Adam James BROUSSARD, Appellant (Defendant), v. The STATE of Wyoming, Appellee (Plaintiff).
S-16-0151
Supreme Court of Wyoming.
June 16, 2017
2017 WY 73
[¶20] While it was improper for the prosecutor to attempt to define reasonable doubt and suggest to the jury that Mr. Hamilton had any burden of proof, the accumulated effect of these errors was not prejudicial. We consider the prosecutor‘s remarks during closing argument “in the context of the entire argument,” Szymanski v. State, 2007 WY 139, ¶ 27, 166 P.3d 879, 886 (Wyo. 2007), and in the context of the entire trial. Phillips v. State, 2007 WY 25, ¶ 9, 151 P.3d 1131, 1134 (Wyo. 2007). Throughout the trial the jury was reminded that the burden of proof rested with the State. Moreover, the State produced overwhelming evidence establishing Mr. Hamilton‘s guilt. The State called eleven witnesses, including the victims naming Mr. Hamilton as their assailant, medical personnel who described the severity of KB‘s injuries, and experts on the DNA evidence. The State also presented uncontroverted DNA evidence. The State‘s evidence was strong, the errors by the prosecutor were confined to the closing argument, and the accumulated effect of those errors does not rise to the level of reversible error. Based on the entire context of the trial, we do not find that Mr. Hamilton was prejudiced by the improper remarks; therefore, his cumulative error claim fails and we affirm his convictions.
CONCLUSION
[¶21] The prosecutor did not denigrate the defense during closing argument. The prosecutor‘s attempt to define “reasonable doubt” and statements regarding the burden of proof constituted prosecutorial misconduct. However, the prosecutor‘s statements did not cumulatively prejudice Mr. Hamilton. We affirm Mr. Hamilton‘s convictions.
Representing Appellee: Peter K. Michael, Attorney General; David L. Delicath, Deputy Attorney General; Christyne M. Martens, Senior Assistant Attorney General; Darrell D. Jackson, Director, Kevin T. Farrelly, Student Director, and Micaela Lira, Student Intern, Prosecution Assistance Program, University of Wyoming, College of Law. Argument by Ms. Lira.
Before BURKE, C.J., and HILL, DAVIS, FOX, and KAUTZ, JJ.
BURKE, Chief Justice.
[¶1] Adam Broussard challenges his conviction on one count of aggravated robbery. He claims the district court erred in ordering him to make pretrial disclosure of information requested by the State pursuant to
ISSUE
[¶2] Mr. Broussard presents one issue:
Did the court err by ruling that the State of Wyoming was entitled to demand disclosure of
FACTS
[¶3] On May 23, 2015, Mr. Broussard and Keevin Ware went to Kayla Walker‘s apartment. According to Ms. Walker, Mr. Broussard was upset with her because she did not give him a ride the previous evening. Angered by their discussion, Mr. Broussard pulled out a gun, put it to Ms. Walker‘s head, and demanded that she give him money. Ms. Walker told him that her money was in her car. Mr. Broussard preceded her out of the apartment and she dashed back into the apartment and locked the door. Mr. Ware had remained in the apartment and he advised her to give the money to Mr. Broussard. Mr. Ware convinced Ms. Walker to unlock the car by using a remote control clicker from inside her apartment. Ms. Walker unlocked the car and Mr. Ware left the apartment. From her window, Ms. Walker saw Mr. Broussard near her car and Mr. Ware in her car. A few minutes later, Ms. Walker went to the car and found that her money was gone. The incident was reported to the police. Mr. Broussard was apprehended and arrested a few hours later. A revolver matching the description given by Ms. Walker was located in the automobile in which he was riding.
[¶4] Mr. Broussard was charged with one count of aggravated robbery in violation of
[¶5] Prior to trial, the State filed a demand pursuant to
[¶6] The State filed a motion in limine asking the district court to resolve the issue. After a hearing on the motion, the district court ruled that Mr. Broussard was subject to the State‘s demand under
[¶7] The jury returned a guilty verdict on the charge of aggravated robbery. Mr. Broussard was sentenced to a prison term of six to ten years on that charge, and to a concurrent term of two to three years on the firearm charge. He filed this timely appeal.
DISCUSSION
[¶8] Although we generally review a trial court‘s orders governing discovery or the admissibility of evidence for an abuse of discretion, the primary question presented by Mr. Broussard is one of rule interpretation, which we review de novo. Kovach v. State, 2013 WY 46, ¶ 77, 299 P.3d 97, 121 (Wyo. 2013). Whether Mr. Broussard‘s constitutional rights have been violated also raises a legal issue that we review de novo. Miller v. State, 2006 WY 17, ¶ 7, 127 P.3d 793, 796 (Wyo. 2006).
[¶9] As discussed above, Mr. Broussard asserted during a hearing on the State‘s 404(b) motion that the pretrial notice provision of
Well, I disagree. It typically is the State [but] 404(b) is not exclusive just to impose it upon the State, we use it in civil trials, we use it—it‘s a Rule of Evidence that applies to all the parties. Now there are some distinctions under 404(a) that we don‘t need to delve into and specific to criminal law, but 404(b) is a fundamental, straightforward, albeit complex and often one of the most litigated rules, it is one that applies to parties, whether you‘re a defendant or a plaintiff or a prosecution or a civil or criminal. So that argument isn‘t going to carry the day.
On appeal, Mr. Broussard asserts that the district court misinterpreted the rule because, based on the plain language, defendants are not subject to the pretrial notice provision of
[¶10] When interpreting a rule, “we consider the language of the Rule ‘as a whole, giving effect to every word, clause, and sentence.‘” Hamilton v. State, 2015 WY 39, ¶ 14, 344 P.3d 275, 281 (Wyo. 2015) (quoting Jones v. State, 2011 WY 115, ¶ 11, 256 P.3d 536, 541 (Wyo. 2011)). If the language is sufficiently clear and unambiguous, the Court simply applies the words according to their ordinary and obvious meaning. In re CRA, 2016 WY 24, ¶ 16, 368 P.3d 294, 298 (Wyo. 2016).
Evidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show that he acted in conformity therewith. It may, however, be admissible for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident, provided that upon request by the accused, the prosecution in a criminal case shall provide reasonable notice in advance of trial, or during trial if the court excuses pretrial notice on good cause shown, of the general nature of any such evidence it intends to introduce at trial.
[¶11] The State cites a single authority in support of its interpretation. A comment in the advisory notes to the 1991 amendments to the federal rules of evidence states that
[¶12] The State also claims, however, that the district court has discretion to control its courtroom and proceedings, and it did not abuse that discretion when it ordered Mr. Broussard to make a pretrial disclosure. In making that assertion, the State refers to this exchange that occurred between the court and defense counsel at the motion hearing:
THE COURT: So, you know, I‘m simply applying the rule and it is a level playing field, both parties have a right to a fair trial and fundamental fairness, under 404(b) analysis. This notion it—that it applies to the State—you‘ve made your record, [Defense Counsel], and the Court very clearly finds that it does apply to both parties.
[DEFENSE COUNSEL]: Your Honor, just to clarify—I‘m not arguing that it doesn‘t—that, 404(b) can‘t be introduced by the defendant to support his defense, I‘m arguing that there‘s no obligation to provide any notice of that evidence pretrial, especially when it could compromise his ability to present his defense.
THE COURT: Let me make it very clear: The Court rejects that argument, and irrespective of the law or—the law is the Court has the ability to control pretrial issues of this nature and the Court, in its discretion, specifically finds and adopts those same pretrial procedures that apply to the State under Gleason to the defense, and it‘s something this Court has done historically since I‘ve been on the bench. So, there‘s your clarification.
[¶13] In general, pretrial discovery in criminal cases is governed by statute, rule, or precedent. Kovach, ¶ 50, 299 P.3d at 112. There is no relevant statute and, as previously discussed,
[¶14] The State correctly notes that in Gleason we expressed a “firm preference for the pretrial determination of issues concerning uncharged misconduct evidence.” Id., ¶ 18 n.2, 57 P.3d at 340 n.2 (emphasis in original), citing Howard v. State, 2002 WY 40, ¶ 23, 42 P.3d 483, 491 (Wyo. 2002). How-
We now hold that where a defendant files a pretrial demand for notice of intent to introduce evidence under
W.R.E. 404(b) , the same shall be treated as the making of a timely objection to the introduction of such evidence. The State must then respond with sufficient information to meet the balance of the Huddleston test adopted in Vigil. Not only will such a rule enhance the defendant‘s prospects of receiving due process and a fair trial, it will also enhance the district court‘s ability to reflect and rule upon a significant evidentiary issue. Rulings on uncharged misconduct evidence are too important to be made in the heat and pressure of a trial, with the jury twiddling its thumbs in the next room.
Howard, ¶ 23, 42 P.3d at 491. Those protections are necessary because of the “dangerously prejudicial nature of prior bad acts evidence” when that evidence is employed against the accused. Williams v. State, 2004 WY 117, ¶ 8, 99 P.3d 432, 436 (Wyo. 2004); Dean v. State, 865 P.2d 601, 610 (Wyo. 1993).
Juries in our system of criminal justice are not charged with determining a defendant‘s guilt based on the defendant‘s propensity to commit crime. In fact, they are expressly prohibited from doing so. Nevertheless, the overwhelming consensus of empirical studies on the use of prior-crimes evidence for impeachment purposes confirms a point made by one of the researchers in Kalvin and Zeisel‘s landmark study, The American Jury: that juries exhibit an
“almost universal inability and/or unwillingness either to understand or follow the court‘s instructions on the use of defendant‘s prior criminal record for impeachment purposes. The jurors almost universally used defendant‘s record to conclude that he was a bad man and hence was more likely than not guilty of the crime for which he was then standing trial.”
Brunson [v. State] [132 N.J. 377], 625 A.2d [1085], 1100 [(N.J. 1993)] (Justice Handler, concurring in part and dissenting in part). The same danger adheres when evidence of prior crimes is introduced for Rule 404(b) purposes, and an instruction merely reciting Rule 404(b) is insufficient to overcome that danger.
Williams, ¶ 8, 99 P.3d at 436 (quoting Dean, 865 P.2d at 610). For obvious reasons, the potential prejudice or danger of misuse is not nearly so great when
The main concerns expressed in
1 Christopher B. Mueller & Laird C. Kirkpatrick, Federal Evidence § 4:37, at 848 (4th ed. 2013) (discussing use of “reverse” 404(b) evidence).1 Additionally, requiring pretrial discovery or disclosure from a defendant may have constitutional implications: “What is apparent from the cases cited and from the continuing debate over pretrial discovery and disclosures against a criminal defendant is that whether such a pretrial requirement raises a constitutional issue depends upon the circumstances surrounding the requirement and the information that will be disclosed.” Kovach, ¶ 74, 299 P.3d at 120.
[¶15] Kovach also involved a challenge to a district court‘s order requiring pretrial disclosure by a defendant and the limiting of cross-examination as a sanction for failure to comply with the order. In Kovach, the State requested pretrial disclosure of all witness statements in the defendant‘s possession. Kovach objected contending, inter alia, that the
[¶16] The district court‘s decision to order disclosure was driven largely by a misinterpretation of
[¶17] As set forth above, Mr. Broussard did not disclose any evidence in response to the order and does not assert any prejudice resulting from entry of the order. His only claim of prejudice involves the sanctions imposed during trial. He contends that the district court improperly infringed on his constitutional right to confront and cross-examine witnesses when it limited his cross-examination of prosecution witnesses as a sanction for failing to comply with the pretrial disclosure order.
[¶18] We previously explained:
“The Sixth Amendment to the United States Constitution and Article 1, § 10 of the Wyoming Constitution guarantee the right of an accused to confront the witnesses against him. The primary right secured by the Confrontation Clause is the right of cross-examination.” Hannon v. State, 2004 WY 8, ¶ 16, 84 P.3d 320, 329 (Wyo. 2004) (citing Davis v. Alaska, 415 U.S. 308, 315, 94 S.Ct. 1105, 1110, 39 L.Ed.2d 347 (1974)). However, to establish a confrontation violation a defendant must show more than just a denial of the ability to ask specific questions of a particular witness. Rather, a defendant must show that he was prohibited “from engaging in otherwise appropriate cross-examination
[T]he correct inquiry is whether, assuming that the damaging potential of the cross-examination were fully realized, a reviewing court might nonetheless say that the error was harmless beyond a reasonable doubt. Whether such an error is harmless in a particular case depends upon a host of factors, all readily accessible to reviewing courts. These factors include the importance of the witness’ testimony in the prosecution‘s case, whether the testimony was cumulative, the presence or absence of evidence corroborating or contradicting the testimony of the witness on material points, the extent of cross-examination otherwise permitted, and, of course, the overall strength of the prosecution‘s case.
Id., ¶ 25, 84 P.3d at 332-33 (quoting Olden v. Kentucky, 488 U.S. 227, 232-33, 109 S.Ct. 480, 483-84, 102 L.Ed.2d 513 (1988)). Mr. Broussard contends that the district court, in imposing the sanction, improperly limited his cross-examination of three state witnesses, Kayla Walker, Officer Adam Balthazor, and Gates Lund. We will address each in turn.
[¶19] Kayla Walker was the victim of the crime. On cross-examination, defense counsel asked questions concerning her ability to remember events accurately:
[DEFENSE COUNSEL]: [W]ere you under the influence of anything at the time that this happened?
A: No.
Q: And so was there anything going on at the time that would have interfered with your memory of these events?
A: No.
Q: And I guess—and I don‘t mean this to be confrontational, but has anything happened since the time of these events that you‘ve reported and now that would have changed or affected your memory or your physical abilities?
A: Uhm, I did have a stroke.
Q: Okay.
A: Uhm, but it‘s just my physical condition, it‘s not mentally.
Q: Okay.
A: I‘m still—
Q: Okay. Thank you. And I guess as far as you know, was that stroke related to anything that could have affected your memory?
[PROSECUTOR]: I‘m going to object at this point under Rule 403. She said that her memory was intact.
THE COURT: Please approach.
(THEREUPON, the following discussion was held between the Court and counsel at the bench:)
THE COURT: Where are we going, [Defense Counsel]?
[DEFENSE COUNSEL]: Your Honor, I guess my understanding is that she—this witness suffered a stroke that was related to an overdose of drugs, and the reason for inquiring about that is not because of the potential criminality of any of that, it‘s just simply to discover whether her memory is intact and whether it‘s been affected by anything at the time or that‘s happened since.
THE COURT: You can get into if she had a stroke and whether that affected her memory. The fact that it was caused by substance abuse or an accident or whatever it may be caused [by], the Court is applying 403 and finds that that‘s inappropriate.
So if you can test her ability, that this affect had on her memory, that‘s fine, but the cause of the stroke is inadmissible at this point in time. [Prosecutor]?
[PROSECUTOR]: You know, you understand our 404(b) position better, I believe she‘s already answered that her memory is unaffected, so unless there is some basis for the normal rules of evidence to impeach her current testimony, that‘s the only avenue to pursue.
THE COURT: I‘m going to allow her a little more latitude on that and test that a little bit more, but we don‘t need to get in—whatever the case may be that caused the stroke, it‘s the effect of the stroke that may be relevant, not what caused it. So, make your objection, asked and answered, if appropriate. She gets a little latitude to delve into that a little more than she has. All right.
(THEREUPON, the following proceedings were held in open court:)
THE COURT: Please continue, [Defense Counsel].
[DEFENSE COUNSEL]: Thank you. So how many times have you met with the county attorney‘s office or with [the prosecutor] to prepare your testimony or to review the events that you‘re testifying to today?
A: Twice.
Although
[¶20] Next, Mr. Broussard contends that his cross-examination of the investigating officer, Adam Balthazor, was improperly curtailed. He points to this exchange:
[DEFENSE COUNSEL]: Officer Balthazor, I just have a couple more questions for you. As the investigating officer in this case, I presume that you‘re familiar with or you were familiar before this trial with the alleged victim—you talked to her for 40, 45 minutes, right—and some of the other actors in this case?
Throughout your investigation of this case, have you—have you come into any information regarding any criminal culpability of Kayla Walker?
[PROSECUTOR]: I would object to this.
[DEFENSE COUNSEL]: And, Your Honor, the reason—
THE COURT: Just a second, let me read it.
[PROSECUTOR]: On 404(b) grounds, 609 grounds, 402 grounds, 403.
THE COURT: Please approach.
(THEREUPON, the following discussion was held between the Court and counsel at the bench:)
THE COURT: Are you done with your objection?
[PROSECUTOR]: Yes.
THE COURT: Your response?
[DEFENSE COUNSEL]: My response would be, Your Honor, that Kayla Walker has been a witness who has been cooperative with the State. She‘s with them a couple of times, that‘s in evidence. The reason for my inquiry is so that the jury can evaluate any motive that she may have for her testimony.
It‘s also in evidence that her testimony is a little bit different at trial than it was when she was interviewed by Mr. Balthazor, and for that reason I think that her motive to cooperate as a witness in this case is relevant to her credibility as a witness.
THE COURT: What is—what‘s the answer? I mean, this—when you say she was—she had some criminal culpability, is she guilty of this charge as well?
[DEFENSE COUNSEL]: No, Your Honor. I don‘t know the answer. I just want to know if they have any information that she‘s committed crimes that would cause her to cooperate with the State, because as far as I know, she hasn‘t been charged with anything since these events.
THE COURT: So you have no basis whether that‘s true or not.
[DEFENSE COUNSEL]: I have an idea that the answer is yes, that they do have incriminating information on her, but like I said, it can‘t be verified because it hasn‘t been charged.
THE COURT: And are you talking about drug issues?
[DEFENSE COUNSEL]: Yes.
THE COURT: All right. The objection is sustained. This is 404(b) information that wasn‘t disclosed. We discussed this at
pretrial, the Court has ruled that 404(b) applies to the defendant as well as the prosecution. It wasn‘t disclosed, it was demanded; the objection is sustained.
[DEFENSE COUNSEL]: Your Honor, for the record, can I respond to that?
THE COURT: Sure.
[DEFENSE COUNSEL]: My response, for the record, would be—would include the arguments that were made at the pretrial, that the defense has no obligation to disclose this type of information to the State. The State, in fact, would be more likely to have information like this than the defendant would.
Furthermore, it goes to the witness‘[s] credibility, which is always material, which is always relevant for cross-examination purposes.
THE COURT: The objection is sustained.
(THEREUPON, the following proceedings were held in open court:)
. . .
[DEFENSE COUNSEL]: I have no further questions. Thank you.
[¶21] Here, there is no question that the district court limited cross-examination as a sanction for failure to comply with the
[¶22] Finally, Mr. Broussard alleges that error occurred during his cross-examination of Gates Lund. During cross-examination, Mr. Broussard sought to introduce evidence that Mr. Lund was on probation when the vehicle was stopped and Mr. Broussard was arrested. When the State objected, citing
[¶23] The record establishes that Mr. Broussard was attempting to engage in otherwise appropriate cross-examination. He was attempting to establish that Mr. Lund had a motive to provide testimony that was favorable to the State. We have stated that testimony which “shows a ‘relationship between a party and a witness which might lead the witness to slant, unconsciously or otherwise, his testimony in favor of or against a party,’ is properly characterized as evidence of bias.” Garner v. State, 2011 WY 156, ¶ 13, 264 P.3d 811, 817-18 (Wyo. 2011) (quoting United States v. Abel, 469 U.S. 45, 52, 105 S.Ct. 465, 469, 83 L.Ed.2d 450 (1984)). “Cross-examination intended to show bias is generally permitted by
[¶24] We are convinced, however, that any error was harmless beyond a reasonable doubt. Mr. Lund‘s testimony was, for the most part, cumulative. His testimony in-
[¶25] Affirmed.
BURKE, Chief Justice.
Notes
Due to the potential overlap of what appears to be the State‘s interpretation of the Defendant‘s obligation with regard to providing notice under 404(b) and the Defendant‘s right to present his defense (which includes introducing character evidence of witnesses and impeaching the credibility of witnesses as permitted by [the] Wyoming Rules of Evidence, and includes the Defendant‘s right to put on evidence of third-party guilt regardless of whether the person is a witness), the Defendant seeks clarification from the State as to what its Demand actually requests pre-trial, the authority for such demand, and a pre-trial ruling from the Court on this issue.Mr. Broussard‘s request for clarification was never specifically addressed by the court or the State.
