plea or the imposition of sentence.
The IJ determined that “Respondent waived a trial by jury, pled guilty, and was convicted and directed to pay a fine of $330, [or in] default of such payment be confined for a term of 12 months.” Oral Decision of the Immigration Judge, Nov. 10, 1999, at 3. The Board affirmed, but unlike the IJ, was silent as to whether Adefemi had pled guilty. In the proceedings before these tribunals, the only evidence presented by the INS was this two-sided document. Although Adefemi raises several challenges to the Board’s decision, his central contention is that this ticket, the sole piece of evidence against him considered by the IJ, was insufficient to demonstrate his deportability on the basis of a firearms conviction. See Petitioner’s Supplemental Brief at 20-26.
Whether a conviction has been sustained is a question of fact on which we defer to the Board if its determination is “supported by reasonable, substantial, and probative evidence on the record considered as a whole.” 8 U.S.C. 1105a(a)(4) (repealed 1996) (applicable to this case under IIRIRA § 309(c)(4)(l)(A)). Under this “substantial evidence” standard, we will not reverse the Board’s determination unless “a reasonable factfinder would have to conclude” that no conviction has been proved. See Lorisme v. INS, 129 F.3d 1441, 1445 (11th Cir.1997) (quoting INS v. Elias-Zacarias, 502 U.S. 478, 481, 112 S.Ct. 812, 117 L.Ed.2d 38 (1992)).
Although our own review is deferential, the INS must prove an alien’s deportability by “clear and convincing evidence.” 8 U.S.C. § 1229a(c)(3)(A);
Here, our approach is of a similar form but different content: we ask whether a reasonable fact finder could conclude that the government has shown Adefemi deportable by clear and convincing evidence. Hence we must determine whether the INS’s evidence could justify the finding of a conviction by clear and convincing evidence. Unless the record compels us to conclude that the INS failed to meet its burden, we must affirm the decision below. If, however, no reasonable fact finder could be persuaded that the INS made the necessary showing, we must reverse.
The BIA referred to the document’s reverse side as a “criminal court certificate of disposition,” but that phrase does not appear anywhere on the copy entered in the record. Near the top of the form appear two identical signatures. Both the first and the last names of the signature appear to begin with the letter “A,” and the remainder of each signature is consistent with the name Albert Adefemi. One of the signatures indicates the waiver of a jury trial and appears above a line stating that “On Arraignment, The Defendant Pleads NOT GUILTY.” The other signature is entered in a section titled “Plea of Guilty and Waiver.” The form provides no means of discerning Adefemi’s actual plea in this case: there is no indication that he amended an initial plea of not guilty to one of guilty, nor has anything been written in a space provided for stating the charge to which Adefemi, if he did enter a guilty plea, in fact admitted. Consistent with this ambiguity, none of three boxes printed next to each of three possible pleas— guilty, not guilty, and “nolo cont’d” — have been checked in a separate section of the form.
Below the sections bearing Adefemi’s signatures is another section titled “Disposition and Sentence,” in which the word “Probation” has been rubber-stamped. Still lower, in a separate section, the number “330.00” has been written on a space for designating a “fine.” The next line appears to state that a term of confinement shall be served should payment be defaulted. However, the portion of the form titled “Disposition and Sentence” has been left entirely blank apart from the “Probation” stamp and a second stamp that reads “State Case.” Significantly, nothing has been written in spaces specifically reserved for identifying the “Sentence: Amount Fine/Forfeiture $” and the number of “Days (Months) probated.” The failure of the Atlanta City Court to complete these sections makes it difficult to interpret the meaning of the “Probation” stamp, since the imposition of a probationary sentence would seem to require that a term of probation be set.
Even were we to assume that the clerical stamp reading “Probation” and the reference to a fíne are evidence of some kind of conviction, we do not think it can be said that they are clear and convincing evidence of conviction of a firearms offense. The fact that the front side of the document lists such an offense does not mean Adefemi pled to or was convicted of that offense, since he may well have pled guilty to another, lesser offense. The reverse side simply fails to offer any clear guidance as to what this offense may have been.
In sum, we think the “clear and convincing” evidentiary standard applicable in deportation proceedings requires something more than this ambiguous ticket before an individual may be “compelled by our Government to forsake all the bonds formed here and go to a foreign land where he often has no contemporary identification.” Woodby, 385 U.S. at 285, 87 S.Ct. 483. We also think a reasonable factfinder would have to conclude that the INS has not shown by clear and convincing evidence that Adefemi was convicted of a firearms offense. Accordingly, we reverse the decision of the BIA and remand for further proceedings consistent with this opinion.
REVERSED AND REMANDED.
. Unlike the firearms offense, the theft offenses of which the Board also found Adefemi to have been convicted, even if now classified as "aggravated felonies,” see Mohammed v. Ashcroft, 261 F.3d 1244, 1250 (11th Cir.2001), do not prevent him from applying for section 212(c) relief from deportation. See St. Cyr, 533 U.S. at 326, 121 S.Ct. 2271 (holding that 1996 abolition of section 212(c) relief is not retroactively applicable to aliens who would have been eligible for such relief at time they entered guilty pleas); Mayers v. INS, 175 F.3d 1289, 1304 (11th Cir.1999) (holding separate statutory limitation on section 212(c) relief for aggravated felons inapplicable to cases pending as of limitation's enactment).
. The INS mistakenly asserts in its brief that Adefemi cannot challenge determinations reached in the 1997 and 1999 orders because he failed to file timely petitions for review with this Court. This argument fails to acknowledge the Board’s own recognition in those decisions that further administrative proceedings would be necessary to determine
. Adefemi also argues the INS should have been estopped from seeking to deport him, some six years after the commencement of proceedings, on the basis of an offense alleged to have occurred two years before proceedings began. We need not reach this claim in light of our resolution of other issues in this case.
. The dissent fails to recognize the necessity of integrating our deferential appellate review with the INS’s demanding burden of showing deportability by clear and convincing evidence. While it is true, as the dissent stresses, that this Court will not reverse a factual finding of the Board unless the evidence compels a contrary determination, the question in this case is whether the record compels us to conclude that the INS failed to meet its burden. Our review remains highly deferential, but the particular finding we are reviewing requires more from the record than an ordinary fact. We must see some evidence — any reasonable evidence — that the government met its burden.
Prior to this case, the Eleventh Circuit has not directly addressed the application of substantial evidence review to a conviction, which the INS must show by clear and convincing evidence. However, several other circuits have reached conclusions consistent with our application of the substantial evidence test. In Sandoval v. INS, 240 F.3d 577 (7th Cir.2001), the Seventh Circuit pointed to the ambiguous effect of a subsequent change in the petitioner’s sentence and concluded that "the INS did not prove by clear and convincing evidence that Sandoval was convicted of possession of more than thirty grams of marijuana." Id. at 583. Similarly, in Cortez-Acosta v. INS, 234 F.3d 476 (9th Cir.2000), the Ninth Circuit reversed an order of deportation because the petitioner’s admission of culpability in alien smuggling was too ambiguous to meet the "clear and convincing" burden. In discussing the standards of review, the court noted that "although we review for reasonable, substantial, and probative evidence in the record as a whole, our review examines whether the INS has successfully carried this heavy burden of clear, unequivocal and convincing evidence.” Id. at 481 (citations omitted). See also Murphy v. INS, 54 F.3d 605, 612 (9th Cir.1995) ("Because the BIA gave significant weight to inherently unreliable evidence and shifted the burden of persuasion to Murphy, it inappropriately concluded that the government had met its burden of proving alienage by clear and convincing evidence. Because the BIA’s determination is not based on substantial evidence in the record as a whole, we hereby grant Murphy’s petition....”).
. We note that Adefemi made several statements about the circumstances surrounding
. Although not necessarily relevant to what Adefemi pled, the document contains other ambiguities as well. Several handwritten
. We do not hold that such a document may never be sufficient evidence of a conviction in deportation proceedings, only that the document at issue here, in its present form, and without any additional explanation, is insufficient. The INS might have established the conviction by a wide range of alternative means. The applicable provision of federal immigration law states that a conviction may be proved by official records of judgments, by docket entries from court records, by minutes of court proceedings, and by records of penal institutions. 8 U.S.C. § 1229a(c)(3). Alternatively, the document at issue could have been explained by submitting affidavits or testimony from court officials describing the court's record-keeping practices and explaining the meaning of the form at issue here.
Concurrence Opinion
concurring in part and dissenting in part:
I concur in Part I of the majority opinion.
I dissent from Part II because, in my view, the majority exceeds the established
The majority does exactly what is forbidden by Mazariegos because it re-weighs “the evidence from scratch” and engages in a de novo review of the evidence presented by the INS. Thus, the majority, while not acknowledging that it does so, effectively creates a new standard of review, which essentially asks whether the record compels us to conclude that the INS did meet its burden. But, the real question we must answer is the exact opposite-whether the record compels us to conclude that, the INS did not meet its burden. As explained below, the record is not so compelling.
Our precedent is clear that in order “[t]o reverse a factual finding by the BIA, this Court must find not only that the evidence supports a contrary conclusion, but that it compels one.” Farquharson v. INS, 246 F.3d 1317, 1320 (11th Cir.2001) (emphasis added); see also 8 U.S.C. § 1252(b)(4)(B) (“[T]he administrative findings of fact are conclusive unless any reasonable adjudicator would be compelled to conclude to the contrary....”); Kenyeres v. Ashcroft, 538 U.S. 1301, 123 S.Ct. 1386, 1388, 155 L.Ed.2d 301 (2003) (“A reviewing court must uphold an administrative determination in an immigration case unless the evidence compels a conclusion to the contrary.”); Mendoza v. U.S. Att’y Gen., 327 F.3d 1283, 1287 (11th Cir.2003) (“To reverse the IJ’s fact findings, we must find that the record not only supports reversal, but compels it.”); Fahim v. U.S. Att’y Gen., 278 F.3d 1216, 1218 (11th Cir.2002) (“To conclude that the Board should be reversed, a reviewing Court must find that the record ‘not only supports that conclusion, but compels it.’ ”) (quoting INS v. Elias-Zacarias, 502 U.S. 478, 480 n. 1, 112 S.Ct. 812, 117 L.Ed.2d 38 (1992)). Although the majority quotes this standard, it fails to apply the standard, as it reverses the BIA’s factual finding by stating that “the document [from the City Court of Atlanta] at issue here, in its present form, and without any additional explanation, is insufficient” to “allow a reasonable fact
After reviewing the evidence anew and raising arguments not before the BIA,
First, the BIA based its finding on “‘reasonable, substantial, and probative evidence on the record considered as a whole.’” Najjar, 257 F.3d at 1283-84 (quoting Lorisme, 129 F.3d at 1444-45). The INS presented an authenticated document from the City Court of Atlanta to establish Adefemi’s firearms conviction.
Second, the evidence in the record does not compel a conclusion contrary to the BIA’s factual finding, regardless of whether the evidence may support such a conclusion. See Farquharson, 246 F.3d at 1320. No record evidence directly contradicts the BIA’s finding that Adefemi was convicted of a firearms offense. Furthermore, the majority admits that its analysis of the document establishes no more than that the document is “ambiguous.” Under our deferential standard of review, we may
' Respectfully, therefore, I dissent from Part II of the majority opinion, as I would affirm the BIA’s factual determination that Adefemi was convicted of a firearms offense.
. The majority claims that ''[t]he dissent fails to recognize the necessity of integrating our deferential appellate review with the INS’s demanding burden of showing deportability by clear and convincing evidence.” I do, however, recognize that the INS was required to prove its case by clear and convincing evidence, but disagree that the record is so sparse that there is no reasonable evidence that the government met its burden. More importantly, I disagree with the manner in which the majority reviews the evidence presented by the INS.
. The majority opinion discusses the possibility that Adefemi may have pleaded guilty to another, lesser offense. Although this is a possible interpretation of the evidence, Adefe-mi did not raise this argument before this court or the BIA. Such speculation by the majority shows that it is not applying a deferential standard of review, but is, in fact, looking at the evidence on a clean slate. Similarly, the majority argues that the INS should have explained the Atlanta City Court document more thoroughly by submitting affidavits or testimony from court officials. Under the substantial evidence test, it is not this court’s place to tell the INS how to prove its case; rather, we are confined to reviewing the evidence that was presented to determine if there was substantial evidence to support the BIA’s decision. See Najjar v. Ashcroft, 257 F.3d 1262, 1283 (11th Cir.2001).
. The majority cites Sandoval v. INS, 240 F.3d 577 (7th Cir.2001), Cortez-Acosta v. INS, 234 F.3d 476 (9th Cir.2000), and Murphy v. INS, 54 F.3d 605, 610-12 (9th Cir.1995), as decisions supporting its application of the substantial evidence test and, therefore, as support for its conclusion that the City Court of Atlanta document was not clear and convincing evidence that Adefemi was convicted of a firearms offense. These decisions, however, are distinguishable.
In Sandoval, an Illinois state court had convicted Sandoval of possession of more than thirty grams' of marijuana, but state law allowed Sandoval to collaterally attack his conviction. Sandoval, 240 F.3d at 578. The Illinois state court modified the conviction and sentenced Sandoval to twenty-four months of first offender probation, a sentence that was ' only permissible if the state court-vacated the original conviction and entered a new conviction for possession of not more than thirty grams of marijuana. Id. at 580. The state court, however, did not expressly vacate the original conviction. Id. Thus, the effect of the sentence modification was uncertain. Id. The INS instituted deportation proceedings and the BIA concluded that Sandoval was deportable; Sandoval appealed. Id. at 579-80. As a matter of law, the Seventh Circuit determined that the INS could meet its burden in the BIA by showing either ”1) that the Illinois judge exceeded his authority under state law, thus rendering the [sentence] modification ineffective, or 2) that the sentence modification was legal but not effective for purposes of federal immigration law.” Id. at 581. Thus, the issues in Sandoval were questions of law. The Seventh Circuit determined that the INS’s arguments regarding these legal issues were incorrect. Because there was no evidence regarding whether Sandoval was found guilty of possession of more than thirty grams of marijuana, or less than thirty grams of marijuana, the Seventh Circuit determined that "the INS did not prove by clear and convincing evidence that Sandoval was convicted of possession of more than thirty grams of marijuana,” and reversed. Id. at 581-83. By contrast, in this case, there was only one state court proceeding. As stated on the front of the City Court of Atlanta document, that proceeding was for a firearms offense. No other offense was listed. Thus, there is evidence that Adefemi was found guilty of a deportable offense. The BIA determined that this was clear and convincing evidence, and the record does not compel a contrary conclusion.
In Cortez-Acosta, the issue was whether the alien previously had admitted encouraging, inducing, assisting, abetting, or aiding another alien to enter the United States illegally. Cortez-Acosta, 234 F.3d at 479-80. In that case, the alleged admission occurred during a hearing before an immigration judge, but there was no transcript of the hearing, and, thus, the only evidence that Cortez-Acosta actually admitted to such a crime was the notes of the hearing taken by the immigration judge. Id. at 478. "Without a record of the master hearing, [the Ninth Circuit] had no way to verify that the IJ actually asked Mr. Cortez-Acosta the questions he supposedly answered, that the questions were phrased clearly enough to be understood by someone relying on a translation, and that Mr. Cortez-Acosta’s answers were responsive to the questions asked. In short, we have no way to
In Murphy, the Ninth Circuit concluded that the INS did not prove the petitioner’s alienage by clear and convincing evidence. Murphy, 54 F.3d at 612. The iNS attempted to demonstrate that the petitioner was not born in the United States Virgin Islands by showing the lack of any birth certificate, by introducing an unauthenticated INS form, and by introducing uncorroborated double hearsay statements. Addressing the INS form, the court stated that "the unauthenticated [form] merits little (if any) weight, as acknowledged by the BIA. Murphy disputed the significant information [listed on the form], such as place of birth, [and] names of parents.... Murphy also provided information regarding the source of the information recorded on the form, an INS informant who apparently had some ulterior motive to make statements against Murphy.” Id. at 610. The Mwphy court concluded that the unauthenticated form and the lack of any other reliable evidence was insufficient to establish the petitioner’s alienage. Here, the City Court of Atlanta document is an official court document, not an unauthenticated form of a government agency. Furthermore, Adefemi has never contested the validity of the information contained in the document.
. The majority opinion labels the document a "traffic ticket” and argues that the INS could have established the firearms conviction through "a wide range of alternative means.” Regardless of what type of document it is, Adefemi has never argued, and the majority opinion does not contend, that the City Court of Atlanta document is not authentic or that it does not fall within 8 U.S.C. § 1229a(c)(3)(B)'s list of documents that can be used to establish a conviction.
. I would also reach the remaining issues raised by Adefemi on appeal and affirm the BIA’s determination that he is deportable and ineligible for discretionary relief under § 212(c).
Rehearing
ORDER ON REHEARING
Feb. 24, 2004.
A member of this court in active service having requested a poll on whether this case should be reheard by the Court sitting en banc, and a majority of the judges in this court in active service having voted in favor of granting a rehearing en banc,
IT IS ORDERED that the above cause shall be reheard by this court en banc. The previous panel’s opinion is hereby VACATED.