delivered the opinion of the court:
Plaintiff Steve Adams, both individually and as the special administrator for the estate of his wife, Dixie Adams, filed a three-count complaint against defendants Bath & Body Works, Inc. (BBW), Globaltech Industries, Inc. (Globaltech), and Sharon Kubasak (Kubasak), seeking damages from a fire that occurred in the house that he and his family had rented from Kubasak. Plaintiff alleged that a candle, manufactured by Globaltech and sold by BBW was the cause of the fire. Asserted in his complaint were numerous claims for products liability, strict liability, and negligence against Globaltech and BBW Plaintiff also asserted claims under Illinois’ Smoke Detector Act (Smoke Detector Act) (425 ILCS 60/3 (West 1996)) against Kubasak based upon her failure to provide operating smoke detectors in the house. Each defendant filed cross-claims against each other seeking contribution, as well as counterclaims against plaintiff for negligently failing to preserve evidence. In addition, BBW filed a third-party complaint against Kubasak’s insurer, State Farm Fire and Casualty Company (State Farm), for negligent spoliation of evidence.
The circuit court granted a motion filed by BBW and joined by Globaltech dismissing plaintiffs claims as a discovery sanction pursuant to Supreme Court Rule 219(c) (166 Ill. 2d R. 219(c)) for failing to preserve evidence. On appeal, plaintiff contends that the circuit court abused its discretion in dismissing his complaint as a discovery sanction. Plaintiff also argues that the circuit court erred in striking his experts’ affidavits sua sponte due to a lack of foundation. For the following reasons, we reverse the judgment of the circuit court.
BACKGROUND
On June 17, 1997, a fire swept through the house that plaintiff and his family had rented from Kubasak in Oak Forest, Illinois. According to plaintiff’s deposition, before going to bed on the night before the fire, he blew out several candles in the living room area of the house. One of those candles was a “Garden Lavender Botanical Candle,” which was allegedly manufactured and designed by Global-tech and sold by BBW Plaintiff suffered severe burns as a result of the fire; his wife, however, died from burns and smoke inhalation.
Six days after the fire, plaintiff retained counsel. Though both state and city fire inspectors were unable to pin down the cause of the fire, they were able to determine that the fire began near a couch located in the living room. Based upon comments he overheard from one of these inspectors, plaintiffs counsel removed two lamps that he believed were the potential impetus of the fire. After it was determined that these lamps were not the cause, plaintiff’s focus shifted to a “Garden Lavender Botanical Candle” that he said was located on an end table near the couch in the living room.
At some point shortly after the fire, however, Kubasak hired Action Fire Restoration (Action Fire) to clean up the debris and repair the damage. State Farm paid Action Fire for its services. Unbeknownst to plaintiff, many of his belongings, including the end table and couch, plus the carpet that Kubasak owned, were removed and destroyed.
Also, shortly after the fire, State Farm retained Crawford & Company (Crawford) to examine the house and determine the extent of the damage. Crawford, in turn, hired Joe Mazzone to investigate the cause of the fire. In his deposition, Mazzone stated that, after ruling out the home’s wiring, appliances, and fixtures, he believed one possible cause of the fire was a candle placed on the end table. Mazzone based this belief on the fact that the area in which these items were located contained the heaviest “char or burn marks,” as well as plaintiffs statement to fire inspectors that he blew out a candle on the end table before going to bed on the night of the fire. Mazzone stated that both he and Donald Hitchcock, a fire investigator with the Illinois State Fire Marshall’s office, “agreed that the place where the fire started was the table.” Because the end table, couch, and carpet had been destroyed, however, there was no physical evidence that would either support or refute plaintiffs statement as to the candle’s location. Plaintiff was not privy to Mazzone’s report until December 1997, well after the end table, couch and carpet were destroyed.
On April 26, 1999, plaintiff filed suit. Though plaintiff initially named only BBW and Globaltech as defendants, he later filed a third-amended complaint on August 3, 2000, adding claims against Kubasak pursuant to the Smoke Detector Act. On February 20, 2002, BBW filed a motion to dismiss plaintiff’s complaint or, alternatively, to bar plaintiff from introducing any evidence that a candle sold by BBW was involved in the fire as a sanction under Rule 219(c) for his failure to preserve either the end table, couch, or carpet. Globaltech joined BBW’s motion for sanctions.
Both State Farm and Kubasak filed motions for summary judgment (735 ILCS 5/2 — 1005 (West 2000)) on the third-party complaint and counterclaims filed against them by BBW and Globaltech. On August 28, 2002, though the motions were fully briefed and- argued before the circuit court, the court deferred ruling because discovery was still open. On October 9, 2002, after discovery had closed, the circuit court again heard arguments; two days later the court filed a written order dismissing plaintiffs complaint.
In its order, the court found “two separate grounds on which the within claims of plaintiff must be disposed:” (1) “plaintiff and his counsel had the opportunity and the responsibility to preserve relevant evidence and failed to do so and framed their theory of the case only after allowing relevant evidence over which they had control to be destroyed (Boyd v. Travelers Insurance Co.,
Plaintiff filed a timely notice of appeal. In addition, BBW filed a cross-appeal, the resolution of which is “contingent upon this court’s ruling on Plaintiffs appeal.” Specifically, in its cross-appeal, BBW contends that, should this court reverse the circuit court’s sanction of dismissal, it should reinstate BBW’s counterclaims and third-party complaint. Moreover, BBW maintains that because Kubasak failed to file a similar cross-appeal, her counterclaims against BBW, Globaltech, and Adams are forfeited.
ANALYSIS
I. RULE 219(c) SANCTIONS
Plaintiff contends that the circuit court erred in dismissing his claims as a sanction under Rule 219(c) due to his failure to preserve the end table, couch and carpet. Specifically, he argues that neither he nor his attorney knew that such evidence might be relevant (having pinned their hopes on the two lamps that plaintiffs attorney removed shortly after the fire) or was responsible for the destruction of that evidence. He also argues that the circuit court mistakenly dismissed his claims against Kubasak because her liability under the Smoke Detector Act was not dependent upon the cause of the fire. He contends that Kubasak could not have been prejudiced by his alleged failure to preserve evidence.
BBW, Globaltech, and Kubasak all argue that because plaintiff should have known that the end table, couch, and carpet might be relevant to determining the cause of, and, therefore, liability for, the fire, he breached his duty under Boyd v. Travelers Insurance Co.,
Recently, our supreme court discussed Boyd, Shimanovsky, and the topic of presuit destruction of evidence. See generally Dardeen v. Kuehling,
“ ‘The general rule is that there is no duty to preserve evidence; however, a duty to preserve evidence may arise through an agreement, a contract, a statute, [citation] or other special circumstance. Moreover, a defendant may voluntarily assume a duty by affirmative conduct. [Citation.] In any of the foregoing instances, a defendant owes a duty of due care to preserve evidence if a reasonable person in the defendant’s position should have foreseen that the evidence was material to a potential civil action.’ ” (Emphasis omitted.) Dardeen,213 Ill. 2d at 336 , quoting Boyd,166 Ill. 2d at 195 .
In an amicus brief, the Illinois Trial Lawyers Association asked the court to “harmonize Boyd, where [it] held that, generally, there is no duty to preserve evidence,” with its holding in Shimanovsky “that a potential litigant owes a duty to potential adversaries to take reasonable measures to preserve the integrity of relevant, material evidence.” Dardeen,
The lesson to be taken from this, we believe, is that the two remedies discussed in those cases, i.e., a claim for negligent spoliation of evidence in Boyd and dismissal as a sanction under Rule 219(c) in Shimanovsky, are separate and distinct. See Dardeen,
Moreover, we reject defendants’ reliance upon those cases which have found “that negligent or inadvertent destruction or alteration of evidence may result in a harsh sanction, including dismissal, when a party is disadvantaged by the loss.” Farley Metals, Inc. v. Barber Colman Co.,
In those instances where evidence is destroyed due to mere negligence, a prejudiced litigant can seek redress by bringing a claim for negligent spoliation of evidence against the responsible party. The question here is whether plaintiffs conduct leading to the destruction of the end table, couch, and carpet was sanctionable and, if so, whether the circuit court’s sanction of dismissal was appropriate.
In a strict-products-liability case, the preservation of the allegedly defective product is important both to the proof of and defense to liability. Stringer v. Packaging Corp. of America,
However, even where evidence is destroyed, altered, or lost, a defendant is not automatically entitled to a specific sanction. Stringer,
In fashioning an appropriate sanction, a trial court must consider the following: (1) the surprise to the adverse party; (2) the prejudicial effect of the proffered testimony or evidence; (3) the nature of the testimony or evidence; (4) the diligence of the adverse party in seeking discovery; (5) the timeliness of the adverse party’s objection to the testimony or evidence; and (6) the good faith of the party offering the testimony or evidence. Boatmen’s National Bank of Belleville v. Martin,
Moreover, in crafting a just order, the circuit court must remember that the purpose of a sanction is not merely to punish the dilatory party, but to effectuate the goals of discovery. See Buffington v. Yungen,
That being said, because an order to dismiss with prejudice is a drastic sanction (as its nickname, the “death penalty” of sanctions, suggests), it should be invoked “only in those cases where the party’s actions show a deliberate, contumacious, or unwarranted disregard of the court’s authority”; employed only “as a last resort and after all the court’s other enforcement powers have failed to advance the litigation.” Shimanovsky,
The reversal of a trial court’s imposition of a particular sanction is only justified when the record establishes a clear abuse of discretion. Boatmen’s National Bank,
First, plaintiff did not engage in any “knowing and willful defiance of the discovery rules or the trial court’s authority.” Shimanovsky,
Though a potential litigant owes a duty to take reasonable measures to preserve the integrity of relevant and material evidence (Shimanovsky,
Plaintiff may have been both foolhardy to pin his hopes on the lamps as being the cause of the fire and negligent in failing to preserve the end table, couch and carpet. Such conduct, however, is not enough to support dismissal of his complaint as a discovery sanction under Rule 219(c). Shimanovsky,
Moreover, independent of our finding that the circuit court abused its discretion in dismissing plaintiffs complaint as a Rule 219(c) sanction, we reverse the court’s dismissal of plaintiffs claims against Kubasak premised upon her failure to install and maintain working smoke detectors in violation of the Smoke Detector Act.
Though the common law did not impose a civil duty upon landlords to install smoke detectors in property leased to a tenant, section 3 of the Smoke Detector Act provides an exception and creates an implied private right of action. Bybee v. O’Hagen,
A landlord’s liability under this statute does not hinge upon the occurrence of a fire, much less cause of that fire; only the failure to provide, test, and maintain working smoke detectors. 425 ILCS 60/ 3(a), (d) (West 1996). The absence of the end table, couch and carpet is completely irrelevant to the issue of Kubasak’s liability to plaintiff under the Smoke Detector Act. Thus, the circuit court had no basis to dismiss plaintiffs claims against Kubasak as a sanction for failing to preserve evidence.
BBW, Globaltech, and Kubasak’s argument as to why plaintiffs claims against Kubasak were properly dismissed is of the “cart before the horse” variety. They contend that plaintiffs failure to preserve the evidence impaired Kubasak’s ability to “prosecute her counterclaims against” BBW and Globaltech. While that might be so, it is not a sufficient basis for dismissing plaintiffs claims against Kubasak premised upon the Smoke Detector Act; claims which do not depend in the least on the presence or absence of any of the evidence that was destroyed.
II. EXPERT AFFIDAVITS
Plaintiff next contends that the circuit court erred when it struck his expert witnesses’ affidavits sua sponte. He argues that he had no notice from the court that such an action was imminent and that the affidavits were properly based upon sufficient factual data.
Defendants contend that despite the fact that no motion to strike the affidavits was pending, plaintiff had sufficient notice based upon comments made by the circuit court during oral argument on BBW’s motion for sanctions. Defendants further argue that the circuit court properly struck the experts’ affidavits because they lacked an adequate foundation.
It is poor practice for a circuit court to simply strike affidavits, sua sponte, without some sort of motion pending, be it oral or written. Botello v. Illinois Central R.R. Co.,
III. STATE FARM’S LIABILITY
State Farm contends that, as Kubasak’s insurer, it owed no duty to preserve evidence and, thus, it could not be held liable for negligent spoliation of evidence. State Farm requests that this court affirm the circuit court’s dismissal order in its entirety because doing so would also eliminate the third-party claim for negligent spoliation of evidence asserted against it by BBW and the counterclaim under that same theory asserted by Globaltech.
In its brief, however, State Farm urges upon us the same arguments contained in its motion for summary judgment that was pending before the circuit court prior to the court’s dismissal of plaintiffs complaint as a Rule 219(c) discovery sanction. The circuit court did not rule upon State Farm’s motion. Instead, in dismissing plaintiffs claims, the court found that all of the other claims “among and between the parties” were moot. And rightfully so, because once plaintiffs claims against BBW and Globaltech were dismissed, both the need and the standing for them to assert either a third-party claim or counterclaim against State Farm for negligent spoliation of evidence was eviscerated. However, because we are reinstating plaintiffs claims, those claims “among and between the parties” are no longer moot. In addition, any motions, including State Farm’s motion for summary judgment, that were pending prior to the circuit court’s order dismissing plaintiffs complaint as a Rule 219(c) discovery sanction are also reinstated.
BBW contends that State Farm has waived its motion for summary judgment and any argument presented therein because it failed to “obtain a ruling” from the circuit court on its motion. The cases BBW relies upon, King v. Paul J. Krez Co.,
IV BBW’S CROSS-APPEAL
BBW filed a cross-appeal “relative to the dismissal of its counterclaim against” Kubasak, plaintiff, and Globaltech, as well as its third-party complaint against State Farm. BBW argues that “[sjhould this Honorable Court reverse the Trial Court’s order dismissing plaintiffs causes of action, BBW’s counterclaims and third-party claims should be reinstated, since it filed the necessary cross-appeal to vest the court with jurisdiction to rule on the dismissal of its counterclaims and third-party claim.” BBW also argues that because neither Kubasak, State Farm, nor Globaltech filed cross-appeals, they have waived any right to have their counterclaims reinstated.
Initially, this court has no jurisdiction over BBW’s cross-appeal because it poses a hypothetical question: If this court should reverse the circuit court’s order dismissing plaintiffs causes of action, whether BBW’s counterclaims and third-party claims should he reinstated. It is axiomatic that the existence of an actual controversy is an essential prerequisite to appellate jurisdiction, and courts of review will generally not decide abstract, hypothetical, or moot questions. Steinbrecher v. Steinbrecher,
Moreover, even if this court has jurisdiction, BBW’s filing of a cross-appeal from the judgment of the circuit court was improper. In general, a party cannot complain of error that does not prejudicially affect it, and one who has obtained by judgment all that has been asked for in the trial court cannot appeal from that judgment. Illinois Central R.R. Co. v. Accident & Casualty Co. of Winterthur,
Reversed and remanded with instructions.
REID, EJ., and GREIMAN, J., concur.
Notes
This language taken from Robert Frost’s poem “The Road Not Taken” (1915).
