Lead Opinion
Appellant Adams sued George W. Cochran & Company (“Cochran”), his former employer, for wrongful discharge after Cochran had fired him for refusing to drive a truck that lacked a required inspection sticker. Adams sought lost wages and damages for emotional distress. When Cochran moved for summary judgment, the court granted the motion in part, ruling, without further explanation, that Adams could not recover any damages for emotional distress. Adams then filed two successive motions for leave to amend his complaint in order to add a claim for punitive damages. Both motions were denied. The case later went to trial, and the jury returned a verdict in favor of Adams, awarding him $7094.00 in lost wages. On this appeal Adams challenges the three pre-trial orders: the one granting Cochran summary judgment on the issue of liability for emotional distress and the two denying Adams leave to amend his complaint. We affirm the latter two orders, but we conclude that the court erred in granting Cochran summary judgment on the issue of emotional damages. We therefore reverse and remand for a new trial on that issue.
I. FACTS
Cochran fired Adams from his job as a delivery truck driver. Adams thereafter filed this action, alleging that Cochran had wrongfully discharged him after he had refused to drive a truck that did not have an inspection sticker on its windshield. Adams alleged that Cochran’s actions violated public policy in that Cochran had fired him for his refusal to violate District
Cochran answered the complaint and then moved for summary judgment on the ground that Adams was an at-will employee and therefore not entitled tо damages, either for wrongful discharge or for emotional distress. Cochran argued that Adams had not alleged any breach of an employment contract and that District of Columbia law does not recognize the tort of wrongful discharge of an at-will employee. It also contended that Adams was not entitled to damages for emotional distress, either as an element of his claim for wrongful discharge or as a separate cause of action. The court denied Cochran’s motion for summary judgment on the claim of wrongful discharge,
Adams then filed a motion, pursuant to Super.Ct.Civ.R. 15, for leave to amend his complaint by adding a claim for punitive damages. That motion was denied on the ground that the proposed amendment sought damаges for emotional distress, which was precluded by the court’s earlier order. A second motion to amend the complaint for the same purpose was denied without opinion.
At trial Cochran defended against Adams’ claim by introducing evidence that Adams was fired because he had become a difficult employee and had refused to take delivery runs on prior occasions without good reason. The case went to the jury, however, on the theory that Adams had been discharged solely for his refusal to viоlate District of Columbia law by driving a truck that lacked an inspection sticker. The court also instructed the jury that it could not award any more than Adams’ lost wages, which the evidence showed was $7094.00. The jury returned a verdict in favor of Adams in that amount.
II. WRONGFUL DISCHARGE
A. The law in the District of Columbia
It has long been settled in the District of Columbia that an employer may discharge an at-will employee at any time and for any reason, or for no reason at all. Wemhoff v. Investors Management Corp.,
“Public policy” exceptions to the general rule have been urged upon this court before, but thus far we have not recognized any such exceptions. See Ivy v. Army Times Publishing Co.,
More recently we revisited the issue in Sorrells v. Garfinckel’s, Brooks Brothers, Miller & Rhoads, Inc.,
Cochran argues that the public policy issue raised by Adams is not properly before this court and is, in any event, irrelevant. It maintains that the sole issue on appeal is the correctness of the award of damages, and that in order to resolve that issue, we need not decide whether to recognize an exception to thе rule that a fired at-will employee may not sue his or her employer for wrongful discharge. Cochran is mistaken. Adams is seeking, inter alia, a reversal of the trial court’s ruling that he was not entitled to recover damages for emotional distress, but he concedes that he suffered no physical injury as a result of his discharge. Nevertheless, District of Columbia law allows “a plaintiff [to] recover damages for mental suffering unaccompanied by physical injury as part of his recovery for an intentional tort.” Parker v. Stein,
B. The law in other jurisdictions
The leading case on the public policy exception to the at-will employment doctrine is Petermann v. International Brotherhood of Teamsters Local 396,
The thrеat of criminal prosecution would, in many cases, be a sufficient deterrent upon both the employer and employee, the former from soliciting and the latter from committing perjury. However, in order to more fully effectuate the state’s declared policy against penury, the civil law, too, must deny the employer his generally unlimited right to discharge an employee whose employment is [at will], when the reason for the discharge is the employee’s refusal to commit perjury _ To hold that one’s continuеd employment could be made contingent upon his commission of a felonious act at the instance of his employer would be to encourage criminal conduct upon the part of both the employee and employer and would serve to contaminate the honest administration of public affairs. This is patently contrary to the public welfare.
Id. at 189,
It seems to be universally accepted that an employer’s discharge of an employee for the employee’s refusal to violate a statute is a wrongful discharge in violation of public policy. See, e.g., Wagenseller v. Scottsdale Memorial Hospital,
Most courts that have addressed the issue have concluded that an action for wrongful discharge in violation of public policy is an action in tort, rather than in contract. See, e.g., Tameny v. Atlantic Richfield Co., supra note 5,
C. The result in the instant case
In this case the jury found that Cochran discharged Adams for his refusal to violate a municipal regulation that prohibits the operation of a vehicle without a valid inspection sticker. Unlike the plaintiff in Sorrells, Adams can point to 18 DCMR § 602.4 (1987) as an officially declared public policy. Compare Sorrells, supra, 565
A.2d at 289.
We find particularly helpful the opinion of the Supreme Court of Texas in Sabine Pilot Service, supra. The plaintiff in that case, a deckhand on a boat owned by Sabine, alleged that he had been fired for refusing to pump the bilges of that boat into coastal waters, an action which would have violated federal law. The trial court granted summary judgment for the employer, but the intermediate appellate court reversеd and remanded for trial. The Supreme Court of Texas affirmed that ruling, holding that public policy “require[d] a very narrow exception” to the at-will doctrine established in Texas law for almost a century. The court was careful to point out how narrow the exception was, saying that it would permit a fired at-will employee to sue for wrongful discharge only if the firing was “for the sole reason that the employee refused to perform an illegal act.”
We are persuaded that the Texas rule strikes the best balance between the sound and long-established at-will doctrine and the need to recognize and, when necessary, to enforce an identifiable public policy. Accordingly, we adopt the Texas rule and apply it to this case. Appellant Adams was forced to choose between violating the regulаtion and keeping his job — the very choice which, under Sabine Pilot Service and Winters, he should not have been required to make. Even though the criminal liability facing him was not very great, it was nonetheless unacceptable and unlawful for his employer to compel him to choose between breaking the law and keeping his job. We therefore hold, following the two Texas cases, that there is a very narrow exception to the at-will doctrine under which a discharged at-will employee may sue his or her former employer for wrongful dischargе when the sole reason for the discharge is the employee’s refusal to violate the law, as expressed in a statute or municipal regulation. The burden of proving by a preponderance of the evidence that this was the sole reason shall be on the fired employee.
We also follow the majority rule and hold that this cause of action sounds in tort, and that the tort is intentional. See Prosser, supra, § 130, at 1029. Because the goal of the exception is to further an officially declared public policy, the law should allow for the full range of remedies to discourage employers from such conduct. See Sterling Drug, Inc. v. Oxford, supra note 6,
III. EMOTIONAL DISTRESS
Adams alleged in his complaint that he suffered “humiliation, mental anguish and emotional distress” and asked for, inter alia, damages of $200,000. The complaint, however, did not make сlear whether Adams was seeking damages for the separate tort of intentional infliction of emotional distress or was merely including this allegation as part of his claim for damages for wrongful discharge. The trial court, in its order granting Cochran’s motion for summary judgment “with respect to damages for emotional distress,” similarly did not state whether it was ruling on the emotional distress matter as a separate claim or as an element of damages under the wrongful discharge claim. We must therefore determine whether the evidеnce would support recovery under either of these two theories.
But that does not end our discussion. Having recognized a.limited public policy exception to the rule that an at-will employee may not sue his or her former employer in tort for wrongful discharge, we have held in part II-C, supra, that the damages for such a tort may include compensation for any emotional distress or mental anguish resulting from the discharge. Smith v. Atlas Off-Shore Boat Service, Inc., supra,
IV. PUNITIVE DAMAGES
We turn finally to the trial court’s two orders denying Adams leave to amend his complaint by adding a claim for рunitive damages. Although Super.Ct.Civ.R. 15 provides that leave to amend “shall be freely given when justice so requires,” we have held that an order denying leave to amend under Rule 15 will not be reversed unless we are convinced that the trial court abused its discretion. Eagle Wine & Liquor Co. v. Silverberg Electric Co.,
Adams filed his first motion for leave to amend the complaint more than two years after the complaint was filed, and more than one year after discovery had closed and pretrial proceedings had been concluded. The motion was based on deposition testimony taken more than a year earlier. Moreover, the motion, if granted, would have required additional discovery and, in all likelihood, a delay in the trial. In these circumstances we cannot say that the court abused its discretion in denying the first motion. Since the second motion, filed four months later, offered nothing new, there was a fortiori no abuse of discretion in its denial. Gordon v. Raven Systems & Research, Inc.,
We affirm the trial court’s denial of Adams’ two motions for leave to amend his complaint by adding a claim for punitive damаges. We also affirm the judgment awarding Adams $7094.00 in back pay, since Cochran does not challenge that award and has not filed a cross-appeal. We reverse the trial court’s order granting Cochran partial summary judgment on the issue of emotional distress and remand the case for a new trial on that issue or for other proceedings consistent with this opinion.
Affirmed in 'part, reversed in part, and remanded for further proceedings.
Notes
.It is illegal to operate a motor vehicle in the District of Columbia without a current inspection sticker. 18 DCMR § 602.4 (1987). The trial court dismissed, as not supported by the evidence, Adams’ claims that the truck was also in violation of other provisions of the motor vehicle regulations. Adams does not challenge that ruling on appeal.
. Cochran does not contest this ruling. For purposes of this appeal, Cochran concedes that it fired Adams for his refusal to break the law by driving the truck without an inspection sticker.
. The plaintiff in Ivy had alleged that he was fired in retaliation for his testimony, adverse to his employer, before an administrative agency investigating employment practices by that employer.
. The fact that the published opinion in Ivy is only a dissent from the denial of rehearing en banc has not prevented other courts from citing that dissent for the proposition that the District of Columbia does (or would) recognize the tort of wrongful discharge in violation of public policy, see, e.g., Adler v. Columbia Historical Society,
. The court in Petermann never stated whether the cause of action sounded in contract or in tort. California now recognizes, howevеr, that wrongful discharge in violation of public policy is a tort. Tameny v. Atlantic Richfield Co.,
. At least two jurisdictions recognize a cause of action for wrongful discharge in violation of public policy, but conclude that the action is in contract. Sterling Drug, Inc. v. Oxford, 294 Ark.
The courts in two other states аlso allow at-will employees to bring wrongful discharge actions in contract. Although loosely based on "public policy," these courts' decisions are also based on covenants that the law implies in all contracts. Massachusetts implies a covenant of good faith and fair dealing in all employment contracts, including at-will employment relationships. Fortune v. National Cash Register Co.,
. Whether such a claim wоuld state a cause of action in tort under District of Columbia law is, of course, a matter on which we express no opinion.
. Although Sorrells speaks of a “statutorily declared public policy,”
. In a memorandum filed in this court after oral argument, Adams stаtes that he “did not allege a cause of action for intentional infliction of emotional distress” but only "sought damages for emotional distress as a consequence of the tort of wrongful discharge." In a footnote in that memorandum, however, Adams adds that it is "possible to infer that the complaint raised a
. Because we affirm the denial of both motions for leave to amend the complaint, we do not decide whether punitive damages are available in an action for wrongful discharge under what we now recognize as a public policy exception to the at-will employment doctrine. That is an issue which we leave for another day, for it is not an easy one to resolve. Compare Smith v. Atlas Off-Shore Boat Service, Inc., supra,
Concurrence Opinion
concurring:
It is long past the time when the public рolicy exception to the employment at will doctrine should have been recognized by this court. See Ivy v. Army Times Publishing Co.,
